13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 4,071 holding rows worth $439,070,913,000.
- Accession
- 0000019617-15-000327
- Filer
- CIK 19617
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 23,672 entries on the cover page, a total value of $439,070,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,070,913,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GIGAMON INC | 37518B102 | COM | 75,094 | $1,595,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 85,510 | $1,581,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 14,120 | $1,579,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 43,598 | $1,578,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 100,821 | $1,578,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 28,988 | $1,578,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 58,626 | $1,578,000 | thousands by filing date | |
| AIRGAS INC | 009363904 | OPTION | 14,800 | $1,570,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 109,994 | $1,569,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 229,383 | $1,567,000 | thousands by filing date | |
| PENNEY(JC)CO INC | 708160908 | OPTION | 186,300 | $1,567,000 | thousands by filing date | call |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 96,601 | $1,556,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 110,617 | $1,553,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 68,098 | $1,549,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 36,010 | $1,546,000 | thousands by filing date | |
| ANTHEM INC | 036752905 | OPTION | 10,000 | $1,544,000 | thousands by filing date | call |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 56,320 | $1,540,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 41,563 | $1,539,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933957 | OPTION | 6,000 | $1,536,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 44,447 | $1,532,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 196,016 | $1,528,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,523,000 | $1,527,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY | 165167958 | OPTION | 107,100 | $1,517,000 | thousands by filing date | put |
| ETF | 26923A106 | EXCHANGE TRADED | 21,262 | $1,516,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 1,031,000 | $1,513,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 68,974 | $1,510,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 77,273 | $1,507,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 110,013 | $1,507,000 | thousands by filing date | |
| PERION NETWORK LTD | M85548952 | OPTION | 28,491 | $1,504,000 | thousands by filing date | put |
| ZEP INC | 98944B108 | COMMON STOCK | 88,094 | $1,500,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 42,656 | $1,499,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,657 | $1,493,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 58,097 | $1,490,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 78,267 | $1,484,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 141,610 | $1,484,000 | thousands by filing date | |
| DISNEY WALT CO | 254687908 | OPTION | 14,100 | $1,479,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 21,950 | $1,475,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 100,198 | $1,474,000 | thousands by filing date | |
| TESLA MOTORS INC | 88160R952 | OPTION | 7,800 | $1,472,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 37,248 | $1,470,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 58,750 | $1,469,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 57,230 | $1,467,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 58,477 | $1,461,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U969 | OPTION | 80,000 | $1,459,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 76,045 | $1,458,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 58,931 | $1,458,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 44,544 | $1,456,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 47,505 | $1,454,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 37,211 | $1,450,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 10,000 | $1,449,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 42,070 | $1,448,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 60,062 | $1,443,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 20,921 | $1,441,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 141,135 | $1,435,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 20,089 | $1,430,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 173,185 | $1,429,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 478,983 | $1,427,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 113,298 | $1,422,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 82,862 | $1,410,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 261,200 | $1,405,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,603,244 | $1,405,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 52,009 | $1,401,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 84,072 | $1,398,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 45,508 | $1,393,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 39,248 | $1,390,000 | thousands by filing date | |
| FMC TECHNOLOGIES INC | 30249U952 | OPTION | 37,500 | $1,388,000 | thousands by filing date | put |
| OCCIDENTAL PETRLM | 674599956 | OPTION | 19,000 | $1,387,000 | thousands by filing date | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 8,018 | $1,382,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 235,199 | $1,381,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 30,576 | $1,380,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 32,165 | $1,378,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 145,113 | $1,370,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466L955 | OPTION | 20,500 | $1,370,000 | thousands by filing date | put |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 31,105 | $1,362,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 145,982 | $1,362,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 739,960 | $1,362,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 1,065,000 | $1,359,000 | thousands by filing date | principal |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 31,138 | $1,358,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 181,056 | $1,357,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 75,071 | $1,357,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 111,688 | $1,357,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 24,790 | $1,356,000 | thousands by filing date | |
| TIME WARNER INC | 887317907 | OPTION | 16,000 | $1,351,000 | thousands by filing date | call |
| TIME WARNER INC | 887317956 | OPTION | 16,000 | $1,351,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,970 | $1,348,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 90,624 | $1,347,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 51,583 | $1,346,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 46,716 | $1,345,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 21,881 | $1,342,000 | thousands by filing date | |
| FORTINET INC | 34959E901 | OPTION | 38,400 | $1,342,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 48,212 | $1,337,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466L906 | OPTION | 20,000 | $1,336,000 | thousands by filing date | call |
| DEX MEDIA INC | 25213A107 | COM | 318,730 | $1,335,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 12,611 | $1,334,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 37,629 | $1,332,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C900 | OPTION | 12,600 | $1,332,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 125,271 | $1,328,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 21,245 | $1,327,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 54,614 | $1,325,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 114,296 | $1,321,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 16,035 | $1,319,000 | thousands by filing date | |
| CIENA CORP | 171779952 | OPTION | 68,000 | $1,313,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,049,000 | $1,310,000 | thousands by filing date | principal |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 35,056 | $1,308,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849957 | OPTION | 50,000 | $1,306,000 | thousands by filing date | put |
| STONEGATE BANK | 861811107 | COM | 43,100 | $1,302,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,300,000 | $1,300,000 | thousands by filing date | |
| PEPSICO INC | 713448900 | OPTION | 13,600 | $1,300,000 | thousands by filing date | call |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 13,001 | $1,295,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 33,731 | $1,293,000 | thousands by filing date | |
| NETFLIX INC | 64110L957 | OPTION | 3,100 | $1,292,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 705,385 | $1,291,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 99,059 | $1,290,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 26,341 | $1,287,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 93,175 | $1,286,000 | thousands by filing date | |
| D R HORTON INC | 23331A950 | OPTION | 45,000 | $1,282,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,234,000 | $1,277,000 | thousands by filing date | principal |
| AV HOMES INC | 00234P102 | COM | 80,000 | $1,277,000 | thousands by filing date | |
| MELCO CROWN ENTERTAINME-ADR | 585464951 | OPTION | 59,400 | $1,275,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 11,399 | $1,274,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 89,359 | $1,267,000 | thousands by filing date | |
| ISHARES MSCI GERMANY ETF | 4642869A3 | OPTION | 55,400 | $1,266,000 | thousands by filing date | call |
| GUARANTY BANCORP | 40075T607 | COM | 74,400 | $1,262,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 25,550 | $1,260,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 102,025 | $1,260,000 | thousands by filing date | |
| ABBOTT LABS | 002824902 | OPTION | 27,200 | $1,260,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 94,638 | $1,258,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 952,000 | $1,258,000 | thousands by filing date | principal |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 71,575 | $1,257,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 39,107 | $1,254,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 38,100 | $1,250,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 130,712 | $1,250,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071903 | OPTION | 25,000 | $1,250,000 | thousands by filing date | call |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 73,436 | $1,248,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 481,620 | $1,247,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 150,000 | $1,244,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 145,828 | $1,244,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 56,020 | $1,243,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 290,962 | $1,242,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 51,310 | $1,241,000 | thousands by filing date | |
| FEDEX CORP | 31428X908 | OPTION | 7,500 | $1,241,000 | thousands by filing date | call |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 1,238,273 | $1,238,000 | thousands by filing date | |
| AMERICAN REALTY CAPITAL PROP | 02917T955 | OPTION | 125,000 | $1,231,000 | thousands by filing date | put |
| BLACKBAUD INC COM | 09227Q100 | Stock | 25,896 | $1,227,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 23,650 | $1,222,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 254,382 | $1,221,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 375,500 | $1,220,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 105,796 | $1,217,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,708,509 | $1,217,000 | thousands by filing date | |
| COCA-COLA CO | 191216951 | OPTION | 30,000 | $1,217,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 27,612 | $1,211,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 39,875 | $1,211,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 52,131 | $1,207,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 59,400 | $1,206,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 537,640 | $1,205,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 99,414 | $1,204,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 68,934 | $1,203,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,450,000 | $1,203,000 | thousands by filing date | principal |
| ISHARES TR | 464288430 | ASIA 50 ETF | 23,967 | $1,198,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 162,351 | $1,196,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 11,980 | $1,190,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL I | 91911K953 | OPTION | 5,986 | $1,189,000 | thousands by filing date | put |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 54,575 | $1,186,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 300,377 | $1,183,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 46,932 | $1,182,000 | thousands by filing date | |
| WESTPORT INNOVATIONS INC | 960908952 | OPTION | 300,000 | $1,182,000 | thousands by filing date | put |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 85,533 | $1,181,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 64,402 | $1,180,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 30,731 | $1,179,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 29,236 | $1,179,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 23,370 | $1,177,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 62,527 | $1,175,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 41,473 | $1,166,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 66,600 | $1,165,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 434,661 | $1,164,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 87,256 | $1,155,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 1,000,000 | $1,152,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 7,730 | $1,149,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 49,642 | $1,148,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 93,937 | $1,148,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 65,820 | $1,146,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 38,966 | $1,145,000 | thousands by filing date | |
| BLACKROCK INC | 09247X903 | OPTION | 3,127 | $1,144,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 28,628 | $1,143,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 28,212 | $1,140,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 54,033 | $1,138,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 38,005 | $1,137,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 10,394 | $1,136,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 18,532 | $1,136,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U959 | OPTION | 29,200 | $1,136,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 22,096 | $1,135,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 27,416 | $1,133,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 15,223 | $1,131,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 1,111,000 | $1,131,000 | thousands by filing date | principal |
| FREEPORT-MCMORAN COPPER & GOLD | 35671D956 | OPTION | 59,500 | $1,128,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 185,757 | $1,124,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 206,074 | $1,119,000 | thousands by filing date | |
| SPLUNK INC | 848637955 | OPTION | 18,888 | $1,118,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 156,500 | $1,117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 16,857 | $1,113,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 56,027 | $1,113,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 19,796 | $1,113,000 | thousands by filing date | |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 975,000 | $1,111,000 | thousands by filing date | principal |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 108,881 | $1,109,000 | thousands by filing date | |
| UTD PARCEL SERV | 911312908 | OPTION | 11,400 | $1,105,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 23,800 | $1,104,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 11,929 | $1,103,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 283,535 | $1,102,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 47760A959 | OPTION | 214,800 | $1,102,000 | thousands by filing date | put |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 70,231 | $1,101,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 246,113 | $1,100,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 1,055,000 | $1,100,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 22,508 | $1,097,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 55,845 | $1,097,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 24,400 | $1,095,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 27,526 | $1,095,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH | M2682V959 | OPTION | 19,700 | $1,095,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,000,000 | $1,094,000 | thousands by filing date | principal |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 6,020 | $1,092,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 41,800 | $1,090,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 23,326 | $1,088,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 316,168 | $1,084,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 27,456 | $1,079,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 12,620 | $1,072,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,000,000 | $1,071,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 43,901 | $1,069,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 37,636 | $1,068,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 21,598 | $1,068,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 53,405 | $1,067,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 111,689 | $1,065,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 42,999 | $1,065,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 45,025 | $1,064,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 8,618 | $1,060,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 79,600 | $1,060,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 113,941 | $1,055,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 19,900 | $1,054,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 19,090 | $1,048,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 9,844 | $1,047,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 37,358 | $1,045,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 23,872 | $1,044,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,418 | $1,042,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 43,710 | $1,042,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 26,181 | $1,041,000 | thousands by filing date | |
| HANESBRANDS INC | 410345904 | OPTION | 30,800 | $1,032,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 31,528 | $1,029,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 36,999 | $1,027,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 41,007 | $1,016,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 8,165 | $1,014,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 8,037 | $1,010,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 158,403 | $1,009,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 12,708 | $1,005,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15,614 | $1,005,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 77,750 | $1,005,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 37,453 | $1,003,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 59,518 | $1,001,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,268 | $998,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 48,100 | $998,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C959 | OPTION | 9,400 | $994,000 | thousands by filing date | put |
| iShares U.S. Financials ETF | 464287788 | SHS | 11,090 | $988,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 14,186 | $984,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 74,210 | $975,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 85,794 | $973,000 | thousands by filing date | |
| 3M COMPANY | 88579Y903 | OPTION | 5,900 | $973,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 104,009 | $967,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 23,986 | $966,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 25,386 | $962,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 345,000 | $958,000 | thousands by filing date | principal |
| INVACARE CORP | 461203101 | COMMON STOCK | 49,165 | $954,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 31,435 | $954,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 10,805 | $951,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 39,000 | $951,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 14,734 | $944,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 9,756 | $942,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 48,300 | $939,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 79,832 | $936,000 | thousands by filing date | |
| SEADRILL LTD | G7945E907 | OPTION | 100,000 | $935,000 | thousands by filing date | call |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 31,972 | $930,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 77,832 | $930,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 15,640 | $927,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290905 | OPTION | 97,840 | $927,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 88,127 | $926,000 | thousands by filing date | |
| ZOETIS INC | 98978V954 | OPTION | 20,000 | $926,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 14,752 | $923,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 566,300 | $923,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 548,750 | $922,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 61,022 | $920,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 18,908 | $915,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 39,030 | $913,000 | thousands by filing date | |
| COSTCO WHOLESALE | 22160K907 | OPTION | 6,000 | $909,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 39,670 | $901,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 28,919 | $899,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 29,654 | $899,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 49,232 | $894,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 282,038 | $892,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 49,200 | $891,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 48,504 | $890,000 | thousands by filing date | |
| HUMANA INC | 444859904 | OPTION | 5,000 | $890,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 9,336 | $888,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 12,242 | $885,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 73,896 | $883,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 51,916 | $883,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 21,539 | $882,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 8,201 | $880,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F902 | OPTION | 15,000 | $879,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 10,719 | $878,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 11,572 | $876,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 45,471 | $873,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 145,067 | $872,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 45,618 | $868,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 571,000 | $864,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 37,047 | $862,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 32,900 | $859,000 | thousands by filing date | |
| ADVANCED MICRO DEV | 007903958 | OPTION | 316,500 | $848,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 16,200 | $847,000 | thousands by filing date | |
| CRAWFORD & CO -CL B | 225223957 | OPTION | 30,000 | $842,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,469 | $841,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 31,750 | $839,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 15,086 | $837,000 | thousands by filing date | |
| ALTERA CORP | 02153W951 | OPTION | 40,000 | $834,000 | thousands by filing date | put |
| FORD MOTOR CO | 345370902 | OPTION | 51,589 | $833,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 44,934 | $831,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 40,800 | $829,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 12,308 | $828,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 40,419 | $828,000 | thousands by filing date | |
| PULTE GROUP INC | 745867903 | OPTION | 37,100 | $825,000 | thousands by filing date | call |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 80,000 | $823,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 25,647 | $822,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 140,355 | $819,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 27,415 | $818,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 53,109 | $816,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 14,191 | $815,000 | thousands by filing date | |
| GAMESTOP CORP-CLASS A | 36467W950 | OPTION | 21,438 | $814,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 18,806 | $813,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 138,712 | $810,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 90,100 | $809,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 18,466 | $806,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 90,074 | $805,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 32,100 | $801,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 126,050 | $799,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 14,797 | $796,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 81,330 | $795,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 15,139 | $795,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 33,242 | $794,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 15,500 | $792,000 | thousands by filing date | |
| T-Mobile US Inc | 872590906 | OPTION | 25,000 | $792,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 278,000 | $787,000 | thousands by filing date | principal |
| MITCHAM INDS INC COM | 606501104 | COM | 170,525 | $784,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 5,841 | $783,000 | thousands by filing date | |
| GOOGLE INC | 38259P904 | OPTION | 1,412 | $783,000 | thousands by filing date | call |
| ULTRA CLEAN HOLDINGS INC | 903914901 | OPTION | 50,000 | $782,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,075,000 | $781,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 30,158 | $781,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 20,789 | $780,000 | thousands by filing date | |
| TEXAS INSTRUMENTS | 882508906 | OPTION | 13,600 | $778,000 | thousands by filing date | call |
| KMG CHEMICALS INC | 482564101 | COM | 29,075 | $777,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 46,125 | $777,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,989 | $773,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 35,912 | $772,000 | thousands by filing date | |
| INTEL CORP | 458140902 | OPTION | 24,707 | $772,000 | thousands by filing date | call |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 42,700 | $767,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 23,798 | $766,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 12,337 | $761,000 | thousands by filing date | |
| CRACKER BARREL OLD COUNTRY | 22410J957 | OPTION | 5,000 | $761,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 126,300 | $759,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 22,788 | $757,000 | thousands by filing date | |
| NXP SEMICONDUCTORS NV | N6596X901 | OPTION | 7,500 | $753,000 | thousands by filing date | call |
| STEINER LEISURE LTD | P8744Y102 | ORD | 15,865 | $752,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 28,691 | $750,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 30,615 | $749,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 14,700 | $748,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,427 | $746,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 50,545 | $745,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 224,674 | $744,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 366,167 | $744,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 98,372 | $743,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 8,782 | $743,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 16,369 | $743,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 19,199 | $740,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 14,409 | $739,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 31,233 | $739,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 53,327 | $738,000 | thousands by filing date | |
| NORTHWEST BIOTHERAPEUTICS | 66737P956 | OPTION | 100,000 | $737,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 21,192 | $734,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 17,498 | $734,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 14,162 | $733,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 962,384 | $731,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 26,380 | $730,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 37,967 | $728,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND LP | 912318953 | OPTION | 54,900 | $727,000 | thousands by filing date | put |
| BRISTOL-MYRS SQUIB | 110122900 | OPTION | 11,234 | $725,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 26,110 | $723,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 30,347 | $723,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 20,395 | $721,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 73,669 | $720,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 68,359 | $720,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 67,466 | $719,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 20,394 | $717,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021901 | OPTION | 11,200 | $717,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 16,505 | $715,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 28,708 | $715,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 11,658 | $714,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 34,000 | $713,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 17,136 | $713,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,886 | $710,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,020 | $708,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 29,750 | $707,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 29,058 | $704,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 32,000 | $704,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 18,260 | $702,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 30,356 | $700,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 86,600 | $699,000 | thousands by filing date | |
| WAL-MART STORES INC | 931142954 | OPTION | 8,500 | $699,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 9,136 | $692,000 | thousands by filing date | |
| STRYKER CORP | 863667903 | OPTION | 7,500 | $692,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 21,147 | $690,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 53,210 | $690,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 9,065 | $688,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,450 | $688,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y902 | ST STR SVC ETF | 13,979 | $682,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 51,900 | $682,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 14,440 | $679,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 103,553 | $678,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 12,383 | $677,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 9,989 | $677,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 9,811 | $676,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 36,267 | $675,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 025537952 | OPTION | 12,000 | $675,000 | thousands by filing date | put |
| STARBUCKS CORP | 855244950 | OPTION | 7,100 | $672,000 | thousands by filing date | put |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 52,244 | $672,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 1,168,664 | $669,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 62,463 | $668,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 17,715 | $666,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 34,497 | $666,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 36,773 | $664,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 96,351 | $663,000 | thousands by filing date | |
| BEST BUY CO INC | 086516952 | OPTION | 17,540 | $663,000 | thousands by filing date | put |
| CVS CORP | 126650902 | OPTION | 6,400 | $661,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 9,996 | $660,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 12,725 | $658,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 773,350 | $658,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 17,371 | $656,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,452 | $655,000 | thousands by filing date | |
| MOLSON COORS BREWING CO -B | 608753901 | OPTION | 1,700,000 | $655,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 21,830 | $654,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 521,000 | $654,000 | thousands by filing date | principal |
| STEPAN CO | 858586100 | COM | 15,674 | $653,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 59,692 | $653,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 51,401 | $649,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 35,500 | $648,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 22,500 | $647,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,417 | $644,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 24,235 | $642,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 550,000 | $641,000 | thousands by filing date | principal |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 27,372 | $640,000 | thousands by filing date | |
| UTILITIES SELECT SECTOR SPDR | 81369Y9B8 | OPTION | 13,100 | $639,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 33,781 | $638,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464902 | OPTION | 8,600 | $638,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 143,257 | $636,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 227,121 | $636,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 12,524 | $635,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 46,381 | $635,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 174,608 | $635,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 8,179 | $634,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 28,842 | $633,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 14,194 | $632,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 29,556 | $628,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 75,458 | $628,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 490,244 | $628,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,798 | $625,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754952 | OPTION | 9,500 | $625,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP | 369550900 | OPTION | 4,600 | $624,000 | thousands by filing date | call |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 648,000 | $621,000 | thousands by filing date | principal |
| GROUPON INC | 399473909 | OPTION | 86,000 | $620,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 18,609 | $618,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 20,954 | $617,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 113,029 | $617,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 61,100 | $616,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 7,095 | $611,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 21,615 | $609,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J903 | OPTION | 10,000 | $609,000 | thousands by filing date | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 6,608 | $605,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 21,955 | $598,000 | thousands by filing date | |
| MEDIVATION INC | 58501N952 | OPTION | 4,637 | $598,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 582,000 | $597,000 | thousands by filing date | principal |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 18,523 | $594,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 42,075 | $594,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 167,157 | $593,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 17,691 | $593,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,814 | $592,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,382 | $588,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 23,129 | $588,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 17,187 | $587,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 26,396 | $585,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 36,858 | $583,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 73,425 | $580,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 156,034 | $580,000 | thousands by filing date | |
| EXPRESS INC | 30219E954 | OPTION | 35,000 | $579,000 | thousands by filing date | put |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 18,471 | $577,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 4,364 | $572,000 | thousands by filing date | |
| TEXAS INSTRUMENTS | 882508955 | OPTION | 10,000 | $572,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000327 | this filing | 2015-05-15 | acceptance time not in the bulk data set |