13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,600 holding rows worth $486,347,635,000.
- Accession
- 0000019617-18-000153
- Filer
- CIK 19617
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 21,120 entries on the cover page, a total value of $486,347,635,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $486,347,635,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRUECAR INC | 89785L107 | COM | 75,134 | $758,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 22,398 | $757,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 177,545 | $755,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 13,032 | $755,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 38,013 | $754,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 11,125 | $751,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 106,203 | $751,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 157,719 | $750,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 14,109 | $745,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 844,000 | $743,000 | thousands by filing date | principal |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 124,345 | $740,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 37,490 | $739,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 48,892 | $739,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 27,226 | $737,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 17,058 | $733,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 23,980 | $731,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 213,058 | $724,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 23,894 | $721,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 15,848 | $721,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 93,069 | $720,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 15,749 | $718,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 49,679 | $714,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 39,620 | $714,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 19,745 | $711,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 41,815 | $709,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354957 | COM | 90,000 | $709,000 | thousands by filing date | put |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 56,200 | $708,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3,398 | $705,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 11,705 | $704,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N905 | CALL | 40,200 | $703,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 49,188 | $701,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 524,000 | $700,000 | thousands by filing date | principal |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 19,509 | $699,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 10,453 | $695,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 20,000 | $695,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J901 | CALL | 36,000 | $694,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J951 | PUT | 36,000 | $694,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 102,000 | $691,000 | thousands by filing date | call |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 113,878 | $689,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 61,791 | $689,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 53,773 | $688,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 8,476 | $688,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 9,000 | $687,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 26,746 | $686,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 56,985 | $684,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 21,819 | $683,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 15,693 | $683,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 36,555 | $683,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 101,887 | $682,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 17,700 | $680,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 17,729 | $679,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 22,554 | $678,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 40,736 | $677,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 100,000 | $677,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 41,385 | $675,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 142,147 | $675,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 11,414 | $672,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 13,314 | $672,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 214,969 | $671,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 10,209 | $671,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 43,689 | $670,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 30,722 | $670,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 20,000 | $668,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 24,838 | $667,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 147,996 | $667,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 9,530 | $667,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 18,895 | $665,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 18,742 | $664,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 460,662 | $663,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 10,672 | $661,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 20,176 | $660,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 9,725 | $660,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 26,817 | $659,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 166,446 | $659,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 976,039 | $659,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 13,301 | $656,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 112,629 | $656,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 448,000 | $654,000 | thousands by filing date | principal |
| PENTAIR PLC | G7S00T904 | SHS | 15,400 | $648,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 152,552 | $648,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 25,928 | $647,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 171,252 | $647,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 48,101 | $646,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 20,756 | $645,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 35,646 | $643,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 526,000 | $641,000 | thousands by filing date | principal |
| RIVERVIEW BANCORP INC | 769397100 | COM | 75,521 | $637,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 25,198 | $637,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 101,862 | $636,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 10,851 | $635,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 186,967 | $635,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 159,191 | $635,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 51,780 | $634,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 17,628 | $634,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 71,078 | $634,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 35,380 | $633,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 9,400 | $633,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 19,459 | $633,000 | thousands by filing date | |
| CORNING INC | 219350905 | CALL | 23,000 | $633,000 | thousands by filing date | call |
| UNISYS CORP | 909214906 | COM NEW | 49,100 | $633,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,534 | $630,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 212,913 | $630,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 43,470 | $628,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 12,613 | $626,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 40,000 | $625,000 | thousands by filing date | put |
| SYNTEL INC | 87162H103 | COM | 19,146 | $614,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 185,034 | $614,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 54,826 | $613,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 83,573 | $613,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 67,479 | $613,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 20,996 | $613,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 122,346 | $612,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 82,000 | $611,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 156,777 | $611,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 11,624 | $610,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 6,736 | $609,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 168,794 | $609,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 492,000 | $609,000 | thousands by filing date | principal |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 6,454 | $608,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 217,604 | $607,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 39,088 | $606,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 12,349 | $606,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303952 | COM | 374,000 | $606,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 21,733 | $603,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 38,413 | $598,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC | 43289P906 | SPONSORED ADR | 80,000 | $597,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 28,063 | $594,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 499,000 | $590,000 | thousands by filing date | principal |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 70,242 | $590,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 77,310 | $585,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 46,622 | $583,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 28,132 | $582,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 197,241 | $582,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 39,072 | $580,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 169,231 | $579,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 15,370 | $578,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 76,530 | $574,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 237,369 | $574,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 17,482 | $572,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 31,967 | $572,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 10,555 | $570,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 8,991 | $569,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 31,665 | $568,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 9,833 | $567,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 11,898 | $566,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 45,292 | $563,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 14,219 | $562,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 32,448 | $560,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 54,902 | $558,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 12,547 | $557,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 8,206 | $554,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 22,000 | $550,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 52,518 | $547,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,104 | $546,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 7,939 | $546,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 12,840 | $544,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,657 | $543,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 20,689 | $543,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 30,053 | $541,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 21,240 | $539,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 17,982 | $539,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 460,826 | $539,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 351,000 | $538,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 7,514 | $537,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,051 | $536,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 8,781 | $536,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 81,681 | $535,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 11,097 | $532,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 25,601 | $531,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,964 | $531,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 152,134 | $530,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 80,729 | $529,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 27,133 | $526,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 11,094 | $526,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,398 | $525,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 31,868 | $525,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 60,273 | $523,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 19,660 | $520,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,683 | $520,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 13,473 | $520,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 11,150 | $517,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 11,882 | $516,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,277 | $515,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 14,327 | $514,000 | thousands by filing date | |
| PITNEY BOWES INC | 724479950 | COM | 60,000 | $514,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 37,904 | $514,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 124,181 | $512,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 20,680 | $512,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 13,843 | $511,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 14,017 | $510,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 14,516 | $510,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 75,512 | $509,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 39,906 | $508,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 13,286 | $508,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 16,554 | $507,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 130,086 | $507,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 113,761 | $506,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 7,610 | $506,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 19,225 | $506,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 315,065 | $505,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 35,896 | $504,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 63,296 | $503,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 106,593 | $501,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 99,696 | $501,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,174 | $500,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 185,000 | $497,000 | thousands by filing date | principal |
| ACETO CORP | 004446100 | COM | 147,688 | $495,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 8,235 | $494,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 11,826 | $494,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 17,784 | $489,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 102,086 | $488,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 96,715 | $488,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 23,259 | $488,000 | thousands by filing date | |
| SNAP INC | 83304A906 | CL A | 37,100 | $486,000 | thousands by filing date | call |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 52,746 | $486,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919901 | CALL | 19,600 | $486,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 8,965 | $485,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 21,727 | $485,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409901 | CALL | 263,000 | $484,000 | thousands by filing date | call |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,352 | $482,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,199 | $481,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 11,514 | $480,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 9,997 | $480,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 100,171 | $479,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 21,631 | $479,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 7,687 | $478,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 22,795 | $477,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A306 | VIRTUS ENHCD SRT | 21,557 | $474,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 25,487 | $473,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 15,019 | $471,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 7,434 | $470,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 13,405 | $470,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 73,548 | $467,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 59,778 | $466,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 18,103 | $463,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 37,904 | $462,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 68,591 | $461,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 22,978 | $460,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 63,863 | $460,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 115,920 | $460,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 23,857 | $460,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 8,696 | $459,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 11,495 | $457,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 8,163 | $456,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,917 | $456,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 28,405 | $453,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4,540 | $452,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 41,485 | $452,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 11,813 | $449,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 222,061 | $449,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 10,950 | $449,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 24,455 | $446,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 17,200 | $444,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 11,868 | $444,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 37,357 | $440,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 9,267 | $440,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 10,972 | $439,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 79,236 | $439,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 266,803 | $438,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,374 | $436,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 62,477 | $436,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 10,823 | $435,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 47,886 | $435,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 55,789 | $433,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 12,765 | $433,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 33,952 | $432,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 22,347 | $432,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 30,651 | $432,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 21,951 | $431,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 20,815 | $429,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 24,400 | $429,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,580 | $428,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,131 | $427,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 7,108 | $425,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 15,423 | $425,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 81,673 | $425,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 13,989 | $424,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 21,244 | $424,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 5,882 | $423,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 20,285 | $422,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 72,443 | $422,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 123,601 | $420,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 10,659 | $418,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,255 | $415,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 40,406 | $413,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 19,516 | $411,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 79,052 | $411,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 5,252 | $410,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 32,335 | $408,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 13,425 | $407,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 7,553 | $407,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 9,994 | $407,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 6,761 | $407,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 55,605 | $406,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 19,586 | $405,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 49,905 | $403,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 83,681 | $403,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 32,796 | $403,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 37,613 | $401,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 42,710 | $401,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 47,306 | $401,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 8,305 | $400,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908953 | PUT | 1,600 | $399,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 22,757 | $398,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 38,136 | $398,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 16,920 | $397,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 90,836 | $395,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 28,835 | $394,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 27,224 | $394,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,292 | $391,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 17,530 | $390,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 39,601 | $390,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 45,776 | $390,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 14,266 | $388,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7,260 | $387,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 17,403 | $387,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 10,049 | $386,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 15,141 | $383,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,688 | $381,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 35,645 | $381,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 16,865 | $380,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 11,356 | $380,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 293,000 | $378,000 | thousands by filing date | principal |
| Zagg, Inc. | 98884U108 | COM | 21,681 | $375,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,209 | $372,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 16,140 | $371,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 11,707 | $371,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 32,380 | $370,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 10,924 | $368,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 19,240 | $368,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 33,878 | $367,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 21,041 | $366,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 12,673 | $366,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,129 | $365,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,702 | $363,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,865 | $363,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8,507 | $363,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 25,772 | $362,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 14,110 | $361,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,743 | $360,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 424,000 | $360,000 | thousands by filing date | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 10,783 | $359,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284908 | CALL | 10,000 | $359,000 | thousands by filing date | call |
| TORM PLC SHS CL A | G89479102 | Stock | 44,499 | $358,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 12,470 | $356,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 12,981 | $356,000 | thousands by filing date | |
| TESARO INC | 881569957 | PUT | 8,000 | $356,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 128,206 | $355,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 21,416 | $352,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 173,977 | $352,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 10,444 | $351,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25,450 | $351,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 12,209 | $350,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 29,843 | $349,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 42,652 | $349,000 | thousands by filing date | |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 82,100 | $349,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 9,344 | $348,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 37,043 | $347,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 6,500 | $346,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 9,425 | $346,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 45,373 | $345,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,788 | $345,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 26,240 | $344,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 36,131 | $344,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 15,899 | $340,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 34,412 | $340,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 60,766 | $340,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 11,734 | $339,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 21,548 | $337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,784 | $335,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887959 | COM | 1,400 | $335,000 | thousands by filing date | put |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 26,862 | $335,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,095 | $334,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,519 | $334,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,226 | $333,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,131 | $333,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 11,504 | $332,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 26,645 | $329,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 26,512 | $328,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,792 | $327,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 40,997 | $327,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 13,721 | $327,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 13,134 | $326,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,374 | $326,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 10,622 | $326,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 10,989 | $326,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 94,830 | $325,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 39,452 | $324,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 21,379 | $324,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 138,240 | $323,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 77,777 | $323,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 54,174 | $322,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 22,827 | $321,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 132,607 | $321,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 23,828 | $320,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,429 | $320,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 6,754 | $320,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 17,490 | $319,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 21,378 | $318,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 34,542 | $317,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 317,000 | $317,000 | thousands by filing date | principal |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 17,271 | $315,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 110,020 | $314,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 7,214 | $313,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 55,637 | $313,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 9,669 | $312,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 21,449 | $311,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 21,395 | $311,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 63,086 | $310,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 300,000 | $310,000 | thousands by filing date | principal |
| AQUANTIA CORP | 03842Q108 | COM | 26,687 | $309,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,720 | $308,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 10,031 | $308,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 11,382 | $308,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,809 | $306,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496951 | COM | 47,500 | $304,000 | thousands by filing date | put |
| CBTX INC | 12481V104 | COM | 9,210 | $304,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 60,488 | $303,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 13,247 | $302,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 111,924 | $302,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 15,331 | $301,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,999 | $300,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 21,654 | $299,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 5,970 | $299,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 11,677 | $296,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 317,000 | $296,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,830 | $295,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 8,218 | $295,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 6,204 | $294,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 20,678 | $294,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 8,177 | $294,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 11,578 | $294,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 269,000 | $293,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,166 | $292,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 14,930 | $292,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,528 | $291,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,498 | $291,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 10,488 | $291,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 20,230 | $289,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 9,189 | $289,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 55,340 | $288,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 350,000 | $288,000 | thousands by filing date | principal |
| VISTEON CORP | 92839U206 | COM NEW | 2,217 | $287,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,292 | $287,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 13,764 | $287,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,439 | $286,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 8,903 | $285,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 4,231 | $285,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,041 | $284,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 14,806 | $283,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 7,400 | $283,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 27,018 | $283,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 16,282 | $282,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 129,363 | $282,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 235,000 | $282,000 | thousands by filing date | principal |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,904 | $281,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 16,895 | $280,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 8,664 | $278,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 12,618 | $278,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 119,824 | $277,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,000 | $275,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 54,890 | $275,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,394 | $273,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 53,414 | $272,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 12,458 | $271,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 27,820 | $270,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 28,344 | $269,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 5,332 | $269,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 19,554 | $268,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 6,817 | $268,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 26,872 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,223 | $267,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 8,280 | $267,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 8,548 | $265,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 11,704 | $265,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 70,709 | $265,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 7,100 | $263,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 236,655 | $263,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 12,797 | $263,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 72,400 | $263,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 61,481 | $262,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 81,678 | $261,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 166,958 | $261,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 6,606 | $259,000 | thousands by filing date | |
| TARGET CORP | 87612E956 | PUT | 3,400 | $259,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,590 | $258,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311957 | PUT | 11,500 | $258,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 14,491 | $257,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,054 | $256,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 9,426 | $256,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 30,831 | $255,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 13,940 | $255,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746958 | PUT | 3,000 | $255,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 9,952 | $254,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 10,757 | $254,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 7,332 | $253,000 | thousands by filing date | |
| INFOSYS LTD | 456788958 | PUT | 13,000 | $253,000 | thousands by filing date | put |
| IMV INC | 44974L103 | COM | 35,507 | $253,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 48,691 | $252,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 18,186 | $252,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000153 | this filing | 2018-08-14 | acceptance time not in the bulk data set |