13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,600 holding rows worth $486,347,635,000.
- Accession
- 0000019617-18-000153
- Filer
- CIK 19617
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 21,120 entries on the cover page, a total value of $486,347,635,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $486,347,635,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASTRONOVA INC | 04638F108 | COM | 13,309 | $251,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 659,990 | $251,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 219,000 | $251,000 | thousands by filing date | principal |
| CONFORMIS INC | 20717E101 | COM | 201,187 | $251,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,352 | $249,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 23,963 | $249,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 17,289 | $247,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,332 | $247,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 8,289 | $247,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 87,768 | $247,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 10,652 | $246,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,552 | $246,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 5,479 | $246,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 39,114 | $246,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 9,236 | $245,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 17,312 | $245,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 10,000 | $243,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 12,698 | $242,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 28,802 | $242,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 17,675 | $240,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 21,995 | $240,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 11,888 | $238,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 193,860 | $238,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 79,530 | $237,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 12,024 | $236,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 6,726 | $235,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 3,750 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,681 | $233,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,333 | $233,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 18,099 | $233,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 10,153 | $233,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,985 | $232,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 12,471 | $231,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 11,055 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,300 | $229,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 23,539 | $229,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 21,527 | $229,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 65,410 | $227,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 3,085 | $227,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 14,930 | $226,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 45,286 | $225,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,996 | $224,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X902 | COM | 2,000 | $223,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 56,685 | $222,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,822 | $222,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 13,332 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,600 | $221,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,826 | $220,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 25,332 | $220,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 33,392 | $219,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 5,496 | $219,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 225,000 | $219,000 | thousands by filing date | principal |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 18,824 | $218,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 17,143 | $218,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,801 | $218,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 8,212 | $218,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 32,360 | $217,000 | thousands by filing date | |
| TAPESTRY INC | 876030907 | COM | 4,600 | $215,000 | thousands by filing date | call |
| TAPESTRY INC | 876030957 | COM | 4,600 | $215,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 29,227 | $214,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 6,747 | $213,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 39,009 | $213,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 8,945 | $212,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 7,805 | $211,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,485 | $211,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 13,746 | $211,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 4,571 | $210,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 15,399 | $210,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 195,400 | $209,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 5,295 | $209,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,745 | $207,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,097 | $207,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 7,839 | $207,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 38,321 | $207,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 6,820 | $207,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 5,885 | $206,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,808 | $206,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 6,912 | $206,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,958 | $206,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,589 | $205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,753 | $205,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 14,712 | $205,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,580 | $204,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 5,993 | $204,000 | thousands by filing date | |
| REVLON INC | 761525959 | PUT | 11,600 | $204,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,328 | $203,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 19,079 | $203,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,177 | $200,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 9,061 | $200,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 10,080 | $199,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 12,698 | $198,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 8,703 | $197,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 5,485 | $196,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 3,879 | $196,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 4,400 | $196,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 126,000 | $196,000 | thousands by filing date | principal |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 11,986 | $195,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 127,556 | $195,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 17,996 | $194,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,645 | $194,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,470 | $192,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 5,505 | $192,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 8,060 | $192,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,648 | $192,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,245 | $191,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,139 | $191,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 44,553 | $191,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,465 | $190,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 31,800 | $190,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 5,051 | $189,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 5,419 | $189,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,803 | $189,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 4,871 | $188,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 4,788 | $188,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 220,796 | $188,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 14,137 | $187,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 66,007 | $187,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 6,748 | $185,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 6,809 | $184,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 2,997 | $183,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 13,298 | $183,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 15,228 | $183,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 9,642 | $183,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 27,295 | $182,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,852 | $182,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,678 | $181,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 23,145 | $181,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A952 | INF TECH ETF | 1,000 | $181,000 | thousands by filing date | put |
| MYLAN N V | N59465959 | PUT | 5,000 | $181,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 8,699 | $180,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 3,897 | $180,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,810 | $179,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,597 | $179,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 8,108 | $179,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 5,724 | $179,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 80,334 | $178,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,634 | $177,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 27,699 | $176,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 4,266 | $175,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,632 | $175,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 4,984 | $175,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 11,597 | $174,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,720 | $174,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 3,336 | $174,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 3,300 | $174,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 20,342 | $173,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 20,138 | $173,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 5,067 | $173,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 3,892 | $172,000 | thousands by filing date | |
| SONIC CORP CMN STK | 835451955 | Cmn | 5,000 | $172,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 3,205 | $171,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 3,975 | $171,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 171,000 | $171,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 4,832 | $170,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 8,655 | $170,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 9,305 | $169,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 26,251 | $169,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,392 | $169,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 12,636 | $169,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 101,798 | $169,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 4,741 | $168,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 3,827 | $168,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 61,493 | $168,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 18,649 | $168,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 168,000 | $168,000 | thousands by filing date | principal |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 3,704 | $167,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 9,347 | $167,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 7,053 | $166,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 50,297 | $166,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 70,639 | $166,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 5,489 | $166,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L953 | COM | 10,100 | $166,000 | thousands by filing date | put |
| AROTECH CORP | 042682203 | COM NEW | 44,163 | $166,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 84,359 | $166,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 6,991 | $165,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 23,938 | $165,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 5,230 | $165,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 8,732 | $165,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 55,120 | $165,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 77,379 | $164,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 12,681 | $163,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,694 | $162,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 67,361 | $162,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 28,143 | $161,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,288 | $161,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 148,683 | $161,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,004 | $161,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 8,171 | $160,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,135 | $159,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 4,543 | $159,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 8,547 | $159,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 7,744 | $159,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 10,878 | $158,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,242 | $158,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 10,891 | $157,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 13,101 | $157,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 67,205 | $157,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 5,589 | $157,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 12,173 | $156,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 4,795 | $156,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 8,099 | $156,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 79,900 | $156,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 8,705 | $155,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 6,210 | $155,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 115,000 | $155,000 | thousands by filing date | principal |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 3,949 | $154,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 5,100 | $153,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 4,614 | $153,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 6,136 | $153,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,859 | $151,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,505 | $151,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 4,943 | $151,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,282 | $149,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 10,340 | $149,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 36,603 | $149,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 9,478 | $149,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 35,076 | $149,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 2,600 | $148,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,473 | $148,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 15,392 | $148,000 | thousands by filing date | |
| ALKERMES PLC | G01767955 | SHS | 3,600 | $148,000 | thousands by filing date | put |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 15,580 | $148,000 | thousands by filing date | |
| RED HAT INC | 756577952 | COM | 1,100 | $148,000 | thousands by filing date | put |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,000 | $147,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 47,952 | $147,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 2,100 | $146,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,308 | $145,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,851 | $145,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 3,828 | $145,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 9,531 | $145,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 3,026 | $144,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,705 | $144,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 5,730 | $144,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 6,284 | $144,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,798 | $144,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,846 | $143,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 22,318 | $143,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 7,525 | $143,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 2,211 | $143,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 16,430 | $143,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 672 | $142,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 8,512 | $142,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 140,000 | $142,000 | thousands by filing date | principal |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 14,256 | $142,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 4,160 | $141,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,955 | $140,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 6,734 | $140,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 30,450 | $140,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 5,535 | $139,000 | thousands by filing date | |
| D R HORTON INC | 23331A909 | COM | 3,400 | $139,000 | thousands by filing date | call |
| D R HORTON INC | 23331A959 | COM | 3,400 | $139,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 100,000 | $139,000 | thousands by filing date | principal |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 6,116 | $137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,580 | $137,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 16,422 | $137,000 | thousands by filing date | |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 30,700 | $137,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,476 | $135,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 12,907 | $135,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X902 | ST STR EU 50 ETF | 3,500 | $134,000 | thousands by filing date | call |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 5,735 | $133,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 4,433 | $133,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 5,144 | $133,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 8,124 | $133,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 16,948 | $133,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 19,479 | $133,000 | thousands by filing date | |
| WEIBO CORP | G9515TAA6 | DEBT 1.250%11/1 | 126,000 | $133,000 | thousands by filing date | principal |
| TALOS ENERGY INC | 87484T108 | COM | 4,093 | $132,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 866 | $132,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 23,272 | $132,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 596 | $131,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 10,810 | $131,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 5,772 | $131,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 29,438 | $131,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,927 | $130,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,093 | $130,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 2,833 | $130,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,689 | $129,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 23,669 | $127,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 63,564 | $127,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 57,742 | $127,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1,860 | $126,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,656 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 5,073 | $125,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 982 | $125,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 6,619 | $125,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 1,935 | $125,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,414 | $124,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 7,697 | $124,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 11,005 | $124,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 3,416 | $123,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 8,470 | $123,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 19,364 | $123,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 14,498 | $123,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 11,600 | $122,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,061 | $121,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 9,598 | $121,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 90,000 | $121,000 | thousands by filing date | principal |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,900 | $120,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 8,160 | $119,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 5,635 | $119,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 969 | $118,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 17,568 | $118,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 125 | $118,000 | thousands by filing date | |
| VOYA FINANCIAL INC | 929089900 | COM | 2,500 | $118,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 18,519 | $118,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 4,126 | $117,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,932 | $117,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 26,119 | $117,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $117,000 | thousands by filing date | principal |
| GARRETT MOTION INC | 35906A906 | COM | 21,900 | $117,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 14,905 | $116,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 3,384 | $116,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,500 | $115,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,155 | $115,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 2,395 | $115,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,949 | $115,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 6,706 | $115,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,453 | $114,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 4,821 | $114,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,000 | $113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,252 | $112,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 4,374 | $112,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,152 | $112,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 112,773 | $112,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 3,124 | $112,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,000 | $111,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 3,999 | $111,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 14,196 | $111,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 1,600 | $111,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 17,565 | $111,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 3,111 | $111,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,663 | $111,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,166 | $110,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 6,826 | $110,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 4,116 | $109,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,853 | $109,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R950 | COM | 1,100 | $108,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311956 | CL C | 5,100 | $108,000 | thousands by filing date | put |
| CASA SYS INC | 14713L102 | COM | 6,630 | $108,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,060 | $108,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 94,237 | $108,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 2,317 | $107,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 4,260 | $106,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 19,740 | $105,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,021 | $105,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 24,607 | $105,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 28,065 | $104,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,756 | $104,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 3,233 | $104,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 6,086 | $104,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,205 | $104,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 2,456 | $103,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 30,000 | $102,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 15,817 | $102,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 4,318 | $102,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,004 | $101,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,208 | $101,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 24,691 | $101,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 5,309 | $101,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 2,587 | $100,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 3,690 | $100,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 4,962 | $100,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 10,443 | $100,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 10,540 | $100,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 4,238 | $100,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 4,062 | $99,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 28,753 | $99,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 4,200 | $98,000 | thousands by filing date | call |
| TWO RIV BANCORP | 90207C105 | COMMON | 5,131 | $98,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 14,231 | $98,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,690 | $97,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 6,761 | $97,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 8,142 | $97,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 17,631 | $97,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 2,877 | $97,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,100 | $96,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 94,000 | $96,000 | thousands by filing date | principal |
| MEDLEY CAP CORP | 58503F106 | COM | 27,363 | $95,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 33,105 | $95,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 4,976 | $95,000 | thousands by filing date | |
| MATTEL INC | 577081952 | PUT | 5,800 | $95,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 23,866 | $95,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,819 | $94,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 3,430 | $94,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 3,819 | $94,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,228 | $94,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 11,826 | $94,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 22,686 | $93,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,689 | $93,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,551 | $93,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,211 | $93,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,642 | $93,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W953 | SPONSORED ADS A | 8,600 | $93,000 | thousands by filing date | put |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 39,022 | $93,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 5,047 | $92,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 4,093 | $92,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,825 | $92,000 | thousands by filing date | |
| BLOCK INC | 852234953 | PUT | 1,500 | $92,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460903 | SP ADR PFD NEW | 13,400 | $92,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 23 | $91,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 12,028 | $91,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 13,981 | $91,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 6,430 | $91,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 44,549 | $90,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 4,225 | $90,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 5,612 | $90,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 10,361 | $90,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,950 | $89,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 2,776 | $89,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 23,793 | $89,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 24,740 | $88,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,090 | $88,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,219 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2,309 | $88,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 5,100 | $87,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 4,204 | $87,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,627 | $86,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 5,399 | $86,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 2,625 | $86,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 4,984 | $86,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 6,249 | $85,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 4,263 | $85,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 3,799 | $84,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 8,843 | $84,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 6,443 | $84,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 30,883 | $83,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 4,882 | $83,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,279 | $83,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 2,847 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,387 | $83,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,556 | $83,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 10,699 | $83,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 10,142 | $83,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 20,919 | $82,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 15,892 | $82,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 5,377 | $82,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3,745 | $81,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475955 | COM | 600 | $81,000 | thousands by filing date | put |
| PCSB FINL CORP COM | 69324R104 | Stock | 4,101 | $81,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 26,800 | $81,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,500 | $80,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 801 | $80,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 19,400 | $80,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 11,432 | $80,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 4,821 | $80,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 8,256 | $80,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 8,890 | $79,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,673 | $79,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,956 | $79,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 27,045 | $79,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 5,239 | $78,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1,419 | $78,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 3,200 | $78,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,300 | $78,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,049 | $78,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 11,960 | $78,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 3,200 | $78,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 3,609 | $78,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 9,336 | $77,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,865 | $77,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 854 | $77,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,669 | $77,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,397 | $76,000 | thousands by filing date | |
| PEPSICO INC | 713448958 | PUT | 700 | $76,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 2,486 | $76,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 1,540 | $75,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,373 | $75,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 6,812 | $75,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 2,727 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,805 | $74,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 7,483 | $74,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 3,995 | $74,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 9,330 | $74,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 21,176 | $74,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 8,736 | $74,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 5,800 | $73,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 9,012 | $73,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,370 | $73,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,817 | $73,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 6,068 | $72,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 2,161 | $72,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 2,391 | $72,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 776 | $71,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 1,235 | $71,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 44,638 | $71,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 850 | $70,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,057 | $70,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,729 | $70,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 4,525 | $69,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 6,534 | $69,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,465 | $69,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 11,101 | $69,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 24,052 | $68,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 47,000 | $68,000 | thousands by filing date | principal |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 675 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,370 | $67,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 12,692 | $67,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 491 | $66,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 2,522 | $66,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,677 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000153 | this filing | 2018-08-14 | acceptance time not in the bulk data set |