13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 4,071 holding rows worth $439,070,913,000.
- Accession
- 0000019617-15-000327
- Filer
- CIK 19617
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 23,672 entries on the cover page, a total value of $439,070,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,070,913,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287374 | NORTH AMERN NAT | 109,183 | $4,099,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES NV | N31738904 | OPTION | 250,000 | $4,078,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 254,259 | $4,071,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5,289 | $4,067,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,161,230 | $4,052,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 2,207,000 | $4,017,000 | thousands by filing date | principal |
| OPEN TEXT CORP COM | 683715106 | Stock | 75,745 | $4,007,000 | thousands by filing date | |
| PERRIGO CO PLC | G97822905 | OPTION | 24,200 | $4,006,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 114,919 | $3,999,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 37,316 | $3,994,000 | thousands by filing date | |
| DEERE & CO | 244199907 | OPTION | 45,400 | $3,981,000 | thousands by filing date | call |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 82,167 | $3,971,000 | thousands by filing date | |
| FAMILY DOLLAR STORES | 307000950 | OPTION | 50,000 | $3,962,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 111,252 | $3,961,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 99,217 | $3,958,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 84,746 | $3,947,000 | thousands by filing date | |
| LOGITECH INTERNATIONAL-REG | H50430950 | OPTION | 300,000 | $3,945,000 | thousands by filing date | put |
| CONVERGYS CORP | 212485106 | COM | 172,248 | $3,939,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 232,064 | $3,938,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 82,521 | $3,928,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143903 | OPTION | 204,000 | $3,927,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 39,714 | $3,926,000 | thousands by filing date | |
| ABBOTT LABS | 002824951 | OPTION | 84,600 | $3,920,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 168,724 | $3,890,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 69,784 | $3,889,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 4,357,634 | $3,878,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 194,928 | $3,876,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 164,010 | $3,861,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901959 | OPTION | 352,100 | $3,859,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 115,966 | $3,856,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 219,958 | $3,856,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 209,722 | $3,842,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 4,950,000 | $3,842,000 | thousands by filing date | principal |
| HOLLYFRONTIER CORP | 436106900 | OPTION | 95,400 | $3,842,000 | thousands by filing date | call |
| TALISMAN ENERGY INC | 87425E905 | OPTION | 500,000 | $3,840,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044108 | COM | 1,768,021 | $3,837,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 97,385 | $3,836,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 227,276 | $3,836,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 98,196 | $3,828,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 153,272 | $3,822,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 40,590 | $3,812,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 189,485 | $3,810,000 | thousands by filing date | |
| ABBVIE INC | 00287Y950 | OPTION | 65,000 | $3,805,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 37,438 | $3,801,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 134,321 | $3,800,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 104,014 | $3,798,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 45,980 | $3,784,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 215,765 | $3,783,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 125,946 | $3,779,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 81,138 | $3,771,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 352,430 | $3,771,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 197,499 | $3,765,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 5,099,000 | $3,763,000 | thousands by filing date | principal |
| EMC CORP(MASSACHUS | 268648904 | OPTION | 146,400 | $3,742,000 | thousands by filing date | call |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 24,058 | $3,713,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,982,882 | $3,708,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 42,185 | $3,703,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 48,056 | $3,696,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 24,286 | $3,694,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,826,000 | $3,682,000 | thousands by filing date | principal |
| UNIFIRST CORP MASS | 904708104 | COM | 31,094 | $3,659,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 163,738 | $3,659,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 607,919 | $3,654,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 62,779 | $3,649,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 99,596 | $3,636,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 76,511 | $3,632,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 84,356 | $3,629,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 66,793 | $3,624,000 | thousands by filing date | |
| SUNTRUST BANKS | 867914905 | OPTION | 88,200 | $3,624,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 252,993 | $3,618,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320904 | OPTION | 45,000 | $3,614,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 108,922 | $3,607,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 79,502 | $3,606,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 66,511 | $3,598,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 113,626 | $3,598,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 129,930 | $3,592,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 94,125 | $3,590,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 58,883 | $3,572,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 2,702,018 | $3,567,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 102,134 | $3,562,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 56,719 | $3,551,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 86,123 | $3,548,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 58,007 | $3,547,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 69,975 | $3,542,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 179,731 | $3,540,000 | thousands by filing date | |
| VIPSHOP HOLDINGS LTD - ADS | 92763W954 | OPTION | 120,000 | $3,533,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 174,405 | $3,512,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807900 | OPTION | 50,000 | $3,512,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 98,678 | $3,511,000 | thousands by filing date | |
| COACH INC | 189754906 | OPTION | 84,360 | $3,495,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 970,000 | $3,494,000 | thousands by filing date | principal |
| ITC HLDGS CORP | 465685105 | COM | 92,971 | $3,481,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 215,100 | $3,476,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 49,674 | $3,472,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 3,441,000 | $3,469,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 332,000 | $3,461,000 | thousands by filing date | principal |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 223,025 | $3,446,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 2,149,000 | $3,445,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 2,656,000 | $3,438,000 | thousands by filing date | principal |
| SUNEDISON INC | 86732Y950 | OPTION | 143,200 | $3,437,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 723,336 | $3,429,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 457,577 | $3,427,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 144,524 | $3,425,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 26,342 | $3,419,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 522,624 | $3,418,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 107,375 | $3,412,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 51,087 | $3,410,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,945,000 | $3,387,000 | thousands by filing date | principal |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 266,243 | $3,387,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 76,342 | $3,384,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 169,125 | $3,381,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 52,928 | $3,367,000 | thousands by filing date | |
| SEADRILL LTD | G7945E956 | OPTION | 360,000 | $3,366,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 28,141 | $3,359,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 119,407 | $3,352,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 42,998 | $3,333,000 | thousands by filing date | |
| SEALED AIR CORP | 81211K902 | OPTION | 73,100 | $3,330,000 | thousands by filing date | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 98,605 | $3,317,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 49,682 | $3,315,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 100,000 | $3,312,000 | thousands by filing date | |
| BRISTOL-MYRS SQUIB | 110122959 | OPTION | 51,300 | $3,309,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152307 | CL B | 193,700 | $3,299,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 403,329 | $3,291,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 1,908,000 | $3,280,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 40,803 | $3,272,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 111,057 | $3,263,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 254,928 | $3,262,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 131,418 | $3,262,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 2,981,000 | $3,261,000 | thousands by filing date | principal |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 182,725 | $3,260,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 91,912 | $3,258,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 163,010 | $3,247,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 170,400 | $3,227,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220908 | OPTION | 350,400 | $3,224,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 430,725 | $3,218,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 94,608 | $3,205,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 64,256 | $3,205,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 89,687 | $3,203,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 38,493 | $3,198,000 | thousands by filing date | |
| SMUCKER J M CO | 832696900 | OPTION | 27,600 | $3,194,000 | thousands by filing date | call |
| CSX CORP | 126408905 | OPTION | 96,400 | $3,192,000 | thousands by filing date | call |
| QORVO INC | 74736K952 | OPTION | 40,000 | $3,188,000 | thousands by filing date | put |
| TWENTY-FIRST CENTURY FOX - B | 90130A952 | OPTION | 94,000 | $3,181,000 | thousands by filing date | put |
| INFORMATICA CORP | 45666Q102 | COM | 72,428 | $3,176,000 | thousands by filing date | |
| ENERGY TRANSFER EQUITY LP | 29273V951 | OPTION | 50,000 | $3,168,000 | thousands by filing date | put |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,268,000 | $3,150,000 | thousands by filing date | principal |
| MOOG INC CL A | 615394202 | Stock | 41,902 | $3,145,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 263,489 | $3,131,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 3,000,000 | $3,124,000 | thousands by filing date | principal |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 29,241 | $3,121,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 69,200 | $3,105,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 53,697 | $3,103,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 40,659 | $3,100,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387904 | OPTION | 100,000 | $3,090,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 83,400 | $3,086,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 80,752 | $3,079,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 113,021 | $3,076,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 98,237 | $3,075,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 365,790 | $3,072,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 82,472 | $3,068,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 23,002 | $3,061,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 261,160 | $3,058,000 | thousands by filing date | |
| XILINX INC | 983919952 | OPTION | 72,200 | $3,054,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 111,122 | $3,046,000 | thousands by filing date | |
| FIREEYE INC | 31816Q952 | OPTION | 77,600 | $3,046,000 | thousands by filing date | put |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 118,992 | $3,041,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 391,155 | $3,036,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 32,360 | $3,027,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 150,385 | $3,013,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 71,626 | $3,008,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 73,145 | $3,000,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 39,709 | $2,996,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 203,221 | $2,995,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 125,944 | $2,992,000 | thousands by filing date | |
| POOL CORP | 732872957 | OPTION | 50,000 | $2,991,000 | thousands by filing date | put |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 76,746 | $2,977,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 234,825 | $2,970,000 | thousands by filing date | |
| SCHLUMBERGER LTD | 806857900 | OPTION | 35,527 | $2,965,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 38,415 | $2,959,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 262,579 | $2,959,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 172,869 | $2,951,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 224,900 | $2,944,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 87,782 | $2,917,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 63,600 | $2,917,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 273,904 | $2,912,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 94,201 | $2,909,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 119,585 | $2,908,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 66,220 | $2,906,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 310,839 | $2,906,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 235,759 | $2,905,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 534,094 | $2,895,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 1,172,049 | $2,895,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 57,915 | $2,893,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334906 | OPTION | 51,100 | $2,892,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 59,309 | $2,885,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 81,587 | $2,870,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 49,021 | $2,868,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 88,184 | $2,867,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 165,061 | $2,866,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 748,549 | $2,866,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 153,316 | $2,854,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 164,826 | $2,840,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 131,153 | $2,838,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 1,853,000 | $2,837,000 | thousands by filing date | principal |
| ANALOG DEVICES INC | 032654907 | OPTION | 45,000 | $2,835,000 | thousands by filing date | call |
| FLEX PHARMA INC | 33938A105 | COM | 144,525 | $2,833,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 90,842 | $2,827,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 162,200 | $2,826,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550952 | OPTION | 104,200 | $2,822,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 201,995 | $2,814,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 770,471 | $2,805,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 119,869 | $2,800,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 97,823 | $2,794,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 78,262 | $2,792,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 174,344 | $2,790,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 327,909 | $2,787,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 33,018 | $2,786,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 93,009 | $2,785,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 101,025 | $2,785,000 | thousands by filing date | |
| MATADOR RES CO | 576485957 | OPTION | 127,000 | $2,784,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,735,000 | $2,776,000 | thousands by filing date | principal |
| EOG RES INC | 26875P952 | OPTION | 30,200 | $2,769,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 54,000 | $2,765,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 274,842 | $2,762,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 172,720 | $2,760,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 253,449 | $2,758,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 271,830 | $2,756,000 | thousands by filing date | |
| CISCO SYSTEMS | 17275R953 | OPTION | 100,000 | $2,753,000 | thousands by filing date | put |
| SPDR DOW JONES INDL AVRG ETF | 78467X901 | OPTION | 15,500 | $2,752,000 | thousands by filing date | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 57,356 | $2,739,000 | thousands by filing date | |
| RAYTHEON COMPANY | 755111952 | OPTION | 25,000 | $2,731,000 | thousands by filing date | put |
| MEDTRONIC PLC | G5960L905 | OPTION | 35,000 | $2,730,000 | thousands by filing date | call |
| VGT | 92204A702 | SHS | 25,622 | $2,729,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P953 | OPTION | 39,682 | $2,727,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 54,763 | $2,723,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 384,002 | $2,723,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481903 | OPTION | 145,000 | $2,722,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 92,919 | $2,712,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 124,346 | $2,706,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 101,007 | $2,704,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 238,964 | $2,698,000 | thousands by filing date | |
| CSX CORP | 126408954 | OPTION | 81,400 | $2,696,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 560,216 | $2,690,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 97,639 | $2,689,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,093,000 | $2,686,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 84,333 | $2,682,000 | thousands by filing date | |
| KIMBERLY CLARK CORP | 494368954 | OPTION | 25,000 | $2,678,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP | 494368905 | OPTION | 25,000 | $2,678,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 298,797 | $2,663,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,679,000 | $2,657,000 | thousands by filing date | principal |
| SESEN BIO, INC. | 286221106 | COM | 297,909 | $2,657,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 356,486 | $2,656,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 67,232 | $2,656,000 | thousands by filing date | |
| TERADYNE INC | 880770904 | OPTION | 140,800 | $2,654,000 | thousands by filing date | call |
| COBIZ FINANCIAL INC | 190897108 | COM | 215,090 | $2,650,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 61,009 | $2,650,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 26,175 | $2,648,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 29,007 | $2,643,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 381,356 | $2,642,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 27,572 | $2,624,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 77,131 | $2,624,000 | thousands by filing date | |
| ALCOA INC | 013817903 | OPTION | 202,845 | $2,621,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 151,180 | $2,611,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 88,441 | $2,603,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 140,467 | $2,595,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 115,557 | $2,592,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 3,150,000 | $2,591,000 | thousands by filing date | principal |
| MOSAIC CO NEW | 61945C905 | OPTION | 56,000 | $2,580,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 301,859 | $2,538,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 2,175,000 | $2,536,000 | thousands by filing date | principal |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 54,263 | $2,531,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 35,087 | $2,529,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 467,391 | $2,529,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 74,952 | $2,529,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 107,684 | $2,526,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220957 | OPTION | 274,000 | $2,521,000 | thousands by filing date | put |
| EATON CORP PLC | G29183905 | OPTION | 37,000 | $2,514,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 85,325 | $2,502,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 114,410 | $2,501,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 55,678 | $2,501,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 93,056 | $2,500,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 97,771 | $2,495,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,441,201 | $2,490,000 | thousands by filing date | |
| CVR ENERGY INC | 12663P909 | OPTION | 120,000 | $2,489,000 | thousands by filing date | call |
| TRANSOCEAN LTD | H8817H951 | OPTION | 169,600 | $2,488,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 73,710 | $2,485,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 65,080 | $2,485,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 155,016 | $2,485,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 201,700 | $2,483,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 59,658 | $2,483,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 391,700 | $2,479,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 46,020 | $2,473,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 58,733 | $2,472,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 147,850 | $2,470,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 64,875 | $2,465,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 234,500 | $2,455,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 254,837 | $2,454,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 45,903 | $2,445,000 | thousands by filing date | |
| HCA HOLDINGS INC | 40412C952 | OPTION | 32,500 | $2,445,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 232,934 | $2,440,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 349,154 | $2,430,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 593,400 | $2,421,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 202,724 | $2,415,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 77,600 | $2,415,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 26,090 | $2,413,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 471,921 | $2,412,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 28,922 | $2,398,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 29,171 | $2,396,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 74,211 | $2,373,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 98,521 | $2,358,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 40,795 | $2,349,000 | thousands by filing date | |
| B&G FOODS INC | 05508R908 | OPTION | 79,832 | $2,349,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 2,722,000 | $2,341,000 | thousands by filing date | principal |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 576,000 | $2,339,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A900 | OPTION | 330,100 | $2,327,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 46,450 | $2,324,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 77,877 | $2,321,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 102,009 | $2,320,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 259,500 | $2,297,000 | thousands by filing date | |
| ISHARES TR | 464288901 | JPMORGAN USD EMG | 25,000 | $2,288,000 | thousands by filing date | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 18,979 | $2,287,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 145,163 | $2,287,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 86,516 | $2,268,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 55,777 | $2,263,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 287,675 | $2,252,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106959 | OPTION | 55,900 | $2,251,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 62,648 | $2,241,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 44,237 | $2,237,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 38,599 | $2,233,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 39,857 | $2,231,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 41,829 | $2,231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 85,732 | $2,226,000 | thousands by filing date | |
| MOSAIC CO NEW | 61945C954 | OPTION | 48,100 | $2,216,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 50,548 | $2,207,000 | thousands by filing date | |
| ENDO INTERNATIONAL PLC | G30401957 | OPTION | 24,532 | $2,201,000 | thousands by filing date | put |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 57,044 | $2,193,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 144,117 | $2,191,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 50,927 | $2,161,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 127,004 | $2,160,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 190,850 | $2,156,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 123,400 | $2,150,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 83,757 | $2,149,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 83,247 | $2,146,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 2,475,000 | $2,146,000 | thousands by filing date | principal |
| AIRCASTLE LTD | G0129K104 | COM | 95,556 | $2,145,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 217,094 | $2,144,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 322,666 | $2,139,000 | thousands by filing date | |
| OUTERWALL INC | 690070958 | OPTION | 32,200 | $2,129,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 17,959 | $2,124,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 91,500 | $2,124,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 88,115 | $2,123,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 92,733 | $2,118,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 191,044 | $2,109,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 69,687 | $2,107,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 89,077 | $2,104,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 14,574 | $2,102,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 37,523 | $2,101,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 110,976 | $2,100,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 86,201 | $2,095,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 62,188 | $2,095,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 127,475 | $2,093,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 103,550 | $2,090,000 | thousands by filing date | |
| ISHARES MSCI HONG KONG ETF | 4642869L9 | OPTION | 91,400 | $2,089,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 67,013 | $2,088,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 100,620 | $2,079,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 72,305 | $2,075,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 50,043 | $2,074,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 165,525 | $2,058,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 100,838 | $2,057,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 1,142,867 | $2,057,000 | thousands by filing date | |
| DEXCOM INC | 252131958 | OPTION | 33,000 | $2,057,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 22,567 | $2,052,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 46,991 | $2,041,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,738,000 | $2,041,000 | thousands by filing date | principal |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 52,315 | $2,040,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 57,900 | $2,034,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 115,000 | $2,032,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 16,545 | $2,026,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 46,850 | $2,026,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 66,536 | $2,022,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 566,095 | $2,021,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 116,868 | $2,018,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 695,000 | $2,013,000 | thousands by filing date | principal |
| DEMAND MEDIA INC | 24802N208 | Cmn | 351,859 | $2,013,000 | thousands by filing date | |
| GOLDMAN SACHS GP | 38141G906 | OPTION | 10,700 | $2,011,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 105,866 | $2,010,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 77,000 | $2,005,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 126,445 | $2,005,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071952 | OPTION | 40,000 | $2,000,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 59,867 | $1,999,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 63,825 | $1,997,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 33,222 | $1,994,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 112,383 | $1,994,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 42,259 | $1,988,000 | thousands by filing date | |
| TIFFANY & CO | 886547900 | OPTION | 22,551 | $1,985,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 129,800 | $1,983,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,236,000 | $1,983,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 62,701 | $1,982,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 25,631 | $1,980,000 | thousands by filing date | |
| YUM BRANDS INC | 988498952 | OPTION | 25,141 | $1,979,000 | thousands by filing date | put |
| KELLOGG CO | 487836900 | OPTION | 30,000 | $1,979,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 242,583 | $1,978,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 84,419 | $1,974,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 1,739,000 | $1,973,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 94,202 | $1,964,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 76,693 | $1,962,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 109,919 | $1,962,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 78,385 | $1,960,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 53,623 | $1,955,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 45,747 | $1,946,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 90,319 | $1,938,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 77,975 | $1,935,000 | thousands by filing date | |
| WAL-MART STORES INC | 931142905 | OPTION | 23,500 | $1,933,000 | thousands by filing date | call |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 18,717 | $1,930,000 | thousands by filing date | |
| OCCIDENTAL PETRLM | 674599907 | OPTION | 26,361 | $1,924,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 102,889 | $1,919,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896951 | OPTION | 25,000 | $1,919,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 72,890 | $1,910,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 29,224 | $1,908,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 224,716 | $1,903,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 31,273 | $1,897,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 120,877 | $1,896,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 132,328 | $1,895,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 265,952 | $1,894,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 29,054 | $1,889,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 80,900 | $1,874,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 235,415 | $1,866,000 | thousands by filing date | |
| EMC CORP(MASSACHUS | 268648953 | OPTION | 72,900 | $1,863,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 119,600 | $1,857,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 203,820 | $1,857,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956953 | OPTION | 102,300 | $1,854,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 104,400 | $1,853,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 74,421 | $1,852,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 105,150 | $1,851,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 93,800 | $1,845,000 | thousands by filing date | |
| CANADIAN NATURAL RESOURCES | 136385952 | EQUITY | 60,000 | $1,843,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 124,470 | $1,842,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 2,035,000 | $1,834,000 | thousands by filing date | principal |
| OPHTHOTECH CORP | 683745103 | COM | 39,325 | $1,830,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 237,900 | $1,826,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 141,461 | $1,809,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,129,450 | $1,807,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 136,522 | $1,806,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 138,873 | $1,806,000 | thousands by filing date | |
| ISHARES TR | 4642879P8 | OPTION | 20,000 | $1,805,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 40,537 | $1,800,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 45,695 | $1,794,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 34,624 | $1,789,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 49,400 | $1,784,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 67,665 | $1,774,000 | thousands by filing date | |
| ISHARES SILVER TRUST | 46428Q901 | OPTION | 111,000 | $1,768,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 38,048 | $1,760,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 30,604 | $1,758,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376951 | OPTION | 27,500 | $1,756,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 30,572 | $1,754,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 19,970 | $1,751,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 31,390 | $1,747,000 | thousands by filing date | |
| SCHLUMBERGER LTD | 806857959 | OPTION | 20,900 | $1,744,000 | thousands by filing date | put |
| VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF | 9220429A6 | OPTION | 31,000 | $1,744,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 66,053 | $1,743,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 32,763 | $1,740,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 83,787 | $1,739,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 35,598 | $1,735,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 56,065 | $1,735,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 105,180 | $1,732,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350957 | OPTION | 41,800 | $1,730,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 65,000 | $1,729,000 | thousands by filing date | |
| SOUTHWEST AIRLINES CO | 844741900 | OPTION | 39,000 | $1,728,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 21,618 | $1,723,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300900 | OPTION | 100,000 | $1,723,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO-ADR | 74734M901 | OPTION | 33,557 | $1,718,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 396,356 | $1,717,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,228,000 | $1,710,000 | thousands by filing date | principal |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 74,104 | $1,709,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849955 | OPTION | 27,000 | $1,701,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,773,000 | $1,687,000 | thousands by filing date | principal |
| BIO-TECHNE CORP | 09073M104 | COM | 16,806 | $1,686,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 79,400 | $1,683,000 | thousands by filing date | |
| UNITED CONTL HLDGS INC | 910047950 | OPTION | 25,000 | $1,681,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246955 | OPTION | 58,800 | $1,679,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 85,261 | $1,678,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 42,837 | $1,678,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,415,000 | $1,675,000 | thousands by filing date | principal |
| FINISH LINE/THE CL A | 317923100 | COM | 68,023 | $1,669,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 43,109 | $1,663,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,003,283 | $1,656,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 15,000 | $1,654,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 120,600 | $1,648,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 19,069 | $1,646,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 368,800 | $1,645,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 38,179 | $1,636,000 | thousands by filing date | |
| RECON CAPITAL DAX GERMANY | 26923E207 | UNIT | 57,536 | $1,624,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 29,642 | $1,618,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 66,939 | $1,618,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 39,449 | $1,607,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165959 | OPTION | 41,000 | $1,606,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 108,776 | $1,603,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 206,025 | $1,603,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236954 | OPTION | 51,400 | $1,602,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 81,087 | $1,600,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000327 | this filing | 2015-05-15 | acceptance time not in the bulk data set |