13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-11, with 5,603 holding rows worth $518,170,854,000.
- Accession
- 0000019617-20-000375
- Filer
- CIK 19617
- Filed
- 2020-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 22,749 entries on the cover page, a total value of $518,170,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $518,170,854,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 70,054 | $1,043,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 104,576 | $1,041,000 | thousands by filing date | |
| EVERPURE INC | 74624M952 | PUT | 60,000 | $1,040,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 15,382 | $1,039,000 | thousands by filing date | |
| HALLIBURTON CO | 406216951 | PUT | 80,000 | $1,038,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 15,000 | $1,037,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 182,611 | $1,035,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 28,503 | $1,033,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 8,688 | $1,033,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 100,000 | $1,031,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 182,950 | $1,029,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 18,907 | $1,028,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 239,588 | $1,028,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 185,928 | $1,026,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 36,125 | $1,026,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 58,736 | $1,021,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 25,002 | $1,019,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 293,036 | $1,017,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 48,429 | $1,014,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 18,489 | $1,013,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 57,397 | $1,012,000 | thousands by filing date | |
| TAUBMAN CENTERS INC | 876664903 | COM | 26,800 | $1,012,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 347,030 | $1,011,000 | thousands by filing date | |
| SLB LIMITED | 806857958 | PUT | 55,000 | $1,011,000 | thousands by filing date | put |
| Allegiance Bancshares | 01748H107 | COM | 39,750 | $1,010,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 100,000 | $1,010,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 40,000 | $1,007,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 14,400 | $1,004,000 | thousands by filing date | put |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 100,000 | $1,002,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP UNIT | 53804F202 | Common Stock | 100,000 | $1,002,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 219,822 | $1,001,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 37,205 | $997,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 78,806 | $996,000 | thousands by filing date | |
| HESS CORP | 42809H907 | COM | 19,200 | $995,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 130,450 | $991,000 | thousands by filing date | |
| Direxion High Growth ETF | 25460G765 | HIGH GROWTH | 20,306 | $990,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 71,803 | $987,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 90,656 | $986,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 297,928 | $986,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 100,000 | $985,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 64,873 | $984,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 41,501 | $984,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 307,966 | $983,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 132,410 | $982,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 22,795 | $980,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 55,819 | $976,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 18,209 | $974,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 14,470 | $971,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 257,099 | $971,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 179,409 | $967,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 131,109 | $965,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 51,192 | $964,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 19,195 | $962,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 68,846 | $959,000 | thousands by filing date | |
| MCDONALDS CORP | 580135901 | COM | 5,200 | $959,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228955 | COM | 300,000 | $957,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 147,671 | $956,000 | thousands by filing date | |
| ALCON AG | H01301908 | ORD SHS | 16,600 | $952,000 | thousands by filing date | call |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 34,722 | $951,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 112,410 | $951,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L200 | UNIT 04/29/2025 | 100,000 | $951,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 281,702 | $950,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249957 | COM PAR $.01 | 513,700 | $950,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 17,756 | $948,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 55,050 | $944,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 288,461 | $943,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 143,461 | $943,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 27,504 | $943,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 34,141 | $943,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 59,311 | $943,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 9,219 | $940,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 52,919 | $939,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 25,843 | $939,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 24,297 | $937,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U205 | UNIT 99/99/9999 | 80,000 | $937,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 135,397 | $935,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 21,909 | $933,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 30,471 | $931,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 39,595 | $926,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 88,701 | $922,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 46,773 | $921,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 35,665 | $919,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 11,747 | $918,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A955 | PUT | 4,800 | $916,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC | 071734907 | COM | 50,000 | $915,000 | thousands by filing date | call |
| QUALCOMM INC | 747525903 | CALL | 10,000 | $912,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 39,092 | $908,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 425,690 | $907,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 65,205 | $907,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 60,833 | $907,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 1,100,000 | $905,000 | thousands by filing date | principal |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 189,689 | $904,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 38,001 | $904,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 860,703 | $904,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 67,156 | $896,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 17,298 | $895,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 100,000 | $895,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 21,982 | $892,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 22,927 | $891,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 24,810 | $891,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 26,801 | $887,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 40,165 | $884,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 14,263 | $879,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 26,283 | $879,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 16,043 | $878,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 73,579 | $876,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 15,206 | $875,000 | thousands by filing date | |
| HP INC | 40434L905 | COM | 50,000 | $872,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 19,164 | $871,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 38,546 | $871,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 32,288 | $869,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 119,519 | $866,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 36,671 | $865,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 43,805 | $865,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 62,620 | $863,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 74,029 | $863,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 128,428 | $862,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 275,603 | $854,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 7,098 | $853,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 33,833 | $853,000 | thousands by filing date | |
| ROSS STORES INC | 778296903 | CALL | 10,000 | $852,000 | thousands by filing date | call |
| INVESTORS BANCORP INC NEW | 46146L901 | COM | 100,000 | $850,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 35,348 | $847,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 20,672 | $845,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 293,259 | $845,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 9,660 | $841,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 131,327 | $838,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 25,200 | $835,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 15,738 | $833,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 80,654 | $832,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 29,991 | $831,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 28,595 | $830,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 99,580 | $828,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 124,159 | $828,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 19,194 | $826,000 | thousands by filing date | |
| FIDELITY NATL FINL INC | 31620R903 | COM SHS | 26,900 | $825,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 75,735 | $821,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 60,054 | $820,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 33,632 | $819,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 54,900 | $819,000 | thousands by filing date | put |
| ORCL 280121C00240000 | 68389x905 | CALL | 14,800 | $818,000 | thousands by filing date | call |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 626,767 | $818,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 199,742 | $812,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 16,118 | $811,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 98,839 | $808,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 103,403 | $805,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 15,510 | $803,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 28,552 | $803,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 93,568 | $802,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 22,173 | $801,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 59,254 | $800,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 449,685 | $800,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 15,765 | $800,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 49,964 | $799,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 179,469 | $797,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 14,528 | $796,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 77,304 | $793,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 20,054 | $792,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 28,635 | $788,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 31,057 | $787,000 | thousands by filing date | |
| AT&T INC | 00206R902 | CALL | 25,900 | $783,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 22,143 | $782,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 65,329 | $780,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 9,464 | $779,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 8,700 | $778,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 32,400 | $776,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 72,451 | $774,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 14,525 | $774,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 26,466 | $773,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 70,158 | $773,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 56,973 | $772,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337959 | PUT | 57,900 | $772,000 | thousands by filing date | put |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 55,755 | $769,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 76,600 | $766,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945901 | CALL | 40,000 | $760,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945951 | COM | 40,000 | $760,000 | thousands by filing date | put |
| DAUCH CORP | 024061903 | COM | 100,000 | $760,000 | thousands by filing date | call |
| Tuanche Limited | 89856T104 | American Depositary Shares | 468,995 | $760,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 105,365 | $757,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 45,856 | $756,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 34,624 | $755,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 12,630 | $754,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 35,144 | $753,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 21,912 | $749,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B906 | COM | 59,300 | $748,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 29,405 | $745,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 299,243 | $745,000 | thousands by filing date | |
| TARGET CORP | 87612E956 | PUT | 6,200 | $744,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 38,604 | $744,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 68,540 | $742,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 404,139 | $740,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 902,000 | $740,000 | thousands by filing date | principal |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 66,643 | $739,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 24,758 | $737,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 84,702 | $735,000 | thousands by filing date | |
| ALECTOR INC | 014442907 | COM | 30,000 | $733,000 | thousands by filing date | call |
| KODIAK SCIENCES INC | 50015M109 | COM | 13,496 | $730,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 23,411 | $729,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 44,621 | $729,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 26,797 | $728,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,919 | $727,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 152,648 | $725,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 12,562 | $723,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 25,212 | $723,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 73,952 | $723,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 100,000 | $722,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 22,488 | $721,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 66,396 | $718,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 22,598 | $712,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 7,185 | $711,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 44,687 | $710,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 10,062 | $710,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 6,929 | $710,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 129,431 | $710,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 85,291 | $710,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 13,608 | $709,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 14,723 | $706,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 7,700 | $706,000 | thousands by filing date | put |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 975,000 | $706,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 15,817 | $704,000 | thousands by filing date | |
| CHEWY INC | 16679L959 | CL A | 15,700 | $702,000 | thousands by filing date | put |
| BED BATH BEYOND INC | 075896950 | COM | 65,900 | $699,000 | thousands by filing date | put |
| CENTURY CMNTYS INC | 156504950 | COM | 22,800 | $699,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 36,626 | $698,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 24,946 | $698,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 43,715 | $697,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 31,529 | $695,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 16,514 | $694,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 33,547 | $692,000 | thousands by filing date | |
| M/I HOMES INC | 55305B901 | COM | 20,000 | $689,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 11,989 | $688,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 71,554 | $687,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 119,113 | $686,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 420,266 | $685,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 100,363 | $685,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6,264 | $683,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746902 | COM | 46,400 | $683,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY IN | 00404A909 | COM | 27,200 | $683,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 89,213 | $683,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 87,177 | $682,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 53,333 | $679,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP | 88034P959 | SPON ADS | 50,000 | $673,000 | thousands by filing date | put |
| EOG RES INC | 26875P901 | CALL | 13,200 | $669,000 | thousands by filing date | call |
| MENLO THERAPEUTICS INC | 586858102 | COM | 385,405 | $667,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 21,431 | $666,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 52,985 | $663,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 33,827 | $661,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 56,712 | $660,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F904 | COM | 31,300 | $660,000 | thousands by filing date | call |
| HAYNES INTL INC | 420877201 | COM NEW | 28,228 | $660,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 36,702 | $659,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 30,956 | $659,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 5,571 | $656,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 127,659 | $655,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 26,111 | $653,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 155,866 | $651,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 67,303 | $645,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 53,950 | $640,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 3,900 | $640,000 | thousands by filing date | call |
| SUTRO BIOPHARMA INC | 869367102 | COM | 82,472 | $640,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 17,462 | $638,000 | thousands by filing date | |
| TIFFANY CO | 886547908 | COM | 5,200 | $634,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 42,950 | $633,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 22,330 | $632,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 20,000 | $631,000 | thousands by filing date | put |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 42,450 | $631,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 43,455 | $628,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 35,753 | $627,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 29,308 | $627,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 60,198 | $626,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 3,583 | $625,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 234,337 | $625,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 107,619 | $623,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 25,260 | $622,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 295,000 | $618,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 620,000 | $617,000 | thousands by filing date | principal |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 27,426 | $617,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 37,773 | $616,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 38,701 | $613,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849906 | COM | 100,000 | $612,000 | thousands by filing date | call |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 191,568 | $612,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 696,000 | $612,000 | thousands by filing date | principal |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 24,253 | $610,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,780 | $609,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 14,768 | $609,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 48,380 | $608,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 12,513 | $607,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 8,071 | $605,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 3,595,989 | $604,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 208,347 | $604,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 33,674 | $603,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 59,923 | $603,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 15,526 | $601,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 18,502 | $597,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 17,647 | $595,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 73,578 | $595,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 80,623 | $593,000 | thousands by filing date | |
| NUTANIX INC | 67059N958 | CL A | 25,000 | $593,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A957 | PUT | 632,000 | $593,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,124 | $591,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 8,225 | $591,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 42,200 | $589,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 9,609 | $589,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 73,608 | $588,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 64,409 | $587,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 35,824 | $587,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 39,253 | $585,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 5,228 | $582,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 705,000 | $582,000 | thousands by filing date | principal |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 79,500 | $581,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 66,691 | $580,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058900 | COM | 15,000 | $580,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP | 064058950 | COM | 15,000 | $580,000 | thousands by filing date | put |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 38,445 | $575,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 43,456 | $575,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721954 | PUT | 35,000 | $575,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 125,269 | $569,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 19,741 | $569,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 86,683 | $569,000 | thousands by filing date | |
| AZUL S A | 05501U956 | PUT | 50,700 | $567,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 8,756 | $566,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 14,205 | $564,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,958 | $563,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 21,465 | $563,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 109,967 | $561,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25,612 | $560,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 24,187 | $559,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 15,275 | $558,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 21,536 | $556,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,884 | $556,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 51,911 | $555,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 188,728 | $553,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 5,654 | $552,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2,929 | $551,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC | 24703L902 | CALL | 10,000 | $549,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 23,835 | $544,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,955 | $542,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 71,093 | $540,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 12,478 | $540,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 33,127 | $535,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 16,881 | $534,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235908 | COM | 50,000 | $533,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 152,351 | $529,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 9,625 | $529,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 236,345 | $528,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 283,737 | $527,000 | thousands by filing date | |
| PLUG PWR INC | 72919P952 | COM NEW | 63,600 | $522,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J906 | COM NEW | 30,000 | $522,000 | thousands by filing date | call |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 50,000 | $522,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 12,464 | $521,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 8,731 | $518,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 7,343 | $514,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 47,954 | $513,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 24,537 | $513,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 39,880 | $513,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 16,595 | $512,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 145,919 | $512,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 14,402 | $510,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 22,637 | $510,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 116,969 | $509,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 530,000 | $509,000 | thousands by filing date | principal |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,299 | $508,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 6,525 | $507,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 55,837 | $505,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 30,393 | $505,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 90,180 | $503,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 147,317 | $502,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 29,829 | $502,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 459,709 | $501,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 9,929 | $500,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 146,727 | $496,000 | thousands by filing date | |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 500,000 | $495,000 | thousands by filing date | principal |
| Fidelity High Dividend ETF | 316092840 | SHS | 18,175 | $492,000 | thousands by filing date | |
| WEYERHAEUSER CO | 962166904 | COM NEW | 21,800 | $490,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 13,535 | $489,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 6,247 | $488,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 14,568 | $486,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,387 | $486,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 16,890 | $486,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 229,849 | $485,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 156,432 | $485,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 46,998 | $484,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 210,000 | $483,000 | thousands by filing date | principal |
| MOLECULAR TEMPLATES INC | 608550909 | CALL | 35,000 | $483,000 | thousands by filing date | call |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 27,374 | $482,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T900 | Cmn | 14,500 | $482,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,972 | $481,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 10,383 | $481,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 559,665 | $481,000 | thousands by filing date | principal |
| Collier Creek Holdings | G22707106 | COM | 35,000 | $480,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 38,659 | $479,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 14,884 | $479,000 | thousands by filing date | |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 31,000 | $479,000 | thousands by filing date | call |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 483,000 | $477,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 6,744 | $476,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 19,132 | $475,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 46,964 | $475,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 481,000 | $474,000 | thousands by filing date | principal |
| ALLOT LTD | M0854Q105 | SHS | 45,213 | $473,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 130,275 | $471,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 67,105 | $468,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 18,045 | $467,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 96,988 | $467,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3,155 | $463,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 30,325 | $463,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 39,221 | $463,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249907 | COM PAR $.01 | 250,000 | $463,000 | thousands by filing date | call |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 83,824 | $460,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 18,317 | $458,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 18,355 | $457,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 700,096 | $456,000 | thousands by filing date | |
| UNION PAC CORP | 907818958 | COM | 2,700 | $456,000 | thousands by filing date | put |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 24,696 | $455,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 30,781 | $455,000 | thousands by filing date | |
| UNIQURE NV | N90064901 | CALL | 10,000 | $451,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 16,123 | $450,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 25,230 | $449,000 | thousands by filing date | |
| DOCUSIGN INC | 256163906 | COM | 2,600 | $448,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 45,000 | $448,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 8,900 | $445,000 | thousands by filing date | put |
| NUCANA PLC | 67022C106 | ADR | 82,457 | $445,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 15,368 | $444,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 20,000 | $443,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 32,500 | $443,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 437,000 | $442,000 | thousands by filing date | principal |
| US ECOLOGY INC | 91734M111 | WTS | 92,821 | $441,000 | thousands by filing date | principal |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 36,408 | $439,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 15,593 | $436,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 20,416 | $435,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 152,502 | $429,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 10,053 | $429,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 31,049 | $429,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 485,000 | $429,000 | thousands by filing date | principal |
| FBL FINL GROUP INC | 30239F106 | CL A | 11,922 | $428,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 25,653 | $426,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 9,239 | $425,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 35,019 | $425,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 23,963 | $424,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 40,847 | $424,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 7,377 | $423,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,980 | $420,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 49,145 | $420,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 21,624 | $419,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 44,326 | $416,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 13,348 | $416,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 22,154 | $415,000 | thousands by filing date | |
| REXFORD INDL RLTY INC | 76169C900 | COM | 10,000 | $414,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 182,688 | $413,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P902 | CALL | 1,400 | $413,000 | thousands by filing date | call |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 51,558 | $412,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,270 | $409,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 23,432 | $409,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 109,074 | $408,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 86,900 | $408,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 65,221 | $407,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,680 | $405,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 17,442 | $405,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 47,167 | $404,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 293,060 | $404,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K900 | CALL | 36,000 | $403,000 | thousands by filing date | call |
| R1 RCM INC | 749397105 | COM | 35,949 | $401,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 13,937 | $400,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 10,679 | $397,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 19,440 | $397,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042958 | FTSE EMR MKT ETF | 10,000 | $396,000 | thousands by filing date | put |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 22,952 | $395,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 18,075 | $395,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 26,174 | $395,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 3,725 | $394,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 8,236 | $393,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 6,826 | $393,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 16,077 | $392,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 10,857 | $392,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 18,677 | $389,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 515,768 | $388,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 20,247 | $387,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 99,554 | $387,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 10,265 | $387,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 391,866 | $387,000 | thousands by filing date | principal |
| ULTA BEAUTY INC | 90384S903 | CALL | 1,900 | $386,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 137,147 | $384,000 | thousands by filing date | |
| OVINTIV INC | 69047Q952 | COM | 40,200 | $384,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC COMMON STOCK | 98973P951 | Cmn | 116,700 | $383,000 | thousands by filing date | put |
| AXONICS INC | 05465P101 | COM | 10,831 | $381,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 38,169 | $380,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 3,628 | $380,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,975 | $379,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,616 | $378,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 31,128 | $376,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 235,000 | $375,000 | thousands by filing date | principal |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 20,178 | $373,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 93,568 | $371,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 166,675 | $371,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 10,900 | $370,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 287,435 | $370,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 126,511 | $368,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 605,000 | $368,000 | thousands by filing date | principal |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 24,166 | $366,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 575 | $366,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,868 | $365,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000375 | this filing | 2020-08-11 | acceptance time not in the bulk data set |