13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,600 holding rows worth $486,347,635,000.
- Accession
- 0000019617-18-000153
- Filer
- CIK 19617
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 21,120 entries on the cover page, a total value of $486,347,635,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $486,347,635,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 1,589,000 | $1,826,000 | thousands by filing date | principal |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 29,275 | $1,822,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 13,700 | $1,822,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 17,516 | $1,820,000 | thousands by filing date | |
| APACHE CORP | 037411905 | COM | 38,900 | $1,819,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 33,445 | $1,817,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 50,629 | $1,814,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652956 | Cmn | 235,700 | $1,808,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 245,748 | $1,806,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 82,890 | $1,802,000 | thousands by filing date | |
| BLACKROCK INC | 09247X901 | COM | 3,600 | $1,797,000 | thousands by filing date | call |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 60,110 | $1,797,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S | 04351P951 | PUT | 27,000 | $1,796,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,308 | $1,795,000 | thousands by filing date | |
| ENBRIDGE INC | 29250N955 | COM | 50,300 | $1,795,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 132,450 | $1,794,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 72,955 | $1,791,000 | thousands by filing date | |
| DDR CORP | 23317H904 | CALL | 100,000 | $1,790,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 134,409 | $1,788,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL CORP | 63934E958 | COM | 43,900 | $1,788,000 | thousands by filing date | put |
| TOWER INTL INC | 891826109 | COM | 55,985 | $1,781,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 35,715 | $1,780,000 | thousands by filing date | |
| ISHARES TR | 464287950 | PUT | 60,000 | $1,775,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 189,919 | $1,774,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 46,496 | $1,774,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 167,620 | $1,773,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 215,008 | $1,772,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,642,000 | $1,770,000 | thousands by filing date | principal |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 34,021 | $1,769,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 100,000 | $1,767,000 | thousands by filing date | put |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 48,189 | $1,763,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 757,000 | $1,760,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,765,000 | $1,756,000 | thousands by filing date | principal |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 20,070 | $1,749,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 63,973 | $1,744,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 51,558 | $1,743,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 28,425 | $1,742,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 23,724 | $1,741,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 205,820 | $1,737,000 | thousands by filing date | |
| S&P GLOBAL INC | 78409V954 | PUT | 8,500 | $1,733,000 | thousands by filing date | put |
| S&P GLOBAL INC | 78409V904 | COM | 8,500 | $1,733,000 | thousands by filing date | call |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 69,436 | $1,732,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 16,467 | $1,729,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851952 | PUT | 17,500 | $1,727,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 144,232 | $1,724,000 | thousands by filing date | |
| APACHE CORP | 037411955 | COM | 36,800 | $1,720,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 464,611 | $1,719,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 053484901 | CALL | 10,000 | $1,719,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC | 053484951 | COM | 10,000 | $1,719,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 152,438 | $1,715,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 52,332 | $1,710,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 341,817 | $1,709,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 131,116 | $1,708,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 1,695,000 | $1,695,000 | thousands by filing date | principal |
| SCANA CORP NEW | 80589M952 | PUT | 44,000 | $1,695,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 37,668 | $1,692,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 52,149 | $1,687,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 338,346 | $1,685,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 28,006 | $1,680,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 103,208 | $1,669,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 28,202 | $1,665,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 24,000 | $1,659,000 | thousands by filing date | put |
| EMERSON ELEC CO | 291011904 | COM | 24,000 | $1,659,000 | thousands by filing date | call |
| AKORN INC | 009728956 | Cmn | 100,000 | $1,659,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 42,317 | $1,655,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 185,903 | $1,655,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311907 | CL A | 73,400 | $1,650,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 84,272 | $1,647,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 195,200 | $1,640,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,684 | $1,636,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 28,542 | $1,634,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 43,857 | $1,627,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 85,192 | $1,627,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 90,326 | $1,621,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W953 | COM | 45,000 | $1,612,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 38,108 | $1,609,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 7,700 | $1,609,000 | thousands by filing date | put |
| SECUREWORKS CORP | 81374A105 | CL A | 129,126 | $1,608,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 99,815 | $1,604,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 116,481 | $1,599,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,534,000 | $1,597,000 | thousands by filing date | principal |
| COCA COLA CONS INC | 191098102 | COM | 11,791 | $1,593,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 65,907 | $1,593,000 | thousands by filing date | |
| ING GROEP N.V. | 456837903 | SPONSORED ADR | 111,000 | $1,590,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 26,500 | $1,589,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 43,019 | $1,589,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 217,501 | $1,587,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,645 | $1,586,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 59,742 | $1,586,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 28,627 | $1,585,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 80,884 | $1,584,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 85,077 | $1,582,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 32,131 | $1,577,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 105,898 | $1,576,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 163,299 | $1,576,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352902 | COM | 100,000 | $1,572,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 119,069 | $1,571,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 68,071 | $1,563,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 17,063 | $1,562,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 114,584 | $1,560,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 57,696 | $1,558,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 92,773 | $1,558,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746902 | COM | 40,000 | $1,554,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 85,094 | $1,553,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 23,614 | $1,553,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 34,488 | $1,553,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 58,294 | $1,553,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 39,733 | $1,549,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 317,057 | $1,547,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 98,037 | $1,546,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 283,784 | $1,544,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 33,131 | $1,541,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 80,975 | $1,541,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 43,240 | $1,535,000 | thousands by filing date | |
| GOLD FIELDS LTD | 38059T906 | CALL | 430,000 | $1,535,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 14,792,234 | $1,535,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 46,127 | $1,534,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 34,268 | $1,532,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 31,894 | $1,526,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 131,440 | $1,526,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047957 | PUT | 35,000 | $1,526,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 124,561 | $1,522,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 12,658 | $1,519,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 31,586 | $1,516,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 8,614 | $1,513,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 53,040 | $1,512,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 28,498 | $1,511,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 26,797 | $1,508,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 116,347 | $1,501,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 115,655 | $1,498,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 983,000 | $1,489,000 | thousands by filing date | principal |
| SKECHERS USA INC-CL A | 830566905 | COM | 49,500 | $1,485,000 | thousands by filing date | call |
| SKECHERS USA INC-CL A | 830566955 | COM | 49,500 | $1,485,000 | thousands by filing date | put |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 39,396 | $1,481,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 13,060 | $1,476,000 | thousands by filing date | |
| MASIMO CORP | 574795900 | CALL | 15,100 | $1,475,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 45,180 | $1,472,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 49,693 | $1,471,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 49,170 | $1,470,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 204,074 | $1,469,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268908 | Cmn | 30,000 | $1,465,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X958 | COM CL A | 76,500 | $1,463,000 | thousands by filing date | put |
| QAD INC-A | 74727D306 | CL A | 29,163 | $1,463,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 205,741 | $1,461,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 159,511 | $1,460,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W909 | CALL | 100,000 | $1,457,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 28,144 | $1,456,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 227,828 | $1,455,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 289,880 | $1,449,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 290,313 | $1,449,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 54,599 | $1,448,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 47,620 | $1,445,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,162,000 | $1,445,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 366,819 | $1,445,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 372,343 | $1,445,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 12,803 | $1,444,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 174,042 | $1,439,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879951 | Cmn | 40,000 | $1,438,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879901 | Cmn | 40,000 | $1,438,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 258,014 | $1,437,000 | thousands by filing date | |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 2,150,000 | $1,435,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 54,329 | $1,433,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 44,588 | $1,431,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 18,709 | $1,429,000 | thousands by filing date | |
| ENBRIDGE INC | 29250N905 | COM | 40,000 | $1,428,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 51,011 | $1,420,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 13,663 | $1,418,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 26,780 | $1,417,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 47,548 | $1,417,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 186,240 | $1,411,000 | thousands by filing date | |
| XL GROUP LTD | G98294954 | OPTION | 25,000 | $1,399,000 | thousands by filing date | put |
| MEDICINES COMPANY | 584688905 | COM | 38,000 | $1,395,000 | thousands by filing date | call |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 53,807 | $1,392,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 14,014 | $1,392,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 97,894 | $1,390,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 100,279 | $1,364,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 22,888 | $1,363,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 41,191 | $1,361,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 19,200 | $1,352,000 | thousands by filing date | call |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,198,000 | $1,343,000 | thousands by filing date | principal |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 1,340,000 | $1,343,000 | thousands by filing date | principal |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 14,948 | $1,342,000 | thousands by filing date | |
| INCYTE CORP | 45337C952 | COM | 20,000 | $1,340,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 235,644 | $1,338,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 152,909 | $1,338,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 68,093 | $1,335,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 426,182 | $1,334,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 33,322 | $1,333,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 173,903 | $1,332,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 57,617 | $1,331,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T905 | COM | 27,000 | $1,331,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T955 | COM | 27,000 | $1,331,000 | thousands by filing date | put |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,351,000 | $1,329,000 | thousands by filing date | principal |
| DERMIRA INC | 24983L104 | COM | 144,005 | $1,325,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 9,479 | $1,320,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 57,184 | $1,317,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A905 | CALL | 37,100 | $1,316,000 | thousands by filing date | call |
| QUALITY CARE PPTYS INC | 747545101 | COM | 61,000 | $1,312,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 200,700 | $1,310,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 141,658 | $1,304,000 | thousands by filing date | |
| HORMEL FOODS CORP | 440452950 | COM | 35,000 | $1,302,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 25,873 | $1,297,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 45,139 | $1,295,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 24,681 | $1,293,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 126,474 | $1,288,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 16,725 | $1,285,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 125,163 | $1,283,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 62,442 | $1,282,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 15,602 | $1,281,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 80,730 | $1,280,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L907 | CALL | 54,000 | $1,280,000 | thousands by filing date | call |
| AKCEA THERAPEUTICS INC | 00972L957 | PUT | 54,000 | $1,280,000 | thousands by filing date | put |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 851,000 | $1,280,000 | thousands by filing date | principal |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 80,045 | $1,277,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 31,692 | $1,277,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 29,341 | $1,272,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G900 | COM | 8,100 | $1,271,000 | thousands by filing date | call |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 32,537 | $1,270,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 120,015 | $1,270,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824900 | COM | 20,800 | $1,269,000 | thousands by filing date | call |
| ISHARES TR | 464287812 | US CONSM STAPLES | 10,633 | $1,258,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 31,201 | $1,258,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 114,516 | $1,257,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 30,054 | $1,254,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849956 | COM | 60,000 | $1,252,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 116,215 | $1,246,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 35,367 | $1,246,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 19,238 | $1,244,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 166,468 | $1,242,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 55,093 | $1,237,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 146,596 | $1,233,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 31,548 | $1,232,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 55,741 | $1,226,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 21,220 | $1,225,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 36,364 | $1,217,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F903 | CALL | 32,500 | $1,217,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 245,215 | $1,214,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 184,869 | $1,213,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 59,898 | $1,213,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H908 | CALL | 25,000 | $1,213,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 258,391 | $1,212,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 67,071 | $1,212,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423906 | COM | 16,200 | $1,212,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 21,853 | $1,207,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 531229904 | DELAWARE CALL | 32,500 | $1,207,000 | thousands by filing date | call |
| CAREDX INC | 14167L103 | COM | 98,524 | $1,206,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 12,554 | $1,205,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 45,536 | $1,203,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 51,806 | $1,202,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 174,573 | $1,201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 20,969 | $1,200,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 220,000 | $1,197,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 54,033 | $1,194,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 110,000 | $1,194,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 33,110 | $1,192,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 68,047 | $1,189,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 44,798 | $1,187,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 20,952 | $1,182,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 447,293 | $1,181,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 102,541 | $1,180,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 137,914 | $1,176,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 269,835 | $1,176,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N953 | COM | 250,000 | $1,175,000 | thousands by filing date | put |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 42,290 | $1,174,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 16,024 | $1,174,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 75,591 | $1,172,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 47,909 | $1,168,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 30,328 | $1,168,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 10,866 | $1,161,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 36,616 | $1,159,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 85,202 | $1,159,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 82,986 | $1,159,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 251,688 | $1,157,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 53,147 | $1,156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 27,843 | $1,153,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 55,952 | $1,152,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 1,000,000 | $1,147,000 | thousands by filing date | principal |
| TRIANGLE CAP CORP | 895848109 | COM | 99,581 | $1,145,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 443,594 | $1,145,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B901 | COM | 100,000 | $1,142,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,229,000 | $1,141,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849906 | COM | 54,300 | $1,133,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 58,394 | $1,132,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 11,700 | $1,131,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y955 | COM | 250,000 | $1,130,000 | thousands by filing date | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7,410 | $1,122,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 35,314 | $1,120,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 232,260 | $1,117,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 123,779 | $1,115,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 400,000 | $1,115,000 | thousands by filing date | principal |
| AXIS CAP HLDGS LTD | G0692U909 | CALL | 20,000 | $1,112,000 | thousands by filing date | call |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 27,060 | $1,110,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 44,421 | $1,108,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 44,967 | $1,108,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 15,575 | $1,107,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 29,670 | $1,107,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 88,374 | $1,103,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 107,074 | $1,103,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,071,000 | $1,103,000 | thousands by filing date | principal |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 21,799 | $1,101,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372953 | PUT | 50,000 | $1,101,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 180,386 | $1,101,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 132,867 | $1,098,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 59,262 | $1,094,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 66,408 | $1,093,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 112,841 | $1,091,000 | thousands by filing date | |
| CENTURYLINK INC | 156700906 | COM | 58,500 | $1,090,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 122,853 | $1,089,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 68,388 | $1,089,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 14,383 | $1,088,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 109,010 | $1,088,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 12,795 | $1,087,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD | M87915904 | CALL | 49,400 | $1,087,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 23,032 | $1,085,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 23,206 | $1,083,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 28,479 | $1,081,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 31,482 | $1,080,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R909 | CL B | 15,800 | $1,075,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 94,157 | $1,074,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 23,939 | $1,070,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 28,208 | $1,070,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 604,230 | $1,069,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 85,907 | $1,069,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 57,503 | $1,067,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 131,237 | $1,066,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 28,036 | $1,065,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 66,431 | $1,065,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 62,128 | $1,063,000 | thousands by filing date | |
| INTREXON CORP | 46122T952 | PUT | 76,200 | $1,062,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469907 | COM | 36,000 | $1,061,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469957 | PUT | 36,000 | $1,061,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 45,845 | $1,060,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 43,706 | $1,058,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 67,240 | $1,058,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 38,725 | $1,057,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 62,500 | $1,056,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 63,379 | $1,049,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 27,187 | $1,048,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A956 | PUT | 194,844 | $1,044,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 60,994 | $1,042,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 128,200 | $1,042,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 28,430 | $1,040,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 107,948 | $1,039,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736954 | PUT | 20,000 | $1,035,000 | thousands by filing date | put |
| HIBBETT SPORTS INC CMN STOCK | 428567951 | Cmn | 45,000 | $1,031,000 | thousands by filing date | put |
| HIBBETT SPORTS INC CMN STOCK | 428567901 | Cmn | 45,000 | $1,031,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 13,033 | $1,030,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 397,326 | $1,025,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 80,611 | $1,025,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 105,347 | $1,022,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 102,952 | $1,022,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 19,922 | $1,019,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 20,159 | $1,013,000 | thousands by filing date | |
| XPO INC | 983793900 | CALL | 10,000 | $1,002,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 8,987 | $1,001,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 15,333 | $999,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 15,150 | $999,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 29,533 | $999,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 72,763 | $995,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 59,027 | $995,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 47,263 | $993,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 28,884 | $990,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 20,116 | $986,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 60,448 | $982,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 21,459 | $981,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 102,568 | $981,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 4,584 | $980,000 | thousands by filing date | |
| INVITATION HOMES INC | 46187W907 | COM | 42,500 | $980,000 | thousands by filing date | call |
| SPRINT CORPORATION | 85207U905 | COM | 180,000 | $979,000 | thousands by filing date | call |
| NATERA INC COM | 632307104 | Stock | 51,818 | $975,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 103,611 | $975,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 78,851 | $974,000 | thousands by filing date | |
| THOR INDS INC | 885160951 | PUT | 10,000 | $974,000 | thousands by filing date | put |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 106,454 | $972,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 16,699 | $970,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 28,019 | $970,000 | thousands by filing date | |
| IQIYI INC | 46267X908 | SPONSORED ADS | 30,000 | $969,000 | thousands by filing date | call |
| ATENTO S A | L0427L105 | SHS | 141,546 | $969,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 22,014 | $967,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 26,069 | $967,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 24,700 | $967,000 | thousands by filing date | |
| KB HOME | 48666K959 | COM | 35,500 | $967,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 248,495 | $957,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 16,806 | $954,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 43,264 | $953,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 28,569 | $951,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 64,394 | $949,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 13,326 | $947,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 11,666 | $945,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 51,575 | $944,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 27,741 | $943,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 40,321 | $937,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 14,824 | $936,000 | thousands by filing date | |
| CORNING INC | 219350955 | PUT | 34,000 | $935,000 | thousands by filing date | put |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 11,169 | $928,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 938,000 | $928,000 | thousands by filing date | principal |
| INVITAE CORP | 46185L103 | COM | 125,988 | $926,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 540,000 | $924,000 | thousands by filing date | principal |
| Uxin Ltd | 91818X108 | ADS | 101,611 | $919,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 90,821 | $917,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 175,000 | $917,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 21,773 | $913,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 52,150 | $912,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 69,639 | $912,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 111,747 | $909,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS IN | 37890U908 | CALL | 20,100 | $909,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 153,103 | $907,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 54,974 | $907,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 25,183 | $906,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 32,095 | $904,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 195,838 | $901,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 74,917 | $899,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 28,986 | $899,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 29,733 | $897,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 35,292 | $896,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 11,426 | $894,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 27,183 | $894,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 167,306 | $893,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,260 | $892,000 | thousands by filing date | |
| SYMANTEC CORP | 871503958 | COM | 43,000 | $888,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 24,969 | $882,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 9,390 | $881,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 134,822 | $876,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 12,113 | $875,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 51,311 | $873,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 30,600 | $872,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 19,815 | $871,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 16,189 | $869,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849954 | COM | 16,500 | $869,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 23,433 | $868,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 103,068 | $866,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 97,112 | $864,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 16,655 | $864,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 17,693 | $861,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 33,012 | $858,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 10,712 | $857,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 9,179 | $857,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 83,178 | $857,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 167,358 | $857,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 75,635 | $856,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 35,155 | $854,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 16,706 | $852,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 153,971 | $851,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 14,110 | $849,000 | thousands by filing date | |
| CELLECTIS S A | 15117K903 | SPON ADS | 30,000 | $849,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 31,724 | $849,000 | thousands by filing date | |
| CELLECTIS S A | 15117K953 | SPON ADS | 30,000 | $849,000 | thousands by filing date | put |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 45,002 | $848,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 82,290 | $848,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 25,500 | $846,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 37,878 | $845,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 54,096 | $845,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 47,869 | $842,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 65,359 | $842,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 22,972 | $836,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 92,653 | $834,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 9,382 | $833,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 135,873 | $833,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 146,490 | $828,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 52,724 | $828,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 17,247 | $824,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 70,669 | $823,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 64,818 | $822,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 20,871 | $816,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 39,528 | $811,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 34,214 | $810,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 49,085 | $809,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 198,923 | $804,000 | thousands by filing date | |
| LAZARD LTD-CL A | G54050902 | COM | 16,400 | $802,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 25,954 | $801,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 60,730 | $801,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 116,730 | $801,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 16,633 | $793,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 18,930 | $788,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 10,886 | $787,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 55,936 | $786,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376950 | COM | 7,500 | $786,000 | thousands by filing date | put |
| TWIN DISC INC | 901476101 | COMMON STOCK | 31,651 | $785,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 36,278 | $784,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 46,712 | $784,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 778,000 | $784,000 | thousands by filing date | principal |
| YELP INC CL A | 985817105 | Stock | 20,005 | $783,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496901 | CALL | 122,500 | $783,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 41,197 | $781,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 375,505 | $781,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 20,495 | $780,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 26,296 | $780,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 16,530 | $778,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 33,051 | $778,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896950 | COM | 39,000 | $777,000 | thousands by filing date | put |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 79,417 | $774,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 216,370 | $773,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 44,178 | $773,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 42,962 | $771,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 23,004 | $770,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 527,050 | $769,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 510,000 | $765,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739C102 | COM | 33,797 | $763,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460953 | SP ADR PFD NEW | 111,100 | $762,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 18,074 | $761,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000153 | this filing | 2018-08-14 | acceptance time not in the bulk data set |