13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 5,794 holding rows worth $432,488,323,000.
- Accession
- 0000019617-19-000014
- Filer
- CIK 19617
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 21,576 entries on the cover page, a total value of $432,488,323,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $432,488,323,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AETERNA ZENTARIS INC | 007975402 | COM | 86,700 | $255,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 37,575 | $254,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 5,553 | $254,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 62,632 | $254,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,279 | $253,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,023 | $252,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 5,000 | $252,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8,017 | $251,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 14,517 | $250,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 17,599 | $250,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 10,919 | $249,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 22,763 | $249,000 | thousands by filing date | |
| INFOSYS LTD | 456788958 | PUT | 26,000 | $248,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 8,653 | $247,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,931 | $246,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 13,908 | $246,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 99,078 | $246,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 45,729 | $246,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 291,836 | $245,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 17,647 | $245,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 9,648 | $245,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 8,230 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 7,082 | $243,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 11,403 | $243,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 16,917 | $243,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,895 | $243,000 | thousands by filing date | |
| UNITED NAT FOODS INC | 911163903 | COM | 22,900 | $243,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,762 | $241,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 11,640 | $240,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 14,015 | $240,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 16,945 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,223 | $239,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,708 | $239,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 373,964 | $239,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 15,623 | $238,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,704 | $237,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 312,568 | $237,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 47,806 | $237,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 9,551 | $237,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 15,644 | $236,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 11,863 | $236,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,039 | $233,000 | thousands by filing date | |
| TAPESTRY INC | 876030907 | COM | 6,900 | $233,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 51,895 | $232,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,641 | $232,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 110,152 | $232,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 45,253 | $232,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 17,528 | $231,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,566 | $230,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,697 | $230,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 17,549 | $230,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 100,000 | $230,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559953 | Cmn | 100,000 | $230,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,181 | $229,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 19,906 | $229,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,600 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,200 | $228,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 9,148 | $228,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 29,328 | $228,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 300,000 | $227,000 | thousands by filing date | principal |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 5,460 | $226,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 183,953 | $226,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,680 | $225,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 5,688 | $225,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,950 | $224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,350 | $224,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 25,689 | $224,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 32,267 | $224,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907958 | Cmn | 15,700 | $224,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,478 | $223,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 6,538 | $223,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,591 | $222,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 19,007 | $222,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 31,454 | $222,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 10,757 | $222,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 6,326 | $222,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,378 | $221,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 8,351 | $221,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,949 | $221,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 30,510 | $220,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 24,047 | $220,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 13,090 | $219,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 5,152 | $219,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 6,886 | $219,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 276,307 | $219,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 14,993 | $218,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 219,000 | $218,000 | thousands by filing date | principal |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 7,454 | $217,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,025 | $217,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 12,184 | $216,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 122,781 | $216,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 55,934 | $216,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 82,029 | $216,000 | thousands by filing date | |
| EPIZYME INC | 29428V954 | COM | 35,000 | $216,000 | thousands by filing date | put |
| EPIZYME INC | 29428V904 | COM | 35,000 | $216,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 8,523 | $215,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 10,225 | $215,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 146,994 | $215,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 8,817 | $214,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 23,630 | $214,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 85,334 | $214,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 16,700 | $210,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,047 | $209,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 5,971 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,648 | $209,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 20,020 | $209,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 26,294 | $209,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 16,149 | $208,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 17,246 | $208,000 | thousands by filing date | |
| LAUDER ESTEE COS INC | 518439904 | CALL | 1,600 | $208,000 | thousands by filing date | call |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,117 | $208,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 17,147 | $207,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 29,117 | $207,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 15,786 | $205,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,728 | $205,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 21,497 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,590 | $204,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 374,464 | $204,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 20,889 | $204,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 11,412 | $203,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,028 | $203,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 6,200 | $203,000 | thousands by filing date | call |
| CBTX INC | 12481V104 | COM | 6,913 | $203,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 14,417 | $203,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 5,259 | $202,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 24,020 | $200,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 9,154 | $199,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 20,975 | $199,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 7,550 | $199,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 4,013 | $198,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 115,000 | $198,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,452 | $197,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 9,135 | $197,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 5,744 | $196,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,975 | $195,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 6,083 | $192,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,367 | $192,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,351 | $192,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,816 | $191,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 14,325 | $191,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 12,084 | $190,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 15,910 | $190,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 39,301 | $189,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,733 | $188,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,128 | $187,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 10,847 | $186,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 9,242 | $186,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 16,759 | $185,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,405 | $184,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,791 | $184,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,276 | $182,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,357 | $182,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 6,396 | $182,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 13,211 | $181,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 7,540 | $181,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 38,264 | $181,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 18,208 | $180,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 61,309 | $180,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,199 | $180,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 860 | $179,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 13,427 | $179,000 | thousands by filing date | |
| TJX COS INC NEW | 872540909 | CALL | 4,000 | $179,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,439 | $178,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,369 | $178,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,704 | $177,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 34,902 | $177,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 7,061 | $177,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 6,372 | $176,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 5,353 | $175,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 5,423 | $175,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,972 | $175,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 16,982 | $175,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 177,455 | $175,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,116 | $174,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 3,911 | $174,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 10,956 | $174,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 96,093 | $172,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 26,041 | $172,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,527 | $171,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,083 | $171,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,351 | $171,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 59,000 | $169,000 | thousands by filing date | principal |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 5,260 | $168,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 10,794 | $168,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 8,278 | $168,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 21,594 | $168,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 38,308 | $168,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 6,685 | $167,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 22,264 | $167,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 7,103 | $167,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,460 | $166,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 5,568 | $166,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 6,600 | $166,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 59,679 | $166,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 75,628 | $164,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334904 | COM | 4,200 | $164,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 9,438 | $164,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 3,158 | $164,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 11,975 | $163,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 20,430 | $162,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 61,884 | $162,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,673 | $161,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 92,549 | $161,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 6,135 | $159,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 5,368 | $159,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,681 | $158,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 14,430 | $158,000 | thousands by filing date | |
| AFFIMED N V | N01045908 | CALL | 50,000 | $156,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,379 | $155,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 18,690 | $154,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,135 | $153,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 11,865 | $153,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 4,592 | $152,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,050 | $151,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 21,749 | $151,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 11,520 | $151,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 9,680 | $150,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,548 | $149,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 9,459 | $149,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 14,558 | $149,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V906 | COM | 9,500 | $149,000 | thousands by filing date | call |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 5,504 | $148,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2,300 | $148,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 13,738 | $147,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,872 | $147,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,621 | $147,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,702 | $147,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,430 | $146,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 4,241 | $146,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 4,131 | $146,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 14,054 | $146,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,833 | $145,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,319 | $143,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 7,717 | $143,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 7,150 | $143,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 25,323 | $143,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,392 | $142,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 4,550 | $142,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 4,805 | $142,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 2,351 | $141,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 25,000 | $141,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 5,775 | $140,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 8,827 | $140,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 15,031 | $140,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 8,804 | $140,000 | thousands by filing date | principal |
| ACHILLION PHARMACEUTICALS IN | 00448Q951 | Cmn | 88,100 | $140,000 | thousands by filing date | put |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 4,653 | $140,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 10,089 | $139,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 22,782 | $139,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,293 | $139,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 286,045 | $138,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 4,972 | $138,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 7,313 | $137,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 289,286 | $137,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 9,255 | $137,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 13,946 | $136,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 13,338 | $135,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,283 | $135,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 35,448 | $135,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 2,100 | $134,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460903 | SP ADR PFD NEW | 13,400 | $133,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,000 | $132,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,687 | $132,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 12,635 | $132,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 114,838 | $132,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 37 | $131,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 129,337 | $131,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,704 | $130,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,828 | $130,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,473 | $130,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 3,730 | $130,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 149,000 | $130,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 12,416 | $129,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 17,117 | $129,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 5,612 | $129,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 48,460 | $129,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 32,788 | $128,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 16,547 | $128,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 3,648 | $128,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 22,615 | $127,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 5,525 | $127,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,373 | $127,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 19,407 | $127,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 18,294 | $127,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 9,095 | $126,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V956 | COM | 8,000 | $126,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K906 | CALL | 4,700 | $126,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 3,051 | $125,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,269 | $125,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 29,666 | $125,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 26,576 | $125,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 9,732 | $125,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896950 | COM | 11,000 | $125,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 9,448 | $125,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 2,012 | $123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,580 | $122,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,062 | $122,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 9,225 | $122,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 9,370 | $122,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 3,416 | $120,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 9,445 | $120,000 | thousands by filing date | |
| IMMUNOGEN INC CMN STK | 45253H951 | Cmn | 25,000 | $120,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 4,064 | $119,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U952 | COM | 7,700 | $119,000 | thousands by filing date | put |
| GREENSKY INC | 39572G100 | CL A | 12,463 | $119,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,349 | $118,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,680 | $118,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 15,954 | $118,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 7,283 | $118,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 3,929 | $118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 4,433 | $117,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 15,320 | $117,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 8,165 | $117,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 8,487 | $116,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X902 | ST STR EU 50 ETF | 3,500 | $116,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 6,684 | $115,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,414 | $115,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W955 | COM | 3,000 | $115,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 96,011 | $115,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 114,872 | $115,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 4,309 | $114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 4,117 | $114,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,092 | $114,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 28,536 | $114,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 6,233 | $114,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,801 | $114,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C907 | CALL | 12,000 | $114,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2,148 | $113,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 8,899 | $113,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 9,079 | $113,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 85,000 | $113,000 | thousands by filing date | principal |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 6,312 | $112,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,145 | $112,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,900 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,000 | $111,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 8,339 | $111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,070 | $111,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 5,191 | $111,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,829 | $111,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 19,681 | $110,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 25,922 | $110,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 4,356 | $109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,600 | $109,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 13,842 | $109,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 39,272 | $109,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 76,035 | $109,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,382 | $108,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 5,081 | $108,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 37,659 | $108,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,218 | $107,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 4,576 | $107,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 6,519 | $107,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $107,000 | thousands by filing date | principal |
| iShares Global 100 ETF | 464287572 | SHS | 2,500 | $106,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 115,000 | $106,000 | thousands by filing date | principal |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 13,261 | $105,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 39,385 | $105,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 27,057 | $105,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J958 | COM | 1,100 | $105,000 | thousands by filing date | put |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,124 | $104,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 15,652 | $104,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,625 | $104,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 58,561 | $104,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 28,159 | $104,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 67,814 | $103,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 37,300 | $103,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 12,602 | $103,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 87,389 | $103,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,414 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 7,500 | $102,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 7,228 | $101,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 2,118 | $101,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 43,901 | $101,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 5,395 | $101,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,253 | $100,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 100,000 | $100,000 | thousands by filing date | principal |
| ANTARES PHARMA INC | 036642106 | COM | 36,877 | $100,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 4,814 | $100,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 2,718 | $99,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 6,155 | $99,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 42,885 | $99,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 81,000 | $99,000 | thousands by filing date | principal |
| BSB BANCORP INC MD | 05573H108 | COM | 3,540 | $99,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,067 | $98,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,787 | $98,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 16,130 | $98,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 26,557 | $98,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,730 | $97,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,818 | $97,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 14,436 | $97,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 14,579 | $97,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 2,061 | $96,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 4,079 | $96,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 12,000 | $96,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 4,887 | $96,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 16,765 | $96,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 12,639 | $95,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 2,456 | $95,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 5,557 | $94,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 6,473 | $92,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,100 | $92,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC | 43283X905 | COM | 3,500 | $92,000 | thousands by filing date | call |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,094 | $92,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y955 | COM | 340,000 | $92,000 | thousands by filing date | put |
| GARRISON CAP INC | 366554103 | COM | 14,088 | $91,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,990 | $91,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 14,810 | $91,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 5,950 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,700 | $91,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 153 | $90,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 13,976 | $89,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,928 | $89,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,295 | $89,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 5,375 | $89,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 12,547 | $89,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,609 | $89,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,392 | $89,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1,755 | $87,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 6,591 | $87,000 | thousands by filing date | |
| SPIRIT AIRLINES INC | 848577902 | Cmn | 1,500 | $87,000 | thousands by filing date | call |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 3,327 | $86,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 3,000 | $86,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 4,200 | $86,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 83,151 | $86,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 11,949 | $86,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 2,413 | $85,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 9,609 | $85,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,579 | $85,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 13,370 | $85,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 6,855 | $84,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 797 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 1,616 | $84,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 5,148 | $84,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 4,818 | $84,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 686 | $84,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,257 | $84,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 84,000 | $84,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,011 | $83,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 4,183 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,736 | $83,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 4,236 | $83,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 6,925 | $82,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 21,223 | $82,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 14,052 | $82,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 12,009 | $82,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 14,865 | $82,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 348 | $81,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,860 | $81,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,526 | $81,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,081 | $81,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,556 | $81,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 28,353 | $81,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 2,093 | $81,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 23,736 | $81,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,000 | $79,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,578 | $79,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,461 | $79,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 38,528 | $78,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 45,794 | $78,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 10,736 | $78,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 24,491 | $78,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 10,710 | $78,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 7,795 | $78,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 675 | $77,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 3,305 | $77,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 2,400 | $77,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 27,698 | $77,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 71,288 | $77,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 9,808 | $77,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,726 | $76,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 12,283 | $76,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 4,250 | $76,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 2,135 | $76,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 60,131 | $75,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 4,884 | $75,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 11,744 | $74,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 7,642 | $74,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 42,729 | $74,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 5,593 | $74,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 4,642 | $74,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 8,810 | $74,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,972 | $74,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 29,681 | $74,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,742 | $74,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,500 | $73,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 3,185 | $73,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 14,591 | $73,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 13,410 | $73,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,118 | $73,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 47,079 | $73,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 29,904 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,294 | $72,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 8,889 | $72,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,879 | $72,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 2,670 | $72,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 4,421 | $72,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 365 | $71,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 3,217 | $71,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,850 | $71,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 4,163 | $69,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000014 | this filing | 2019-02-11 | acceptance time not in the bulk data set |