13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-13, with 5,734 holding rows worth $522,198,519,000.
- Accession
- 0000019617-18-000246
- Filer
- CIK 19617
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, amendment of type restatement, 21,465 entries on the cover page, a total value of $522,198,519,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $522,198,519,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 322,000 | $336,000 | thousands by filing date | principal |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,274 | $335,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 46,862 | $335,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 17,437 | $333,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC | 339750951 | PUT | 11,000 | $332,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC | 05156V952 | COM | 50,000 | $332,000 | thousands by filing date | put |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 8,878 | $332,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 21,026 | $331,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 18,295 | $331,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 10,900 | $329,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284908 | CALL | 10,000 | $329,000 | thousands by filing date | call |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 10,000 | $328,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 117,990 | $328,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 13,689 | $326,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 17,231 | $325,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,382 | $325,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,896 | $325,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 14,527 | $322,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 23,756 | $322,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 79,300 | $322,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 200,886 | $321,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 100,000 | $321,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559953 | Cmn | 100,000 | $321,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,968 | $320,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 6,778 | $320,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 18,639 | $319,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 14,543 | $318,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 23,032 | $317,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 91,775 | $317,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 11,027 | $317,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 13,574 | $316,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,664 | $315,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 19,319 | $315,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 83,667 | $314,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 333,000 | $312,000 | thousands by filing date | principal |
| TESARO INC | 881569957 | PUT | 8,000 | $312,000 | thousands by filing date | put |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 54,832 | $311,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 80,439 | $311,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 9,344 | $311,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 19,521 | $311,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 270,571 | $311,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,875 | $310,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 13,730 | $309,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 20,901 | $308,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 303,000 | $308,000 | thousands by filing date | principal |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,386 | $306,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 9,306 | $306,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 300,000 | $306,000 | thousands by filing date | principal |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,229 | $305,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 20,536 | $304,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 32,267 | $304,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 17,654 | $304,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11,797 | $303,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217900 | COM | 11,100 | $301,000 | thousands by filing date | call |
| ISHARES TR | 46434V571 | ISHARES TR | 11,857 | $300,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 15,190 | $299,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 40,027 | $298,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 10,062 | $297,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,700 | $296,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,966 | $296,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 49,690 | $296,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 33,006 | $295,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 6,935 | $294,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 7,520 | $294,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 55,094 | $294,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,680 | $292,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R958 | UT LTD PART | 14,300 | $292,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 110,152 | $292,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 101,860 | $292,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 15,689 | $292,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 10,774 | $292,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 9,818 | $291,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,617 | $291,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,166 | $291,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 16,046 | $291,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A956 | PUT | 44,844 | $291,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 8,239 | $290,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,645 | $289,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 7,854 | $289,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 23,694 | $289,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 18,474 | $286,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 16,790 | $283,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 52,859 | $283,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 14,219 | $281,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 13,966 | $281,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 83,914 | $280,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 11,100 | $280,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9,345 | $278,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 10,908 | $277,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 23,629 | $276,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 27,528 | $275,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 14,934 | $274,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160906 | COM | 165,000 | $274,000 | thousands by filing date | call |
| REVLON INC | 761525959 | PUT | 12,300 | $274,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,044 | $273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,223 | $273,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 15,891 | $273,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 11,939 | $273,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 34,457 | $273,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 6,709 | $271,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 8,146 | $270,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 6,966 | $269,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 65,077 | $268,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 8,704 | $268,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 7,400 | $267,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 15,805 | $267,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 10,757 | $266,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 44,686 | $264,000 | thousands by filing date | |
| INFOSYS LTD | 456788958 | PUT | 26,000 | $264,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 23,383 | $260,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 244,926 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,100 | $259,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 8,268 | $258,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 27,642 | $258,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 6,492 | $256,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 15,234 | $256,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 155,715 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,590 | $254,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 181,306 | $254,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 20,451 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,617 | $252,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,300 | $252,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 6,902 | $252,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 219,000 | $252,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,197 | $251,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 29,251 | $250,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 145,594 | $248,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 160,000 | $248,000 | thousands by filing date | principal |
| LEGACY RESVS INC COM | 524706108 | Stock | 50,979 | $247,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 17,553 | $246,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 10,951 | $246,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 308,700 | $246,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 10,168 | $245,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 6,270 | $244,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,446 | $244,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 3,500 | $244,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 45,523 | $243,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,217 | $242,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 11,503 | $241,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 7,928 | $241,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3,088 | $241,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 144,210 | $241,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 10,000 | $240,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 3,077 | $239,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 6,367 | $238,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 47,205 | $238,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,126 | $237,000 | thousands by filing date | |
| GERON CORP | 374163953 | COM | 133,800 | $235,000 | thousands by filing date | put |
| LAIX INC | 50736W105 | ADS | 18,700 | $235,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,880 | $234,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,826 | $234,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 20,688 | $234,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,943 | $233,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 8,089 | $232,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 5,516 | $232,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q906 | CALL | 19,700 | $232,000 | thousands by filing date | call |
| NATIONAL COMM CORP | 63546L102 | COM | 5,598 | $231,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,703 | $230,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 18,099 | $230,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 5,979 | $230,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 5,056 | $230,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 115,000 | $230,000 | thousands by filing date | principal |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 10,554 | $229,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 31,741 | $229,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 59,902 | $229,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 11,055 | $229,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,447 | $229,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 9,550 | $228,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,988 | $227,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,866 | $227,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 44,034 | $227,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 13,507 | $225,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,630 | $225,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 5,378 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,947 | $224,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 36,281 | $224,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 7,713 | $223,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U955 | Cmn | 2,000 | $223,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,566 | $222,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 33,848 | $222,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,748 | $222,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 12,128 | $221,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 7,695 | $220,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 4,672 | $220,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,439 | $219,000 | thousands by filing date | |
| MOMO INC | 60879B907 | COM | 5,000 | $219,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,252 | $217,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 175,282 | $217,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 65,000 | $217,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 204,000 | $215,000 | thousands by filing date | principal |
| INTEVAC INC | 461148108 | COM | 41,208 | $214,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 10,463 | $214,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 8,212 | $214,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 4,899 | $213,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 13,982 | $213,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 20,753 | $213,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,810 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,541 | $212,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 103,624 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,087 | $210,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,584 | $210,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,558 | $209,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 12,011 | $209,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 10,095 | $209,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 16,548 | $208,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 34,320 | $205,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 30,238 | $205,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 10,029 | $204,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 8,133 | $203,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 16,205 | $203,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A952 | INF TECH ETF | 1,000 | $203,000 | thousands by filing date | put |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 10,410 | $202,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 14,439 | $201,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 36,801 | $199,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 10,296 | $199,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,350 | $199,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 8,678 | $199,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 13,362 | $198,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 27,475 | $197,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 53,124 | $197,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 129,337 | $196,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 10,811 | $195,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 7,507 | $194,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 125,723 | $194,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,123 | $193,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 57,212 | $193,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,938 | $191,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 91,004 | $191,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 5,243 | $191,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 5,059 | $191,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 4,720 | $190,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,764 | $190,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U952 | COM | 7,700 | $190,000 | thousands by filing date | put |
| VICAL INC | 925602203 | COM NEW | 138,960 | $190,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 16,980 | $188,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,172 | $188,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,628 | $188,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481901 | COM | 11,000 | $188,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,887 | $188,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 5,129 | $187,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 20,719 | $187,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 19,782 | $187,000 | thousands by filing date | |
| REDFIN CORP | 75737F908 | COM | 10,000 | $187,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 199,000 | $187,000 | thousands by filing date | principal |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,581 | $186,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 9,927 | $186,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 25,700 | $185,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 8,591 | $184,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 4,868 | $184,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10,591 | $183,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 226,700 | $183,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 9,077 | $182,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 11,210 | $181,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 7,468 | $181,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 8,283 | $180,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 22,192 | $180,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,293 | $180,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 6,748 | $180,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 9,387 | $179,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,569 | $178,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,618 | $178,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 4,215 | $177,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 19,722 | $177,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 16,130 | $177,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 17,701 | $177,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,543 | $175,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,786 | $174,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 8,341 | $174,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 171,000 | $173,000 | thousands by filing date | principal |
| MARRIOTT INTL INC NEW | 571903952 | PUT | 1,300 | $172,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 917 | $171,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,135 | $171,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 21,792 | $171,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 8,576 | $169,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 3,740 | $169,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,532 | $169,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 5,060 | $168,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 4,514 | $167,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 16,608 | $167,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 16,712 | $167,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 168,000 | $167,000 | thousands by filing date | principal |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 6,998 | $166,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 48,893 | $165,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 26,596 | $165,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 57,859 | $165,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 6,669 | $165,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 22,537 | $165,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 15,941 | $164,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R950 | COM | 1,100 | $164,000 | thousands by filing date | put |
| LRAD CORP | 50213V109 | COM | 53,537 | $164,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 8,836 | $162,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 24,694 | $162,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 13,620 | $162,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 43 | $160,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 5,896 | $158,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 37,492 | $158,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 10,182 | $158,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 27,264 | $157,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q956 | PUT | 14,700 | $157,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 3,953 | $156,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,473 | $156,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,289 | $156,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 19,200 | $156,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 10,265 | $156,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 6,285 | $156,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J958 | COM | 1,100 | $155,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 2,100 | $153,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 4,667 | $153,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,653 | $153,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 8,037 | $153,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,773 | $153,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 8,139 | $153,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 12,712 | $153,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 12,815 | $152,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 15,864 | $152,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 4,349 | $152,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,476 | $151,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,116 | $151,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 5,307 | $151,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 13,648 | $151,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 106,555 | $150,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 6,505 | $150,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 46,783 | $150,000 | thousands by filing date | |
| PARKER DRILLING CO. | 701081408 | COM | 50,190 | $150,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 8,365 | $149,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 3,641 | $148,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 5,636 | $148,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 73,590 | $148,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 15,146 | $148,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 16,744 | $148,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 5,920 | $147,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 16,996 | $147,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 2,235 | $145,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,286 | $145,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 4,203 | $145,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 19,634 | $145,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 8,804 | $145,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 4,829 | $144,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 6,704 | $144,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 24,277 | $144,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 42,444 | $144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,580 | $143,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,070 | $143,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 25,760 | $143,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 17,803 | $142,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 3,109 | $142,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,498 | $142,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 25,116 | $142,000 | thousands by filing date | |
| GARRETT MOTION INC | 35906A906 | COM | 21,900 | $142,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 9,952 | $141,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 40,698 | $140,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,414 | $140,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484908 | COM | 500 | $139,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 13,850 | $139,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 6,038 | $139,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 4,538 | $139,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 9,265 | $138,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,114 | $138,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 8,824 | $138,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 5,117 | $137,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 5,112 | $136,000 | thousands by filing date | |
| HARLEY DAVIDSON INC | 412822958 | PUT | 3,000 | $136,000 | thousands by filing date | put |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 2,012 | $136,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 8,792 | $136,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 9,142 | $135,000 | thousands by filing date | |
| IRON MTN INC DEL | 46284V951 | PUT | 3,900 | $135,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 4,433 | $134,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X902 | ST STR EU 50 ETF | 3,500 | $134,000 | thousands by filing date | call |
| CATASYS INC | 149049504 | COM PAR | 10,418 | $134,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,980 | $133,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 5,814 | $133,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 22,664 | $133,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 73,954 | $132,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 7,612 | $132,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 95,429 | $132,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 15,071 | $131,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,704 | $131,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 9,468 | $131,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 9,564 | $131,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,801 | $131,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 4,366 | $130,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,314 | $129,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,990 | $129,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,841 | $128,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,900 | $128,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 11,490 | $128,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 6,031 | $128,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,693 | $128,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,103 | $127,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,750 | $127,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 5,073 | $127,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 5,260 | $127,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 76,202 | $127,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 10,985 | $126,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,000 | $125,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,599 | $125,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,028 | $124,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 5,612 | $124,000 | thousands by filing date | |
| WEIBO CORP | G9515TAA6 | DEBT 1.250%11/1 | 126,000 | $124,000 | thousands by filing date | principal |
| EHEALTH INC | 28238P109 | COM | 4,345 | $123,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 801 | $123,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 27,350 | $123,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 19,540 | $123,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,500 | $122,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 3,097 | $122,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 3,562 | $121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,739 | $120,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,869 | $120,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 4,834 | $119,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,000 | $118,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 18,681 | $118,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 3,643 | $118,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 80,900 | $118,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,105 | $117,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 12,000 | $117,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,292 | $117,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 127 | $117,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,519 | $117,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 145,297 | $116,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 6,553 | $115,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 9,232 | $115,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 19,887 | $115,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 15,915 | $115,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,193 | $114,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,142 | $114,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 5,091 | $114,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 7,889 | $114,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 2,917 | $113,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,092 | $113,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 15,202 | $113,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $113,000 | thousands by filing date | principal |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,000 | $112,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 7,348 | $112,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 8,430 | $111,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 25,322 | $111,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 2,861 | $111,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 14,256 | $111,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 37,323 | $111,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 2,119 | $110,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 16,025 | $110,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 3,121 | $109,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 4,674 | $109,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 6,549 | $109,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 4,260 | $108,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 28,353 | $108,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 4,739 | $107,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 7,457 | $107,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 27,222 | $107,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,384 | $106,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 55,039 | $106,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 3,928 | $106,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 8,747 | $106,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 33,105 | $106,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 7,561 | $106,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,650 | $105,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,927 | $105,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,833 | $105,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 3,233 | $105,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 64,000 | $105,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1,693 | $104,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 14,271 | $104,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 7,333 | $104,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 5,729 | $104,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 22,561 | $104,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 47,373 | $104,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 9,247 | $103,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,408 | $103,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 3,125 | $103,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 7,269 | $103,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 5,110 | $102,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,639 | $102,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 5,088 | $102,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 19,466 | $101,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 4,209 | $101,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 16,441 | $101,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 99,000 | $100,000 | thousands by filing date | principal |
| INVESCO | 46138J866 | EXCHANGE TRADED | 4,962 | $100,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 7,802 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,225 | $99,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,555 | $99,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 7,221 | $99,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 100,000 | $99,000 | thousands by filing date | principal |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 25,606 | $99,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 4,238 | $99,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 49,450 | $99,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,100 | $98,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 4,200 | $98,000 | thousands by filing date | call |
| VANGUARD INDEX FDS | 922908951 | SMALL CP ETF | 600 | $98,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 30,556 | $98,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 26,240 | $98,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20,038 | $97,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,694 | $97,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,365 | $97,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 2,887 | $97,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 11,462 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,743 | $96,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,525 | $96,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 30,863 | $96,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,000 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 527 | $95,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000208 | superseded | 2018-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-18-000246 | this filing | 2018-11-13 | acceptance time not in the bulk data set |