13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,600 holding rows worth $486,347,635,000.
- Accession
- 0000019617-18-000153
- Filer
- CIK 19617
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 21,120 entries on the cover page, a total value of $486,347,635,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $486,347,635,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 2,483 | $66,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,839 | $66,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 4,000 | $66,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 3,206 | $66,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 16,777 | $66,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 5,194 | $65,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 4,630 | $65,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 8,360 | $65,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 6,524 | $65,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 4,092 | $65,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 4,293 | $65,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,731 | $64,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 3,240 | $64,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,374 | $64,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,714 | $64,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 5,540 | $64,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 5,285 | $64,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 4,853 | $64,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,096 | $63,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 1,100 | $63,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 4,710 | $63,000 | thousands by filing date | |
| STARWOOD PPTY TR INC | 85571B955 | COM | 2,900 | $63,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376900 | COM | 600 | $63,000 | thousands by filing date | call |
| TRECORA RES | 894648104 | COM | 4,211 | $63,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,030 | $62,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,129 | $62,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 28,824 | $62,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 11,588 | $62,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,484 | $61,000 | thousands by filing date | |
| GERON CORP | 374163953 | COM | 17,900 | $61,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,276 | $61,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 11,591 | $61,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,447 | $61,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 724 | $60,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 5,470 | $60,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 6,207 | $60,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 4,649 | $60,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,224 | $60,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,199 | $60,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,149 | $60,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 6,775 | $60,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 388 | $59,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 16,698 | $59,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 6,446 | $59,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 966 | $59,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 7,262 | $59,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 1,710 | $59,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 3,063 | $59,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 2,028 | $59,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,000 | $58,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 4,399 | $58,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,607 | $58,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,064 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 1,959 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,662 | $58,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 23,628 | $58,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 23,620 | $58,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 19,958 | $58,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 12,553 | $58,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 15,570 | $58,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 11,717 | $57,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 831 | $57,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,646 | $56,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,441 | $56,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 2,267 | $56,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,510 | $56,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 2,069 | $56,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 259,016 | $56,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 41,841 | $56,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 7,856 | $55,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 3,500 | $55,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 623 | $55,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,229 | $55,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 2,220 | $55,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 20,000 | $55,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 28,444 | $54,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,001 | $54,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 3,589 | $54,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 7,726 | $54,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,378 | $54,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,750 | $54,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,264 | $54,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,224 | $54,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 286 | $53,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 2,080 | $53,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 7,200 | $53,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,544 | $53,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 14,321 | $53,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,587 | $53,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 442 | $52,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 3,434 | $52,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 228 | $52,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 2,409 | $52,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,141 | $52,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,871 | $52,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 15,042 | $52,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 29,970 | $52,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 3,170 | $51,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 8,618 | $51,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,084 | $51,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 821 | $51,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,563 | $51,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,130 | $51,000 | thousands by filing date | |
| AKEBIA THREAPEUTICS INC | 00972D905 | COM | 5,000 | $50,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 10,395 | $50,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,513 | $50,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 82,674 | $50,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 38,823 | $50,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,668 | $49,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 8,414 | $49,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 1,982 | $49,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 3,568 | $49,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,595 | $49,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 3,418 | $49,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,326 | $48,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 5,488 | $48,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 3,680 | $48,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 4,313 | $48,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,648 | $48,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 1,286 | $48,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 6,038 | $48,000 | thousands by filing date | |
| MGC | 921910873 | COM | 500 | $47,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,280 | $47,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,180 | $47,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,387 | $47,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 591 | $47,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 20,640 | $47,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,781 | $47,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 9,032 | $47,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 1,539 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 727 | $46,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 3,181 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 1,067 | $46,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,491 | $46,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 6,066 | $46,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 16,177 | $46,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 2,994 | $46,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 2,356 | $46,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 6,404 | $45,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 23,027 | $45,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 34,234 | $45,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,195 | $45,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,694 | $44,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 3,857 | $44,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 833 | $44,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,917 | $44,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,142 | $44,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,314 | $44,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 2,793 | $44,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,500 | $44,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 10,824 | $44,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 8,308 | $44,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,020 | $43,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,828 | $43,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,232 | $43,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 3,590 | $43,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 3,896 | $43,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,684 | $42,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 823 | $42,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,223 | $42,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 4,742 | $42,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 673 | $42,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,387 | $42,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 10,596 | $42,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 6,270 | $42,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 6,174 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 750 | $41,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,311 | $41,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,789 | $41,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,248 | $41,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 790 | $41,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 3,228 | $41,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 4,487 | $41,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 1,761 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 250 | $40,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 2,205 | $40,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,432 | $40,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 3,038 | $40,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 2,945 | $40,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 40,436 | $40,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 8,285 | $40,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 898 | $40,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 4,031 | $40,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 263 | $39,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,783 | $39,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,258 | $39,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,510 | $39,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 2,558 | $39,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A952 | CORN FD SHS | 2,400 | $39,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,172 | $39,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 3,067 | $39,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 4,360 | $39,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,940 | $38,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 405 | $38,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,460 | $38,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 3,232 | $38,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,556 | $38,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413957 | PUT | 200 | $38,000 | thousands by filing date | put |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,176 | $37,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,196 | $37,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,496 | $37,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 16,235 | $37,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 18,185 | $37,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,958 | $37,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 567 | $36,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 3,542 | $36,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,053 | $36,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,827 | $36,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 4,782 | $36,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2,180 | $36,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,612 | $36,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 718 | $36,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 3,108 | $36,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 3,318 | $36,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,301 | $36,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,408 | $35,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 5,659 | $35,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 3,121 | $35,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 478 | $35,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,107 | $35,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 2,347 | $35,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 4,098 | $35,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,469 | $35,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,803 | $35,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 261 | $34,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,167 | $34,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 14,867 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,128 | $34,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 458 | $34,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 3,834 | $34,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,489 | $34,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 1,297 | $34,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,158 | $33,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,473 | $33,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,406 | $33,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 2,888 | $33,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 25,000 | $33,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 3,627 | $32,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,006 | $32,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,595 | $32,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,884 | $32,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,946 | $32,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 877 | $32,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 3,644 | $32,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 9,575 | $32,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 2,027 | $32,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,733 | $32,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,921 | $31,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 3,345 | $31,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,254 | $31,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 5,125 | $31,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 4,078 | $31,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 22,066 | $31,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 760 | $31,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 12,257 | $31,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 7,276 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,291 | $30,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 16,400 | $30,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 20,170 | $30,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 1,772 | $29,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 7,815 | $29,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,028 | $29,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,000 | $29,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932957 | COM | 800 | $29,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W104 | COM | 8,354 | $29,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 2,661 | $29,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 6,493 | $29,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $28,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,051 | $28,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,027 | $28,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,689 | $28,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,388 | $28,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 8,649 | $28,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,441 | $27,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,525 | $27,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 8,530 | $27,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 2,254 | $27,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,000 | $26,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 8,100 | $26,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 829 | $26,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 875 | $26,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 3,079 | $26,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,348 | $26,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 2,636 | $26,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,994 | $26,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 2,629 | $26,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 1,153 | $26,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,400 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 426 | $25,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,250 | $25,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 5,164 | $25,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 1,651 | $25,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 419 | $24,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 3,373 | $24,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,160 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 2,000 | $24,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,452 | $24,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 4,519 | $24,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 410 | $24,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 1,476 | $24,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,670 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 389 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 465 | $23,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 12,948 | $23,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 3,562 | $23,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 3,410 | $23,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 3,384 | $23,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 25,000 | $23,000 | thousands by filing date | principal |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 10,282 | $23,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 5,964 | $23,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 1,025 | $22,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 2,925 | $22,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 500 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 485 | $22,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,763 | $22,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 9,147 | $22,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 2,186 | $22,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 18,466 | $22,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 184 | $22,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 16,551 | $22,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 5,536 | $22,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K957 | PUT | 1,700 | $22,000 | thousands by filing date | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 4,640 | $21,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,704 | $21,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 632 | $21,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 6,522 | $21,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 12,944 | $21,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,600 | $20,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,651 | $20,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 8,254 | $20,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,000 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 168 | $20,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2,066 | $20,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,047 | $20,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $20,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 11,078 | $20,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 830 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 300 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 727 | $19,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,454 | $19,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,010 | $19,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 930 | $19,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 756 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 352 | $18,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 750 | $18,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 941 | $18,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,891 | $17,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 888 | $16,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 284 | $16,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,506 | $16,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 429 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 285 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $16,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 5,000 | $16,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 4,803 | $16,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 1,653 | $16,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 600 | $15,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 130 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 270 | $15,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 744 | $15,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,379 | $15,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,177 | $15,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 8,400 | $15,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 1,548 | $15,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 1,025 | $15,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 10,400 | $15,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 400 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 430 | $14,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,200 | $14,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 714 | $14,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,000 | $14,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 4,152 | $14,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 533 | $13,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 763 | $13,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 3,435 | $13,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,985 | $13,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,531 | $13,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R958 | PUT | 200 | $13,000 | thousands by filing date | put |
| EVELO BIOSCIENCES INC | 299734103 | COM | 1,089 | $13,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 503 | $13,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 1,708 | $13,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 14,000 | $13,000 | thousands by filing date | principal |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 5,500 | $13,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 372 | $12,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,038 | $12,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 324 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 95 | $11,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,553 | $11,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 274 | $11,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 535 | $11,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 6,123 | $11,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 2,289 | $11,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 515 | $11,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 608 | $10,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 800 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 150 | $10,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 5,000 | $10,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 9,993 | $10,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 164 | $10,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 245 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,416 | $10,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 4,000 | $10,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 1,100 | $10,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 366 | $10,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X907 | COM | 100 | $10,000 | thousands by filing date | call |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 720 | $10,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 8,677 | $10,000 | thousands by filing date | principal |
| WOORI BK | 98105T104 | ADR | 234 | $10,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 2,367 | $10,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 139 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 75 | $9,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 2,785 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 50 | $9,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 194 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 155 | $9,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 470 | $9,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,656 | $9,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 527 | $9,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 304 | $9,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 4,917 | $9,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 596 | $9,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 133 | $9,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 300 | $8,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 475 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 400 | $8,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 6,713 | $8,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 3,380 | $8,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,304 | $8,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F903 | CALL | 400 | $8,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 104 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 314 | $7,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 838 | $7,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,670 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 275 | $7,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 200 | $7,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,130 | $7,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 2,639 | $7,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 503 | $7,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 169 | $7,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,059 | $7,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 500 | $7,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 582 | $7,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 1,213 | $7,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 74 | $6,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 443 | $6,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 300 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 130 | $6,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 334 | $6,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 200 | $6,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 412 | $6,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 219 | $6,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 1,449 | $6,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 500 | $6,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $6,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 400 | $6,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 974 | $6,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 4,500 | $6,000 | thousands by filing date | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 113 | $5,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 680 | $5,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 200 | $5,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 159 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 275 | $5,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 217 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 43 | $5,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 228 | $5,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 728 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 252 | $5,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 21,000 | $5,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 6,072 | $5,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 180 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 180 | $4,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 397 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 86 | $4,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 3,515 | $4,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 379 | $4,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 194 | $3,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 486 | $3,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 200 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 300 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,000 | $3,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 1,513 | $3,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 295 | $3,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 66 | $3,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 918 | $3,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 1,237 | $3,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 896 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 44 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 35 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 60 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $2,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 164 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 45 | $2,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 200 | $2,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 744 | $2,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 95 | $2,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 2,136 | $2,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,500 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 722 | $2,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 800 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000153 | this filing | 2018-08-14 | acceptance time not in the bulk data set |