13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-07, with 5,798 holding rows worth $489,549,468,000.
- Accession
- 0000019617-19-000069
- Filer
- CIK 19617
- Filed
- 2019-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 20,871 entries on the cover page, a total value of $489,549,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,549,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 966,241 | $21,537,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 340,742 | $21,528,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 724,808 | $21,512,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 508,175 | $21,465,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,197,406 | $21,410,000 | thousands by filing date | |
| MCDONALDS CORP | 580135901 | COM | 112,700 | $21,402,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 1,660,000 | $21,397,000 | thousands by filing date | call |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 385,725 | $21,350,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 2,073,157 | $21,332,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 314,381 | $21,308,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 108,232 | $21,285,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 16,575,000 | $21,224,000 | thousands by filing date | principal |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 122,960 | $21,207,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 156,700 | $21,183,000 | thousands by filing date | put |
| AH RLTY TR INC | 04208T108 | COM | 1,358,325 | $21,176,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 303,363 | $21,099,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 400,594 | $21,080,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 884,766 | $21,073,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 455,355 | $20,973,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 941,252 | $20,896,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 837,793 | $20,852,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,836,766 | $20,838,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,978,597 | $20,756,000 | thousands by filing date | |
| BP PLC | 055622904 | CALL | 474,600 | $20,750,000 | thousands by filing date | call |
| SUN CMNTYS INC COM | 866674104 | REIT | 174,836 | $20,722,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 715,369 | $20,716,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,578,555 | $20,706,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,167,441 | $20,633,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 769,027 | $20,579,000 | thousands by filing date | |
| CATERPILLAR INC | 149123951 | PUT | 151,100 | $20,473,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 506,203 | $20,360,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 14,231,625 | $20,348,000 | thousands by filing date | principal |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 663,615 | $20,293,000 | thousands by filing date | |
| ONEOK INC NEW | 682680903 | COM | 290,000 | $20,254,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680953 | COM | 290,000 | $20,254,000 | thousands by filing date | put |
| MORGAN STANLEY | 617446908 | Option | 479,900 | $20,252,000 | thousands by filing date | call |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 19,400,000 | $20,233,000 | thousands by filing date | principal |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 382,069 | $20,223,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 699,500 | $20,195,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 245,114 | $20,170,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 100,000 | $20,089,000 | thousands by filing date | put |
| MONDELEZ INTL INC | 609207955 | CL A | 402,000 | $20,068,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 152,031 | $20,044,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 228,672 | $20,032,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,440,998 | $20,029,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 228,732 | $20,010,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 243,294 | $20,008,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 750,474 | $19,994,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 52,400 | $19,986,000 | thousands by filing date | call |
| BCE INC | 05534B900 | COM NEW | 450,000 | $19,976,000 | thousands by filing date | call |
| ADOBE INC | 00724F951 | PUT | 74,700 | $19,907,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2,528,926 | $19,903,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 383,500 | $19,808,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 386,823 | $19,801,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,380,951 | $19,775,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 665,261 | $19,737,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 8,285,135 | $19,719,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,931,856 | $19,705,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 69,305 | $19,705,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 165,115 | $19,702,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 67,211 | $19,701,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,364,894 | $19,641,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 938,895 | $19,567,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563952 | COM | 108,000 | $19,495,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 230,163 | $19,477,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 17,299,000 | $19,435,000 | thousands by filing date | principal |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 71,000 | $19,434,000 | thousands by filing date | put |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 338,317 | $19,433,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 2,609,962 | $19,417,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 607,039 | $19,414,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 342,825 | $19,384,000 | thousands by filing date | |
| NIKE INC | 654106953 | PUT | 229,600 | $19,335,000 | thousands by filing date | put |
| EAGLE MATLS INC | 26969P908 | COM | 229,100 | $19,313,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738902 | OPTION | 1,300,500 | $19,312,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 270,778 | $19,306,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,137,613 | $19,261,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 985,675 | $19,191,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 221,759 | $19,182,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 343,305 | $19,170,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 685,698 | $19,165,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 367,389 | $19,159,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 797,296 | $19,158,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909958 | COM | 982,500 | $19,149,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 1,842,392 | $19,124,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,857,228 | $19,115,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 358,458 | $19,113,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 419,472 | $19,070,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 526,297 | $19,063,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 176,469 | $19,037,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 64,245 | $19,027,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 715,755 | $18,989,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 134,500 | $18,978,000 | thousands by filing date | call |
| IShares S&P 500 Index Fund | 464287952 | ETF | 150,000 | $18,966,000 | thousands by filing date | put |
| WABCO HLDGS INC | 92927K102 | COM | 143,820 | $18,960,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 315,600 | $18,889,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 157,278 | $18,858,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,150,476 | $18,845,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,205,901 | $18,838,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 4,773,000 | $18,797,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 525,465 | $18,737,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 459,509 | $18,665,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 508,941 | $18,602,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 16,070,000 | $18,602,000 | thousands by filing date | principal |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,118,524 | $18,568,000 | thousands by filing date | |
| VanEck Vectors High Incom | 92189F908 | CALL | 1,075,000 | $18,522,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 905,178 | $18,511,000 | thousands by filing date | |
| ADOBE INC | 00724F901 | CALL | 69,400 | $18,494,000 | thousands by filing date | call |
| CHEMED CORP NEW | 16359R103 | COM | 57,746 | $18,483,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 270,004 | $18,452,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 117,571 | $18,439,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y900 | CALL | 330,300 | $18,332,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 330,300 | $18,332,000 | thousands by filing date | put |
| FTS INTERNATIONAL INC | 30283W104 | COM | 1,829,334 | $18,295,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC | 16119P908 | CL A | 52,600 | $18,247,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 225,620 | $18,239,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 221,912 | $18,185,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 63,300 | $18,166,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 4,322,589 | $18,155,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 235,475 | $18,120,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 76,277 | $18,078,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 170,217 | $18,070,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 17,564,000 | $18,058,000 | thousands by filing date | principal |
| ISHARES TR | 464287564 | SELECT US REIT | 161,994 | $18,014,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 324,091 | $18,006,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 16,053,000 | $17,998,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 21,200,000 | $17,994,000 | thousands by filing date | principal |
| SEATTLE GENETICS INC | 812578102 | COM | 244,877 | $17,935,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 1,710,057 | $17,921,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954M900 | CL C CAP STK | 515,000 | $17,891,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 256,177 | $17,881,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 729,960 | $17,870,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,202,135 | $17,852,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042958 | FTSE EMR MKT ETF | 418,300 | $17,778,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 407,363 | $17,769,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807958 | COM | 99,200 | $17,758,000 | thousands by filing date | put |
| ISHARES TR | 464287909 | CALL | 204,000 | $17,756,000 | thousands by filing date | call |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 18,312,000 | $17,740,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 198,976 | $17,715,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,342,532 | $17,708,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 761,748 | $17,680,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 17,700,000 | $17,678,000 | thousands by filing date | principal |
| iShares Global Tech ETF | 464287291 | SHS | 103,194 | $17,654,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 574,833 | $17,647,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 25,817,000 | $17,588,000 | thousands by filing date | principal |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 209,143 | $17,562,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 431,654 | $17,515,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 543,353 | $17,404,000 | thousands by filing date | |
| UNION PAC CORP | 907818958 | COM | 103,900 | $17,372,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 482,494 | $17,356,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,995,796 | $17,323,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 112,838 | $17,321,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 195,949 | $17,308,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,863,396 | $17,295,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 3,297,793 | $17,281,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 426,692 | $17,276,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 973,464 | $17,269,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 94,491 | $17,264,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,268,238 | $17,210,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 94,514 | $17,204,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 59,712 | $17,186,000 | thousands by filing date | |
| CARVANA CO | 146869902 | CALL | 296,000 | $17,186,000 | thousands by filing date | call |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 70,800 | $17,144,000 | thousands by filing date | put |
| UNION BANKSHARES CORP | 90539J109 | COM | 530,105 | $17,138,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857L908 | CALL | 9,800 | $17,100,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 460,504 | $17,057,000 | thousands by filing date | |
| FEDEX CORP | 31428X906 | CALL | 93,900 | $17,034,000 | thousands by filing date | call |
| ZOETIS INC | 98978V953 | PUT | 169,200 | $17,033,000 | thousands by filing date | put |
| SALESFORCE INC | 79466L952 | PUT | 107,100 | $16,961,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 16,956,000 | $16,944,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 211,222 | $16,918,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 263,047 | $16,916,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 854,116 | $16,902,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 292,140 | $16,879,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 447,265 | $16,820,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 535,744 | $16,727,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 911,951 | $16,697,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896950 | COM | 981,200 | $16,671,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 911,790 | $16,668,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 473,000 | $16,640,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 576,191 | $16,630,000 | thousands by filing date | |
| AUTODESK INC | 052769956 | COM | 106,600 | $16,610,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 496,739 | $16,581,000 | thousands by filing date | |
| FOX CORP | 35137L905 | CL A COM | 450,000 | $16,520,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 236,414 | $16,518,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 17,684,000 | $16,490,000 | thousands by filing date | principal |
| COLUMBIA BKG SYS INC | 197236102 | COM | 504,179 | $16,482,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 606,161 | $16,475,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 786,525 | $16,454,000 | thousands by filing date | |
| NEWMONT CORP | 651639956 | PUT | 459,400 | $16,433,000 | thousands by filing date | put |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 658,971 | $16,428,000 | thousands by filing date | |
| TYSON FOODS INC | 902494953 | CL A | 236,300 | $16,406,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807908 | COM | 91,600 | $16,397,000 | thousands by filing date | call |
| CONOCOPHILLIPS | 20825C954 | PUT | 244,900 | $16,345,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,305,316 | $16,345,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 567,822 | $16,342,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 84,300 | $16,297,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 7,947,197 | $16,292,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 410,400 | $16,276,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 789,203 | $16,258,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 425,220 | $16,224,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 169,475 | $16,199,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,340,971 | $16,186,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 535,983 | $16,095,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 831,175 | $16,075,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 370,597 | $16,074,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F957 | COM | 39,100 | $16,055,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 15,825,000 | $16,035,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 943,797 | $16,034,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 275,936 | $16,024,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATIO-SP ADR | 647581907 | COM | 177,800 | $16,018,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 25,211,896 | $16,010,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 875,436 | $16,003,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 563,822 | $15,978,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 8,770,000 | $15,913,000 | thousands by filing date | principal |
| BAOZUN INC | 06684L953 | SPONSORED ADR | 382,400 | $15,885,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,012,420 | $15,885,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 636,407 | $15,866,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,970,367 | $15,842,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 388,182 | $15,827,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 16,775,000 | $15,782,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 82,100 | $15,762,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 136,145 | $15,755,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 4,816,000 | $15,749,000 | thousands by filing date | principal |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 315,232 | $15,727,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 198,406 | $15,725,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 361,748 | $15,689,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 398,565 | $15,660,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 152,105 | $15,656,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 202,070 | $15,651,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 414,373 | $15,647,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 609,096 | $15,642,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 127,440 | $15,613,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P908 | CL A | 88,900 | $15,587,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 366,799 | $15,574,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 117,087 | $15,561,000 | thousands by filing date | |
| THE CIGNA GROUP | 125523950 | COM | 96,624 | $15,539,000 | thousands by filing date | put |
| PFIZER INC | 717081953 | PUT | 365,400 | $15,519,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 3,243,793 | $15,505,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513905 | CALL | 362,500 | $15,501,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 309,578 | $15,461,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 50,511 | $15,440,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 515,370 | $15,431,000 | thousands by filing date | |
| BAIDU INC | 056752908 | CALL | 93,600 | $15,430,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 3,893,000 | $15,403,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307C952 | PUT | 131,100 | $15,387,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 305,230 | $15,368,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 14,040,000 | $15,362,000 | thousands by filing date | principal |
| METLIFE INC | 59156R958 | PUT | 360,000 | $15,325,000 | thousands by filing date | put |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 15,170,000 | $15,322,000 | thousands by filing date | principal |
| WALMART INC | 931142903 | CALL | 157,000 | $15,312,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,518,672 | $15,232,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y959 | PUT | 165,900 | $15,221,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953901 | COM | 591,100 | $15,168,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 15,206,000 | $15,134,000 | thousands by filing date | principal |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,668,569 | $15,117,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 301,085 | $15,100,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 167,286 | $15,100,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 715,598 | $15,042,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,145,318 | $14,980,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 415,107 | $14,977,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 1,160,000 | $14,952,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,202,500 | $14,911,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 720,903 | $14,909,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 190,817 | $14,909,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460903 | SP ADR PFD NEW | 1,365,400 | $14,897,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 124,532 | $14,825,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,958,817 | $14,809,000 | thousands by filing date | |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 725,000 | $14,805,000 | thousands by filing date | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 540,543 | $14,795,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 349,741 | $14,787,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,195,375 | $14,703,000 | thousands by filing date | |
| ZOETIS INC | 98978V903 | CALL | 145,600 | $14,658,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 368,119 | $14,626,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,034,013 | $14,579,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,056,704 | $14,561,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 377,454 | $14,560,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10,765,000 | $14,553,000 | thousands by filing date | principal |
| FLIR SYS INC | 302445101 | COM | 305,371 | $14,529,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 13,066,000 | $14,474,000 | thousands by filing date | principal |
| COHU INC | 192576106 | COM | 979,279 | $14,444,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 11,079,000 | $14,417,000 | thousands by filing date | principal |
| FOX CORP | 35137L204 | CL B COM | 399,922 | $14,349,000 | thousands by filing date | |
| BP PLC | 055622954 | PUT | 328,000 | $14,340,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 14,389,000 | $14,335,000 | thousands by filing date | principal |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 205,764 | $14,332,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 321,352 | $14,303,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 412,782 | $14,295,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 47,301 | $14,293,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 677,409 | $14,260,000 | thousands by filing date | |
| FORD MTR CO | 345370950 | PUT | 1,621,700 | $14,239,000 | thousands by filing date | put |
| CNX RES CORP COM | 12653C108 | Stock | 1,321,558 | $14,233,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 295,928 | $14,233,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 667,470 | $14,197,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 970,799 | $14,174,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 326,177 | $14,173,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 355,865 | $14,159,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 12,788,000 | $14,156,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 345,200 | $14,139,000 | thousands by filing date | put |
| SPRINT CORP | 85207U955 | PUT | 2,500,200 | $14,126,000 | thousands by filing date | put |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 4,190,020 | $14,120,000 | thousands by filing date | |
| SEATTLE GENETICS INC. | 812578952 | Cmn | 192,500 | $14,099,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 327,400 | $14,098,000 | thousands by filing date | call |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 674,192 | $14,057,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 729,819 | $14,056,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 474,608 | $14,024,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 588,988 | $14,023,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 153,900 | $14,017,000 | thousands by filing date | put |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 454,097 | $14,017,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 484,068 | $13,985,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 122,254 | $13,958,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 14,448,000 | $13,924,000 | thousands by filing date | principal |
| MONDELEZ INTL INC | 609207905 | CL A | 277,300 | $13,843,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 14,939,000 | $13,768,000 | thousands by filing date | principal |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 460,016 | $13,732,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 499,862 | $13,727,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 798,823 | $13,707,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P958 | COM | 122,300 | $13,680,000 | thousands by filing date | put |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 1,036,449 | $13,630,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 952,108 | $13,625,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764950 | CALL | 110,300 | $13,587,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 264,464 | $13,585,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 249,038 | $13,512,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 928,134 | $13,496,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 153,878 | $13,468,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,346,281 | $13,449,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,408,320 | $13,435,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 166,500 | $13,418,000 | thousands by filing date | call |
| ELI LILLY & CO | 532457908 | CALL | 103,400 | $13,417,000 | thousands by filing date | call |
| HP INC | 40434L955 | COM | 690,100 | $13,409,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 255,736 | $13,397,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,207,976 | $13,372,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 736,324 | $13,365,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 208,758 | $13,343,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,238,249 | $13,274,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 2,793,439 | $13,269,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 68,600 | $13,262,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 330,559 | $13,246,000 | thousands by filing date | |
| HALLIBURTON CO | 406216901 | CALL | 449,400 | $13,167,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 13,308,000 | $13,150,000 | thousands by filing date | principal |
| FRANCO NEV CORP | 351858955 | PUT | 175,000 | $13,134,000 | thousands by filing date | put |
| FRANCO NEV CORP | 351858905 | COM | 175,000 | $13,134,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 150,776 | $13,123,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 300,791 | $13,123,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 520,330 | $13,117,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 118,904 | $13,113,000 | thousands by filing date | |
| L BRANDS INC | 501797904 | COM | 475,000 | $13,101,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 271,070 | $13,051,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 158,403 | $12,986,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 336,379 | $12,984,000 | thousands by filing date | |
| ISHARES TR | 464288953 | PUT | 150,000 | $12,971,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 155,854 | $12,964,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 230,113 | $12,948,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 163,492 | $12,922,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 485,749 | $12,916,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 949,389 | $12,873,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 864,774 | $12,842,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 519,593 | $12,834,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 985,524 | $12,821,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 103,147 | $12,816,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 403,226 | $12,806,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 92,615 | $12,806,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,815,353 | $12,762,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 233,149 | $12,723,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 450,584 | $12,716,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 252,420 | $12,695,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 211,852 | $12,663,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 191,693 | $12,637,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 119,245 | $12,605,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 628,862 | $12,596,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 134,179 | $12,547,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 383,600 | $12,525,000 | thousands by filing date | put |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 426,081 | $12,487,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 350,917 | $12,485,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115904 | COM | 147,200 | $12,484,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115954 | COM | 147,200 | $12,484,000 | thousands by filing date | put |
| BLACKROCK INC | 09247X951 | COM | 29,200 | $12,479,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 85,850 | $12,470,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 143,420 | $12,459,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 394,174 | $12,452,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 9,201,000 | $12,445,000 | thousands by filing date | principal |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 211,579 | $12,439,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,846,984 | $12,356,000 | thousands by filing date | |
| RH | 74967X903 | CALL | 120,000 | $12,354,000 | thousands by filing date | call |
| DROPBOX INC | 26210C904 | CL A | 566,300 | $12,345,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 316,309 | $12,311,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 942,500 | $12,309,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2,925,312 | $12,286,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 141,857 | $12,285,000 | thousands by filing date | |
| GAP INC | 364760958 | PUT | 468,500 | $12,265,000 | thousands by filing date | put |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 12,970,000 | $12,257,000 | thousands by filing date | principal |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 86,016 | $12,211,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 494,761 | $12,161,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 344,990 | $12,158,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 58,500 | $12,155,000 | thousands by filing date | call |
| BURLINGTON STORES INC | 122017906 | COM | 77,500 | $12,143,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 213,457 | $12,122,000 | thousands by filing date | |
| BEST BUY INC | 086516901 | CALL | 170,000 | $12,080,000 | thousands by filing date | call |
| 3M CO | 88579Y951 | PUT | 58,100 | $12,072,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 7,694,000 | $12,064,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 467,820 | $12,046,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,656,866 | $12,045,000 | thousands by filing date | |
| ANALOG DEVICES INC | 032654955 | PUT | 114,300 | $12,032,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 884,107 | $12,023,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,561,495 | $12,014,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 255,599 | $12,013,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 113,737 | $12,011,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,924,810 | $11,991,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 523,715 | $11,973,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 426,547 | $11,973,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,254,535 | $11,972,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 63,000 | $11,969,000 | thousands by filing date | call |
| CSX CORP | 126408953 | PUT | 159,900 | $11,964,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 3,011,675 | $11,926,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 12,133,000 | $11,905,000 | thousands by filing date | principal |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 188,000 | $11,895,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 215,138 | $11,889,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 290,200 | $11,887,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 1,827,838 | $11,881,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 391,798 | $11,875,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 266,985 | $11,864,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V951 | COM | 92,600 | $11,853,000 | thousands by filing date | put |
| KORN FERRY COM NEW | 500643200 | Stock | 264,606 | $11,850,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,911,820 | $11,758,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 222,953 | $11,737,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 231,895 | $11,736,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,205,000 | $11,719,000 | thousands by filing date | principal |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 181,867 | $11,712,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 175,200 | $11,693,000 | thousands by filing date | call |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 838,441 | $11,688,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 798,776 | $11,662,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 263,307 | $11,644,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 469,881 | $11,644,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 259,243 | $11,642,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361902 | CALL | 225,400 | $11,642,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 265,245 | $11,596,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 497,884 | $11,575,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 493,265 | $11,567,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 11,311,000 | $11,565,000 | thousands by filing date | principal |
| TRIMBLE INC COM | 896239100 | Stock | 286,175 | $11,562,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 376,213 | $11,560,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460953 | SP ADR PFD NEW | 1,056,900 | $11,531,000 | thousands by filing date | put |
| LINDE PLC | G5494J953 | PUT | 65,500 | $11,523,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,201,273 | $11,520,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 10,326,000 | $11,461,000 | thousands by filing date | principal |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 71,591 | $11,455,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 937,553 | $11,447,000 | thousands by filing date | |
| CORNING INC | 219350955 | PUT | 345,600 | $11,439,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 449,347 | $11,431,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 140,985 | $11,428,000 | thousands by filing date | |
| ABIOMED INC CMN STK | 003654900 | Cmn | 40,000 | $11,424,000 | thousands by filing date | call |
| VERTEX PHARMACEUTICALS INC | 92532F950 | COM | 62,100 | $11,423,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 433,601 | $11,413,000 | thousands by filing date | |
| COTY INC | 222070953 | COM CL A | 987,600 | $11,357,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 431,165 | $11,353,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 293,843 | $11,342,000 | thousands by filing date | |
| MYLAN N V | N59465959 | PUT | 400,000 | $11,336,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SV | 31620M906 | COM | 100,000 | $11,310,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 135,387 | $11,309,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 665,866 | $11,299,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,266,185 | $11,282,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 11,330,000 | $11,254,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 11,410,000 | $11,245,000 | thousands by filing date | principal |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 273,679 | $11,237,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 722,012 | $11,234,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 205,400 | $11,229,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 149,309 | $11,227,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 222,516 | $11,179,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,226,535 | $11,161,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 689,028 | $11,128,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 150,000 | $11,100,000 | thousands by filing date | call |
| ASSURANT INC COM | 04621X108 | Stock | 116,877 | $11,092,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 125,240 | $11,088,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 241,766 | $11,085,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 330,812 | $11,072,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 448,342 | $11,070,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 457,165 | $11,068,000 | thousands by filing date | |
| WABTEC | 929740958 | PUT | 150,000 | $11,058,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 124,127 | $11,044,000 | thousands by filing date | |
| INTERCONTINENTAL EXCHANGE IN | 45866F904 | CALL | 145,000 | $11,040,000 | thousands by filing date | call |
| INTERCONTINENTAL EXCHANGE IN | 45866F954 | COM | 145,000 | $11,040,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 133,254 | $11,026,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 716,600 | $11,014,000 | thousands by filing date | call |
| EXPEDIA GROUP INC | 30212P953 | COM NEW | 92,500 | $11,008,000 | thousands by filing date | put |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 401,936 | $11,008,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 206,937 | $10,982,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 480,015 | $10,978,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 10,732,000 | $10,960,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 316,095 | $10,956,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 604,669 | $10,944,000 | thousands by filing date | |
| BBT CORPORATION | 054937907 | COM | 235,000 | $10,935,000 | thousands by filing date | call |
| BBT CORPORATION | 054937957 | COM | 235,000 | $10,935,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC | 89417E959 | PUT | 79,600 | $10,918,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 3,379,013 | $10,913,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,022,462 | $10,899,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 10,646,000 | $10,899,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 107,165 | $10,884,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 875,740 | $10,850,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 455,771 | $10,815,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 167,356 | $10,803,000 | thousands by filing date | |
| EXELON CORP | 30161N901 | COM | 215,000 | $10,778,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000069 | this filing | 2019-05-07 | acceptance time not in the bulk data set |