13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-13, with 5,734 holding rows worth $522,198,519,000.
- Accession
- 0000019617-18-000246
- Filer
- CIK 19617
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, amendment of type restatement, 21,465 entries on the cover page, a total value of $522,198,519,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $522,198,519,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 24,936 | $917,000 | thousands by filing date | |
| SYMANTEC CORP | 871503958 | COM | 43,000 | $915,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 16,247 | $914,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268908 | Cmn | 15,000 | $914,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 80,568 | $913,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 288,987 | $911,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 121,307 | $910,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 180,111 | $909,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 46,018 | $909,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 46,123 | $907,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 64,187 | $905,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 152,917 | $903,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 59,018 | $900,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 43,025 | $896,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 23,680 | $891,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 49,312 | $888,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 37,725 | $884,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 6,430 | $878,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 123,064 | $874,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 16,843 | $873,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 38,182 | $872,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 80,191 | $870,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 11,548 | $869,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 71,664 | $867,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 52,710 | $867,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L958 | PUT | 32,500 | $866,000 | thousands by filing date | put |
| AIX INC | 30712A103 | SPONSORED ADS | 32,038 | $866,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 808,000 | $866,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N953 | COM | 250,000 | $865,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 145,870 | $865,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 53,039 | $862,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 11,151 | $858,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 29,457 | $858,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 28,511 | $857,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 43,028 | $855,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 151,543 | $852,000 | thousands by filing date | |
| PEPSICO INC | 713448908 | CALL | 7,600 | $850,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 32,050 | $847,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 10,777 | $846,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 23,800 | $845,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 28,972 | $843,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 32,457 | $843,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 192,634 | $842,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 19,840 | $841,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 90,099 | $841,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 15,851 | $835,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 13,833 | $834,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 616,760 | $833,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 37,942 | $831,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 23,564 | $829,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 5,531 | $828,000 | thousands by filing date | |
| WYNDHAM WORLDWIDE CORP | 98310W958 | COM | 19,100 | $828,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 22,172 | $824,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303952 | COM | 374,000 | $823,000 | thousands by filing date | put |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 280,894 | $823,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 33,456 | $820,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 23,835 | $815,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 121,587 | $814,000 | thousands by filing date | |
| IQIYI INC | 46267X908 | SPONSORED ADS | 30,000 | $812,000 | thousands by filing date | call |
| APACHE CORP | 037411905 | COM | 17,000 | $810,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 10,299 | $807,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 14,519 | $805,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L957 | PUT | 23,000 | $805,000 | thousands by filing date | put |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 15,886 | $802,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 106,041 | $800,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 12,239 | $798,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 30,025 | $798,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 82,832 | $797,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 36,087 | $794,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 25,235 | $794,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 34,282 | $790,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 55,593 | $787,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 565,889 | $786,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 175,000 | $786,000 | thousands by filing date | call |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 67,782 | $782,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A958 | Cmn | 46,500 | $781,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A908 | Cmn | 46,500 | $781,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 85,212 | $780,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 22,187 | $777,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 4,281 | $777,000 | thousands by filing date | |
| ARAMARK | 03852U956 | PUT | 18,000 | $774,000 | thousands by filing date | put |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 9,614 | $769,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 185,431 | $768,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 14,186 | $767,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 80,735 | $767,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 57,445 | $765,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 25,853 | $764,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 43,625 | $761,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 57,866 | $759,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 25,850 | $756,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 29,670 | $755,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 39,404 | $751,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 142,246 | $750,000 | thousands by filing date | |
| BANCO SANTANDER SA | 05964H905 | ADR | 150,000 | $750,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 121,422 | $750,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 267,874 | $750,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 45,797 | $747,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 79,799 | $746,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 60,276 | $744,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 54,536 | $742,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 13,798 | $741,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 14,895 | $740,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 58,168 | $740,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 24,882 | $740,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 51,190 | $739,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 87,928 | $738,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 183,753 | $738,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 23,812 | $737,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 22,600 | $735,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 9,000 | $734,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 9,276 | $732,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 81,563 | $730,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 21,259 | $730,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L908 | OPTION | 179,900 | $730,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 53,364 | $729,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 316,571 | $728,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 33,400 | $726,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 18,715 | $725,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 998,239 | $724,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 39,156 | $724,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 23,933 | $722,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 21,911 | $722,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 12,920 | $720,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 30,109 | $720,000 | thousands by filing date | |
| USA Technologies | 90328S900 | COM | 100,000 | $720,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 12,728 | $719,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 21,702 | $717,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 66,196 | $714,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 74,789 | $714,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC | 09058V903 | COM | 93,500 | $713,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC | 09058V953 | COM | 93,500 | $713,000 | thousands by filing date | put |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 14,955 | $712,000 | thousands by filing date | |
| SLM CORP | 78442P906 | COM | 63,900 | $712,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 17,807 | $710,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 10,342 | $710,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 16,568 | $710,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 11,505 | $703,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 98,898 | $703,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 25,155 | $702,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 38,857 | $701,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 63,588 | $700,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 29,495 | $698,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,720 | $695,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R908 | CALL | 10,000 | $695,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496901 | CALL | 112,500 | $695,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 14,375 | $693,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 19,804 | $693,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 23,985 | $692,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 38,924 | $692,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 871,311 | $691,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4,427 | $684,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 91,197 | $681,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 51,780 | $680,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 31,208 | $677,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 57,051 | $676,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 75,000 | $675,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 47,407 | $675,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 968 | $672,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 12,126 | $670,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 9,069 | $670,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 254,196 | $669,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 295,675 | $668,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 74,188 | $666,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 26,746 | $665,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127950 | PUT | 13,500 | $664,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 41,476 | $663,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 6,819 | $663,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 9,653 | $662,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 66,229 | $659,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 361,000 | $659,000 | thousands by filing date | principal |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 8,506 | $658,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 555,000 | $658,000 | thousands by filing date | principal |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 149,050 | $656,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,842 | $653,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 83,362 | $653,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 14,254 | $652,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 73,878 | $652,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 13,715 | $651,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 12,925 | $650,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 52,692 | $650,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 13,564 | $649,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 16,196 | $649,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 36,055 | $649,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 30,795 | $649,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 31,649 | $645,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 12,806 | $642,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 217,389 | $642,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 19,252 | $641,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 100,134 | $641,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 30,982 | $639,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 39,159 | $639,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 19,518 | $639,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 50,505 | $638,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 16,631 | $637,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 36,133 | $635,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 35,226 | $635,000 | thousands by filing date | |
| ARBUTUS BIOPHARMA CORP | 03879J900 | COM | 67,000 | $633,000 | thousands by filing date | call |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 9,183 | $632,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 20,438 | $631,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 573,532 | $631,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 37,425 | $630,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 22,148 | $629,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 37,129 | $628,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,937 | $628,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 103,287 | $626,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 47,930 | $625,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 15,345 | $624,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 25,198 | $622,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 21,915 | $621,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 29,253 | $619,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 22,524 | $617,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 17,103 | $616,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 31,549 | $614,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G950 | COM | 4,200 | $613,000 | thousands by filing date | put |
| HAMILTON LANE INC | 407497106 | CL A | 13,831 | $612,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 39,109 | $612,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,729 | $611,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 7,521 | $609,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 26,430 | $608,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 127,933 | $608,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 23,044 | $607,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 26,299 | $606,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 10,300 | $606,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 43,662 | $606,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 8,901 | $604,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 87,125 | $602,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 16,807 | $601,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 8,763 | $600,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 15,376 | $595,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 22,906 | $591,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 5,495 | $590,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 39,511 | $587,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,458 | $586,000 | thousands by filing date | |
| ATLASSIAN CORP PLC | G06242954 | PUT | 6,100 | $586,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 9,901 | $585,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 149,656 | $582,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 14,710 | $581,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 18,712 | $581,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H953 | PUT | 35,200 | $581,000 | thousands by filing date | put |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 28,633 | $580,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 12,278 | $578,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 110,896 | $577,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 10,986 | $575,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 25,778 | $574,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 18,150 | $573,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 150,703 | $572,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 13,974 | $571,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,997 | $569,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 11,746 | $565,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,398 | $565,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,667 | $565,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 99,083 | $564,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 42,835 | $563,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 20,669 | $563,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908953 | PUT | 2,100 | $561,000 | thousands by filing date | put |
| MERCHANTS BANCORP IND | 58844R108 | COM | 21,910 | $557,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 13,536 | $556,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 11,652 | $552,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 6,710 | $552,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 7,416 | $551,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 29,068 | $550,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 556,705 | $550,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 12,620 | $549,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 10,400 | $549,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742951 | PUT | 10,000 | $543,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 72,339 | $542,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 10,477 | $541,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 516,000 | $541,000 | thousands by filing date | principal |
| TRANSENTERIX INC | 89366M951 | PUT | 93,300 | $541,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 24,155 | $536,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 16,933 | $536,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 117,968 | $532,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 23,446 | $531,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 7,789 | $531,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 6,338 | $528,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,394 | $528,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 8,406 | $528,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 14,928 | $527,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 40,686 | $527,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742901 | COM | 9,700 | $526,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310901 | CALL | 1,200 | $526,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 218,422 | $526,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J956 | COM | 30,000 | $523,000 | thousands by filing date | put |
| ARTESIAN RES CORP | 043113208 | CL A | 14,161 | $522,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 24,767 | $522,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 189,033 | $520,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 14,387 | $519,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q902 | CALL | 36,000 | $518,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q952 | PUT | 36,000 | $518,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K109 | COM | 10,883 | $517,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 33,373 | $515,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 143,565 | $513,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 32,417 | $512,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 20,680 | $512,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 104,687 | $511,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 16,124 | $510,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496951 | COM | 82,500 | $510,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 8,239 | $507,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 36,136 | $507,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 45,783 | $506,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 181,355 | $506,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 14,131 | $505,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 12,132 | $503,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 13,545 | $503,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 12,500 | $503,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 21,177 | $502,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 53,321 | $502,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 23,414 | $500,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 9,122 | $500,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 40,030 | $497,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 27,237 | $497,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 22,530 | $495,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 89,550 | $492,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 52,845 | $492,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 10,165 | $490,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 140,424 | $490,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 6,600 | $489,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 11,707 | $488,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 28,314 | $486,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 9,882 | $485,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 11,777 | $485,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,199 | $485,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 15,119 | $484,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 89,436 | $482,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 14,765 | $482,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 17,193 | $478,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 31,300 | $478,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 41,981 | $477,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 208,953 | $476,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 88,986 | $475,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,300 | $474,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 10,456 | $474,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 22,941 | $473,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 131,194 | $472,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC | 43289P906 | SPONSORED ADR | 80,000 | $470,000 | thousands by filing date | call |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 28,229 | $469,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 346,000 | $468,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 7,903 | $467,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 27,820 | $467,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 13,936 | $465,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 14,697 | $465,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 20,414 | $465,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 16,966 | $465,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 17,251 | $464,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 10,968 | $462,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 90,151 | $461,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,455 | $460,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 14,800 | $460,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,156 | $459,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 35,171 | $458,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,653 | $457,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC | 354613951 | COM | 15,000 | $456,000 | thousands by filing date | put |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 351,000 | $455,000 | thousands by filing date | principal |
| ALLIENT INC | 019330109 | COM | 8,327 | $453,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 7,836 | $451,000 | thousands by filing date | |
| INTELSAT S A | L5140P951 | PUT | 15,000 | $450,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 372,000 | $448,000 | thousands by filing date | principal |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3,518 | $446,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4,588 | $444,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 26,423 | $444,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370901 | COM | 16,000 | $443,000 | thousands by filing date | call |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 15,150 | $442,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 11,399 | $439,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,772 | $437,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 45,712 | $437,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 17,500 | $437,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 29,732 | $436,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 135,432 | $435,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H908 | CALL | 7,600 | $435,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 42,911 | $433,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 19,467 | $432,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 6,145 | $432,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 159,659 | $431,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 55,457 | $430,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 23,725 | $429,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,076 | $426,000 | thousands by filing date | |
| PITNEY BOWES INC | 724479950 | COM | 60,000 | $425,000 | thousands by filing date | put |
| EPIZYME INC | 29428V954 | COM | 40,000 | $424,000 | thousands by filing date | put |
| EPIZYME INC | 29428V904 | COM | 40,000 | $424,000 | thousands by filing date | call |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 20,064 | $423,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 8,732 | $423,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 10,777 | $422,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 10,811 | $422,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 17,743 | $420,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 11,670 | $420,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 38,119 | $419,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 58,427 | $419,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 48,794 | $418,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 8,379 | $418,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 18,093 | $418,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 67,027 | $417,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 39,877 | $417,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 16,414 | $416,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 11,912 | $416,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 151,767 | $414,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 12,514 | $413,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 111,641 | $413,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 411,000 | $411,000 | thousands by filing date | principal |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 24,499 | $410,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 11,970 | $409,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 6,586 | $405,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 12,115 | $403,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 10,679 | $402,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 24,136 | $401,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,553 | $399,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 83,681 | $398,000 | thousands by filing date | |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 82,100 | $398,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 20,526 | $397,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 21,228 | $397,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 15,689 | $396,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 10,885 | $396,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 26,931 | $396,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 103,506 | $395,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 150,169 | $395,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 235,000 | $395,000 | thousands by filing date | principal |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,308 | $393,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,805 | $393,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 219,567 | $393,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 74,873 | $392,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,888 | $390,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 21,923 | $390,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 33,497 | $390,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 11,905 | $389,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 54,032 | $389,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 5,463 | $388,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 12,313 | $388,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 76,339 | $388,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 17,506 | $387,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 7,078 | $386,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 27,557 | $386,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 26,062 | $384,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 5,013 | $382,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 24,490 | $382,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 21,716 | $381,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 57,150 | $381,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 293,000 | $378,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 5,306 | $377,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 27,263 | $377,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 33,422 | $377,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,421 | $376,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 72,057 | $376,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 13,672 | $375,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,900 | $374,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,244 | $373,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 24,433 | $373,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 46,640 | $373,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 6,443 | $371,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 5,049 | $371,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 18,590 | $370,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 25,249 | $369,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 10,700 | $367,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,904 | $367,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 12,742 | $366,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 33,328 | $366,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,707 | $365,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,955 | $365,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 9,464 | $365,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 14,613 | $365,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,741 | $364,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 10,820 | $364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,788 | $364,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 61,490 | $363,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 2,084,346 | $363,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 52,664 | $362,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 9,559 | $361,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M901 | COM | 9,000 | $361,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 133,308 | $360,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 68,950 | $359,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 23,127 | $358,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 76,760 | $358,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 20,551 | $357,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 30,979 | $354,000 | thousands by filing date | |
| INTEGRATED DEVICE TECH INC | 458118956 | COM | 7,500 | $353,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 43,979 | $352,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 16,311 | $350,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 17,723 | $350,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 6,500 | $350,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 52,704 | $349,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 30,082 | $348,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 59,692 | $348,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 7,837 | $347,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 7,551 | $347,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 8,051 | $347,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,432 | $346,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,082 | $346,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 13,833 | $346,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 167,182 | $346,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,784 | $345,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 12,182 | $344,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 15,883 | $343,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 16,317 | $340,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,455 | $339,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 6,729 | $339,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 9,010 | $339,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 35,657 | $338,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 9,422 | $338,000 | thousands by filing date | |
| BLOCK INC | 852234953 | PUT | 3,400 | $337,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 70,237 | $336,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 33,970 | $336,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,014 | $336,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000208 | superseded | 2018-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-18-000246 | this filing | 2018-11-13 | acceptance time not in the bulk data set |