13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 5,794 holding rows worth $432,488,323,000.
- Accession
- 0000019617-19-000014
- Filer
- CIK 19617
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 21,576 entries on the cover page, a total value of $432,488,323,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $432,488,323,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REGIS CORP | 758932107 | COM | 89,494 | $1,517,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 36,328 | $1,515,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 38,505 | $1,514,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 33,587 | $1,511,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 55,284 | $1,511,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F901 | CALL | 50,000 | $1,511,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 37,314 | $1,503,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677955 | COM | 13,900 | $1,502,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,378,844 | $1,502,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 94,517 | $1,497,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 48,405 | $1,496,000 | thousands by filing date | |
| SMUCKER J M CO | 832696955 | COM NEW | 16,000 | $1,496,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 34,693 | $1,493,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 25,734 | $1,488,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 525,009 | $1,485,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC | 354613901 | CALL | 50,000 | $1,483,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 35,801 | $1,482,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 51,757 | $1,479,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 193,540 | $1,474,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688955 | COM | 77,000 | $1,474,000 | thousands by filing date | put |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 1,509,000 | $1,474,000 | thousands by filing date | principal |
| GENPACT LIMITED SHS | G3922B107 | Stock | 54,593 | $1,473,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 10,470 | $1,469,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 40,003 | $1,468,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 94,778 | $1,467,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 142,862 | $1,464,000 | thousands by filing date | |
| MOSAIC CO | 61945C953 | PUT | 50,000 | $1,461,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 102,843 | $1,460,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 69,342 | $1,460,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 25,673 | $1,456,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 9,500 | $1,455,000 | thousands by filing date | call |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 117,144 | $1,453,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 65,295 | $1,444,000 | thousands by filing date | |
| S&P GLOBAL INC | 78409V954 | PUT | 8,500 | $1,444,000 | thousands by filing date | put |
| S&P GLOBAL INC | 78409V904 | COM | 8,500 | $1,444,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 950,496 | $1,444,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 31,686 | $1,443,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 54,528 | $1,441,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,720,000 | $1,441,000 | thousands by filing date | principal |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 48,965 | $1,437,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 12,586 | $1,435,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 194,144 | $1,435,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 17,627 | $1,434,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 24,000 | $1,434,000 | thousands by filing date | put |
| EMERSON ELEC CO | 291011904 | COM | 24,000 | $1,434,000 | thousands by filing date | call |
| PROLOGIS INC. | 74340W903 | COM | 24,300 | $1,427,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 36,439 | $1,426,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 27,453 | $1,426,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 277,521 | $1,424,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 105,155 | $1,424,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 35,820 | $1,424,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 114,725 | $1,422,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 175,759 | $1,418,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 115,469 | $1,418,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 29,484 | $1,418,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 23,322 | $1,415,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 37,085 | $1,414,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 129,996 | $1,405,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 209,738 | $1,403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 20,546 | $1,399,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 58,096 | $1,396,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 86,091 | $1,394,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 50,204 | $1,392,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 26,432 | $1,389,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 49,133 | $1,387,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 26,246 | $1,383,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 36,875 | $1,383,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 78,318 | $1,381,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 114,136 | $1,380,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 29,099 | $1,376,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450956 | COM NEW | 96,300 | $1,374,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 902,845 | $1,372,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 30,921 | $1,370,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M953 | PUT | 60,800 | $1,370,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 161,508 | $1,366,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 77,566 | $1,365,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 175,787 | $1,363,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047957 | PUT | 35,000 | $1,363,000 | thousands by filing date | put |
| Ramaco Resources Inc | 75134P303 | COM CL B | 273,827 | $1,356,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 106,138 | $1,354,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 92,968 | $1,347,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K951 | PUT | 100,000 | $1,346,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 59,858 | $1,337,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 98,142 | $1,334,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 41,611 | $1,332,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,447,042 | $1,332,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 121,682 | $1,331,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 22,079 | $1,330,000 | thousands by filing date | |
| NEWFIELD EXPLORATION CO | 651290958 | COM | 90,000 | $1,319,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 46,580 | $1,317,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429959 | PUT | 39,900 | $1,316,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 85,761 | $1,315,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268958 | Cmn | 40,000 | $1,315,000 | thousands by filing date | put |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 1,340,000 | $1,313,000 | thousands by filing date | principal |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 122,792 | $1,312,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 91,900 | $1,311,000 | thousands by filing date | call |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 349,497 | $1,310,000 | thousands by filing date | |
| Alerian MLP ETF | 00162Q906 | CALL | 150,000 | $1,310,000 | thousands by filing date | call |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,371,000 | $1,308,000 | thousands by filing date | principal |
| ACCELERON PHARMA INC | 00434H958 | PUT | 30,000 | $1,307,000 | thousands by filing date | put |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 27,898 | $1,305,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 32,059 | $1,303,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 194,554 | $1,299,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 23,557 | $1,296,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 380,032 | $1,296,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 151,173 | $1,296,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 192,871 | $1,290,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071951 | COM | 50,000 | $1,285,000 | thousands by filing date | put |
| FRONTDOOR INC COM | 35905A109 | Stock | 47,996 | $1,278,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 234,060 | $1,275,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 10,615 | $1,271,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 57,506 | $1,270,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 37,754 | $1,270,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 87,133 | $1,268,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 23,739 | $1,267,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 42,529 | $1,264,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 20,839 | $1,263,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 72,503 | $1,262,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 478,035 | $1,262,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 125,915 | $1,262,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L908 | CL A | 62,100 | $1,261,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 19,375 | $1,260,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024U959 | PUT | 30,000 | $1,260,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 28,066 | $1,259,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 82,956 | $1,259,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 56,452 | $1,257,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 87,909 | $1,255,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 256,389 | $1,254,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 100,607 | $1,247,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 91,466 | $1,247,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663909 | CL A | 111,100 | $1,245,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 89,976 | $1,243,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R902 | CALL | 50,000 | $1,241,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 38,318 | $1,240,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 32,508 | $1,236,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 84,871 | $1,234,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 99,451 | $1,234,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 130,677 | $1,233,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 5,598 | $1,229,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 27,775 | $1,229,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 49,865 | $1,226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 70,472 | $1,223,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 342,179 | $1,219,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 17,942 | $1,216,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 40,989 | $1,211,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 42,079 | $1,211,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 66,355 | $1,207,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 66,567 | $1,203,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 105,977 | $1,202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 23,565 | $1,198,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 189,811 | $1,197,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 135,313 | $1,197,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 49,531 | $1,196,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 44,786 | $1,196,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 35,167 | $1,190,000 | thousands by filing date | |
| MGC | 921910873 | COM | 13,681 | $1,189,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 52,700 | $1,188,000 | thousands by filing date | call |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 392,116 | $1,188,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 22,692 | $1,187,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 103,436 | $1,187,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 86,158 | $1,184,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 996,000 | $1,184,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 47,611 | $1,180,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 287,718 | $1,179,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 7,900 | $1,178,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X908 | COM CL A | 113,600 | $1,177,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 165,632 | $1,174,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 79,431 | $1,172,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 33,203 | $1,169,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 75,293 | $1,168,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 69,178 | $1,163,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 79,336 | $1,159,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 100,207 | $1,158,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 37,859 | $1,158,000 | thousands by filing date | |
| EVERSOURCE ENERGY | 30040W908 | COM | 17,800 | $1,158,000 | thousands by filing date | call |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,164,000 | $1,158,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 91,033 | $1,157,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 20,264 | $1,156,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 23,193 | $1,152,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 242,284 | $1,151,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 129,015 | $1,147,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 186,176 | $1,145,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 25,195 | $1,143,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 125,538 | $1,143,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,206,000 | $1,139,000 | thousands by filing date | principal |
| PEPSICO INC | 713448958 | PUT | 10,300 | $1,138,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,149,000 | $1,137,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 47,439 | $1,136,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 19,283 | $1,136,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 14,347 | $1,132,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 46,447 | $1,132,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 74,479 | $1,129,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 537,100 | $1,128,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 81,714 | $1,126,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 930,740 | $1,126,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 20,138 | $1,124,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 60,064 | $1,123,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 329,575 | $1,121,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 9,479 | $1,117,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 70,584 | $1,117,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 219,862 | $1,117,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 30,366 | $1,116,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 12,394 | $1,116,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 141,460 | $1,116,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 85,717 | $1,114,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 240,643 | $1,114,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 166,865 | $1,111,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 17,528 | $1,104,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 17,195 | $1,103,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 9,826 | $1,103,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 187,369 | $1,103,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 163,524 | $1,101,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 117,483 | $1,101,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 34,394 | $1,097,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 17,772 | $1,094,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 33,328 | $1,093,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 174,826 | $1,093,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 22,540 | $1,092,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 309,071 | $1,088,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 38,178 | $1,087,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 30,910 | $1,085,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 30,733 | $1,085,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 742,000 | $1,080,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 39,583 | $1,078,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 10,000 | $1,065,000 | thousands by filing date | call |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 17,431 | $1,064,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 37,503 | $1,063,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 33,924 | $1,063,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 36,863 | $1,062,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 43,287 | $1,062,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 47,020 | $1,061,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 68,513 | $1,061,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 34,513 | $1,060,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 62,768 | $1,060,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 205,035 | $1,056,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 146,728 | $1,049,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 82,374 | $1,049,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 32,703 | $1,049,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,131,000 | $1,048,000 | thousands by filing date | principal |
| SPRINT CORPORATION | 85207U905 | COM | 180,000 | $1,048,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376900 | COM | 10,200 | $1,045,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 15,502 | $1,044,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 178,868 | $1,043,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 144,361 | $1,043,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 31,855 | $1,042,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 26,029 | $1,040,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 178,804 | $1,040,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 220,851 | $1,038,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 102,610 | $1,038,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 10,351 | $1,036,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 78,705 | $1,035,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 17,252 | $1,035,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 28,190 | $1,033,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 60,647 | $1,032,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 89,882 | $1,031,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 5,803 | $1,030,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071901 | COM | 40,000 | $1,028,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 152,477 | $1,026,000 | thousands by filing date | |
| IMMUNOGEN INC CMN STK | 45253H901 | Cmn | 213,600 | $1,025,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,180,000 | $1,024,000 | thousands by filing date | principal |
| FLOOR & DECOR HLDGS INC | 339750951 | PUT | 39,500 | $1,023,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 219,026 | $1,021,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 10,456 | $1,021,000 | thousands by filing date | |
| LOGMEIN INC | 54142L959 | Cmn | 12,500 | $1,020,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 28,274 | $1,016,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 61,049 | $1,015,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 18,957 | $1,015,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC | 558868905 | COM | 9,000 | $1,014,000 | thousands by filing date | call |
| ADIENT PLC | G0084W951 | ORD SHS | 67,200 | $1,012,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 68,884 | $1,004,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 43,925 | $1,003,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 19,748 | $1,002,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 87,802 | $1,002,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 19,942 | $1,001,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 28,031 | $998,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 8,840 | $998,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 74,085 | $997,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 17,080 | $994,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 919,984 | $993,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 22,200 | $989,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 15,215 | $987,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 27,020 | $987,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 37,873 | $986,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 53,138 | $980,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M905 | CALL | 228,000 | $978,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469957 | PUT | 59,000 | $973,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 34,212 | $971,000 | thousands by filing date | |
| PUT CANOPY GROWTH CORP $2 EXP 03/31/23 | 138035950 | OPTION | 36,100 | $970,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 50,597 | $968,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 42,477 | $967,000 | thousands by filing date | |
| APACHE CORP | 037411955 | COM | 36,800 | $966,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 76,652 | $964,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 169,051 | $960,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 16,415 | $959,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 265,526 | $959,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044905 | COM | 51,000 | $957,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 6,777 | $954,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 14,200 | $952,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 705,000 | $952,000 | thousands by filing date | principal |
| NOODLES & CO | 65540B105 | COM CL A | 135,892 | $950,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 154,951 | $948,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 282,844 | $947,000 | thousands by filing date | |
| DEXCOM INC | 252131907 | COM | 7,900 | $946,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 87,338 | $944,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 27,500 | $944,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 25,769 | $943,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 13,074 | $939,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 36,157 | $939,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,015,000 | $936,000 | thousands by filing date | principal |
| TJX COS INC NEW | 872540959 | PUT | 20,900 | $935,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 29,434 | $934,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 31,314 | $932,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 44,909 | $932,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 20,824 | $931,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 18,810 | $926,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 158,975 | $925,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 51,217 | $923,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 19,097 | $922,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 10,801 | $918,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 47,328 | $916,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 52,367 | $913,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 176,238 | $913,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 179,345 | $911,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 44,163 | $911,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 104,629 | $908,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 54,477 | $907,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 20,208 | $906,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 119,975 | $905,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 312,180 | $905,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K900 | CL B CONV | 50,000 | $905,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 844,000 | $905,000 | thousands by filing date | principal |
| AKCEA THERAPEUTICS INC | 00972L957 | PUT | 30,000 | $904,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 21,386 | $902,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 141,901 | $901,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 18,462 | $899,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 14,316 | $899,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 29,759 | $898,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 99,451 | $898,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 159,139 | $893,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 125,500 | $891,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 14,849 | $891,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 15,941 | $888,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 28,711 | $887,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 194,812 | $885,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 128,726 | $884,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P951 | COM | 8,600 | $884,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 31,544 | $883,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 25,677 | $878,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 11,779 | $878,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 207,541 | $877,000 | thousands by filing date | |
| TRACTOR SUPPLY CO | 892356906 | CALL | 10,500 | $876,000 | thousands by filing date | call |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 21,300 | $876,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 16,770 | $875,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 208,788 | $875,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 42,776 | $874,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 21,093 | $872,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 24,945 | $872,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 17,388 | $871,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 25,325 | $871,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 35,604 | $871,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 206,511 | $868,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 24,789 | $865,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 20,230 | $864,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334954 | PUT | 22,200 | $864,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 26,100 | $864,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 24,871 | $860,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 61,966 | $858,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 33,653 | $856,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 77,133 | $851,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 61,653 | $851,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 73,656 | $850,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 30,194 | $850,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 36,200 | $849,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 12,026 | $848,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 428,485 | $848,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 118,542 | $848,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 120,839 | $847,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 8,777 | $845,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 18,253 | $844,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 867,000 | $843,000 | thousands by filing date | principal |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 31,762 | $842,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 229,292 | $841,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 25,944 | $837,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 14,597 | $837,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 25,000 | $836,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 106,374 | $828,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 27,258 | $825,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 75,652 | $824,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 23,469 | $823,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 14,469 | $822,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 15,102 | $820,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 25,558 | $819,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 24,876 | $818,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 30,866 | $814,000 | thousands by filing date | |
| ABIOMED INC CMN STK | 003654900 | Cmn | 2,500 | $813,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 55,710 | $811,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 21,861 | $811,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 25,396 | $810,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 77,040 | $809,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 24,946 | $807,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 7,742 | $801,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 29,936 | $800,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q905 | COM | 13,500 | $800,000 | thousands by filing date | call |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,767 | $799,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 21,910 | $798,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,819 | $797,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 16,952 | $796,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 81,015 | $796,000 | thousands by filing date | |
| CENTURYLINK INC | 156700906 | COM | 52,500 | $795,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 27,827 | $793,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 18,695 | $790,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 14,176 | $789,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 536,588 | $789,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 62,333 | $786,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 215,331 | $786,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 16,418 | $784,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 7,993 | $783,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 21,101 | $783,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 85,409 | $783,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 17,509 | $782,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 66,985 | $782,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 53,023 | $782,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 62,333 | $775,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 68,446 | $775,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 26,945 | $770,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 1,066,000 | $767,000 | thousands by filing date | principal |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 42,358 | $766,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 459,144 | $762,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 53,962 | $761,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 12,132 | $759,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N953 | COM | 250,000 | $753,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 46,734 | $751,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 988,343 | $751,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 30,366 | $750,000 | thousands by filing date | |
| INTELSAT S A | L5140P951 | PUT | 35,000 | $749,000 | thousands by filing date | put |
| LILIS ENERGY INC | 532403201 | COM NEW | 545,482 | $748,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 41,686 | $745,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 28,474 | $745,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 39,853 | $743,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 27,447 | $741,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 54,872 | $737,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 55,266 | $736,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 13,671 | $735,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 152,805 | $735,000 | thousands by filing date | |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 186,475 | $735,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 54,321 | $734,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 31,200 | $733,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 6,000 | $730,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 9,616 | $730,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 100,281 | $729,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 41,644 | $729,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD | M87915904 | CALL | 49,400 | $728,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 173,310 | $728,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354957 | COM | 90,000 | $728,000 | thousands by filing date | put |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 36,795 | $727,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 24,896 | $726,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC | 09058V903 | COM | 90,000 | $726,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC | 09058V953 | COM | 90,000 | $726,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 101,484 | $725,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 14,920 | $723,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 178,940 | $723,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 18,174 | $719,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 8,565 | $717,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 35,028 | $716,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 318,590 | $716,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 221,252 | $716,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 68,064 | $711,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 147,273 | $710,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 41,719 | $710,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 49,698 | $709,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 628,081 | $709,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 34,596 | $708,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 13,399 | $707,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 23,469 | $707,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 18,252 | $707,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 20,989 | $705,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 136,039 | $705,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 15,915 | $703,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 18,524 | $703,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 163,101 | $700,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 19,015 | $696,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 23,033 | $696,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 173,431 | $695,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 100,000 | $694,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 109,267 | $693,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 58,927 | $689,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 528,964 | $687,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 79,589 | $686,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 13,468 | $685,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 105,715 | $685,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 12,033 | $684,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 170,918 | $684,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 31,363 | $684,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 216,901 | $683,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 344,478 | $682,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,081,000 | $679,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 299,542 | $677,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 59,453 | $674,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 122,400 | $668,000 | thousands by filing date | call |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 22,857 | $665,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000014 | this filing | 2019-02-11 | acceptance time not in the bulk data set |