13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-13, with 5,734 holding rows worth $522,198,519,000.
- Accession
- 0000019617-18-000246
- Filer
- CIK 19617
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, amendment of type restatement, 21,465 entries on the cover page, a total value of $522,198,519,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $522,198,519,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 95 | $13,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,338 | $13,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 515 | $13,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 714 | $13,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,845 | $13,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 500 | $13,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 4,950 | $13,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,474 | $12,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 520 | $12,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 3,919 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 512 | $12,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 388 | $12,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 857 | $12,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,934 | $12,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 794 | $12,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,675 | $12,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 1,461 | $12,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 2,870 | $12,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 935 | $11,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 6,812 | $11,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 8,671 | $11,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 916 | $11,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 7,000 | $11,000 | thousands by filing date | principal |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 1,442 | $11,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 139 | $10,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,812 | $10,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,749 | $10,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,669 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 150 | $10,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 155 | $10,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 4,563 | $10,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 1,299 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 75 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 400 | $9,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 9,415 | $9,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 1,889 | $9,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,056 | $9,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 9,993 | $9,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,428 | $9,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,526 | $9,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F903 | CALL | 400 | $9,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 400 | $9,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 323 | $9,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 2,230 | $9,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 661 | $9,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 479 | $8,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 301 | $8,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,405 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 345 | $8,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 334 | $8,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 500 | $8,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 834 | $8,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 194 | $8,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 527 | $8,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 311 | $8,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 193 | $8,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 596 | $8,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 817 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 104 | $8,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 84 | $7,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 159 | $7,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 985 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 275 | $7,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 5,000 | $7,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 1,193 | $7,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 200 | $7,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,610 | $7,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 4,735 | $7,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 510 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 130 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 130 | $6,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 219 | $6,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,010 | $6,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $6,000 | thousands by filing date | |
| KROGER CO | 501044901 | CALL | 200 | $6,000 | thousands by filing date | call |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 843 | $6,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3,691 | $6,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 220 | $6,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 400 | $6,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 935 | $6,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 133 | $6,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 644 | $6,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 4,500 | $6,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 172 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 250 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 43 | $5,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 6,340 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 252 | $5,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 191 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,520 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 21,000 | $5,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,825 | $5,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 167 | $5,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 2,434 | $5,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 122 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 184 | $5,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 10,400 | $5,000 | thousands by filing date | principal |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 180 | $4,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 295 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 98 | $4,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 196 | $4,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 167 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 86 | $4,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 5,000 | $4,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 4,000 | $4,000 | thousands by filing date | principal |
| OPHTHOTECH CORP | 683745103 | COM | 1,777 | $4,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 846 | $4,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 1,113 | $4,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 194 | $3,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 560 | $3,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 486 | $3,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 69 | $3,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 500 | $3,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 223 | $3,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 459 | $3,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 200 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $3,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 384 | $3,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 2,973 | $3,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 3,515 | $3,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 295 | $3,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 330 | $3,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 529 | $3,000 | thousands by filing date | |
| GTX INC DEL | 40052B957 | PUT | 2,000 | $3,000 | thousands by filing date | put |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 1,000 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 37 | $2,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 163 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 44 | $2,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 18 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 64 | $2,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 333 | $2,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 200 | $2,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 96 | $2,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 843 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 60 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 60 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $2,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 960 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 45 | $2,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 62 | $2,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 261 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 80 | $2,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 1,205 | $2,000 | thousands by filing date | principal |
| OVASCIENCE INC | 69014Q101 | COM | 2,136 | $2,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 543 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 722 | $2,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 51 | $2,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 121 | $2,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 7,041 | $2,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 600 | $2,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 1,173 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 105 | $2,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 1,205 | $2,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 236 | $2,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 22,300 | $2,000 | thousands by filing date | principal |
| SHIFTPIXY INC | 82452L104 | COM | 400 | $2,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 30 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 147 | $1,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 100 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 24 | $1,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 23 | $1,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 10 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 14 | $1,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 300 | $1,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 1,464 | $1,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 744 | $1,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 358 | $1,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 900 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 187 | $1,000 | thousands by filing date | principal |
| TIDEWATER INC NEW | 88642R125 | WARR | 203 | $1,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,684 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,110 | $1,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 500 | $1,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 144 | $1,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 301 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 1,350 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 89,187 | $1,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 1,117 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 500 | $1,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 509 | $1,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 201 | $1,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 155 | $1,000 | thousands by filing date | principal |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 18 | $1,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629117 | *W EXP 11/14/202 | 325 | $1,000 | thousands by filing date | principal |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 393 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Akoustis Technologies Inc | 00973N102 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,893 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 789 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 324 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 1,025 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 702 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 330 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITECH HLDG CORP | 25501G113 | *W EXP 02/09/202 | 342 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DITECH HLDG CORP | 25501G121 | *W EXP 02/09/202 | 271 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FLEX PHARMA INC | 33938A105 | COM | 342 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L400 | COM PAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 200 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TROVAGENE INC COM PAR | 897238408 | Stock | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TapImmune Inc | 876033408 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000208 | superseded | 2018-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-18-000246 | this filing | 2018-11-13 | acceptance time not in the bulk data set |