13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 4,071 holding rows worth $439,070,913,000.
- Accession
- 0000019617-15-000327
- Filer
- CIK 19617
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 23,672 entries on the cover page, a total value of $439,070,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,070,913,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARNES GROUP INC | 067806109 | COM | 218,913 | $8,863,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 154,435 | $8,837,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 167,781 | $8,802,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 554,322 | $8,753,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 473,948 | $8,739,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 175,959 | $8,736,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 5,062,000 | $8,671,000 | thousands by filing date | principal |
| NAVIGATORS GROUP INC | 638904102 | COM | 111,338 | $8,667,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 276,192 | $8,664,000 | thousands by filing date | |
| SPDR SERIES TRUST S&P HOMEBUILD | 78464A920 | OPTION | 150,300 | $8,653,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 82,806 | $8,652,000 | thousands by filing date | |
| SPDR SERIES TRUST S&P OILGAS EXP | 78464A9A2 | OPTION | 150,000 | $8,636,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 195,829 | $8,634,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 106,181 | $8,633,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 132,850 | $8,624,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 125,383 | $8,601,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 353,505 | $8,583,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 200,041 | $8,580,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 122,201 | $8,563,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 693,289 | $8,554,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X907 | OPTION | 400,000 | $8,532,000 | thousands by filing date | call |
| OM GROUP INC | 670872100 | COM | 283,992 | $8,529,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 82,656 | $8,529,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 803,773 | $8,528,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 111,234 | $8,523,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 2,295,000 | $8,522,000 | thousands by filing date | principal |
| GOODRICH PETE CORP | 382410405 | COM NEW | 2,398,718 | $8,516,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 599,025 | $8,470,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 263,647 | $8,434,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 508,702 | $8,430,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 336,775 | $8,415,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 586,052 | $8,410,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 735,100 | $8,380,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 7,531,000 | $8,365,000 | thousands by filing date | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 226,484 | $8,349,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 62,174 | $8,346,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 296,881 | $8,345,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 140,797 | $8,339,000 | thousands by filing date | |
| MATTEL INC | 577081904 | OPTION | 364,200 | $8,322,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A902 | OPTION | 250,000 | $8,320,000 | thousands by filing date | call |
| CTC MEDIA INC | 12642X106 | COM | 2,093,931 | $8,293,000 | thousands by filing date | |
| ANADARKO PETE CORP | 032511958 | OPTION | 100,000 | $8,281,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 380,500 | $8,276,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 518,822 | $8,275,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 718,800 | $8,266,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 164,546 | $8,252,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 835,888 | $8,233,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 7,308,000 | $8,222,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 6,779,000 | $8,195,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134958 | OPTION | 65,000 | $8,182,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 750,130 | $8,176,000 | thousands by filing date | |
| UNITED CONTL HLDGS INC | 910047901 | OPTION | 121,400 | $8,164,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 555,706 | $8,158,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 188,307 | $8,150,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 115,846 | $8,148,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 410,760 | $8,088,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 165,313 | $8,067,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 139,413 | $8,051,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 338,184 | $8,046,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 7,751,000 | $7,998,000 | thousands by filing date | principal |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 203,082 | $7,987,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 324,919 | $7,963,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 130,169 | $7,958,000 | thousands by filing date | |
| FEDEX CORP | 31428X957 | OPTION | 48,100 | $7,958,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 860,416 | $7,933,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 234,200 | $7,923,000 | thousands by filing date | |
| NIKE INC | 654106905 | OPTION | 78,900 | $7,916,000 | thousands by filing date | call |
| CABOT OIL & GAS CORP | 127097954 | OPTION | 268,000 | $7,914,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 5,607,000 | $7,878,000 | thousands by filing date | principal |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 153,112 | $7,873,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 197,973 | $7,862,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 9,771,000 | $7,853,000 | thousands by filing date | principal |
| HCC INS HLDGS INC | 404132102 | COM | 138,460 | $7,846,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 88,275 | $7,845,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 66,215 | $7,798,000 | thousands by filing date | |
| ISHARES SILVER TRUST | 46428Q950 | OPTION | 488,900 | $7,788,000 | thousands by filing date | put |
| CHEMED CORP NEW | 16359R103 | COM | 65,220 | $7,786,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 137,916 | $7,779,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017950 | OPTION | 66,100 | $7,747,000 | thousands by filing date | put |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 207,189 | $7,698,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 109,533 | $7,696,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 482,205 | $7,677,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 251,908 | $7,672,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 235,042 | $7,658,000 | thousands by filing date | |
| QUALCOMM INC | 747525905 | OPTION | 110,100 | $7,634,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 636,918 | $7,630,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 284,081 | $7,612,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 187,012 | $7,599,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 218,634 | $7,594,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 293,840 | $7,590,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 64,618 | $7,576,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 199,219 | $7,558,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 92,168 | $7,555,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 504,343 | $7,535,000 | thousands by filing date | |
| HELMERICH & PAYNE | 423452903 | OPTION | 110,700 | $7,535,000 | thousands by filing date | call |
| HELMERICH & PAYNE | 423452952 | OPTION | 110,700 | $7,535,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 176,492 | $7,502,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 103,367 | $7,497,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 358,109 | $7,496,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 157,057 | $7,489,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 313,755 | $7,489,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 2,248,000 | $7,486,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 309,828 | $7,470,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 518,872 | $7,466,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 307,960 | $7,458,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 449,148 | $7,447,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 433,648 | $7,445,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746903 | OPTION | 136,800 | $7,442,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 195,054 | $7,441,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,032,256 | $7,433,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 301,170 | $7,433,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 91,693 | $7,431,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 477,781 | $7,391,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 107,110 | $7,389,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 260,203 | $7,381,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 829,564 | $7,375,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 275,921 | $7,361,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 150,378 | $7,353,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 583,803 | $7,327,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 110,598 | $7,316,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 529,633 | $7,308,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 148,137 | $7,299,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 11,212,000 | $7,274,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC | 00846U903 | OPTION | 175,000 | $7,271,000 | thousands by filing date | call |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 6,461,000 | $7,244,000 | thousands by filing date | principal |
| ZOES KITCHEN INC | 98979J109 | COM | 217,599 | $7,243,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 179,742 | $7,237,000 | thousands by filing date | |
| SONY CORP-SPONSORED ADR | 835699901 | OPTION | 270,000 | $7,231,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 239,762 | $7,228,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 142,668 | $7,225,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 223,904 | $7,194,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 122,577 | $7,190,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207956 | OPTION | 199,200 | $7,189,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 206,109 | $7,169,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 108,427 | $7,163,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 400,112 | $7,159,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 293,224 | $7,139,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 338,837 | $7,117,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 4,797,000 | $7,100,000 | thousands by filing date | principal |
| ISHARES TR | 464288687 | COM | 176,742 | $7,089,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 82,240 | $7,079,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 488,282 | $7,070,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 514,644 | $7,066,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 256,975 | $7,059,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 4,050,105 | $7,047,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,029,322 | $7,040,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 207,193 | $7,022,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 467,498 | $7,022,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,098,000 | $7,020,000 | thousands by filing date | principal |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 157,987 | $6,993,000 | thousands by filing date | |
| DOW CHEM CO | 260543954 | OPTION | 145,400 | $6,976,000 | thousands by filing date | put |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 155,123 | $6,934,000 | thousands by filing date | |
| YAHOO INC | 984332957 | OPTION | 155,000 | $6,887,000 | thousands by filing date | put |
| CISCO SYSTEMS | 17275R904 | OPTION | 250,000 | $6,881,000 | thousands by filing date | call |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 387,433 | $6,873,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 872,409 | $6,857,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 154,660 | $6,825,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 284,449 | $6,824,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 101,747 | $6,819,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 102,753 | $6,812,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,380,512 | $6,792,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 217,136 | $6,787,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 4,125,000 | $6,783,000 | thousands by filing date | principal |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 2,767,502 | $6,780,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP | 91307C904 | OPTION | 39,300 | $6,777,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 782,269 | $6,758,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 2,437,025 | $6,751,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 204,519 | $6,745,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 267,443 | $6,739,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 59,786 | $6,735,000 | thousands by filing date | |
| STAPLES INC | 855030953 | OPTION | 413,600 | $6,735,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 398,738 | $6,731,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 71,005 | $6,726,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,504,749 | $6,726,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017901 | OPTION | 57,300 | $6,716,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 385,643 | $6,653,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 518,516 | $6,647,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 234,529 | $6,646,000 | thousands by filing date | |
| ILLUMINA INC | 452327901 | OPTION | 35,500 | $6,590,000 | thousands by filing date | call |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 129,877 | $6,573,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 281,384 | $6,571,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 168,963 | $6,569,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 150,807 | $6,547,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 311,900 | $6,531,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 154,515 | $6,529,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 2,054,740 | $6,514,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C906 | OPTION | 104,500 | $6,506,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 100,017 | $6,504,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 413,510 | $6,476,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 550,583 | $6,469,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 96,500 | $6,468,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 238,594 | $6,467,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,343,924 | $6,465,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 2,942,000 | $6,458,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 98,992 | $6,427,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 208,138 | $6,415,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 5,507,000 | $6,409,000 | thousands by filing date | principal |
| TETRA TECH INC NEW | 88162G103 | COM | 265,746 | $6,384,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,175,000 | $6,382,000 | thousands by filing date | principal |
| CELANESE CORP DEL COM | 150870103 | Stock | 114,103 | $6,374,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 152,070 | $6,362,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 719,375 | $6,360,000 | thousands by filing date | |
| COCA-COLA CO | 191216902 | OPTION | 156,762 | $6,357,000 | thousands by filing date | call |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 6,173,000 | $6,347,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 154,150 | $6,345,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 382,814 | $6,343,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 149,695 | $6,326,000 | thousands by filing date | |
| MICROSOFT CORP | 594918955 | OPTION | 155,000 | $6,302,000 | thousands by filing date | put |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 6,091,000 | $6,301,000 | thousands by filing date | principal |
| SOUTHERN COPPER CORP | 84265V105 | COM | 215,753 | $6,296,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 636,771 | $6,279,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 135,692 | $6,276,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 333,255 | $6,269,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 209,061 | $6,238,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 1,063,038 | $6,229,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 65,056 | $6,214,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 118,901 | $6,208,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 668,503 | $6,204,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 101,711 | $6,201,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 340,574 | $6,199,000 | thousands by filing date | |
| ALLSTATE CORP | 020002903 | OPTION | 87,000 | $6,192,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 187,957 | $6,189,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 110,928 | $6,187,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 114,648 | $6,182,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 439,702 | $6,146,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 111,123 | $6,115,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 310,363 | $6,099,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 184,675 | $6,091,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 247,677 | $6,087,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 209,503 | $6,085,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 188,791 | $6,071,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,094,320 | $6,062,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320953 | OPTION | 75,300 | $6,047,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 542,191 | $6,045,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 3,040,000 | $6,015,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287900 | OPTION | 95,000 | $5,995,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 144,150 | $5,993,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 72,645 | $5,988,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353900 | OPTION | 87,500 | $5,988,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 394,273 | $5,980,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 61,959 | $5,973,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 102,748 | $5,957,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 66,986 | $5,955,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,183,772 | $5,955,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 236,654 | $5,935,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909959 | OPTION | 243,100 | $5,932,000 | thousands by filing date | put |
| HUDSON PAC PPTYS INC | 444097109 | COM | 178,523 | $5,925,000 | thousands by filing date | |
| YELP INC | 985817907 | OPTION | 125,000 | $5,919,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 423,284 | $5,918,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134909 | OPTION | 47,000 | $5,916,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 303,999 | $5,909,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 166,338 | $5,902,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 228,533 | $5,902,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 326,338 | $5,884,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 217,431 | $5,875,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 440,736 | $5,875,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 85,715 | $5,863,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 4,038,058 | $5,855,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 349,125 | $5,854,000 | thousands by filing date | |
| ALIBABA GROUP HOLDING-SP ADR | 01609W904 | OPTION | 70,200 | $5,843,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 178,922 | $5,838,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 368,751 | $5,833,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 287,969 | $5,828,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 52,614 | $5,826,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 110,234 | $5,818,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 155,838 | $5,803,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 178,135 | $5,795,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 76,342 | $5,773,000 | thousands by filing date | |
| RSTK MIMEDX GROUP INC | 602496903 | COM | 550,000 | $5,720,000 | thousands by filing date | call |
| MEDIVATION INC | 58501NAA9 | NOTE | 2,273,000 | $5,707,000 | thousands by filing date | principal |
| AZENTA INC | 114340102 | COM | 490,505 | $5,705,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 324,225 | $5,695,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 93,375 | $5,682,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 389,350 | $5,681,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 301,810 | $5,677,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 195,922 | $5,669,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 376,786 | $5,663,000 | thousands by filing date | |
| CHEVRON CORP NEW | 166764902 | OPTION | 53,886 | $5,657,000 | thousands by filing date | call |
| AMER EXPRESS CO | 025816901 | OPTION | 72,322 | $5,650,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P956 | OPTION | 100,000 | $5,649,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 120,126 | $5,630,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 111,487 | $5,629,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 100,000 | $5,627,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 246,665 | $5,627,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 50,738 | $5,615,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 5,461,000 | $5,615,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 168,708 | $5,614,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 95,055 | $5,611,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 118,156 | $5,611,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 47,448 | $5,610,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 320,187 | $5,604,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 113,163 | $5,599,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 82,000 | $5,595,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 177,308 | $5,560,000 | thousands by filing date | |
| DIRECTV | 25490A903 | OPTION | 65,300 | $5,557,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 207,934 | $5,552,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 84,817 | $5,549,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 187,691 | $5,537,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 194,466 | $5,527,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 2,497,000 | $5,522,000 | thousands by filing date | principal |
| DANAHER CORP | 235851953 | OPTION | 65,000 | $5,519,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 119,063 | $5,514,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 40,769 | $5,511,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 235,241 | $5,511,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 332,929 | $5,490,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 165,162 | $5,486,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 47,131 | $5,460,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 164,925 | $5,448,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 810,334 | $5,445,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 56,372 | $5,442,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 115,731 | $5,423,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 928,832 | $5,406,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 149,671 | $5,398,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 189,088 | $5,394,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 110,325 | $5,376,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 118,512 | $5,374,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 248,027 | $5,373,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 947,632 | $5,373,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 760,773 | $5,352,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 145,561 | $5,351,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 351,425 | $5,342,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 188,928 | $5,328,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 607,395 | $5,327,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 478,170 | $5,322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 119,111 | $5,316,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 40,297 | $5,311,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 107,639 | $5,308,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 61,967 | $5,307,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 122,932 | $5,298,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 569,162 | $5,281,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 127,279 | $5,276,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 172,591 | $5,273,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 148,554 | $5,260,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 260,358 | $5,259,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 690,776 | $5,257,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 116,738 | $5,254,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 459,937 | $5,230,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 171,893 | $5,225,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 89,719 | $5,203,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 447,000 | $5,198,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC | G50871956 | OPTION | 30,000 | $5,184,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 215,275 | $5,173,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 189,449 | $5,151,000 | thousands by filing date | |
| NORFOLK STHN CORP | 655844959 | OPTION | 50,000 | $5,146,000 | thousands by filing date | put |
| FRESH MKT INC | 35804H106 | COM | 126,526 | $5,141,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 344,569 | $5,135,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 907,535 | $5,128,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 32,677 | $5,118,000 | thousands by filing date | |
| TESORO CORP | 881609952 | OPTION | 56,040 | $5,116,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383105 | COM | 761,938 | $5,097,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 136,366 | $5,087,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19,585 | $5,086,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 144,243 | $5,082,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 369,106 | $5,075,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746900 | OPTION | 62,400 | $5,063,000 | thousands by filing date | call |
| PULTE GROUP INC | 745867952 | OPTION | 227,700 | $5,062,000 | thousands by filing date | put |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 304,583 | $5,056,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 220,329 | $5,052,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 360,464 | $5,050,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 4,846,000 | $5,049,000 | thousands by filing date | principal |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 286,393 | $5,040,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 185,355 | $5,015,000 | thousands by filing date | |
| Abengoa Yield Plc | E0002VMY7 | ORD SHS | 5,000,000 | $5,013,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327950 | OPTION | 27,000 | $5,012,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 97,596 | $5,006,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336909 | OPTION | 262,800 | $4,998,000 | thousands by filing date | call |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 659,440 | $4,978,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 38,039 | $4,974,000 | thousands by filing date | |
| SPDR DOW JONES INDL AVRG ETF | 78467X950 | OPTION | 28,000 | $4,972,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 184,551 | $4,970,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 217,219 | $4,966,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,770,000 | $4,956,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 249,113 | $4,954,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 170,966 | $4,953,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 760,687 | $4,952,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 91,871 | $4,947,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 216,810 | $4,944,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 79,016 | $4,923,000 | thousands by filing date | |
| PROCTER & GAMBLE | 742718901 | OPTION | 60,000 | $4,916,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 409,912 | $4,907,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 268,598 | $4,902,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 154,058 | $4,898,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 90,624 | $4,897,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 165,595 | $4,894,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044907 | OPTION | 100,000 | $4,890,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044956 | OPTION | 100,000 | $4,890,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 116,959 | $4,864,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001A953 | OPTION | 100,000 | $4,864,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,031,926 | $4,860,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 25,892 | $4,853,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 78,540 | $4,837,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 57,795 | $4,837,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 213,199 | $4,837,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 427,000 | $4,829,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 178,600 | $4,822,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 723,322 | $4,817,000 | thousands by filing date | |
| MOLSON COORS BREWING CO -B | 60871R902 | OPTION | 64,700 | $4,817,000 | thousands by filing date | call |
| ATMEL CORP | 049513104 | COM | 584,148 | $4,807,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 4,157,000 | $4,801,000 | thousands by filing date | principal |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 42,904 | $4,771,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 1,050,248 | $4,768,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 88,149 | $4,764,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 643,563 | $4,763,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361959 | OPTION | 105,800 | $4,757,000 | thousands by filing date | put |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 277,003 | $4,751,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 45,004 | $4,750,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 103,465 | $4,750,000 | thousands by filing date | |
| MEDIVATION INC | 58501N903 | OPTION | 36,700 | $4,737,000 | thousands by filing date | call |
| MERCK & CO INC NEW | 58933Y956 | OPTION | 82,400 | $4,736,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 309,100 | $4,735,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212952 | OPTION | 35,900 | $4,721,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 165,636 | $4,720,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 160,442 | $4,718,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 318,510 | $4,714,000 | thousands by filing date | |
| PITNEY BOWES INC | 724479902 | OPTION | 201,400 | $4,697,000 | thousands by filing date | call |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 127,240 | $4,696,000 | thousands by filing date | |
| LENNAR CORP | 526057955 | OPTION | 90,600 | $4,694,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 251,800 | $4,684,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 166,709 | $4,669,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 71,957 | $4,669,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 129,582 | $4,653,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 40,357 | $4,639,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 93,578 | $4,636,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 191,057 | $4,624,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 58,835 | $4,619,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 53,051 | $4,615,000 | thousands by filing date | |
| BOEING CO | 097023907 | OPTION | 30,700 | $4,607,000 | thousands by filing date | call |
| DYAX CORP | 26746E103 | COM | 274,228 | $4,595,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334955 | OPTION | 81,000 | $4,585,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 90,703 | $4,582,000 | thousands by filing date | |
| YY INC | G9887YAA5 | BOND | 5,000,000 | $4,575,000 | thousands by filing date | principal |
| UNITED RENTALS INC | 911363950 | OPTION | 50,000 | $4,558,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 551,141 | $4,541,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 252,712 | $4,529,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 292,921 | $4,525,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 5,710,154 | $4,511,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,860,000 | $4,505,000 | thousands by filing date | principal |
| KBHOME | 48666K109 | COM | 288,238 | $4,502,000 | thousands by filing date | |
| NETFLIX INC | 64110L908 | OPTION | 10,800 | $4,500,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 86,843 | $4,492,000 | thousands by filing date | |
| DANAHER CORP | 235851904 | OPTION | 52,900 | $4,491,000 | thousands by filing date | call |
| CLIFFS NAT RES INC | 18683K952 | OPTION | 932,300 | $4,484,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549955 | OPTION | 911,300 | $4,484,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 152,345 | $4,471,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 125,183 | $4,449,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 75,314 | $4,445,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 176,042 | $4,443,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 159,545 | $4,438,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 111,534 | $4,437,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 84,225 | $4,436,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 4,000,000 | $4,435,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 78,206 | $4,427,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 356,828 | $4,410,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 187,615 | $4,405,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 76,725 | $4,394,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 82,375 | $4,393,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 313,392 | $4,389,000 | thousands by filing date | |
| OASIS PETROLEUM INC | 674215959 | OPTION | 308,000 | $4,380,000 | thousands by filing date | put |
| BOEING CO | 097023956 | OPTION | 29,180 | $4,379,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 84,019 | $4,376,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 64,291 | $4,371,000 | thousands by filing date | |
| CF INDS HLDGS INC | 125269902 | OPTION | 15,400 | $4,369,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 125,404 | $4,361,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 48,062 | $4,360,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 229,691 | $4,353,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 76,064 | $4,351,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 139,986 | $4,347,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 39,382 | $4,345,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 173,211 | $4,341,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 357,549 | $4,341,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 907,627 | $4,302,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 203,550 | $4,297,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP | 018581900 | OPTION | 14,500 | $4,294,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 25,346 | $4,288,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 78,494 | $4,264,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 125,441 | $4,246,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 107,115 | $4,242,000 | thousands by filing date | |
| JPMORGAN ALERIAN MLP INDEX | 46625H902 | OPTION | 70,000 | $4,241,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 6,753,041 | $4,238,000 | thousands by filing date | principal |
| ECLIPSE RES CORP | 27890G100 | COM | 753,097 | $4,233,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351950 | OPTION | 24,400 | $4,229,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 237,600 | $4,213,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 74,736 | $4,213,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 407,725 | $4,212,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 196,994 | $4,204,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 151,787 | $4,195,000 | thousands by filing date | |
| NXP SEMICONDUCTORS NV | N6596X950 | OPTION | 41,800 | $4,195,000 | thousands by filing date | put |
| SOLERA HOLDINGS INC | 83421A104 | COM | 81,006 | $4,183,000 | thousands by filing date | |
| LEXMARK INTERNATIONAL INC-A | 529771909 | OPTION | 98,800 | $4,183,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 150,735 | $4,182,000 | thousands by filing date | |
| STARWOOD HOTELS & RESORTS | 85590A906 | OPTION | 50,000 | $4,175,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 3,350,000 | $4,160,000 | thousands by filing date | principal |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 403,744 | $4,146,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 66,419 | $4,140,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 108,900 | $4,138,000 | thousands by filing date | |
| FORTINET INC | 34959E950 | OPTION | 118,200 | $4,131,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 133,779 | $4,130,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 246,104 | $4,115,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 159,040 | $4,108,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 447,873 | $4,103,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000327 | this filing | 2015-05-15 | acceptance time not in the bulk data set |