13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 4,071 holding rows worth $439,070,913,000.
- Accession
- 0000019617-15-000327
- Filer
- CIK 19617
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 23,672 entries on the cover page, a total value of $439,070,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,070,913,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BT GROUP-ADR | 05577E101 | ADR | 8,745 | $570,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 24,231 | $567,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 18,865 | $566,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 22,415 | $566,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 79,497 | $565,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 22,004 | $565,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 35,458 | $565,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,177 | $564,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 25,049 | $561,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 18,214 | $560,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 31,016 | $559,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 13,408 | $557,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 15,629 | $555,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 84,250 | $555,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,743 | $554,000 | thousands by filing date | |
| ALCOA INC | 013817952 | OPTION | 42,900 | $554,000 | thousands by filing date | put |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 22,710 | $551,000 | thousands by filing date | |
| LOWE'S COS INC | 548661909 | OPTION | 7,400 | $550,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 112,825 | $547,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 17,124 | $543,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 14,602 | $542,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 15,938 | $541,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 49,948 | $540,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 16,194 | $539,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 11,500 | $537,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 10,000 | $536,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 84,415 | $535,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 10,900 | $535,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,828 | $534,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 15,442 | $534,000 | thousands by filing date | |
| KATE SPADE & CO | 485865901 | OPTION | 15,900 | $531,000 | thousands by filing date | call |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 21,461 | $529,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 11,350 | $527,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 30,000 | $525,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 24,562 | $524,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 39,200 | $522,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 105,523 | $520,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,715 | $520,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 9,624 | $518,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 52,651 | $518,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 15,354 | $518,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 110,470 | $515,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 69,129 | $514,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 195,800 | $513,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 22,731 | $513,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $512,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 11,648 | $511,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,099 | $510,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,505 | $510,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 19,871 | $506,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,476 | $504,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 147,750 | $503,000 | thousands by filing date | |
| STARBUCKS CORP | 855244901 | OPTION | 5,300 | $502,000 | thousands by filing date | call |
| DEXCOM INC | 252131909 | OPTION | 8,000 | $499,000 | thousands by filing date | call |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 12,083 | $497,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 16,056 | $496,000 | thousands by filing date | |
| EMERSON ELECTRIC CO | 291011955 | OPTION | 8,700 | $493,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 22,762 | $491,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 15,934 | $487,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 20,575 | $487,000 | thousands by filing date | |
| PACIFIC ETHANOL INC | 69423U958 | OPTION | 45,000 | $486,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 12,684 | $484,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 18,620 | $481,000 | thousands by filing date | |
| WASTE CONNECTIONS INC | 941053902 | OPTION | 10,000 | $481,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 13,431 | $480,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 47,946 | $478,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 39,700 | $478,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 868,000 | $478,000 | thousands by filing date | principal |
| ACTUANT CORP | 00508X203 | CL A NEW | 20,046 | $476,000 | thousands by filing date | |
| TARGET CORP | 87612E908 | OPTION | 5,800 | $476,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 22,140 | $475,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 54,032 | $475,000 | thousands by filing date | |
| CELGENE CORP | 1510209P1 | OPTION | 4,124 | $475,000 | thousands by filing date | put |
| ISRAMCO INC | 465141406 | COM | 3,770 | $474,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,598 | $473,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 36,743 | $473,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 9,497 | $472,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INCORPO | 92532F902 | OPTION | 4,000 | $472,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,303 | $470,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 399,000 | $470,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 10,378 | $470,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 29,661 | $469,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 345,000 | $468,000 | thousands by filing date | principal |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 96,364 | $467,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 45,533 | $466,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 500,000 | $466,000 | thousands by filing date | principal |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 26,664 | $465,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 12,396 | $462,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 71,367 | $462,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,047 | $462,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 113,027 | $462,000 | thousands by filing date | |
| AON PLC | G0408V904 | OPTION | 4,800 | $461,000 | thousands by filing date | call |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,345 | $456,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 152,432 | $456,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 18,289 | $454,000 | thousands by filing date | |
| BAIDU INC | 056752900 | OPTION | 2,177 | $454,000 | thousands by filing date | call |
| GLAXOSMITHKLINE | 37733W956 | OPTION | 9,800 | $452,000 | thousands by filing date | put |
| SHIRE PLC-ADR | 82568P957 | OPTION | 10,000 | $452,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 36,450 | $451,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 18,087 | $450,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 20,626 | $450,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 23,574 | $450,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 12,732 | $450,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 19,750 | $450,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 16,950 | $449,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 8,651 | $448,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 250,000 | $446,000 | thousands by filing date | principal |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 13,706 | $442,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 51,942 | $442,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 28,115 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 11,365 | $438,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 15,607 | $438,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 90,000 | $437,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 8,578 | $433,000 | thousands by filing date | |
| HOME DEPOT INC | 437076904 | OPTION | 3,800 | $432,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 21,736 | $430,000 | thousands by filing date | |
| AMER EXPRESS CO | 025816950 | OPTION | 5,500 | $430,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 15,308 | $429,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 430,000 | $428,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,757 | $427,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 13,976 | $423,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 12,402 | $422,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 4,447 | $422,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 38,532 | $422,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,794 | $421,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 8,400 | $419,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 45,581 | $417,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 52,377 | $416,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 10,083 | $414,000 | thousands by filing date | |
| RIO TINTO | 767204951 | OPTION | 10,000 | $414,000 | thousands by filing date | put |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 84,418 | $414,000 | thousands by filing date | |
| CENTURY ALUMINUM COMPANY | 156431900 | OPTION | 30,000 | $414,000 | thousands by filing date | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 9,496 | $412,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 44,318 | $412,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 35,164 | $411,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 23,841 | $410,000 | thousands by filing date | |
| VMWARE INC | 928563956 | OPTION | 5,000 | $410,000 | thousands by filing date | put |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 32,300 | $406,000 | thousands by filing date | |
| POWERSHARES DB OIL FUND | 73936B903 | OPTION | 25,576 | $406,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C107 | COM | 11,595 | $403,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 6,720 | $402,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 9,656 | $402,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 27,500 | $401,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 20,009 | $400,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 14,745 | $398,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 155,910 | $396,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,822 | $393,000 | thousands by filing date | |
| DUKE ENERGY CORP | 26441C907 | OPTION | 5,100 | $392,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 21,640 | $391,000 | thousands by filing date | |
| LOWE'S COS INC | 548661958 | OPTION | 5,200 | $387,000 | thousands by filing date | put |
| CHENIERE ENERGY INC | 16411R901 | OPTION | 5,000 | $387,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 24,111 | $386,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 10,636 | $386,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G903 | OPTION | 3,100 | $386,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 249,947 | $385,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B950 | OPTION | 7,500 | $384,000 | thousands by filing date | put |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 17,343 | $383,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 2,958 | $383,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 11,080 | $378,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 10,342 | $376,000 | thousands by filing date | |
| EXELON CORP | 30161N903 | OPTION | 11,200 | $376,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,169 | $375,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 10,721 | $374,000 | thousands by filing date | |
| VANGUARD FTSE EMERGING MARKE | 922042957 | OPTION | 6,600 | $371,000 | thousands by filing date | put |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 119,050 | $367,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,526 | $366,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 45,422 | $364,000 | thousands by filing date | |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 14,601 | $364,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,727 | $362,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 11,488 | $361,000 | thousands by filing date | |
| ISHARES TR | 464287986 | OPTION | 4,000 | $361,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 20,773 | $360,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 23,924 | $357,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 10,800 | $356,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 6,715 | $355,000 | thousands by filing date | |
| ISHARES TR 20+ YR TR BD ETF | 464287937 | OPTION | 3,900 | $352,000 | thousands by filing date | call |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 25,890 | $351,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 5,079 | $350,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 27,828 | $347,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 43,010 | $346,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F954 | EQUITY | 38,600 | $345,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 10,847 | $345,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,649 | $343,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 312,000 | $342,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 15,070 | $342,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 13,400 | $342,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 21,146 | $338,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 29,210 | $338,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,400 | $337,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,115 | $334,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 25,552 | $332,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,845 | $331,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,049 | $329,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 238,801 | $329,000 | thousands by filing date | principal |
| HCA HOLDINGS INC | 40412C903 | OPTION | 4,360 | $328,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 79,985 | $327,000 | thousands by filing date | |
| LINKEDIN CORP - A | 53578A900 | OPTION | 1,306 | $327,000 | thousands by filing date | call |
| STONEGATE MTG CORP | 86181Q300 | COM | 30,169 | $326,000 | thousands by filing date | |
| COLGATE-PALMOLIVE CO | 194162954 | OPTION | 4,700 | $326,000 | thousands by filing date | put |
| HERTZ GLOBAL HOLDINGS INC | 42805T956 | OPTION | 15,000 | $325,000 | thousands by filing date | put |
| ARTESIAN RES CORP | 043113208 | CL A | 15,123 | $323,000 | thousands by filing date | |
| GLAXOSMITHKLINE | 37733W907 | OPTION | 7,000 | $323,000 | thousands by filing date | call |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,198 | $320,000 | thousands by filing date | |
| AFLAC INC | 001055904 | OPTION | 5,000 | $320,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 18,512 | $319,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 14,408 | $319,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 12,312 | $319,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 294,000 | $319,000 | thousands by filing date | principal |
| MUELLER INDS INC COM | 624756102 | Stock | 8,801 | $318,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 25,500 | $317,000 | thousands by filing date | |
| UTILITIES SELECT SECTOR SPDR | 81369Y9L6 | OPTION | 6,500 | $317,000 | thousands by filing date | put |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 18,706 | $316,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F905 | OPTION | 35,300 | $315,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 5,676 | $312,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E958 | EQUITY | 105,000 | $311,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 32,300 | $310,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 21,308 | $310,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 268,000 | $310,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 6,096 | $309,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 12,755 | $309,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 8,794 | $308,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 4,927 | $308,000 | thousands by filing date | |
| CBS CORP NEW | 124857905 | OPTION | 5,000 | $308,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,221 | $307,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 41,873 | $307,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 12,055 | $306,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 15,684 | $305,000 | thousands by filing date | |
| CUMMINS INC | 231021957 | OPTION | 2,200 | $305,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 26,792 | $304,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G900 | OPTION | 3,500 | $304,000 | thousands by filing date | call |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 66,800 | $303,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 17,444 | $302,000 | thousands by filing date | |
| FIVE BELOW | 33829M952 | OPTION | 8,500 | $302,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,236 | $300,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 10,020 | $300,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 12,600 | $295,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 141,000 | $295,000 | thousands by filing date | principal |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 22,528 | $293,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,900 | $292,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U900 | OPTION | 7,500 | $292,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,026 | $291,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,210 | $291,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 9,035 | $290,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 65,554 | $289,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 32,300 | $288,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 5,600 | $286,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 9,956 | $286,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172950 | OPTION | 3,800 | $286,000 | thousands by filing date | put |
| ACHAOGEN INC | 004449104 | COM | 29,205 | $286,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 38,630 | $285,000 | thousands by filing date | |
| ITAU UNIBANCO H-SPON PRF ADR | 465562957 | OPTION | 25,700 | $284,000 | thousands by filing date | put |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,700 | $282,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 6,020 | $281,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,365 | $281,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 7,928 | $280,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 26,348 | $280,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 6,630 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 23,800 | $278,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 5,532 | $275,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 278,000 | $271,000 | thousands by filing date | principal |
| EVOGENE LTD | M4119S104 | SHS | 30,618 | $270,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,103 | $268,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 252,000 | $268,000 | thousands by filing date | principal |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 229,801 | $266,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,159 | $265,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,575 | $265,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 13,220 | $265,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 13,700 | $262,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 3,726 | $262,000 | thousands by filing date | |
| US BANCORP DEL | 902973908 | OPTION | 6,000 | $262,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,738 | $261,000 | thousands by filing date | |
| NIKE INC | 654106954 | OPTION | 2,600 | $261,000 | thousands by filing date | put |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 16,139 | $260,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 5,251 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,036 | $254,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 13,110 | $253,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 11,900 | $253,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 13,942 | $253,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 227,000 | $252,000 | thousands by filing date | principal |
| SEARS HLDGS CORP | 812350908 | OPTION | 6,100 | $252,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 13,039 | $251,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 5,118 | $251,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 35,432 | $251,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 34,232 | $250,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,556 | $250,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 3,530 | $249,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 25,247 | $249,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 35,357 | $248,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 11,816 | $248,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,410 | $247,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 17,500 | $246,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,556 | $245,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 20,995 | $245,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 10,800 | $244,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 12,399 | $244,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 18,032 | $243,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 8,086 | $241,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 248,000 | $241,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,000 | $240,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,912 | $239,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 183,375 | $239,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,856 | $239,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y9K8 | OPTION | 4,900 | $239,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 42,520 | $237,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 27,400 | $236,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 240,000 | $236,000 | thousands by filing date | principal |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,560 | $235,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 17,367 | $235,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 21,310 | $235,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AM9 | NOTE | 123,000 | $235,000 | thousands by filing date | principal |
| KEURIG GREEN MOUNTAIN INC | 49271M951 | OPTION | 2,100 | $235,000 | thousands by filing date | put |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 48,534 | $229,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 17,399 | $227,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 7,627 | $227,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 38,451 | $226,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 3,911 | $226,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 8,345 | $226,000 | thousands by filing date | |
| CENTURYLINK INC | 156700957 | OPTION | 6,500 | $225,000 | thousands by filing date | put |
| VWR CORP | 91843L103 | COM | 8,615 | $224,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 10,006 | $222,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,784 | $221,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 4,056 | $220,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 5,358 | $219,000 | thousands by filing date | |
| LILLY(ELI)& CO | 532457900 | OPTION | 3,000 | $218,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 21,200 | $217,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 11,727 | $217,000 | thousands by filing date | |
| CEMEX SAB-SPONS ADR PART CER | 151290954 | OPTION | 22,880 | $217,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550903 | OPTION | 8,012 | $217,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 26,032 | $216,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 5,871 | $214,000 | thousands by filing date | |
| DEVON ENERGY CORP | 25179M954 | OPTION | 3,500 | $211,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 86,023 | $210,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 16,030 | $210,000 | thousands by filing date | |
| UNDER ARMOUR INC-CLASS A | 904311958 | OPTION | 2,600 | $210,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 18,706 | $208,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,437 | $207,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 5,861 | $207,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 126,266 | $206,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 4,606 | $205,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,323 | $205,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 13,160 | $205,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 22,016 | $204,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 57,870 | $204,000 | thousands by filing date | |
| GOOGLE INC | 38259P953 | OPTION | 367 | $204,000 | thousands by filing date | put |
| ZULILY INC - CL A | 989774955 | OPTION | 15,700 | $204,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 9,985 | $203,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,600 | $202,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,000 | $202,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 3,533 | $202,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 93,707 | $202,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,199 | $202,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A959 | OPTION | 28,600 | $202,000 | thousands by filing date | put |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 87,022 | $201,000 | thousands by filing date | |
| NORDSTROM INC | 655664951 | OPTION | 2,500 | $201,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P950 | OPTION | 7,200 | $201,000 | thousands by filing date | put |
| SPDR SERIES TRUST S&P METALS MNG | 78464A912 | OPTION | 3,500 | $201,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 4,805 | $200,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 21,689 | $200,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 6,640 | $200,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 24,979 | $198,000 | thousands by filing date | |
| CELGENE CORP | 151020906 | OPTION | 1,700 | $196,000 | thousands by filing date | call |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 176,879 | $195,000 | thousands by filing date | |
| ARCHER DANIELS MID | 039483904 | OPTION | 4,100 | $194,000 | thousands by filing date | call |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 36,262 | $194,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 101,609 | $192,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 19,815 | $189,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 53,376 | $189,000 | thousands by filing date | |
| HONEYWELL INTERNATIONAL INC | 438516908 | OPTION | 1,800 | $188,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 19,257 | $187,000 | thousands by filing date | |
| MGM MIRAGE INC | 552953903 | OPTION | 8,900 | $187,000 | thousands by filing date | call |
| FXCM INC | 302693106 | COM | 87,227 | $186,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 11,304 | $185,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 57,627 | $185,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 12,959 | $184,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 12,018 | $183,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 54,045 | $183,000 | thousands by filing date | |
| ISTAR FINANCIAL INC | 45068B950 | OPTION | 27,000 | $183,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N959 | OPTION | 10,800 | $182,000 | thousands by filing date | put |
| VALE S A | 91912E907 | OPTION | 31,600 | $179,000 | thousands by filing date | call |
| HERTZ GLOBAL HOLDINGS INC | 42805T907 | OPTION | 8,204 | $178,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 12,239 | $175,000 | thousands by filing date | |
| EXELON CORP | 30161N952 | OPTION | 5,200 | $175,000 | thousands by filing date | put |
| KRAFT FOODS GROUP INC | 50076Q908 | OPTION | 2,000 | $174,000 | thousands by filing date | call |
| AVON PRODUCTS INC | 054303904 | OPTION | 21,457 | $171,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,021 | $170,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,297 | $170,000 | thousands by filing date | |
| HARLEY DAVIDSON | 412822900 | OPTION | 2,800 | $170,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 16,644 | $168,000 | thousands by filing date | |
| JOHNSON CONTROLS, INC. | 478366909 | OPTION | 3,300 | $166,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021950 | OPTION | 2,600 | $166,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 15,319 | $165,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 23,369 | $163,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 13,262 | $163,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,129 | $162,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 13,000 | $162,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 54,748 | $162,000 | thousands by filing date | |
| POTASH CORP SASK | 73755L909 | OPTION | 5,000 | $161,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376902 | OPTION | 2,500 | $160,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 14,600 | $159,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901900 | OPTION | 14,400 | $158,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 28,217 | $157,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 54,339 | $155,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 22,155 | $154,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 84,350 | $154,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 11,091 | $149,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 20,283 | $148,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 124,000 | $146,000 | thousands by filing date | principal |
| EXAR CORP | 300645108 | COMMON STOCK | 14,137 | $142,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 22,631 | $142,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 200,000 | $140,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y902 | OPTION | 37,800 | $136,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 10,375 | $135,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,400 | $134,000 | thousands by filing date | |
| PENNEY(JC)CO INC | 708160957 | OPTION | 15,600 | $131,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,140 | $128,000 | thousands by filing date | |
| NATIONAL BANK OF GREECE-ADR | 633643903 | OPTION | 100,000 | $128,000 | thousands by filing date | call |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 34,786 | $127,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 13,472 | $126,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S905 | OPTION | 2,500 | $125,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 20,017 | $124,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 25,358 | $124,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 116,000 | $123,000 | thousands by filing date | principal |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 12,625 | $121,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 117,000 | $120,000 | thousands by filing date | principal |
| PETROL BRASILEIROS | 71654V903 | OPTION | 19,600 | $119,000 | thousands by filing date | call |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 21,916 | $118,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,114 | $116,000 | thousands by filing date | |
| TJX COS INC | 872540950 | OPTION | 1,600 | $112,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464951 | OPTION | 1,500 | $111,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 28,141 | $106,000 | thousands by filing date | |
| D R HORTON INC | 23331A901 | OPTION | 3,700 | $105,000 | thousands by filing date | call |
| EMULEX CORP | 292475AF7 | CNV | 100,000 | $101,000 | thousands by filing date | principal |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 13,131 | $97,000 | thousands by filing date | |
| SOUTHERN CO/THE | 842587909 | OPTION | 2,100 | $93,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10,294 | $92,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 37,055 | $91,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433909 | OPTION | 1,500 | $90,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P950 | OPTION | 50,000 | $89,000 | thousands by filing date | put |
| CLIFFS NAT RES INC | 18683K903 | OPTION | 18,400 | $89,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,394 | $88,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 17,014 | $84,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 22,700 | $84,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250950 | OPTION | 1,700 | $84,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916503 | COM NEW | 10,284 | $81,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 43,356 | $77,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932909 | OPTION | 2,200 | $77,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q952 | OPTION | 100,000 | $76,000 | thousands by filing date | put |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 16,814 | $75,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 10,129 | $73,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F951 | OPTION | 1,250 | $73,000 | thousands by filing date | put |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 59,858 | $72,000 | thousands by filing date | |
| INTL PAPER CO | 460146905 | OPTION | 1,300 | $72,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING | 25271C904 | OPTION | 2,600 | $70,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY | 165167909 | OPTION | 4,900 | $69,000 | thousands by filing date | call |
| 3M COMPANY | 88579Y952 | OPTION | 400 | $66,000 | thousands by filing date | put |
| ALTRIA GROUP INC | 02209S954 | OPTION | 1,300 | $65,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,552 | $64,000 | thousands by filing date | |
| MGM MIRAGE INC | 552953952 | OPTION | 3,000 | $63,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD | 008474959 | EQUITY | 2,200 | $61,000 | thousands by filing date | put |
| SPRINT CORP | 85207U956 | OPTION | 12,700 | $60,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 16,295 | $59,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 16,238 | $57,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 14,923 | $57,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 025537903 | OPTION | 1,000 | $56,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 14,550 | $54,000 | thousands by filing date | |
| AGNICO EAGLE MINES | 008474900 | OPTION | 1,900 | $53,000 | thousands by filing date | call |
| POTASH CORP SASK | 73755L958 | OPTION | 1,600 | $52,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 50,000 | $50,000 | thousands by filing date | principal |
| COACH INC | 189754955 | OPTION | 1,200 | $50,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y951 | OPTION | 1,000 | $49,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y985 | OPTION | 1,000 | $49,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR SBI INT-INDS | 81369Y9M4 | OPTION | 1,000 | $49,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 14,651 | $45,000 | thousands by filing date | |
| NUCOR CORP | 670346907 | OPTION | 900 | $43,000 | thousands by filing date | call |
| CANADIAN NATURAL RESOURCES | 136385903 | OPTION | 1,400 | $43,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 35,392 | $42,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 30,000 | $41,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F954 | OPTION | 3,000 | $41,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813950 | OPTION | 600 | $41,000 | thousands by filing date | put |
| CVS CORP | 126650951 | OPTION | 400 | $41,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 15,075 | $40,000 | thousands by filing date | |
| VOXELJET AG-ADR | 92912L958 | OPTION | 5,000 | $40,000 | thousands by filing date | put |
| PHILLIPS 66 | 718546906 | OPTION | 500 | $39,000 | thousands by filing date | call |
| MACY'S INC | 55616P955 | OPTION | 600 | $39,000 | thousands by filing date | put |
| MARKET VECTORS OIL SERVICE E | 57060U951 | COM | 2,100 | $38,000 | thousands by filing date | put |
| INFOSYS LTD | 456788900 | OPTION | 1,076 | $38,000 | thousands by filing date | call |
| COLGATE-PALMOLIVE CO | 194162905 | OPTION | 500 | $35,000 | thousands by filing date | call |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 45,000 | $34,000 | thousands by filing date | principal |
| BAXTER INTL INC | 071813901 | OPTION | 500 | $34,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 49,801 | $33,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO. | 002896900 | OPTION | 1,500 | $33,000 | thousands by filing date | call |
| PENN WEST PETROLEUM LTD | 707887956 | OPTION | 19,800 | $33,000 | thousands by filing date | put |
| CURRENCYSHARES CANADIAN DOLL | 23130A904 | OPTION | 400 | $32,000 | thousands by filing date | call |
| CURRENCYSHARES CANADIAN DOLL | 23130A953 | OPTION | 400 | $32,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG | 03938L906 | OPTION | 3,300 | $31,000 | thousands by filing date | call |
| APACHE CORP | 037411956 | OPTION | 500 | $30,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y951 | COM | 8,000 | $29,000 | thousands by filing date | put |
| INTL PAPER CO | 460146954 | OPTION | 500 | $28,000 | thousands by filing date | put |
| ENERGY TRANSFER PARTNERS LP | 29273R950 | OPTION | 500 | $28,000 | thousands by filing date | put |
| NOKIA OYJ | 654902907 | OPTION | 3,600 | $27,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000327 | this filing | 2015-05-15 | acceptance time not in the bulk data set |