13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-11, with 5,603 holding rows worth $518,170,854,000.
- Accession
- 0000019617-20-000375
- Filer
- CIK 19617
- Filed
- 2020-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 22,749 entries on the cover page, a total value of $518,170,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $518,170,854,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAIDU INC | 056752908 | CALL | 40,000 | $4,796,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 493,288 | $4,790,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 266,307 | $4,772,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 97,087 | $4,770,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 651,600 | $4,770,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 114,009 | $4,762,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 210,260 | $4,743,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,309,238 | $4,734,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 505,492 | $4,726,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 294,515 | $4,726,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 3,000,000 | $4,726,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,437,394 | $4,714,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,083,351 | $4,702,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 209,713 | $4,695,000 | thousands by filing date | |
| ALLSTATE CORP | 020002951 | COM | 48,300 | $4,685,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 152,781 | $4,684,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 177,598 | $4,683,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 76,713 | $4,681,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 570,209 | $4,665,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,412,000 | $4,660,000 | thousands by filing date | principal |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 90,992 | $4,658,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 168,716 | $4,651,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y202 | UNIT 99/99/9999 | 399,140 | $4,650,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 28,964 | $4,647,000 | thousands by filing date | |
| ISHARES TR | 464288901 | JPMORGAN USD EMG | 42,500 | $4,642,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 140,739 | $4,622,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 412,521 | $4,621,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 131,056 | $4,619,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 186,983 | $4,616,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 104,002 | $4,610,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 76,191 | $4,610,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 40,522 | $4,604,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 112,515 | $4,601,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,256,891 | $4,582,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T908 | COM | 480,000 | $4,579,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 437,169 | $4,577,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 240,445 | $4,571,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 750,000 | $4,560,000 | thousands by filing date | call |
| INVESCO | 46138J882 | EXCHANGE TRADED | 207,692 | $4,532,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 36,345 | $4,529,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 146,613 | $4,523,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 13,143 | $4,504,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,336,310 | $4,504,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 108,675 | $4,499,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO | 388689951 | PUT | 321,600 | $4,499,000 | thousands by filing date | put |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 438,220 | $4,492,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 74,955 | $4,482,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 1,064,178 | $4,481,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 22,703 | $4,480,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 63,367 | $4,479,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 165,683 | $4,475,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363909 | CALL | 30,000 | $4,471,000 | thousands by filing date | call |
| MARKELGROUPINC | 570535104 | STOK | 4,833 | $4,462,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 129,528 | $4,457,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 93,285 | $4,449,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 132,010 | $4,441,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 137,541 | $4,425,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 845,103 | $4,420,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 248,951 | $4,406,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 275,011 | $4,399,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 26,118 | $4,382,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 402,519 | $4,380,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 50,159 | $4,377,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849954 | COM | 150,000 | $4,374,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134907 | CALL | 58,700 | $4,373,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 51,661 | $4,366,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 57,127 | $4,361,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 68,752 | $4,359,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,676,517 | $4,358,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 83,337 | $4,348,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 213,746 | $4,343,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 105,819 | $4,338,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 21,852 | $4,333,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 504,783 | $4,330,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 82,377 | $4,326,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 24,166 | $4,325,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 236,961 | $4,322,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,192,744 | $4,318,000 | thousands by filing date | |
| NIKE INC | 654106953 | PUT | 44,000 | $4,314,000 | thousands by filing date | put |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 218,351 | $4,311,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 700,954 | $4,291,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 900,904 | $4,288,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 418,273 | $4,287,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 137,500 | $4,287,000 | thousands by filing date | call |
| AMERISAFE INC | 03071H100 | COM | 70,029 | $4,283,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 4,700,000 | $4,283,000 | thousands by filing date | principal |
| BEACON FINANCIAL CORP. | 084680107 | COM | 388,285 | $4,279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 71,302 | $4,278,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 157,957 | $4,276,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 166,262 | $4,268,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 109,288 | $4,263,000 | thousands by filing date | |
| SEATTLE GENETICS INC. | 812578902 | Cmn | 25,000 | $4,248,000 | thousands by filing date | call |
| ALPHABET INC | 02079K907 | CALL | 3,000 | $4,241,000 | thousands by filing date | call |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 575,907 | $4,239,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 53,714 | $4,238,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,066,000 | $4,225,000 | thousands by filing date | principal |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 23,085 | $4,220,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 173,810 | $4,219,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 143,667 | $4,208,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 98,985 | $4,203,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 193,876 | $4,199,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H908 | CALL | 44,000 | $4,192,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H958 | PUT | 44,000 | $4,192,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 79,714 | $4,190,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC | 754730909 | COM | 60,700 | $4,178,000 | thousands by filing date | call |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 138,417 | $4,176,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 128,306 | $4,172,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617908 | CALL | 140,000 | $4,161,000 | thousands by filing date | call |
| PUXIN LTD | 74704P108 | ADS | 805,558 | $4,157,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 952,248 | $4,152,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 338,079 | $4,141,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 147,933 | $4,136,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 56,473 | $4,135,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 190,037 | $4,135,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 408,705 | $4,124,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 287,629 | $4,118,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 248,210 | $4,110,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 163,164 | $4,104,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,524,000 | $4,094,000 | thousands by filing date | principal |
| WINMARK CORP | 974250102 | COM | 23,870 | $4,088,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 580,325 | $4,079,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 97,581 | $4,071,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 313,990 | $4,060,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 103,443 | $4,057,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W900 | CALL | 70,000 | $4,044,000 | thousands by filing date | call |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 190,991 | $4,041,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 401,668 | $4,041,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 223,000 | $4,039,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 257,533 | $4,037,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 109,600 | $4,035,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 116,500 | $4,032,000 | thousands by filing date | put |
| MONGODB INC | 60937P956 | CL A | 17,800 | $4,029,000 | thousands by filing date | put |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 318,663 | $4,022,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 83,484 | $4,019,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 164,556 | $4,016,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A957 | PUT | 400,000 | $4,004,000 | thousands by filing date | put |
| CHEVRON CORPORATION | 166764900 | CALL | 44,800 | $3,998,000 | thousands by filing date | call |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 360,669 | $3,993,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 100,000 | $3,990,000 | thousands by filing date | call |
| ADT INC DEL | 00090Q953 | COM | 500,000 | $3,990,000 | thousands by filing date | put |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 44,920 | $3,981,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 557,627 | $3,977,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 256,955 | $3,973,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 125,063 | $3,966,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC | 135086956 | SHS SUB VTG | 171,000 | $3,962,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 575,178 | $3,958,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 122,357 | $3,948,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 73,133 | $3,944,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 99,718 | $3,944,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127950 | PUT | 75,000 | $3,935,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 443,975 | $3,930,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 641,673 | $3,927,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 32,500 | $3,925,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 77,381 | $3,924,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 124,398 | $3,902,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 69,680 | $3,901,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 678,105 | $3,899,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N951 | PUT | 100,000 | $3,898,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383204 | COM NEW | 208,585 | $3,890,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 86,063 | $3,884,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 169,423 | $3,884,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 32,790 | $3,880,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 89,486 | $3,870,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 182,501 | $3,869,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 113,472 | $3,862,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 141,956 | $3,842,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 4,408,000 | $3,842,000 | thousands by filing date | principal |
| SEASPINE HLDGS CORP | 81255T108 | COM | 366,547 | $3,837,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 48,502 | $3,835,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 81,832 | $3,826,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 424,044 | $3,820,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 155,117 | $3,818,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 190,961 | $3,807,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 255,438 | $3,799,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 242,992 | $3,798,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,711,000 | $3,796,000 | thousands by filing date | principal |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 413,935 | $3,783,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 102,960 | $3,782,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 76,714 | $3,781,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 18,895 | $3,771,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 245,559 | $3,770,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 355,365 | $3,767,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 215,646 | $3,760,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W950 | PUT | 65,000 | $3,755,000 | thousands by filing date | put |
| SI BONE INC | 825704109 | COM | 235,201 | $3,749,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 114,363 | $3,745,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 116,982 | $3,733,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 481,476 | $3,727,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 70,409 | $3,725,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 404,850 | $3,721,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 162,249 | $3,720,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 107,671 | $3,719,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 186,554 | $3,718,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 36,536 | $3,710,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 110,877 | $3,710,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 307,297 | $3,709,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 15,400 | $3,699,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 63,946 | $3,695,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 36,001 | $3,695,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 23,840 | $3,695,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 171,130 | $3,682,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 161,404 | $3,679,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 409,392 | $3,676,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC | 98980L901 | CALL | 14,500 | $3,676,000 | thousands by filing date | call |
| PLEXUS CORP COM | 729132100 | Stock | 52,045 | $3,671,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 314,784 | $3,661,000 | thousands by filing date | |
| BROADCOM INC | 11135F951 | PUT | 11,600 | $3,661,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 74,165 | $3,656,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T905 | COM | 32,000 | $3,653,000 | thousands by filing date | call |
| L BRANDS INC | 501797904 | COM | 243,400 | $3,644,000 | thousands by filing date | call |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 655,522 | $3,638,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 102,791 | $3,633,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 155,546 | $3,628,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 2,440,000 | $3,622,000 | thousands by filing date | principal |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 172,817 | $3,617,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 59,630 | $3,612,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 375,166 | $3,605,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707951 | COM CL A | 102,000 | $3,605,000 | thousands by filing date | put |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 196,566 | $3,601,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824950 | PUT | 39,300 | $3,593,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 80,735 | $3,587,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 2,159,456 | $3,584,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 65,000 | $3,583,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 183,643 | $3,578,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 325,709 | $3,577,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 14,841 | $3,575,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 215,230 | $3,547,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 149,601 | $3,526,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 667,892 | $3,526,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,351,000 | $3,522,000 | thousands by filing date | principal |
| PPD INC | 69355F102 | COM | 131,356 | $3,520,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 83,735 | $3,516,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 76,744 | $3,515,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 52,545 | $3,512,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 58,472 | $3,507,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 127,343 | $3,500,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 341,861 | $3,496,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 91,134 | $3,485,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 257,896 | $3,483,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 180,482 | $3,478,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 166,877 | $3,476,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 39,215 | $3,469,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 798,990 | $3,468,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 300,044 | $3,457,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 107,917 | $3,455,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 236,893 | $3,448,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 113,785 | $3,441,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 675,589 | $3,438,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP | 635017956 | PUT | 56,200 | $3,429,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 67,291 | $3,416,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 39,063 | $3,414,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 52,628 | $3,411,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 55,491 | $3,407,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 417,964 | $3,406,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 218,950 | $3,398,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 735,230 | $3,396,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 75,427 | $3,394,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 300,180 | $3,392,000 | thousands by filing date | |
| KROGER CO | 501044901 | CALL | 100,000 | $3,385,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 3,445,000 | $3,380,000 | thousands by filing date | principal |
| U S CONCRETE INC | 90333L201 | COM | 136,255 | $3,379,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 211,182 | $3,378,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 626,622 | $3,365,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 421,446 | $3,362,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 200,000 | $3,360,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 2,301,000 | $3,359,000 | thousands by filing date | principal |
| INTERDIGITAL INC COM | 45867G101 | Stock | 59,243 | $3,355,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 142,963 | $3,353,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 114,646 | $3,353,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 186,000 | $3,348,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 140,297 | $3,333,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 45,381 | $3,333,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508904 | CALL | 26,200 | $3,327,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 324,299 | $3,321,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 290,074 | $3,315,000 | thousands by filing date | |
| MOMO INC | 60879B907 | COM | 189,600 | $3,314,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 113,413 | $3,306,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 101,139 | $3,304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 131,071 | $3,303,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 439,543 | $3,296,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A900 | SHS | 454,500 | $3,291,000 | thousands by filing date | call |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,699,000 | $3,289,000 | thousands by filing date | principal |
| ALTERYX INC | 02156B903 | OPTION | 20,000 | $3,286,000 | thousands by filing date | call |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 325,002 | $3,283,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 597,482 | $3,280,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 275,881 | $3,277,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 261,742 | $3,275,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 243,943 | $3,262,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 197,757 | $3,249,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 67,662 | $3,248,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 259,175 | $3,245,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 48,291 | $3,244,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,204,000 | $3,240,000 | thousands by filing date | principal |
| BLACKBAUD INC COM | 09227Q100 | Stock | 56,641 | $3,234,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 89,575 | $3,234,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 23,170 | $3,215,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 260,606 | $3,211,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 33,143 | $3,206,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 3,045,000 | $3,205,000 | thousands by filing date | principal |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 492,564 | $3,201,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW | 571903952 | PUT | 37,300 | $3,198,000 | thousands by filing date | put |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 911,000 | $3,198,000 | thousands by filing date | principal |
| FULTON FINL CORP PA | 360271100 | COM | 303,484 | $3,195,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 128,411 | $3,192,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 135,380 | $3,186,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 70,755 | $3,178,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 233,803 | $3,175,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 437,836 | $3,175,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 427,782 | $3,174,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 230,295 | $3,169,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 102,177 | $3,163,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 65,645 | $3,154,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C208 | UNIT 09/01/2026 | 308,927 | $3,151,000 | thousands by filing date | |
| CARVANA CO | 146869952 | CALL | 26,200 | $3,149,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC | 25278X909 | CALL | 75,000 | $3,137,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 38,519 | $3,121,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 50,738 | $3,121,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 245,114 | $3,117,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 31,450 | $3,109,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 184,061 | $3,109,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 255,773 | $3,108,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 73,697 | $3,107,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 285,711 | $3,103,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 158,203 | $3,095,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 64,491 | $3,094,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 110,841 | $3,092,000 | thousands by filing date | |
| HAEMONETICS CORP MASS | 405024900 | CALL | 34,500 | $3,090,000 | thousands by filing date | call |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,214,647 | $3,085,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 180,531 | $3,070,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 109,746 | $3,066,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,031,732 | $3,064,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 2,933,000 | $3,060,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 24,800 | $3,059,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 86,082 | $3,058,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 133,908 | $3,047,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H907 | CALL | 25,000 | $3,047,000 | thousands by filing date | call |
| TPI Composites Inc | 87266J104 | Common Stock | 130,348 | $3,046,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 42,871 | $3,042,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 194,882 | $3,042,000 | thousands by filing date | |
| VICI PPTYS INC | 925652959 | COM | 150,000 | $3,029,000 | thousands by filing date | put |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 670,000 | $3,025,000 | thousands by filing date | principal |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 311,391 | $3,020,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 134,533 | $3,020,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 300,000 | $3,014,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 358,201 | $3,009,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 261,818 | $3,008,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 260,000 | $3,008,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 260,000 | $3,008,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 1,316,239 | $3,001,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 204,219 | $2,998,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 2,814,000 | $2,997,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 689,000 | $2,995,000 | thousands by filing date | principal |
| PG&E CORP | 69331C958 | PUT | 337,500 | $2,994,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L953 | COM | 206,800 | $2,988,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 321,962 | $2,985,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 310,451 | $2,980,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 39,654 | $2,973,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 355,960 | $2,972,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 349,408 | $2,956,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 137,324 | $2,954,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,564,000 | $2,953,000 | thousands by filing date | principal |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 113,037 | $2,951,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 24,082 | $2,942,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 46,848 | $2,933,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 17,490 | $2,927,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 66,459 | $2,926,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 131,318 | $2,924,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,758,000 | $2,923,000 | thousands by filing date | principal |
| PARK AEROSPACE CORP | 70014A104 | COM | 259,111 | $2,887,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 39,021 | $2,881,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,872 | $2,879,000 | thousands by filing date | |
| STITCH FIX INC | 860897957 | COM CL A | 115,400 | $2,878,000 | thousands by filing date | put |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 341,230 | $2,867,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 30,100 | $2,866,000 | thousands by filing date | call |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 328,393 | $2,864,000 | thousands by filing date | |
| CATERPILLAR INC | 149123951 | PUT | 22,600 | $2,859,000 | thousands by filing date | put |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 42,347 | $2,852,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 179,698 | $2,851,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R906 | CALL | 10,000 | $2,850,000 | thousands by filing date | call |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 274,040 | $2,850,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 115,389 | $2,846,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 218,407 | $2,844,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 70,325 | $2,841,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 37,237 | $2,840,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 272,273 | $2,840,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 661,855 | $2,832,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 57,779 | $2,821,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 349,222 | $2,821,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 69,575 | $2,820,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 207,601 | $2,819,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 258,784 | $2,807,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 18,731 | $2,801,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 67,599 | $2,801,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063P955 | PUT | 32,200 | $2,799,000 | thousands by filing date | put |
| BLUE BIRD CORP | 095306106 | COM | 186,543 | $2,797,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 229,891 | $2,793,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 70,000 | $2,793,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 54,739 | $2,788,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 201,390 | $2,783,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 216,092 | $2,783,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 97,583 | $2,782,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,942 | $2,775,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 294,100 | $2,764,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 63,427 | $2,758,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 73,535 | $2,754,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 119,334 | $2,749,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 92,451 | $2,748,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J958 | COM | 66,000 | $2,744,000 | thousands by filing date | put |
| JOHNSON & JOHNSON | 478160954 | Option | 19,500 | $2,742,000 | thousands by filing date | put |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 27,378,000 | $2,738,000 | thousands by filing date | principal |
| PROVIDENCE SVC CORP | 743815102 | COM | 34,632 | $2,732,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 3,685,000 | $2,732,000 | thousands by filing date | principal |
| PAPA JOHNS INTL INC | 698813102 | COM | 34,390 | $2,731,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 363,165 | $2,726,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 329,500 | $2,725,000 | thousands by filing date | call |
| AXOSFINLINC | 05465C100 | STOK | 123,208 | $2,720,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 388,014 | $2,716,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 39,620 | $2,715,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 981,051 | $2,708,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 171,754 | $2,707,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515954 | COM | 70,000 | $2,699,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 70,000 | $2,699,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 53,151 | $2,696,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 93,847 | $2,695,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 328,453 | $2,674,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,191,449 | $2,668,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 50,000 | $2,657,000 | thousands by filing date | call |
| US BANCORP | 902973904 | CALL | 71,800 | $2,644,000 | thousands by filing date | call |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 196,654 | $2,643,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 30,986 | $2,638,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 149,955 | $2,625,000 | thousands by filing date | |
| EBAY INC. | 278642953 | PUT | 50,000 | $2,623,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 51,057 | $2,621,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 32,900 | $2,620,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 176,265 | $2,618,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 45,322 | $2,609,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 15,000 | $2,599,000 | thousands by filing date | call |
| CUMMINS INC | 231021956 | PUT | 15,000 | $2,599,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 411,358 | $2,592,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 32,400 | $2,588,000 | thousands by filing date | put |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 160,001 | $2,572,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M907 | COM | 61,400 | $2,566,000 | thousands by filing date | call |
| LYFT INC | 55087P904 | CALL | 77,700 | $2,565,000 | thousands by filing date | call |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 153,433 | $2,563,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 250,000 | $2,558,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 595,862 | $2,556,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 178,641 | $2,555,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 22,831 | $2,554,000 | thousands by filing date | |
| PAYCHEX INC | 704326907 | COM | 33,700 | $2,553,000 | thousands by filing date | call |
| BLOOM ENERGY CORP | 093712107 | COM | 234,535 | $2,552,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 488,696 | $2,551,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC | 16119P958 | PUT | 5,000 | $2,550,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 233,300 | $2,544,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 380,470 | $2,542,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 584,843 | $2,538,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 2,800,000 | $2,531,000 | thousands by filing date | principal |
| SINCLAIR BROADCASTING GROUP COMMON STOCK | 829226959 | Cmn | 136,800 | $2,525,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 194,964 | $2,521,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 41,290 | $2,518,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 251,646 | $2,517,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 128,957 | $2,516,000 | thousands by filing date | |
| THE CIGNA GROUP | 125523950 | COM | 13,400 | $2,515,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041905 | Cmn | 10,000 | $2,515,000 | thousands by filing date | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 100,010 | $2,512,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 137,772 | $2,510,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 60,957 | $2,509,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 140,746 | $2,508,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 131,495 | $2,501,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 35,160 | $2,500,000 | thousands by filing date | |
| STITCH FIX INC | 860897907 | COM CL A | 100,000 | $2,494,000 | thousands by filing date | call |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 50,000 | $2,487,000 | thousands by filing date | call |
| BHP BILLITON LIMITED | 088606958 | SPONSORED ADS | 50,000 | $2,487,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 49,676 | $2,478,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 527,335 | $2,478,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 278,389 | $2,477,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 74,358 | $2,470,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 38,258 | $2,467,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC | 135086906 | SHS SUB VTG | 106,000 | $2,456,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 343,127 | $2,447,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 70,386 | $2,447,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 333,435 | $2,447,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 47,058 | $2,445,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 47,643 | $2,443,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 388,946 | $2,442,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 10,645 | $2,440,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 205,003 | $2,430,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 161,100 | $2,429,000 | thousands by filing date | call |
| EVERPURE INC | 74624M902 | CALL | 140,000 | $2,426,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 19,225 | $2,416,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,046,361 | $2,416,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 225,000 | $2,412,000 | thousands by filing date | |
| REALTY INCOME CORP | 756109904 | CALL | 40,500 | $2,410,000 | thousands by filing date | call |
| REALTY INCOME CORP | 756109954 | COM | 40,500 | $2,410,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 335,665 | $2,409,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X954 | COM | 45,000 | $2,407,000 | thousands by filing date | put |
| PARSONS CORP DEL COM | 70202L102 | Stock | 66,393 | $2,406,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 44,564 | $2,406,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 253,199 | $2,404,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 368,649 | $2,403,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,056,000 | $2,395,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000375 | this filing | 2020-08-11 | acceptance time not in the bulk data set |