13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 5,794 holding rows worth $432,488,323,000.
- Accession
- 0000019617-19-000014
- Filer
- CIK 19617
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 21,576 entries on the cover page, a total value of $432,488,323,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $432,488,323,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXONENTERPRISEINC | 05464C101 | STOK | 127,509 | $5,579,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 132,166 | $5,576,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 264,509 | $5,574,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 204,943 | $5,572,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 72,645 | $5,571,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 310,000 | $5,568,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 94,480 | $5,561,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 5,592,000 | $5,553,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327R101 | COM | 186,170 | $5,541,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 196,897 | $5,536,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 518,673 | $5,529,000 | thousands by filing date | |
| FLUOR CORP | 343412902 | CALL | 171,700 | $5,529,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 3,087,000 | $5,519,000 | thousands by filing date | principal |
| QURATE RETAIL INC | 74915M100 | COM SER A | 282,668 | $5,517,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 212,342 | $5,509,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 11,500 | $5,508,000 | thousands by filing date | call |
| FLUOR CORP | 343412952 | COM | 171,000 | $5,506,000 | thousands by filing date | put |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 77,697 | $5,503,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 125,964 | $5,502,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318900 | COM | 222,500 | $5,498,000 | thousands by filing date | call |
| MYOKARDIA INC | 62857M105 | COM | 111,995 | $5,472,000 | thousands by filing date | |
| PPL CORP | 69351T906 | COM | 193,100 | $5,471,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 382,954 | $5,465,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 710,027 | $5,460,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U908 | ORD SHS | 163,000 | $5,457,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 163,860 | $5,454,000 | thousands by filing date | |
| ISHARES INC | 464286952 | PUT | 132,400 | $5,452,000 | thousands by filing date | put |
| PPG INDS INC | 693506907 | COM | 53,300 | $5,449,000 | thousands by filing date | call |
| ISHARES SILVER TR | 46428Q959 | PUT | 375,000 | $5,445,000 | thousands by filing date | put |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 220,287 | $5,443,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 166,200 | $5,441,000 | thousands by filing date | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 157,988 | $5,424,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 43,348 | $5,419,000 | thousands by filing date | |
| YUM BRANDS INC | 988498901 | COM | 58,800 | $5,405,000 | thousands by filing date | call |
| YUM BRANDS INC | 988498951 | PUT | 58,800 | $5,405,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 87,881 | $5,402,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 395,714 | $5,373,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J958 | COM | 40,200 | $5,373,000 | thousands by filing date | put |
| PROLOGIS INC. | 74340W953 | COM | 91,200 | $5,355,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 738,596 | $5,355,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 228,252 | $5,354,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 208,648 | $5,341,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 54,593 | $5,341,000 | thousands by filing date | |
| TECHNIPFMC PLC | G87110905 | COM | 272,800 | $5,341,000 | thousands by filing date | call |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 5,000,000 | $5,341,000 | thousands by filing date | principal |
| TYSON FOODS INC | 902494903 | CALL | 100,000 | $5,340,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 5,523,000 | $5,335,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 6,169,000 | $5,334,000 | thousands by filing date | principal |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 331,397 | $5,330,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 492,813 | $5,308,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 133,856 | $5,305,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 557,279 | $5,289,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 923,505 | $5,282,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 419,701 | $5,263,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,279,000 | $5,263,000 | thousands by filing date | principal |
| DENTSPLY SIRONA INC | 24906P109 | COM | 141,418 | $5,261,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 66,761 | $5,245,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 46,220 | $5,242,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 328,120 | $5,241,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 20,000 | $5,237,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 299,972 | $5,206,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 228,425 | $5,191,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 125,716 | $5,188,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 4,605,000 | $5,181,000 | thousands by filing date | principal |
| ORTHOFIX MED INC | 68752M108 | COM | 98,674 | $5,179,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A955 | PUT | 197,700 | $5,178,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 223,262 | $5,153,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 229,404 | $5,152,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,519,103 | $5,149,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R954 | COM | 190,500 | $5,126,000 | thousands by filing date | put |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 145,000 | $5,124,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 75,350 | $5,120,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 820,996 | $5,115,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 137,900 | $5,098,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573106 | CL A | 216,189 | $5,093,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 317,425 | $5,088,000 | thousands by filing date | |
| AON PLC | G0408V902 | COM | 35,000 | $5,088,000 | thousands by filing date | call |
| AON PLC | G0408V952 | COM | 35,000 | $5,088,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 130,573 | $5,086,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 100,000 | $5,085,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 476,575 | $5,065,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 116,636 | $5,061,000 | thousands by filing date | |
| TRONOX LTD-CL A | Q9235V901 | COM | 650,300 | $5,059,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 293,138 | $5,053,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 134,840 | $5,035,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 284,728 | $5,034,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 4,023,938 | $5,030,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 277,042 | $5,017,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC | 74834L950 | PUT | 60,200 | $5,013,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 89,726 | $5,012,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 147,776 | $5,010,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 200,707 | $5,006,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 768,543 | $5,003,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 420,619 | $5,001,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635959 | PUT | 348,500 | $4,997,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 118,712 | $4,991,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 287,066 | $4,978,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 50,144 | $4,975,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 105,050 | $4,971,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 101,994 | $4,970,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 89,310 | $4,968,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 331,026 | $4,965,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 187,247 | $4,954,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,452,735 | $4,954,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V958 | COM | 948,400 | $4,932,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 228,857 | $4,921,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 328,231 | $4,908,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 302,954 | $4,905,000 | thousands by filing date | |
| L BRANDS INC | 501797954 | COM | 190,700 | $4,895,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 5,498,000 | $4,890,000 | thousands by filing date | principal |
| CRA INTL INC | 12618T105 | COM | 114,736 | $4,882,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 79,500 | $4,880,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 100,424 | $4,874,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T903 | CALL | 50,000 | $4,870,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A902 | COM | 440,700 | $4,857,000 | thousands by filing date | call |
| CME GROUP INC | 12572Q905 | CALL | 25,800 | $4,853,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 159,029 | $4,793,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 193,232 | $4,793,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 85,258 | $4,783,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,580,381 | $4,774,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 180,627 | $4,758,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 496,484 | $4,752,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 376,199 | $4,747,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 105,958 | $4,746,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 103,046 | $4,744,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 44,578 | $4,742,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 170,959 | $4,739,000 | thousands by filing date | |
| SEATTLE GENETICS INC. | 812578952 | Cmn | 83,500 | $4,731,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,583,304 | $4,718,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 794,188 | $4,717,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 5,116,000 | $4,712,000 | thousands by filing date | principal |
| TE CONNECTIVITY LTD | H84989954 | COM | 62,200 | $4,704,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 85,541 | $4,699,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 7,413,000 | $4,692,000 | thousands by filing date | principal |
| ZIX CORP | 98974P100 | COM | 818,478 | $4,689,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 286,353 | $4,679,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 228,134 | $4,671,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 63,022 | $4,669,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U901 | CALL | 112,700 | $4,666,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 201,762 | $4,663,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 103,051 | $4,659,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 217,022 | $4,655,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 96,591 | $4,650,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D907 | COM | 130,000 | $4,641,000 | thousands by filing date | call |
| REALPAGE INC | 75606NAB5 | NOTE | 3,620,000 | $4,641,000 | thousands by filing date | principal |
| CATERPILLAR INC | 149123901 | CALL | 36,500 | $4,638,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320902 | COM | 56,800 | $4,632,000 | thousands by filing date | call |
| ISHARES TR | 464288422 | S&P DEV EX-US | 134,211 | $4,628,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 63,405 | $4,626,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 4,937,000 | $4,626,000 | thousands by filing date | principal |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,003,040 | $4,624,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LT | M22465954 | ORD | 45,000 | $4,619,000 | thousands by filing date | put |
| ABBOTT LABORATORIES | 002824900 | COM | 63,800 | $4,615,000 | thousands by filing date | call |
| TOWER INTL INC | 891826109 | COM | 193,860 | $4,614,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 4,712,000 | $4,599,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P901 | CALL | 215,000 | $4,599,000 | thousands by filing date | call |
| SEMPRA | 816851909 | COM | 42,500 | $4,598,000 | thousands by filing date | call |
| SEMPRA | 816851959 | COM | 42,500 | $4,598,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 311,816 | $4,596,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 30,471 | $4,586,000 | thousands by filing date | |
| ONEOK INC NEW | 682680903 | COM | 85,000 | $4,586,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680953 | COM | 85,000 | $4,586,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 24,987 | $4,578,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 616,096 | $4,565,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 4,000,000 | $4,560,000 | thousands by filing date | principal |
| JERNIGAN CAP INC | 476405105 | COM | 229,935 | $4,558,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 61,502 | $4,553,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 295,000 | $4,549,000 | thousands by filing date | put |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 873,400 | $4,542,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 45,492 | $4,540,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 213,447 | $4,530,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 6,564,000 | $4,530,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 136,542 | $4,521,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746908 | COM | 50,000 | $4,516,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 4,629,000 | $4,509,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 50,042 | $4,508,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 124,033 | $4,495,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 830,097 | $4,491,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 138,356 | $4,491,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 276,720 | $4,491,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,014,000 | $4,464,000 | thousands by filing date | principal |
| YETI HLDGS INC COM | 98585X104 | Stock | 300,612 | $4,462,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 685,646 | $4,450,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 105,113 | $4,445,000 | thousands by filing date | |
| FMC CORP | 302491903 | COM NEW | 60,000 | $4,438,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 129,691 | $4,434,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 222,529 | $4,429,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 296,569 | $4,398,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 72,780 | $4,364,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058900 | COM | 92,700 | $4,363,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 992,542 | $4,358,000 | thousands by filing date | |
| MOSAIC CO | 61945C903 | CALL | 149,000 | $4,352,000 | thousands by filing date | call |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 5,097,000 | $4,349,000 | thousands by filing date | principal |
| SMITH A O CORP COM | 831865209 | Stock | 101,833 | $4,348,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 108,072 | $4,342,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 238,591 | $4,342,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 632,795 | $4,341,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 151,134 | $4,339,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 4,411,000 | $4,338,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 85,513 | $4,336,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 303,938 | $4,334,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 102,206 | $4,334,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 225,189 | $4,328,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 151,305 | $4,327,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 264,558 | $4,325,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V901 | CALL | 39,800 | $4,323,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 168,272 | $4,319,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 94,500 | $4,319,000 | thousands by filing date | call |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 30,600 | $4,315,000 | thousands by filing date | call |
| STATE STR CORP | 857477903 | COM | 68,300 | $4,308,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914903 | COM | 85,300 | $4,303,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 142,881 | $4,301,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 95,251 | $4,296,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 37,700 | $4,296,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 155,547 | $4,293,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 209,346 | $4,292,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 69,429 | $4,288,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 210,000 | $4,286,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 140,471 | $4,281,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 616,103 | $4,276,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 79,222 | $4,272,000 | thousands by filing date | |
| TYSON FOODS INC | 902494953 | CL A | 80,000 | $4,272,000 | thousands by filing date | put |
| GARRETT MOTION INC | 366505105 | COM | 345,139 | $4,258,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 136,535 | $4,255,000 | thousands by filing date | |
| WEIBO CORP | G9515TAA6 | DEBT 1.250%11/1 | 4,504,000 | $4,251,000 | thousands by filing date | principal |
| NIC INC | 62914B100 | COM | 340,408 | $4,248,000 | thousands by filing date | |
| ARCONIC INC | 03965L900 | CALL | 251,900 | $4,247,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 274,575 | $4,237,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 428,922 | $4,237,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 78,643 | $4,233,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 65,431 | $4,230,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 69,235 | $4,226,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,011,871 | $4,225,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 3,070,000 | $4,222,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 4,264,000 | $4,222,000 | thousands by filing date | principal |
| BEONE MEDICINES LTD | 07725L952 | SPONSORED ADS | 30,000 | $4,208,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 360,134 | $4,206,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 302,225 | $4,194,000 | thousands by filing date | |
| SPLUNK INC | 848637954 | Cmn | 40,000 | $4,194,000 | thousands by filing date | put |
| DEXCOM INC | 252131957 | PUT | 35,000 | $4,193,000 | thousands by filing date | put |
| ENCANA CORP | 292505904 | COM | 725,000 | $4,191,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424903 | CALL | 50,000 | $4,191,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 171,464 | $4,174,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C954 | PUT | 66,900 | $4,171,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 969,882 | $4,171,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 264,323 | $4,156,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 140,837 | $4,134,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 116,514 | $4,128,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,199,462 | $4,114,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 743,974 | $4,114,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 131,760 | $4,109,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 38,832 | $4,105,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 237,876 | $4,100,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 149,549 | $4,096,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 48,916 | $4,095,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 96,683 | $4,085,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 16,693 | $4,072,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 98,558 | $4,068,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 60,600 | $4,061,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 125,136 | $4,054,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 87,876 | $4,033,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 317,254 | $4,026,000 | thousands by filing date | |
| ALLSTATE CORP | 020002901 | CALL | 48,700 | $4,024,000 | thousands by filing date | call |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 201,939 | $4,023,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 78,761 | $4,020,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,877,123 | $4,019,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 92,334 | $4,017,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,315,000 | $4,011,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 202,086 | $4,010,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 325,312 | $3,992,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 971,013 | $3,991,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 61,539 | $3,987,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 89,481 | $3,986,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 53,366 | $3,978,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 4,210,000 | $3,978,000 | thousands by filing date | principal |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 449,369 | $3,977,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 88,176 | $3,974,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 300,000 | $3,972,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971T951 | PUT | 65,000 | $3,970,000 | thousands by filing date | put |
| BLACKROCK INC | 09247X901 | COM | 10,100 | $3,967,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 192,978 | $3,966,000 | thousands by filing date | |
| TARGET CORP | 87612E906 | CALL | 60,000 | $3,965,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 163,930 | $3,956,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,034,639 | $3,942,000 | thousands by filing date | |
| ISHARES TR | 464287902 | CALL | 34,900 | $3,937,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 59,617 | $3,926,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 21,695 | $3,922,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 105,581 | $3,919,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 315,391 | $3,916,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 50,705 | $3,911,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 384,572 | $3,911,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 235,049 | $3,876,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 142,889 | $3,872,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 80,607 | $3,867,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 168,064 | $3,866,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 11,779 | $3,865,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 687,462 | $3,864,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 28,900 | $3,862,000 | thousands by filing date | put |
| NOVARTIS AG | 66987V959 | SPONSORED ADR | 45,000 | $3,861,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 3,650,000 | $3,854,000 | thousands by filing date | principal |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,063,823 | $3,852,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 186,661 | $3,843,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 37,832 | $3,843,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 8,900 | $3,843,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 246,688 | $3,843,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 925,725 | $3,842,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 3,839,000 | $3,839,000 | thousands by filing date | principal |
| HURCO CO | 447324104 | COM | 106,290 | $3,795,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971T901 | CALL | 62,100 | $3,793,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 4,286,000 | $3,782,000 | thousands by filing date | principal |
| GERDAU SA | 373737955 | SPON ADR REP PFD | 1,000,000 | $3,760,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 71,126 | $3,750,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 7,000,000 | $3,745,000 | thousands by filing date | principal |
| ECOLAB INC | 278865950 | PUT | 25,400 | $3,743,000 | thousands by filing date | put |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 262,914 | $3,739,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 3,743,000 | $3,734,000 | thousands by filing date | principal |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 674,480 | $3,731,000 | thousands by filing date | |
| E*TRADE FINANCIAL CORPORATION | 269246901 | COM | 85,000 | $3,730,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 383,217 | $3,729,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 431,763 | $3,722,000 | thousands by filing date | |
| DXC TECHNOLOGY CO | 23355L906 | COM | 70,000 | $3,722,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P909 | COM | 100,000 | $3,721,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W902 | INDIA ERNGS FD | 150,000 | $3,720,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W952 | PUT | 150,000 | $3,720,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 242,306 | $3,719,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 90,304 | $3,718,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,707,000 | $3,718,000 | thousands by filing date | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 68,544 | $3,711,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 272,270 | $3,695,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 624,266 | $3,690,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 3,384,268 | $3,689,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 169,322 | $3,686,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 234,208 | $3,684,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 160,882 | $3,673,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 161,607 | $3,670,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 546,061 | $3,658,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,142,901 | $3,658,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 1,401,022 | $3,643,000 | thousands by filing date | |
| ECOLAB INC | 278865900 | COM | 24,700 | $3,640,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 96,132 | $3,639,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 119,986 | $3,628,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 179,268 | $3,625,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 135,606 | $3,619,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 157,979 | $3,603,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 58,048 | $3,597,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 223,436 | $3,597,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 197,877 | $3,595,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 172,745 | $3,588,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 65,277 | $3,577,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,513,829 | $3,573,000 | thousands by filing date | |
| FISERV INC | 337738958 | PUT | 48,600 | $3,572,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 368,901 | $3,570,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 236,287 | $3,570,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 168,071 | $3,568,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 139,145 | $3,560,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 5,022,392 | $3,557,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 143,781 | $3,556,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 70,119 | $3,550,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 493,573 | $3,549,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 111,827 | $3,546,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 296,725 | $3,546,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 36,200 | $3,531,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037104 | COM | 117,534 | $3,529,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 482,542 | $3,528,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 285,920 | $3,522,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 138,581 | $3,513,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 246,846 | $3,510,000 | thousands by filing date | |
| WEIBO CORP | 948596951 | SPONSORED ADR | 60,000 | $3,506,000 | thousands by filing date | put |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 3,200,000 | $3,504,000 | thousands by filing date | principal |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 3,847,000 | $3,496,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 47,037 | $3,495,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 67,259 | $3,493,000 | thousands by filing date | |
| NOKIA CORP | 654902904 | CALL | 600,000 | $3,492,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 54,668 | $3,487,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 145,586 | $3,482,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 202,540 | $3,472,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,939,118 | $3,471,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 100,923 | $3,469,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 19,601 | $3,467,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 20,900 | $3,463,000 | thousands by filing date | call |
| ISHARES TR | 464287523 | COM | 22,063 | $3,462,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 75,016 | $3,459,000 | thousands by filing date | |
| ARCONIC INC | 03965L950 | PUT | 205,000 | $3,456,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 411,569 | $3,453,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 28,863 | $3,436,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 206,137 | $3,425,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 557,926 | $3,425,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,724,982 | $3,406,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 325,670 | $3,403,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 198,633 | $3,395,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 177,968 | $3,390,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 96,184 | $3,389,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 19,730 | $3,387,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODUCTS | 57772K951 | COM | 66,600 | $3,387,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914953 | COM | 67,000 | $3,379,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 109,474 | $3,374,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 95,000 | $3,357,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 675,490 | $3,351,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 207,996 | $3,349,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 469,438 | $3,348,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,838,338 | $3,346,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 124,099 | $3,336,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 96,159 | $3,326,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 125,179 | $3,323,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 28,630 | $3,323,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 2,500,000 | $3,319,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 61,407 | $3,318,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 128,047 | $3,317,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 40,051 | $3,317,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 44,127 | $3,310,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 134,398 | $3,305,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 58,668 | $3,301,000 | thousands by filing date | |
| FASTENAL CO | 311900954 | COM | 63,100 | $3,299,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 41,749 | $3,290,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989904 | COM | 43,500 | $3,290,000 | thousands by filing date | call |
| TATA MOTORS LTD-SPON ADR | 876568902 | COM | 270,000 | $3,289,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 104,184 | $3,275,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 142,865 | $3,270,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3,119,000 | $3,267,000 | thousands by filing date | principal |
| AUTONATION INC COM | 05329W102 | Stock | 91,484 | $3,266,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 162,363 | $3,265,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 445,010 | $3,262,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 66,438 | $3,261,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 275,375 | $3,260,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 77,761 | $3,248,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 59,112 | $3,241,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 72,966 | $3,238,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 783,620 | $3,229,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 33,000 | $3,227,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 122,080 | $3,223,000 | thousands by filing date | |
| TIFFANY CO | 886547958 | COM | 40,000 | $3,220,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 2,958,000 | $3,219,000 | thousands by filing date | principal |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 167,552 | $3,217,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C909 | COM | 45,000 | $3,213,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C959 | COM | 45,000 | $3,213,000 | thousands by filing date | put |
| UNITI GROUP INC | 91325V108 | COM | 205,911 | $3,206,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269X905 | COM | 225,000 | $3,206,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 320,811 | $3,205,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 340,600 | $3,205,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP | 744573906 | COM | 61,400 | $3,196,000 | thousands by filing date | call |
| ARAMARK | 03852U906 | COM | 110,100 | $3,190,000 | thousands by filing date | call |
| SI BONE INC | 825704109 | COM | 152,589 | $3,188,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 352,735 | $3,179,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 65,650 | $3,174,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 163,878 | $3,170,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 52,933 | $3,168,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 99,579 | $3,165,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U909 | COM | 450,000 | $3,164,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 251,799 | $3,163,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 66,241 | $3,157,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 62,540 | $3,155,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 20,600 | $3,155,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 59,952 | $3,154,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 28,398 | $3,150,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 220,933 | $3,148,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT CORP | 127686903 | Cmn | 463,500 | $3,147,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 71,587 | $3,146,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 78,301 | $3,145,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 122,980 | $3,136,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 63,100 | $3,133,000 | thousands by filing date | |
| CARNIVAL CORP | 143658950 | PUT | 63,500 | $3,131,000 | thousands by filing date | put |
| TOCAGEN INC | 888846102 | COM | 380,852 | $3,127,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 126,586 | $3,121,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 25,654 | $3,114,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 296,770 | $3,114,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 158,026 | $3,110,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 233,374 | $3,106,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 200,201 | $3,099,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 160,846 | $3,080,000 | thousands by filing date | |
| XPO INC | 983793950 | PUT | 54,000 | $3,080,000 | thousands by filing date | put |
| ZUORA INC | 98983V106 | COMMON STOCK | 169,710 | $3,079,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 86,420 | $3,078,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 49,080 | $3,065,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 58,775 | $3,062,000 | thousands by filing date | |
| ULTA BEAUTY INC | 90384S903 | CALL | 12,500 | $3,061,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,457,051 | $3,060,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 121,012 | $3,059,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 3,770,459 | $3,058,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 96,339 | $3,050,000 | thousands by filing date | |
| FISERV INC | 337738908 | CALL | 41,500 | $3,050,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W903 | COM | 23,100 | $3,048,000 | thousands by filing date | call |
| AFLAC INC | 001055902 | COM | 66,800 | $3,043,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 765,545 | $3,032,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 68,425 | $3,026,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,022,968 | $3,023,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 200,000 | $3,022,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 44,937 | $3,018,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 84,755 | $3,007,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 372,140 | $3,003,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 42,685 | $3,001,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 163,017 | $2,993,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 58,466 | $2,987,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA S.A | 399909900 | SPONSORED ADR | 108,200 | $2,983,000 | thousands by filing date | call |
| ADIENT PLC | G0084W901 | ORD SHS | 197,800 | $2,979,000 | thousands by filing date | call |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 44,600 | $2,977,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 180,000 | $2,972,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 1,418,747 | $2,965,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 96,722 | $2,964,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 181,897 | $2,960,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 52,793 | $2,958,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000014 | this filing | 2019-02-11 | acceptance time not in the bulk data set |