13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-13, with 5,734 holding rows worth $522,198,519,000.
- Accession
- 0000019617-18-000246
- Filer
- CIK 19617
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, amendment of type restatement, 21,465 entries on the cover page, a total value of $522,198,519,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $522,198,519,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WALMART INC | 931142903 | CALL | 39,800 | $3,738,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 45,884 | $3,737,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 275,287 | $3,735,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,707,000 | $3,729,000 | thousands by filing date | principal |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 44,014 | $3,728,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 73,396 | $3,727,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 190,918 | $3,725,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 146,558 | $3,720,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 213,100 | $3,714,000 | thousands by filing date | put |
| NBT BANCORP INC COM | 628778102 | Stock | 96,733 | $3,713,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 32,407 | $3,709,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 147,825 | $3,704,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 63,062 | $3,701,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 133,626 | $3,699,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 53,239 | $3,698,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 90,571 | $3,696,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 59,128 | $3,694,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 50,180 | $3,693,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 55,765 | $3,691,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 154,770 | $3,678,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 143,057 | $3,675,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 84,688 | $3,672,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 29,154 | $3,660,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 95,000 | $3,658,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 108,842 | $3,649,000 | thousands by filing date | |
| TRONOX LTD-CL A | Q9235V901 | COM | 305,000 | $3,645,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 35,828 | $3,641,000 | thousands by filing date | |
| UNIQURE NV | N90064901 | CALL | 100,000 | $3,639,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 59,130 | $3,638,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 83,746 | $3,635,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 80,619 | $3,628,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 83,207 | $3,616,000 | thousands by filing date | |
| WW GRAINGER INC | 384802954 | Put | 10,100 | $3,610,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 646,612 | $3,607,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 64,824 | $3,604,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 99,851 | $3,601,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 89,704 | $3,600,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 135,818 | $3,599,000 | thousands by filing date | |
| PERRIGO CO PLC | G97822903 | SHS | 50,800 | $3,597,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 257,652 | $3,586,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 3,413,000 | $3,580,000 | thousands by filing date | principal |
| BUCKEYE PARTNERS -LP | 118230951 | Cmn | 100,000 | $3,571,000 | thousands by filing date | put |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 114,800 | $3,568,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 76,235 | $3,560,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 119,546 | $3,556,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 34,032 | $3,548,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 446,909 | $3,548,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 64,333 | $3,542,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 32,956 | $3,537,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 80,000 | $3,533,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 92,458 | $3,532,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 76,407 | $3,524,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 179,856 | $3,523,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 210,257 | $3,522,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 138,145 | $3,515,000 | thousands by filing date | |
| PLANET FITNESS INC CL A | 72703H901 | COM NEW | 65,000 | $3,512,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 30,900 | $3,511,000 | thousands by filing date | put |
| SYNLOGIC INC | 87166L100 | COM | 246,556 | $3,504,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 388,890 | $3,500,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 307,039 | $3,496,000 | thousands by filing date | |
| PUT CANOPY GROWTH CORP $2 EXP 03/31/23 | 138035950 | OPTION | 71,800 | $3,492,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 154,004 | $3,489,000 | thousands by filing date | |
| DAUCH CORP | 024061953 | PUT | 200,000 | $3,488,000 | thousands by filing date | put |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 73,956 | $3,482,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 68,416 | $3,482,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 259,685 | $3,482,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 94,623 | $3,481,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,726,000 | $3,474,000 | thousands by filing date | principal |
| BLACK HILLS CORP COM | 092113109 | Stock | 59,787 | $3,473,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 469,707 | $3,452,000 | thousands by filing date | |
| INTELSAT S A | L5140P901 | CALL | 115,000 | $3,450,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 42,446 | $3,446,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 28,074 | $3,443,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430H902 | CALL | 150,000 | $3,443,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 627,406 | $3,438,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,946,000 | $3,433,000 | thousands by filing date | principal |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 145,346 | $3,420,000 | thousands by filing date | |
| FISERV INC | 337738908 | CALL | 41,500 | $3,419,000 | thousands by filing date | call |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 136,858 | $3,417,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC | 450056956 | PUT | 36,000 | $3,408,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,945,571 | $3,405,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 393,549 | $3,404,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 82,068 | $3,403,000 | thousands by filing date | |
| CONAGRA BRANDS INC | 205887902 | CALL | 100,000 | $3,397,000 | thousands by filing date | call |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 82,020 | $3,394,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP | 23703Q953 | SPNSRD ADS NEW | 130,000 | $3,394,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 281,510 | $3,392,000 | thousands by filing date | |
| WEATHERFORD INTL PLC | G48833950 | PUT | 1,250,000 | $3,388,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC | 78377T957 | PUT | 39,300 | $3,386,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 342,246 | $3,371,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 29,600 | $3,371,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 54,795 | $3,367,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 197,446 | $3,357,000 | thousands by filing date | |
| LOGITECH INTL S A | H50430952 | SHS | 75,000 | $3,354,000 | thousands by filing date | put |
| NOKIA CORP | 654902904 | CALL | 600,000 | $3,348,000 | thousands by filing date | call |
| PAYCHEX INC | 704326957 | COM | 45,400 | $3,344,000 | thousands by filing date | put |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 138,892 | $3,340,000 | thousands by filing date | |
| FASTENAL CO | 311900954 | COM | 57,400 | $3,330,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 115,717 | $3,329,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 194,086 | $3,326,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 164,265 | $3,318,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 180,000 | $3,317,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 81,780 | $3,313,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 830,097 | $3,312,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 75,597 | $3,309,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 40,337 | $3,308,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 43,518 | $3,297,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 789,896 | $3,294,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 21,900 | $3,292,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 100,000 | $3,289,000 | thousands by filing date | put |
| UNUM GROUP | 91529Y956 | COM | 84,100 | $3,286,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 264,669 | $3,282,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 3,247,000 | $3,279,000 | thousands by filing date | principal |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 154,987 | $3,271,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 337,110 | $3,271,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 873,704 | $3,260,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 118,148 | $3,260,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 100,000 | $3,259,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 684,622 | $3,251,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 28,378 | $3,246,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 57,566 | $3,235,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464900 | CALL | 109,800 | $3,225,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 192,587 | $3,221,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 510,340 | $3,216,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 96,033 | $3,213,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 169,686 | $3,205,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 421,494 | $3,199,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 105,963 | $3,198,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 110,729 | $3,195,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 133,345 | $3,193,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,873,597 | $3,186,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 318,361 | $3,183,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 156,354 | $3,182,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 514,003 | $3,176,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 177,315 | $3,165,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 90,053 | $3,164,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 941,117 | $3,162,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 71,095 | $3,155,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 517,224 | $3,155,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 208,990 | $3,154,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 818,297 | $3,150,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 373,017 | $3,148,000 | thousands by filing date | |
| AFLAC INC | 001055902 | COM | 66,800 | $3,144,000 | thousands by filing date | call |
| TEXAS | 882610108 | COMMON STOCK | 3,636 | $3,137,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 225,000 | $3,132,000 | thousands by filing date | put |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 2,037,000 | $3,132,000 | thousands by filing date | principal |
| SVMK INC | 78489X103 | COM | 195,119 | $3,129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 154,471 | $3,126,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 54,289 | $3,116,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 3,211,000 | $3,116,000 | thousands by filing date | principal |
| Lifetime Brands Inc | 53222Q103 | COM | 285,627 | $3,113,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 79,771 | $3,112,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 148,769 | $3,108,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 508,303 | $3,101,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 131,073 | $3,099,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 151,819 | $3,097,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 82,385 | $3,092,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 255,426 | $3,090,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 323,388 | $3,089,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 184,526 | $3,087,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 131,411 | $3,082,000 | thousands by filing date | |
| AON PLC | G0408V902 | COM | 20,000 | $3,076,000 | thousands by filing date | call |
| AON PLC | G0408V952 | COM | 20,000 | $3,076,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 82,769 | $3,074,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 50,148 | $3,073,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 128,297 | $3,069,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 154,918 | $3,058,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667901 | COM | 17,200 | $3,056,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 158,939 | $3,044,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 46,752 | $3,039,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 263,690 | $3,037,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 26,995 | $3,028,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 142,025 | $3,028,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376950 | COM | 27,200 | $3,024,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 44,407 | $3,022,000 | thousands by filing date | |
| TAPESTRY INC | 876030907 | COM | 60,100 | $3,021,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 536,667 | $3,020,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 13,894 | $3,007,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 265,327 | $2,998,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 222,283 | $2,997,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 95,120 | $2,990,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 39,159 | $2,990,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 78,854 | $2,986,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793900 | COM NEW | 100,000 | $2,978,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A905 | CALL | 87,100 | $2,975,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 87,662 | $2,971,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 270,400 | $2,969,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 165,788 | $2,956,000 | thousands by filing date | |
| CERNER CORP | 156782954 | COM | 45,900 | $2,956,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 200,163 | $2,955,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODUCTS | 57772K951 | COM | 52,400 | $2,955,000 | thousands by filing date | put |
| KMG CHEMICALS INC | 482564101 | COM | 39,071 | $2,953,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE C | 42824C959 | PUT | 180,800 | $2,949,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LT | M22465904 | CALL | 25,000 | $2,942,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LT | M22465954 | ORD | 25,000 | $2,942,000 | thousands by filing date | put |
| MONRO INC | 610236101 | COMMON STOCK | 42,223 | $2,938,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 73,567 | $2,936,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 96,980 | $2,934,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 28,764 | $2,932,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 383,561 | $2,926,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 243,876 | $2,919,000 | thousands by filing date | |
| HDFC BANK LTD | 40415F901 | SPONSORED ADS | 31,000 | $2,917,000 | thousands by filing date | call |
| HDFC BANK LTD | 40415F951 | SPONSORED ADS | 31,000 | $2,917,000 | thousands by filing date | put |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 76,247 | $2,913,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 106,984 | $2,912,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 136,986 | $2,910,000 | thousands by filing date | |
| FASTENAL CO | 311900904 | COM | 50,000 | $2,901,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 200,000 | $2,898,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 135,928 | $2,884,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 76,533 | $2,882,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 61,124 | $2,882,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 91,762 | $2,880,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 141,733 | $2,874,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 22,408 | $2,872,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 486,453 | $2,870,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 123,426 | $2,870,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 133,491 | $2,870,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 160,945 | $2,867,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 67,465 | $2,863,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 65,536 | $2,861,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 440,029 | $2,861,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 152,355 | $2,851,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 35,103 | $2,850,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 297,619 | $2,839,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 51,815 | $2,835,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 44,400 | $2,831,000 | thousands by filing date | call |
| CARNIVAL CORP | 143658950 | PUT | 44,400 | $2,831,000 | thousands by filing date | put |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,551,000 | $2,830,000 | thousands by filing date | principal |
| WERNER ENTERPRISES INC | 950755108 | COM | 79,932 | $2,826,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 253,081 | $2,826,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 98,226 | $2,824,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914953 | COM | 42,200 | $2,819,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 41,262 | $2,817,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 16,300 | $2,806,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 80,430 | $2,805,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 64,235 | $2,798,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 120,946 | $2,794,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 43,679 | $2,793,000 | thousands by filing date | |
| NOKIA CORP | 654902954 | PUT | 500,000 | $2,790,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC | 88023U901 | CALL | 52,700 | $2,788,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 150,584 | $2,786,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 138,417 | $2,786,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 30,604 | $2,784,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 750,220 | $2,783,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 43,166 | $2,783,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 80,000 | $2,778,000 | thousands by filing date | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 216,523 | $2,774,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 334,202 | $2,774,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 186,831 | $2,773,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 155,153 | $2,770,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 79,945 | $2,768,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,156,871 | $2,765,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 42,055 | $2,763,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 13,205 | $2,762,000 | thousands by filing date | |
| EVERGY INC | 30034W906 | COM | 50,000 | $2,746,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 587,833 | $2,739,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 12,037 | $2,738,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 188,380 | $2,735,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 558,113 | $2,734,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 67,230 | $2,732,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259906 | COM | 40,000 | $2,726,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 164,837 | $2,720,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K901 | CALL | 140,000 | $2,717,000 | thousands by filing date | call |
| NETEASE COM INC | 64110W902 | CALL | 11,900 | $2,716,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 20,362 | $2,714,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 59,076 | $2,700,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 305,693 | $2,699,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 134,344 | $2,698,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 98,879 | $2,698,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 69,939 | $2,697,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 508,518 | $2,696,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 157,128 | $2,694,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 121,584 | $2,688,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,614,544 | $2,680,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 63,529 | $2,680,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 41,594 | $2,670,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 37,253 | $2,663,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 87,292 | $2,654,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 28,866 | $2,650,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989904 | COM | 30,000 | $2,638,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989954 | COM | 30,000 | $2,638,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 173,210 | $2,633,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813902 | CALL | 51,300 | $2,631,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 85,370 | $2,630,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC | 02043Q907 | CALL | 30,000 | $2,626,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC | 02043Q957 | COM | 30,000 | $2,626,000 | thousands by filing date | put |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 74,357 | $2,623,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 135,601 | $2,617,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 75,265 | $2,613,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 80,691 | $2,610,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 55,198 | $2,609,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 13,201 | $2,606,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 348,353 | $2,599,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 112,162 | $2,596,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T903 | CALL | 19,900 | $2,586,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 18,039 | $2,581,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 144,932 | $2,580,000 | thousands by filing date | |
| BEST BUY INC | 086516901 | CALL | 32,500 | $2,579,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 43,484 | $2,577,000 | thousands by filing date | |
| CERNER CORP | 156782904 | COM | 40,000 | $2,576,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 53,386 | $2,575,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 54,591 | $2,574,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC | 16119P908 | CL A | 7,900 | $2,574,000 | thousands by filing date | call |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 70,225 | $2,573,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 59,973 | $2,572,000 | thousands by filing date | |
| TAL ED GROUP | 874080954 | PUT | 100,000 | $2,571,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 3,299,000 | $2,560,000 | thousands by filing date | principal |
| ARGAN INC | 04010E109 | COM | 59,502 | $2,558,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 410,000 | $2,558,000 | thousands by filing date | call |
| GOLDCORP INC | 380956959 | COM | 250,000 | $2,550,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914903 | COM | 38,100 | $2,545,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 55,501 | $2,544,000 | thousands by filing date | |
| THOR INDS INC | 885160901 | COM | 30,400 | $2,544,000 | thousands by filing date | call |
| STAAR SURGICAL CO | 852312905 | CALL | 53,000 | $2,544,000 | thousands by filing date | call |
| PPG INDS INC | 693506907 | COM | 23,300 | $2,543,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 51,980 | $2,538,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODUCTS | 57772K901 | COM | 45,000 | $2,538,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 142,854 | $2,537,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 165,578 | $2,528,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG | H17182908 | NAMEN AKT | 57,000 | $2,528,000 | thousands by filing date | call |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 235,325 | $2,527,000 | thousands by filing date | |
| UNUM GROUP | 91529Y906 | COM | 64,400 | $2,516,000 | thousands by filing date | call |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 149,023 | $2,509,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 140,875 | $2,506,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 222,647 | $2,504,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 272,701 | $2,501,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 623,434 | $2,500,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 50,000 | $2,494,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 240,638 | $2,476,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 78,582 | $2,473,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 118,412 | $2,470,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V958 | PUT | 40,000 | $2,462,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW | 867224907 | COM | 63,600 | $2,461,000 | thousands by filing date | call |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 2,288,000 | $2,460,000 | thousands by filing date | principal |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 125,370 | $2,456,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 72,964 | $2,453,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 28,297 | $2,441,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 79,071 | $2,433,000 | thousands by filing date | |
| PPL CORP | 69351T906 | COM | 83,100 | $2,432,000 | thousands by filing date | call |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 91,595 | $2,432,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 196,781 | $2,430,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 66,787 | $2,429,000 | thousands by filing date | |
| BBT CORPORATION | 054937907 | COM | 50,000 | $2,427,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 34,100 | $2,417,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 487,855 | $2,415,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 30,127 | $2,412,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 49,633 | $2,412,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 89,298 | $2,409,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 68,494 | $2,399,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 49,324 | $2,398,000 | thousands by filing date | |
| BAXTER INTL INC | 071813909 | COM | 31,100 | $2,397,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 38,986 | $2,387,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 2,369,000 | $2,384,000 | thousands by filing date | principal |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 270,186 | $2,378,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 72,437 | $2,377,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 123,581 | $2,377,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 2,456,000 | $2,377,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 77,265 | $2,375,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 25,148 | $2,368,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 75,991 | $2,367,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 81,774 | $2,364,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 127,284 | $2,362,000 | thousands by filing date | |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q958 | Cmn | 24,300 | $2,351,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J950 | PUT | 36,500 | $2,347,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 226,501 | $2,345,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 124,802 | $2,343,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y909 | COM | 30,000 | $2,342,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y959 | COM | 30,000 | $2,342,000 | thousands by filing date | put |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 32,863 | $2,337,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X958 | COM CL A | 126,500 | $2,335,000 | thousands by filing date | put |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 48,288 | $2,329,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A907 | CALL | 50,000 | $2,329,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 50,000 | $2,329,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 939,848 | $2,321,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 24,583 | $2,318,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X904 | COM | 30,000 | $2,314,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X954 | COM | 30,000 | $2,314,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 27,234 | $2,312,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 212,645 | $2,309,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 172,395 | $2,309,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M906 | COM | 27,000 | $2,307,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M956 | COM | 27,000 | $2,307,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 77,258 | $2,303,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688955 | COM | 77,000 | $2,303,000 | thousands by filing date | put |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 114,121 | $2,302,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,551,245 | $2,295,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 111,925 | $2,294,000 | thousands by filing date | |
| NEW ORIENTAL ED & TECH GRP I | 647581957 | PUT | 31,000 | $2,294,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 40,056 | $2,293,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 160,069 | $2,292,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A907 | CALL | 117,000 | $2,292,000 | thousands by filing date | call |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 36,425 | $2,288,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 294,803 | $2,288,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 19,600 | $2,288,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 73,207 | $2,283,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 260,578 | $2,280,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 100,000 | $2,279,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 110,401 | $2,272,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 48,419 | $2,271,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 2,256,000 | $2,268,000 | thousands by filing date | principal |
| MCDERMOTT INTL INC | 580037953 | PUT | 123,000 | $2,267,000 | thousands by filing date | put |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 156,823 | $2,265,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 24,337 | $2,263,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 48,885 | $2,253,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,062,313 | $2,253,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 71,267 | $2,252,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 34,952 | $2,250,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830909 | COM | 6,500 | $2,249,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 314,965 | $2,245,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 79,695 | $2,244,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 103,581 | $2,238,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 132,379 | $2,234,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 78,195 | $2,232,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 40,588 | $2,231,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 1,000,000 | $2,230,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 82,098 | $2,226,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 100,000 | $2,225,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 82,648 | $2,218,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 89,800 | $2,214,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 138,981 | $2,209,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 255,119 | $2,207,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 958,672 | $2,205,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 48,040 | $2,197,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A954 | COM | 244,800 | $2,196,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 43,718 | $2,195,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 53,885 | $2,186,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC | 737010958 | PUT | 82,100 | $2,186,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC | 74144T908 | CALL | 20,000 | $2,184,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC | 74144T958 | COM | 20,000 | $2,184,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 104,830 | $2,175,000 | thousands by filing date | |
| SUPERVALU INC | 868536951 | OPTION | 67,500 | $2,175,000 | thousands by filing date | put |
| GENPACT LIMITED SHS | G3922B107 | Stock | 70,960 | $2,172,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 47,669 | $2,166,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 140,052 | $2,164,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 2,137,000 | $2,163,000 | thousands by filing date | principal |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 123,770 | $2,162,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 26,829 | $2,160,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 131,064 | $2,160,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 19,229 | $2,157,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071951 | COM | 50,000 | $2,154,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO | 60871R959 | CL B | 35,000 | $2,153,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD | M87915954 | PUT | 98,800 | $2,150,000 | thousands by filing date | put |
| STERLING BANCORP DEL | 85917A100 | COM | 97,748 | $2,150,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P901 | COM | 63,600 | $2,147,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 291,136 | $2,140,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 239,077 | $2,137,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 53,865 | $2,135,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 40,400 | $2,134,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY | G7945M957 | COM | 45,000 | $2,131,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 33,969 | $2,126,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 27,466 | $2,126,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 62,016 | $2,126,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 1,866,000 | $2,124,000 | thousands by filing date | principal |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 99,296 | $2,121,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 1,200,000 | $2,112,000 | thousands by filing date | principal |
| R1 RCM INC | 749397105 | COM | 207,326 | $2,106,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 60,442 | $2,105,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 86,423 | $2,104,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 153,871 | $2,100,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 8,301 | $2,099,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 21,231 | $2,099,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 135,800 | $2,091,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 169,238 | $2,088,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 27,489 | $2,087,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 280,343 | $2,080,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 121,829 | $2,075,000 | thousands by filing date | |
| BUCKLE INC | 118440956 | PUT | 90,000 | $2,075,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 101,575 | $2,074,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 141,359 | $2,071,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 206,870 | $2,069,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 95,900 | $2,065,000 | thousands by filing date | put |
| GRITSTONE BIO INC | 39868T105 | COM | 145,000 | $2,065,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P951 | COM | 60,800 | $2,053,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 50,705 | $2,051,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 28,429 | $2,043,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 357,271 | $2,036,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 269,539 | $2,035,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 56,973 | $2,031,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 362,957 | $2,026,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 26,647 | $2,021,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 26,334 | $2,021,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 109,435 | $2,020,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 183,895 | $2,019,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 45,046 | $2,018,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 98,713 | $2,017,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 164,495 | $2,015,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 148,525 | $2,014,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 30,407 | $2,013,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 97,813 | $2,010,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 30,000 | $2,009,000 | thousands by filing date | call |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,087,000 | $2,009,000 | thousands by filing date | principal |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 181,355 | $2,004,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 13,700 | $2,001,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 59,533 | $2,000,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 20,028 | $1,994,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 157,797 | $1,992,000 | thousands by filing date | |
| SEMPRA | 816851909 | COM | 17,500 | $1,991,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 211,853 | $1,981,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 50,000 | $1,979,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,856,000 | $1,970,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000208 | superseded | 2018-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-18-000246 | this filing | 2018-11-13 | acceptance time not in the bulk data set |