13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,600 holding rows worth $486,347,635,000.
- Accession
- 0000019617-18-000153
- Filer
- CIK 19617
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 21,120 entries on the cover page, a total value of $486,347,635,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $486,347,635,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MCEWEN MNG INC | 58039P107 | COM | 3,138,412 | $6,496,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 100,033 | $6,477,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 219,154 | $6,463,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 379,914 | $6,459,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 6,626,000 | $6,459,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 377,833 | $6,457,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513955 | PUT | 126,300 | $6,454,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 276,429 | $6,438,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,944,831 | $6,418,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 371,800 | $6,417,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 50,000 | $6,404,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 146,187 | $6,400,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 6,000,000 | $6,395,000 | thousands by filing date | principal |
| ILG INC | 44967H101 | COM | 193,601 | $6,394,000 | thousands by filing date | |
| LAUDER ESTEE COS INC | 518439954 | PUT | 44,800 | $6,393,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIO | 192446952 | CL A | 80,700 | $6,374,000 | thousands by filing date | put |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 5,375,000 | $6,372,000 | thousands by filing date | principal |
| AUTOMATIC DATA PROCESSING IN | 053015953 | PUT | 47,300 | $6,345,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 101,694 | $6,338,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 183,667 | $6,321,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 80,367 | $6,315,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 3,700,164 | $6,312,000 | thousands by filing date | principal |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 9,000,000 | $6,311,000 | thousands by filing date | principal |
| GREEN BANCORP INC | 39260X100 | COM | 291,843 | $6,304,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 175,968 | $6,300,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 204,166 | $6,291,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 87,471 | $6,285,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 6,204,000 | $6,284,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904101 | COM | 109,639 | $6,278,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 121,052 | $6,276,000 | thousands by filing date | |
| FLUOR CORP | 343412902 | CALL | 128,600 | $6,273,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 342,211 | $6,263,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 264,470 | $6,255,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 121,667 | $6,254,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 126,320 | $6,248,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 395,368 | $6,247,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 181,556 | $6,219,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 97,858 | $6,194,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 4,595,000 | $6,183,000 | thousands by filing date | principal |
| CSG SYSTEMS | 126349109 | COM | 151,223 | $6,180,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 1,101,191 | $6,156,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 294,149 | $6,153,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 301,634 | $6,130,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 373,453 | $6,124,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 563,670 | $6,116,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 4,561,500 | $6,112,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 77,300 | $6,106,000 | thousands by filing date | call |
| BALCHEM CORP | 057665200 | COM | 62,193 | $6,104,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 176,105 | $6,093,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127950 | PUT | 190,000 | $6,089,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 405,175 | $6,058,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 164,410 | $6,057,000 | thousands by filing date | |
| IQIYI INC | 46267X958 | SPONSORED ADS | 187,300 | $6,050,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 81,472 | $6,047,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 10,299 | $6,036,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 157,934 | $6,027,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 105,118 | $6,013,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 101,014 | $5,974,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 207,737 | $5,967,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 214,801 | $5,966,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 555,477 | $5,965,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 311,155 | $5,958,000 | thousands by filing date | |
| AFLAC INC | 001055952 | COM | 138,400 | $5,954,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 116,919 | $5,950,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 45,000 | $5,948,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 81,350 | $5,942,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 323,729 | $5,940,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 61,779 | $5,938,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 331,608 | $5,923,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 310,770 | $5,920,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 268,747 | $5,918,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 71,111 | $5,914,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 677,202 | $5,912,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A900 | CALL | 120,000 | $5,912,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 254,765 | $5,910,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 299,072 | $5,907,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 79,609 | $5,900,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 136,359 | $5,897,000 | thousands by filing date | |
| DANA INC | 235825955 | COM | 291,400 | $5,883,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 43,346 | $5,882,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 130,646 | $5,879,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A907 | CALL | 235,700 | $5,869,000 | thousands by filing date | call |
| Vanguard Growth | 922908736 | COM | 39,147 | $5,865,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 190,399 | $5,858,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 331,701 | $5,855,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 896,240 | $5,852,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 112,156 | $5,847,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 110,528 | $5,846,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 137,047 | $5,841,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 257,208 | $5,840,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J950 | PUT | 88,500 | $5,834,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X909 | CALL | 24,000 | $5,826,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 24,000 | $5,826,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 2,794,444 | $5,812,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 133,694 | $5,809,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 75,000 | $5,806,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 177,885 | $5,803,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 119,194 | $5,791,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 452,839 | $5,788,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 483,436 | $5,738,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 150,060 | $5,724,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 58,400 | $5,723,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 318,190 | $5,718,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 665,322 | $5,702,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 144,788 | $5,690,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 70,878 | $5,684,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 317,583 | $5,679,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 54,811 | $5,659,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 147,453 | $5,654,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 133,941 | $5,652,000 | thousands by filing date | |
| STATE STR CORP | 857477903 | COM | 60,700 | $5,651,000 | thousands by filing date | call |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 949,802 | $5,651,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 40,792 | $5,647,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 167,325 | $5,647,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 169,571 | $5,638,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 20,129 | $5,630,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 150,000 | $5,615,000 | thousands by filing date | put |
| MASCO CORP | 574599906 | CALL | 150,000 | $5,613,000 | thousands by filing date | call |
| MASCO CORP | 574599956 | PUT | 150,000 | $5,613,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 220,937 | $5,612,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 5,598,000 | $5,608,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 65,139 | $5,595,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 146,459 | $5,588,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 128,095 | $5,585,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 435,886 | $5,580,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 334,579 | $5,578,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 181,779 | $5,570,000 | thousands by filing date | |
| NRG ENERGY INC | 629377908 | CALL | 181,000 | $5,557,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 174,211 | $5,553,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 45,904 | $5,553,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 540,656 | $5,548,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 144,871 | $5,526,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 147,173 | $5,524,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 103,149 | $5,524,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 154,514 | $5,522,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 332,140 | $5,520,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 144,267 | $5,519,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 35,889 | $5,516,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 234,546 | $5,512,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 87,474 | $5,510,000 | thousands by filing date | |
| TYSON FOODS INC | 902494953 | CL A | 80,000 | $5,508,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 239,737 | $5,502,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 124,091 | $5,499,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 52,324 | $5,498,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 298,903 | $5,484,000 | thousands by filing date | |
| SOUTHERN CO | 842587957 | COM | 118,200 | $5,474,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 5,505,000 | $5,463,000 | thousands by filing date | principal |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 711,965 | $5,461,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 5,380,000 | $5,452,000 | thousands by filing date | principal |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 280,910 | $5,446,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 40,100 | $5,440,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 139,327 | $5,427,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 255,712 | $5,427,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 274,270 | $5,390,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 85,572 | $5,388,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 150,000 | $5,385,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 96,745 | $5,374,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 284,881 | $5,353,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 52,816 | $5,340,000 | thousands by filing date | |
| WEIBO CORP | 948596951 | SPONSORED ADR | 60,000 | $5,326,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 66,015 | $5,319,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 74,093 | $5,301,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 192,563 | $5,298,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 316,279 | $5,279,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568902 | COM | 270,000 | $5,279,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW | 25179M953 | PUT | 120,000 | $5,275,000 | thousands by filing date | put |
| UNITED STS NAT GAS FD LP | 912318900 | COM | 222,500 | $5,273,000 | thousands by filing date | call |
| ISHARES TR | 464287861 | EUROPE ETF | 117,822 | $5,268,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 200,078 | $5,268,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 109,233 | $5,264,000 | thousands by filing date | |
| TIFFANY CO | 886547958 | COM | 40,000 | $5,264,000 | thousands by filing date | put |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 294,303 | $5,257,000 | thousands by filing date | |
| LENNAR CORP | 526057904 | CL A | 100,000 | $5,250,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 203,084 | $5,244,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 149,988 | $5,244,000 | thousands by filing date | |
| TREEHOUSE FOODS INC | 89469A954 | COM | 99,800 | $5,240,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTE | 91911K952 | COM | 225,000 | $5,229,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 69,873 | $5,227,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 86,606 | $5,221,000 | thousands by filing date | |
| BEST BUY INC | 086516901 | CALL | 70,000 | $5,221,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 69,894 | $5,207,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 48,800 | $5,184,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 369,713 | $5,176,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 53,100 | $5,132,000 | thousands by filing date | put |
| HCA HEALTHCARE INC | 40412C901 | CALL | 50,000 | $5,130,000 | thousands by filing date | call |
| HCA HEALTHCARE INC | 40412C951 | PUT | 50,000 | $5,130,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,409,000 | $5,124,000 | thousands by filing date | principal |
| FATE THERAPEUTICS INC | 31189P102 | COM | 451,241 | $5,117,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 145,531 | $5,109,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 916,484 | $5,104,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 4,382,000 | $5,100,000 | thousands by filing date | principal |
| Lincoln National Corporat | 524901105 | COM | 146,729 | $5,096,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 96,777 | $5,095,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 93,175 | $5,079,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 420,873 | $5,071,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 366,948 | $5,063,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 50,280 | $5,051,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 224,666 | $5,049,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 43,757 | $5,045,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 108,245 | $5,038,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 3,121,263 | $5,025,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058950 | COM | 93,100 | $5,021,000 | thousands by filing date | put |
| WILLIAMS COS INC | 969457900 | COM | 185,000 | $5,015,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 561,137 | $5,010,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 66,043 | $4,999,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 3,766,000 | $4,994,000 | thousands by filing date | principal |
| NORTHROP GRUMMAN CORP | 666807952 | PUT | 16,200 | $4,985,000 | thousands by filing date | put |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 159,074 | $4,973,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 157,641 | $4,966,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 137,050 | $4,962,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 167,673 | $4,961,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 111,101 | $4,950,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041905 | Cmn | 23,500 | $4,950,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320902 | COM | 52,900 | $4,947,000 | thousands by filing date | call |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 4,203,067 | $4,918,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 88,807 | $4,915,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 70,137 | $4,913,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 147,014 | $4,910,000 | thousands by filing date | |
| RANDGOLD RESOURCES LTD-ADR | 752344959 | COM | 63,400 | $4,888,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 81,300 | $4,879,000 | thousands by filing date | put |
| FORTIS INC | 349553107 | COM | 152,990 | $4,878,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 79,036 | $4,875,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 16,500 | $4,875,000 | thousands by filing date | put |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 176,572 | $4,861,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 121,989 | $4,861,000 | thousands by filing date | |
| ANDEAVOR | 03349M905 | CALL | 37,000 | $4,854,000 | thousands by filing date | call |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 57,070 | $4,850,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U909 | COM | 71,100 | $4,848,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 841,628 | $4,848,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 41,274 | $4,837,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 552,504 | $4,828,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 80,348 | $4,825,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 494,398 | $4,815,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127900 | COM | 150,000 | $4,808,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO | 460146903 | COM | 92,100 | $4,797,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 225,047 | $4,781,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 43,006 | $4,774,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 137,463 | $4,770,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 229,015 | $4,768,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971T901 | CALL | 65,000 | $4,760,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971T951 | PUT | 65,000 | $4,760,000 | thousands by filing date | put |
| PPG INDS INC | 693506957 | COM | 45,800 | $4,751,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 613,365 | $4,747,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 93,062 | $4,746,000 | thousands by filing date | |
| PRAXAIR INC | 74005P904 | COM | 30,000 | $4,745,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 239,537 | $4,743,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 472,846 | $4,742,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 126,235 | $4,740,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 350,000 | $4,739,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 4,828,000 | $4,735,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U959 | COM | 69,400 | $4,732,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209,403 | $4,731,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4,356,000 | $4,731,000 | thousands by filing date | principal |
| STAG INDUSTRIAL INC | 85254J102 | COM | 173,417 | $4,722,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190904 | CALL | 21,900 | $4,693,000 | thousands by filing date | call |
| THE TRADE DESK INC | 88339J955 | PUT | 50,000 | $4,690,000 | thousands by filing date | put |
| WW GRAINGER INC | 384802954 | Put | 15,200 | $4,688,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 296,437 | $4,683,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 350,721 | $4,675,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 205,704 | $4,655,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 163,170 | $4,650,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 57,108 | $4,643,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 73,107 | $4,640,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 55,542 | $4,639,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058900 | COM | 86,000 | $4,638,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 93,333 | $4,633,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 210,023 | $4,625,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464900 | CALL | 101,700 | $4,624,000 | thousands by filing date | call |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 102,160 | $4,622,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 469,847 | $4,605,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 4,229,000 | $4,603,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 55,000 | $4,602,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 55,000 | $4,602,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 46,611 | $4,595,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 142,689 | $4,594,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 211,816 | $4,580,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 287,257 | $4,579,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,531,000 | $4,572,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INCTHE | 163072951 | COM NEW | 83,000 | $4,570,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 219,052 | $4,568,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 99,842 | $4,561,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 254,843 | $4,561,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 45,705 | $4,552,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 105,771 | $4,548,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 100,000 | $4,547,000 | thousands by filing date | put |
| ISHARES SILVER TR | 46428Q909 | CALL | 300,000 | $4,545,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 276,653 | $4,543,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 99,808 | $4,536,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 212,610 | $4,535,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 94,236 | $4,532,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 98,222 | $4,532,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 256,495 | $4,532,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 58,767 | $4,529,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 65,228 | $4,523,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 93,506 | $4,520,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 153,066 | $4,509,000 | thousands by filing date | |
| FORD MTR CO | 345370950 | PUT | 407,000 | $4,505,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 4,500,000 | $4,500,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 44,030 | $4,499,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 80,663 | $4,491,000 | thousands by filing date | |
| BROADCOM INC | 11135F951 | PUT | 18,500 | $4,489,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 106,653 | $4,473,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 125,919 | $4,463,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 574,969 | $4,456,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 135,372 | $4,453,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 77,784 | $4,445,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 164,633 | $4,437,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 3,947,000 | $4,417,000 | thousands by filing date | principal |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 52,124 | $4,416,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 63,349 | $4,415,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 74,712 | $4,391,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 98,095 | $4,389,000 | thousands by filing date | |
| SOUTHERN CO | 842587907 | COM | 94,600 | $4,381,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 421,644 | $4,376,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097953 | PUT | 183,600 | $4,370,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 51,423 | $4,363,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 4,809 | $4,360,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 113,953 | $4,354,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 807,043 | $4,350,000 | thousands by filing date | |
| MOMO INC | 60879B907 | COM | 100,000 | $4,350,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 176,149 | $4,339,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 676,564 | $4,337,000 | thousands by filing date | |
| XEROX CORP | 984121908 | COM | 180,000 | $4,320,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 204,014 | $4,314,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 968,903 | $4,312,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 295,971 | $4,312,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 9,000 | $4,306,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 231,834 | $4,277,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 218,920 | $4,268,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635959 | PUT | 348,500 | $4,266,000 | thousands by filing date | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 79,605 | $4,250,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 84,362 | $4,247,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 400,745 | $4,240,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 255,443 | $4,235,000 | thousands by filing date | |
| RANDGOLD RESOURCES LTD-ADR | 752344909 | COM | 54,800 | $4,225,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 26,988 | $4,222,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 602,312 | $4,216,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 188,800 | $4,198,000 | thousands by filing date | call |
| ORBOTECH LTD | M75253100 | ORD | 67,572 | $4,176,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 212,806 | $4,158,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 4,132,000 | $4,157,000 | thousands by filing date | principal |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 70,583 | $4,150,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 145,200 | $4,146,000 | thousands by filing date | put |
| WELBILT INC | 949090104 | COM | 185,785 | $4,145,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW | 867224907 | COM | 101,700 | $4,137,000 | thousands by filing date | call |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 51,200 | $4,134,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 63,147 | $4,122,000 | thousands by filing date | |
| WEATHERFORD INTL PLC | G48833950 | PUT | 1,250,000 | $4,113,000 | thousands by filing date | put |
| COTERRA ENERGY INC | 127097903 | CALL | 172,500 | $4,106,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,226,584 | $4,097,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 158,537 | $4,095,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 249,646 | $4,085,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 162,794 | $4,084,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 907,245 | $4,082,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 138,153 | $4,080,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 97,010 | $4,074,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 171,852 | $4,073,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 65,303 | $4,071,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 5,151,000 | $4,070,000 | thousands by filing date | principal |
| PARTY CITY HOLDCO INC | 702149105 | COM | 266,675 | $4,067,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 265,764 | $4,065,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 74,115 | $4,065,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 44,939 | $4,061,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 105,802 | $4,058,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 47,861 | $4,053,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 373,227 | $4,050,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857952 | COM | 72,000 | $4,048,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 116,064 | $4,045,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 8,100 | $4,042,000 | thousands by filing date | put |
| BBT CORPORATION | 054937957 | COM | 80,000 | $4,035,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448904 | SPONSORED ADR | 296,000 | $4,034,000 | thousands by filing date | call |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 3,839,000 | $4,031,000 | thousands by filing date | principal |
| DONALDSON INC COM | 257651109 | Stock | 89,301 | $4,030,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 179,122 | $4,026,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 74,213 | $4,026,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 52,203 | $4,023,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 386,735 | $4,022,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 172,769 | $4,012,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 163,257 | $4,000,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 84,304 | $3,997,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,408,433 | $3,986,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 141,090 | $3,982,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 99,384 | $3,975,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 95,233 | $3,972,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 260,078 | $3,966,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 143,812 | $3,960,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 105,783 | $3,954,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 71,739 | $3,950,000 | thousands by filing date | |
| IROBOT CORP COMMON STOCK | 462726950 | Cmn | 52,100 | $3,948,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 54,000 | $3,939,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 323,844 | $3,931,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 66,193 | $3,926,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 2,077,409 | $3,926,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162953 | PUT | 60,500 | $3,921,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 46,518 | $3,921,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 62,125 | $3,917,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 27,003 | $3,915,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 83,318 | $3,907,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 82,072 | $3,905,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 37,452 | $3,902,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 74,325 | $3,901,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 111,079 | $3,893,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 624,275 | $3,889,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 95,388 | $3,887,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 307,191 | $3,886,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 225,000 | $3,884,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 129,207 | $3,883,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 194,570 | $3,878,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 579,253 | $3,863,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 346,086 | $3,858,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 85,753 | $3,854,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 373,992 | $3,852,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 55,019 | $3,850,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 28,900 | $3,844,000 | thousands by filing date | put |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 8,900 | $3,839,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 509,347 | $3,831,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,290,000 | $3,828,000 | thousands by filing date | principal |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 130,225 | $3,827,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 137,026 | $3,823,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N953 | OPTION | 200,000 | $3,808,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 240,789 | $3,807,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 85,449 | $3,800,000 | thousands by filing date | |
| DEXCOM INC | 252131957 | PUT | 40,000 | $3,799,000 | thousands by filing date | put |
| CROWN CASTLE INC | 22822V901 | CALL | 35,200 | $3,795,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 40,128 | $3,793,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 130,029 | $3,793,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 65,724 | $3,791,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 182,402 | $3,788,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 156,700 | $3,788,000 | thousands by filing date | |
| GLOBUS MED INC | 379577958 | CL A | 75,000 | $3,785,000 | thousands by filing date | put |
| MCDERMOTT INTL INC CALL | 580037903 | CALL | 192,644 | $3,785,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 146,770 | $3,780,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 126,450 | $3,768,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 145,677 | $3,767,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 258,910 | $3,767,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 115,170 | $3,766,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 240,000 | $3,749,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 365,633 | $3,743,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 409,094 | $3,743,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 284,540 | $3,742,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 58,105 | $3,733,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 3,927,000 | $3,732,000 | thousands by filing date | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 240,712 | $3,729,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 90,494 | $3,721,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 433,691 | $3,717,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 119,188 | $3,717,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 245,672 | $3,709,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 90,925 | $3,707,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 232,967 | $3,704,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 72,408 | $3,696,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 142,895 | $3,694,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 361,673 | $3,693,000 | thousands by filing date | |
| L BRANDS INC | 501797904 | COM | 100,000 | $3,688,000 | thousands by filing date | call |
| URBAN EDGE PPTYS | 91704F104 | COM | 160,875 | $3,679,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 184,029 | $3,675,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 136,677 | $3,675,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 110,998 | $3,668,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 224,926 | $3,666,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 78,121 | $3,665,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 228,924 | $3,664,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 83,987 | $3,658,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 42,695 | $3,655,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 32,723 | $3,647,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 103,587 | $3,645,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 3,266,000 | $3,642,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 48,617 | $3,634,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 214,863 | $3,631,000 | thousands by filing date | |
| PACCAR INC | 693718908 | CALL | 58,600 | $3,631,000 | thousands by filing date | call |
| PACCAR INC | 693718958 | COM | 58,600 | $3,631,000 | thousands by filing date | put |
| DISCOVERY COMMUNICATIONS-A | 25470F954 | COM | 131,900 | $3,627,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 83,702 | $3,620,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 136,120 | $3,610,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 255,791 | $3,609,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 138,808 | $3,609,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 67,196 | $3,607,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 3,248,000 | $3,600,000 | thousands by filing date | principal |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 162,537 | $3,599,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 127,768 | $3,577,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 95,077 | $3,574,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 48,359 | $3,574,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 195,936 | $3,550,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 231,823 | $3,538,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,152,592 | $3,526,000 | thousands by filing date | |
| AKORN INC | 009728906 | Cmn | 212,400 | $3,524,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,577,979 | $3,519,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 376,696 | $3,519,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,309,000 | $3,517,000 | thousands by filing date | principal |
| BUCKEYE PARTNERS -LP | 118230951 | Cmn | 100,000 | $3,515,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 59,479 | $3,514,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 114,965 | $3,502,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 208,911 | $3,495,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 139,493 | $3,494,000 | thousands by filing date | |
| SMUCKER J M CO | 832696955 | COM NEW | 32,500 | $3,493,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 118,277 | $3,485,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 96,918 | $3,479,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M906 | COM | 30,000 | $3,477,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M956 | COM | 30,000 | $3,477,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 90,864 | $3,466,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 75,319 | $3,465,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 232,356 | $3,462,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000153 | this filing | 2018-08-14 | acceptance time not in the bulk data set |