13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 5,794 holding rows worth $432,488,323,000.
- Accession
- 0000019617-19-000014
- Filer
- CIK 19617
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 21,576 entries on the cover page, a total value of $432,488,323,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $432,488,323,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAYCHEX INC | 704326957 | COM | 45,400 | $2,958,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 42,058 | $2,955,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 599,279 | $2,948,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 27,000 | $2,947,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607950 | COM | 27,000 | $2,947,000 | thousands by filing date | put |
| MENLO THERAPEUTICS INC | 586858102 | COM | 715,377 | $2,947,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 200,000 | $2,940,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 123,674 | $2,938,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 163,812 | $2,936,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J900 | CALL | 54,800 | $2,931,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 223,239 | $2,929,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 30,398 | $2,928,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 171,799 | $2,926,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 53,841 | $2,919,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475955 | COM | 24,900 | $2,911,000 | thousands by filing date | put |
| NOKIA CORP | 654902954 | PUT | 500,000 | $2,910,000 | thousands by filing date | put |
| AMPLIFY ETF TR | 032108102 | CMN | 72,539 | $2,908,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 135,654 | $2,904,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 123,700 | $2,902,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 78,152 | $2,892,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 90,923 | $2,886,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 109,172 | $2,884,000 | thousands by filing date | |
| UNIQURE NV | N90064901 | CALL | 100,000 | $2,882,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 41,826 | $2,881,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 163,523 | $2,876,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 160,936 | $2,872,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 75,120 | $2,872,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 259,692 | $2,867,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 116,795 | $2,864,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 58,100 | $2,864,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 2,857,000 | $2,858,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 201,041 | $2,857,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 29,701 | $2,855,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 144,410 | $2,855,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 14,000 | $2,852,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 167,805 | $2,850,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 133,491 | $2,848,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 505,411 | $2,845,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 70,748 | $2,842,000 | thousands by filing date | |
| QORVO INC | 74736K901 | COM | 46,800 | $2,842,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 249,400 | $2,841,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 289,827 | $2,837,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 193,686 | $2,835,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 171,707 | $2,832,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667901 | COM | 18,000 | $2,822,000 | thousands by filing date | call |
| STRYKER CORPORATION | 863667951 | COM | 18,000 | $2,822,000 | thousands by filing date | put |
| SYSCO CORP | 871829907 | COM | 45,000 | $2,820,000 | thousands by filing date | call |
| SYSCO CORP | 871829957 | COM | 45,000 | $2,820,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 156,942 | $2,819,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 81,980 | $2,814,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 243,974 | $2,811,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 29,905 | $2,808,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 835,720 | $2,808,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 840,131 | $2,806,000 | thousands by filing date | |
| BLOCK INC | 852234903 | CALL | 50,000 | $2,805,000 | thousands by filing date | call |
| NETEASE COM INC | 64110W902 | CALL | 11,900 | $2,801,000 | thousands by filing date | call |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 13,992 | $2,795,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 62,042 | $2,793,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 247,282 | $2,792,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 305,250 | $2,790,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 396,370 | $2,790,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102955 | COM | 75,300 | $2,784,000 | thousands by filing date | put |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 410,000 | $2,784,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,282,514 | $2,783,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 155,734 | $2,769,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J950 | PUT | 51,700 | $2,765,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 301,863 | $2,759,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 910,627 | $2,759,000 | thousands by filing date | |
| YELP INC | 985817905 | CL A | 78,800 | $2,757,000 | thousands by filing date | call |
| DOLLAR GEN CORP | 256677905 | CALL | 25,500 | $2,756,000 | thousands by filing date | call |
| EQUINIX INC | 29444U900 | COM | 7,800 | $2,750,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 75,326 | $2,747,000 | thousands by filing date | |
| LENNAR CORP | 526057954 | CL A | 70,000 | $2,741,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 46,487 | $2,740,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 60,883 | $2,739,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 28,801 | $2,739,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 303,586 | $2,735,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 100,000 | $2,735,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 163,101 | $2,734,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 45,588 | $2,721,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 2,818,000 | $2,720,000 | thousands by filing date | principal |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 53,993 | $2,714,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 77,573 | $2,713,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 67,435 | $2,708,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 288,031 | $2,708,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 130,485 | $2,704,000 | thousands by filing date | |
| LIVERAMP HLDGS INC | 53815P958 | Equity Put | 70,000 | $2,704,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 545,505 | $2,700,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LT | M22465904 | CALL | 26,300 | $2,700,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 116,739 | $2,696,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 159,756 | $2,696,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 69,113 | $2,695,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 82,402 | $2,691,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 40,204 | $2,689,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 55,226 | $2,680,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 258,308 | $2,676,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 161,726 | $2,675,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 135,839 | $2,672,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 62,291 | $2,670,000 | thousands by filing date | |
| TAL ED GROUP | 874080954 | PUT | 100,000 | $2,668,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 133,838 | $2,664,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 98,196 | $2,659,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877902 | CL A | 166,000 | $2,653,000 | thousands by filing date | call |
| PUBLIC STORAGE | 74460D909 | CALL | 13,100 | $2,652,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,504,687 | $2,648,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 155,313 | $2,647,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 423,383 | $2,642,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 407,696 | $2,642,000 | thousands by filing date | |
| BAXTER INTL INC | 071813909 | COM | 40,000 | $2,633,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 375,730 | $2,626,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 256,140 | $2,626,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 64,991 | $2,623,000 | thousands by filing date | |
| FASTENAL CO | 311900904 | COM | 50,000 | $2,615,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 184,017 | $2,611,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 32,088 | $2,608,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 43,989 | $2,608,000 | thousands by filing date | |
| PAYCHEX INC | 704326907 | COM | 40,000 | $2,606,000 | thousands by filing date | call |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 2,598,000 | $2,603,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 169,904 | $2,600,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 983,865 | $2,598,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 116,109 | $2,593,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 128,052 | $2,592,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 46,105 | $2,590,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 30,400 | $2,589,000 | thousands by filing date | call |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 121,152 | $2,583,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 94,692 | $2,578,000 | thousands by filing date | |
| KROGER CO | 501044951 | PUT | 93,500 | $2,571,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 151,719 | $2,570,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 37,536 | $2,570,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 47,196 | $2,563,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 179,306 | $2,555,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2,137,000 | $2,554,000 | thousands by filing date | principal |
| AVANGRID INC | 05351W103 | COM | 50,841 | $2,547,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 91,724 | $2,540,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 63,209 | $2,536,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 84,911 | $2,535,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,763,338 | $2,522,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 23,519 | $2,517,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 436,278 | $2,509,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 142,444 | $2,505,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W953 | COM | 110,000 | $2,503,000 | thousands by filing date | put |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 694,556 | $2,501,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 103,254 | $2,500,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 40,000 | $2,494,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC | 88023U951 | COM | 60,000 | $2,484,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 315,726 | $2,484,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 270,575 | $2,476,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 144,479 | $2,474,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 109,756 | $2,470,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 399,950 | $2,464,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 37,625 | $2,463,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 90,006 | $2,457,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 18,792 | $2,450,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 240,796 | $2,450,000 | thousands by filing date | |
| GOLDCORP INC | 380956959 | COM | 250,000 | $2,450,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 2,446,000 | $2,438,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 86,215 | $2,437,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC | 00900T907 | CALL | 101,800 | $2,435,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 137,664 | $2,433,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A904 | COM | 350,000 | $2,433,000 | thousands by filing date | call |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 48,650 | $2,432,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 40,459 | $2,431,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 79,675 | $2,430,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 187,359 | $2,426,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 32,000 | $2,419,000 | thousands by filing date | put |
| MACYS INC | 55616P954 | COM | 80,900 | $2,409,000 | thousands by filing date | put |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 92,803 | $2,407,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 46,927 | $2,396,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODUCTS | 57772K901 | COM | 47,100 | $2,395,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 135,694 | $2,390,000 | thousands by filing date | |
| BP PLC | 055622954 | PUT | 63,000 | $2,389,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE C | 42824C959 | PUT | 180,800 | $2,388,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 29,136 | $2,384,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 56,717 | $2,381,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 62,896 | $2,380,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 59,078 | $2,380,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 59,348 | $2,373,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 72,891 | $2,373,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 68,934 | $2,371,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 62,368 | $2,364,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 150,833 | $2,361,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 62,907 | $2,360,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 60,967 | $2,355,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 138,456 | $2,347,000 | thousands by filing date | |
| LOGITECH INTL S A | H50430952 | SHS | 75,000 | $2,346,000 | thousands by filing date | put |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 70,213 | $2,344,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 78,306 | $2,337,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 75,087 | $2,336,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 3,330,501 | $2,331,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A905 | CALL | 88,900 | $2,328,000 | thousands by filing date | call |
| PVH CORPORATION | 693656900 | COM | 25,000 | $2,324,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 377,243 | $2,324,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 40,826 | $2,313,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 79,914 | $2,310,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 142,413 | $2,310,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 61,151 | $2,309,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 156,960 | $2,307,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 29,413 | $2,304,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 267,091 | $2,303,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,303,000 | $2,303,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 69,948 | $2,297,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 113,091 | $2,297,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 76,166 | $2,294,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 2,365,000 | $2,294,000 | thousands by filing date | principal |
| ENOVA INTL INC | 29357K103 | COM | 117,802 | $2,292,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G950 | COM | 23,100 | $2,292,000 | thousands by filing date | put |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 488,768 | $2,287,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 227,832 | $2,285,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 245,575 | $2,284,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC | 98919V955 | PUT | 100,000 | $2,284,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 99,903 | $2,282,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,021,000 | $2,273,000 | thousands by filing date | principal |
| AIX INC | 30712A103 | SPONSORED ADS | 103,559 | $2,273,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 162,755 | $2,272,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 66,502 | $2,263,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 116,292 | $2,263,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 69,448 | $2,258,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 207,330 | $2,258,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 66,997 | $2,257,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 96,058 | $2,250,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 39,471 | $2,248,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 39,569 | $2,246,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 235,948 | $2,246,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 401,762 | $2,237,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659908 | COM | 85,400 | $2,232,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 158,380 | $2,231,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830909 | COM | 8,500 | $2,226,000 | thousands by filing date | call |
| CEVA INC | 157210105 | COMMON STOCK | 100,739 | $2,225,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515954 | COM | 50,000 | $2,223,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 50,000 | $2,223,000 | thousands by filing date | call |
| DAUCH CORP | 024061953 | PUT | 200,000 | $2,220,000 | thousands by filing date | put |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 286,214 | $2,218,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 114,778 | $2,217,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 275,242 | $2,216,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 117,038 | $2,208,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 265,636 | $2,202,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 17,999 | $2,199,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 95,510 | $2,194,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 133,304 | $2,192,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 89,903 | $2,182,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 245,550 | $2,181,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 325,998 | $2,181,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 133,568 | $2,180,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 160,000 | $2,178,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 140,151 | $2,176,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 22,200 | $2,165,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 143,070 | $2,161,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 12,002 | $2,158,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 89,241 | $2,154,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 85,304 | $2,144,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 18,889 | $2,139,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 90,062 | $2,133,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 456,720 | $2,128,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 2,137,000 | $2,127,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 210,920 | $2,120,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 12,819 | $2,118,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 241,713 | $2,115,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 58,346 | $2,111,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 103,302 | $2,102,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 90,201 | $2,098,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 312,062 | $2,093,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 620,148 | $2,091,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 115,230 | $2,084,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP | 744573956 | COM | 40,000 | $2,082,000 | thousands by filing date | put |
| RIGNET INC | 766582100 | COM | 164,658 | $2,081,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 69,095 | $2,080,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134957 | PUT | 21,000 | $2,077,000 | thousands by filing date | put |
| SILICOM LTD | M84116108 | ORD | 59,376 | $2,075,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 130,533 | $2,068,000 | thousands by filing date | |
| KKR & CO INC | 48251W904 | CALL | 105,300 | $2,067,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 13,223 | $2,058,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 205,491 | $2,051,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 651,427 | $2,046,000 | thousands by filing date | |
| SEATTLE GENETICS INC. | 812578902 | Cmn | 36,000 | $2,040,000 | thousands by filing date | call |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 237,534 | $2,040,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 40,557 | $2,032,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 55,000 | $2,030,000 | thousands by filing date | put |
| ISHARES TR | 464288903 | CALL | 25,000 | $2,028,000 | thousands by filing date | call |
| ALLY FINL INC | 02005N900 | CALL | 89,500 | $2,028,000 | thousands by filing date | call |
| ISHARES INC | 46434G952 | MSCI TAIWAN ETF | 40,000 | $2,028,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 62,630 | $2,027,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 39,199 | $2,027,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 104,573 | $2,022,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 36,474 | $2,022,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 142,822 | $2,019,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 181,272 | $2,018,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 272,309 | $2,015,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 19,533 | $2,015,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 2,149,000 | $2,015,000 | thousands by filing date | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 142,023 | $2,014,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 55,611 | $2,013,000 | thousands by filing date | |
| TIFFANY CO | 886547908 | COM | 25,000 | $2,013,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 24,218 | $2,012,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 69,488 | $2,009,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 297,598 | $2,006,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 121,864 | $2,000,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 153,601 | $1,998,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 51,589 | $1,997,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 36,502 | $1,995,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 92,602 | $1,995,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 749,669 | $1,994,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813952 | PUT | 50,000 | $1,991,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 100,000 | $1,987,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 330,383 | $1,986,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 28,754 | $1,977,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 37,931 | $1,976,000 | thousands by filing date | |
| E*TRADE FINANCIAL CORPORATION | 269246951 | COM | 45,000 | $1,975,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 527,571 | $1,973,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 27,834 | $1,971,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 106,623 | $1,969,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 37,216 | $1,968,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 62,522 | $1,963,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 59,557 | $1,962,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 1,000,000 | $1,960,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 2,000,000 | $1,958,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 100,000 | $1,955,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T903 | CALL | 19,900 | $1,946,000 | thousands by filing date | call |
| SITE CENTERS CORP | 82981J109 | COM | 175,635 | $1,944,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 48,364 | $1,942,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 670,757 | $1,939,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 65,591 | $1,936,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 46,672 | $1,935,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 219,390 | $1,933,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 191,208 | $1,930,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 32,189 | $1,930,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,552 | $1,924,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 37,947 | $1,919,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 130,595 | $1,918,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659958 | COM | 73,400 | $1,918,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 84,830 | $1,918,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 28,937 | $1,909,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 196,255 | $1,909,000 | thousands by filing date | |
| NEW ORIENTAL ED & TECH GRP I | 647581957 | PUT | 34,800 | $1,907,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 74,860 | $1,906,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 52,044 | $1,906,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 2,244,228 | $1,906,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 123,368 | $1,906,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 31,793 | $1,903,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 50,000 | $1,899,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 47,149 | $1,898,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U959 | COM | 270,000 | $1,898,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 124,772 | $1,886,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 178,628 | $1,881,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A950 | PUT | 151,300 | $1,879,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 26,378 | $1,873,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 149,138 | $1,871,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A907 | CALL | 50,000 | $1,868,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 50,000 | $1,868,000 | thousands by filing date | put |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 88,094 | $1,865,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 85,401 | $1,865,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 28,708 | $1,863,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 79,824 | $1,854,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 6,075 | $1,852,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,930,000 | $1,852,000 | thousands by filing date | principal |
| PRICE T ROWE GROUP INC | 74144T908 | CALL | 20,000 | $1,846,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC | 74144T958 | COM | 20,000 | $1,846,000 | thousands by filing date | put |
| OFS CAPITAL CORP | 67103B100 | COM | 174,007 | $1,844,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 118,878 | $1,844,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 66,285 | $1,843,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 162,705 | $1,843,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 200,200 | $1,839,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 244,594 | $1,837,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 43,717 | $1,836,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 89,532 | $1,836,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 13,700 | $1,831,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 502,602 | $1,829,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 30,037 | $1,821,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 58,392 | $1,820,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 68,747 | $1,818,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 52,810 | $1,817,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 25,017 | $1,812,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 45,781 | $1,809,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268908 | Cmn | 55,000 | $1,808,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 96,868 | $1,803,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 939,138 | $1,803,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 29,753 | $1,802,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 398,791 | $1,802,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 62,118 | $1,800,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 102,439 | $1,794,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475905 | CALL | 15,300 | $1,789,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 168,729 | $1,787,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 14,378 | $1,786,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 241,200 | $1,785,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 43,150 | $1,783,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 50,545 | $1,783,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 254,335 | $1,783,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 17,353 | $1,776,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 374,560 | $1,775,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 136,020 | $1,768,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 106,971 | $1,766,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 140,001 | $1,762,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 28,719 | $1,762,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376950 | COM | 17,200 | $1,762,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B901 | COM | 114,500 | $1,761,000 | thousands by filing date | call |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 1,605,000 | $1,755,000 | thousands by filing date | principal |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 46,682 | $1,754,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 19,164 | $1,752,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 49,929 | $1,752,000 | thousands by filing date | |
| APACHE CORP | 037411905 | COM | 66,700 | $1,751,000 | thousands by filing date | call |
| Berry Corp | 08579X101 | Common Stock | 200,086 | $1,750,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 56,069 | $1,747,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 40,092 | $1,747,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G907 | COM | 200,000 | $1,746,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 51,277 | $1,743,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 379,384 | $1,741,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 73,994 | $1,740,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945M957 | COM | 45,000 | $1,737,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A954 | COM | 249,700 | $1,735,000 | thousands by filing date | put |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 424,786 | $1,734,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 54,144 | $1,732,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 36,640 | $1,732,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 95,900 | $1,731,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 21,275 | $1,729,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 234,700 | $1,727,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 1,645,000 | $1,727,000 | thousands by filing date | principal |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 88,450 | $1,726,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 174,818 | $1,725,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 51,882 | $1,724,000 | thousands by filing date | |
| BEST BUY INC | 086516901 | CALL | 32,500 | $1,721,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,765,000 | $1,721,000 | thousands by filing date | principal |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 84,194 | $1,717,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC | 43289P956 | PUT | 500,000 | $1,715,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 73,292 | $1,712,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 72,155 | $1,709,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,048,000 | $1,707,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A907 | CALL | 125,000 | $1,705,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 256,332 | $1,704,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 288,722 | $1,704,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,939,000 | $1,700,000 | thousands by filing date | principal |
| OMNICELL COM COM | 68213N109 | Stock | 27,630 | $1,692,000 | thousands by filing date | |
| STAAR SURGICAL CO | 852312905 | CALL | 53,000 | $1,691,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 172,342 | $1,682,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 50,243 | $1,682,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 79,925 | $1,680,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 26,312 | $1,677,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 103,591 | $1,675,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 59,433 | $1,669,000 | thousands by filing date | |
| EQUINIX INC | 29444U950 | COM | 4,700 | $1,657,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 81,391 | $1,655,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 82,761 | $1,639,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 852,559 | $1,637,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 210,403 | $1,636,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 150,069 | $1,635,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P901 | COM | 63,600 | $1,635,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 144,279 | $1,633,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 102,644 | $1,632,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 317,946 | $1,631,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 33,215 | $1,630,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 44,000 | $1,624,000 | thousands by filing date | call |
| VISA INC | 92826C959 | PUT | 12,300 | $1,623,000 | thousands by filing date | put |
| MEDICINES COMPANY | 584688905 | COM | 84,500 | $1,617,000 | thousands by filing date | call |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 167,991 | $1,613,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 688,892 | $1,612,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 69,967 | $1,606,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 150,164 | $1,600,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 103,296 | $1,599,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 24,369 | $1,598,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 28,053 | $1,598,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 965,025 | $1,592,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 429,913 | $1,591,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 83,286 | $1,590,000 | thousands by filing date | |
| INCYTE CORP | 45337C952 | COM | 25,000 | $1,590,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217900 | COM | 100,000 | $1,586,000 | thousands by filing date | call |
| BLUE HILLS BANCORP INC | 095573101 | COM | 74,357 | $1,586,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 160,994 | $1,584,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 84,000 | $1,584,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 053484901 | CALL | 9,100 | $1,584,000 | thousands by filing date | call |
| NRG ENERGY INC | 629377958 | COM NEW | 40,000 | $1,584,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 106,487 | $1,583,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 146,554 | $1,583,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 542,013 | $1,582,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 135,684 | $1,582,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP | 701094954 | COM | 10,600 | $1,581,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 992,714 | $1,578,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,532,000 | $1,572,000 | thousands by filing date | principal |
| CRISPR THERAPEUTICS AG | H17182958 | PUT | 55,000 | $1,571,000 | thousands by filing date | put |
| CRISPR THERAPEUTICS AG | H17182908 | NAMEN AKT | 55,000 | $1,571,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 118,376 | $1,570,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 18,549 | $1,570,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 21,893 | $1,566,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 438,110 | $1,564,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 20,122 | $1,556,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 281,328 | $1,555,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 46,392 | $1,552,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749958 | PUT | 89,000 | $1,548,000 | thousands by filing date | put |
| VIACOM INC-CLASS B | 92553P951 | COM | 60,000 | $1,542,000 | thousands by filing date | put |
| CAREDX INC | 14167L103 | COM | 61,210 | $1,538,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 100,000 | $1,538,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 124,948 | $1,532,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 155,003 | $1,531,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 86,590 | $1,526,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 142,107 | $1,526,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 31,738 | $1,525,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 29,339 | $1,523,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 15,612 | $1,523,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 65,070 | $1,523,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP | 23703Q953 | SPNSRD ADS NEW | 65,000 | $1,521,000 | thousands by filing date | put |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 42,007 | $1,521,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 73,894 | $1,520,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 57,047 | $1,517,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000014 | this filing | 2019-02-11 | acceptance time not in the bulk data set |