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Disclosery

UPST UPSTART HLDGS INC

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STOK (common), issuer CIK 1647639

405 managers (414 13F filers) reported a position in UPST shares at 2025-09-30, 64,364,151 shares in all. 72 filers opened a position and 79 filers sold out during the quarter.

Managers
405
13F filers
414
New
72
Added
127
Reduced
122
Sold out
79
Shares held by filers
64,364,151

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
AMI ASSET MANAGEMENT CORP9,096$462K0.03%new13F-HRTimeline
DIKER MANAGEMENT LLCin group DIKER MANAGEMENT LLC9,000$457K0.37%013F-HRTimelineGroup
CIBC Bancorp USA Inc.group of 2 filers holding8,986$456K+3,979Timeline
Prospera Financial Services Inc8,954$455K0.01%-44913F-HRTimeline
AMERICAN CENTURY COMPANIES INCin group AMERICAN CENTURY COMPANIES INC8,903$452K<0.01%+1,81713F-HRTimelineGroup
New York Life Investment Management LLCin group New York Life Investment Mana…8,487$431K<0.01%new13F-HRTimelineGroup
STATE OF WISCONSIN INVESTMENT BOARD8,196$416K<0.01%+5313F-HRTimeline
PIAR LLC8,185$416K0.3%-2,19013F-HRTimeline
JENNISON ASSOCIATES LLC8,129$413K<0.01%-3,25313F-HRTimeline
Strategic Family Wealth Counselors, L.L…7,992$406K0.1%013F-HRTimeline
Versor Investments LP7,987$406K0.07%-7,49313F-HRTimeline
Anson Funds Management LPin group Anson Funds Management LP7,829$398K0.04%new13F-HRTimelineGroup
Federation des caisses Desjardins du Qu…7,802$396K<0.01%+5,50713F-HRTimeline
PFG Investments, LLC7,800$396K0.02%new13F-HRTimeline
Phoenix Financial Ltd.in group Phoenix Financial Ltd.7,752$394K<0.01%new13F-HR/ATimelineGroup
PURSUE WEALTH PARTNERS LLC7,727$393K0.22%-65713F-HRTimeline
Graham Capital Management, L.P.7,677$390K0.01%new13F-HRTimeline
STRS OHIO7,600$386K<0.01%-80013F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…7,448$386K<0.01%+21813F-HRTimeline
VIRGINIA RETIREMENT SYSTEMS ET Al7,500$381K<0.01%-15,00013F-HRTimeline
Ameritas Investment Partners, Inc.group of 2 filers holding7,187$365K-1,945Timeline
Jefferies Financial Group Inc.in group Jefferies Financial Group Inc.7,000$356K<0.01%013F-HRTimelineGroup
TWO SIGMA SECURITIES, LLC6,948$353K0.05%new13F-HRTimeline
Bridgefront Capital, LLC6,867$349K0.1%-3,05413F-HRTimeline
SIG BROKERAGE, LP6,848$348K0.09%-2,84613F-HRTimeline
OXFORD ASSET MANAGEMENT LLP6,755$343K0.11%new13F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
XPONANCE LLC6,750$343K<0.01%-513F-HRTimeline
OneDigital Investment Advisors LLC6,732$342K<0.01%-1,30113F-HRTimeline
Symmetry Partners, LLC6,519$331K0.04%+43313F-HRTimeline
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding6,516$331K+464Timeline
Inspire Advisors, LLCin group Inspire Investing, LLC6,372$324K0.03%-1,31113F-HRTimelineGroup
Entropy Technologies, LP6,370$324K0.02%new13F-HRTimeline
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC6,266$318K<0.01%-1,84113F-HRTimelineGroup
HUB Investment Partners, LLC6,252$318K0.01%new13F-HRTimeline
Integrated Wealth Concepts LLC6,227$316K<0.01%-1,55013F-HRTimeline
Synergy Financial Group, LTD6,186$314K0.21%-9513F-HRTimeline
KEELER & NADLER FINANCIAL PLANNING & WE…6,007$305K0.11%013F-HRTimeline
Sequoia Financial Advisors, LLC5,958$303K<0.01%+2813F-HRTimeline
Rakuten Securities, Inc.in group Rakuten Group, Inc.5,891$299K0.11%+4,66013F-HRTimelineGroup
O'SHAUGHNESSY ASSET MANAGEMENT, LLC5,865$298K<0.01%+74513F-HRTimeline
Counterpoint Mutual Funds LLC5,737$291K0.02%new13F-HRTimeline
Wealthfront Advisers LLC5,703$290K<0.01%+1,88213F-HRTimeline
Summit Trail Advisors, LLC5,688$289K<0.01%-23713F-HRTimeline
VIRTUS ADVISERS, LLCin group Virtus Investment Advisers, L…5,670$288K0.16%013F-HR/ATimelineGroup
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION…5,524$281K<0.01%013F-HRTimeline
Advisory Services Network, LLC5,475$278K<0.01%+7613F-HRTimeline
Tradition Wealth Management, LLC5,470$278K0.02%+22213F-HRTimeline
Sepio Capital, LP5,405$275K0.02%-250,69713F-HRTimeline
LAZARD ASSET MANAGEMENT LLCin group LAZARD ASSET MANAGEMENT LLC5,382$273K<0.01%+5,32913F-HRTimelineGroup
Gerber Kawasaki Wealth & Investment Man…5,323$270K0.01%new13F-HRTimeline
AdvisorNet Financial, Inc5,150$262K0.01%013F-HRTimeline
Larson Financial Group LLC5,042$256K0.01%+4,68813F-HRTimeline
Sanctuary Advisors, LLC5,014$255K<0.01%+1,10713F-HR/ATimeline
Gotham Asset Management, LLC4,821$245K<0.01%013F-HRTimeline
Cresset Asset Management, LLC4,638$236K<0.01%-813F-HR/ATimeline
Perennial Investment Advisors, LLC4,590$233K0.02%+5013F-HRTimeline
NorthRock Partners, LLC4,530$230K<0.01%new13F-HRTimeline
Seros Financial, LLC4,512$229K0.14%-7713F-HR/ATimeline
Mitsubishi UFJ Asset Management Co., Lt…in group Mitsubishi UFJ Trust & Bankin…4,451$226K<0.01%+15113F-HRTimelineGroup
Merit Financial Group, LLC4,446$226K<0.01%+8713F-HR/ATimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.4,435$225K<0.01%-33313F-HRTimelineGroup
Summit Financial Strategies, Inc.4,210$214K0.02%013F-HRTimeline
QRG CAPITAL MANAGEMENT, INC.4,131$210K<0.01%-4,62913F-HRTimeline
Massar Capital Management, LP4,100$208K0.07%new13F-HRTimeline
Joel Isaacson & Co., LLC4,000$203K0.01%013F-HRTimeline
Swiss Life Asset Management Ltdin group Swiss Life Asset Management L…3,946$200K<0.01%new13F-HRTimelineGroup
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…3,612$183K0.01%-8,78213F-HRTimelineGroup
Westside Investment Management, Inc.2,950$152K0.02%-10013F-HRTimeline
AMALGAMATED BANK2,759$140K<0.01%013F-HRTimeline
Orion Capital Management LLC2,750$140K0.05%013F-HRTimeline
Parallax Volatility Advisers, L.P.2,638$134K<0.01%-46,66913F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…2,536$129K<0.01%+25213F-HRTimelineGroup
KBC Group NVin group KBC Group NV2,413$123K<0.01%013F-HRTimelineGroup
CWM, LLCin group CWM, LLC2,396$122K<0.01%+1,00313F-HRTimelineGroup
Farther Finance Advisors, LLC2,044$104K<0.01%+1,29013F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC1,866$94.8K<0.01%013F-HRTimelineGroup
Asset Management One Co., Ltd.1,861$94.5K<0.01%-8213F-HRTimeline
Aster Capital Management (DIFC) Ltd1,739$88.3K0.04%new13F-HRTimeline
Allworth Financial LP1,632$82.9K<0.01%+713F-HRTimeline
GAMMA Investing LLC1,604$81.5K<0.01%-2513F-HRTimeline
WEXFORD CAPITAL LP1,521$77.3K0.02%new13F-HRTimeline
Steward Partners Investment Advisory, L…1,464$74.4K<0.01%+60013F-HRTimeline
Anfield Capital Management, LLCin group Anfield Capital Management, L…1,416$71.9K0.02%013F-HRTimelineGroup
B. Riley Wealth Advisors, Inc.1,047$53.2K<0.01%new13F-HRTimeline
ALBION FINANCIAL GROUP /UT1,000$50.8K<0.01%013F-HRTimeline
SHELTON WEALTH MANAGEMENT, LLC1,000$50.8K0.02%new13F-HRTimeline
Daiwa Securities Group Inc.in group Daiwa Securities Group Inc.975$50K<0.01%-9313F-HRTimelineGroup
Cornerstone Planning Group LLC1,051$49.2K0.01%+1,04013F-HRTimeline
Versant Capital Management, Inc925$47K0.01%013F-HRTimeline
State of Wyoming913$46.4K0.01%-3513F-HRTimeline
Parallel Advisors, LLC838$42.6K<0.01%013F-HRTimeline
BNP PARIBAS ASSET MANAGEMENT Holding S.…in group BNP PARIBAS ASSET MANAGEMENT …825$42K<0.01%+913F-HRTimelineGroup
SIGNATUREFD, LLC795$40.4K<0.01%-9913F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…771$39.2K<0.01%+43913F-HRTimelineGroup
Groupe la Francaisein group Groupe la Francaise850$38.2K<0.01%new13F-HRTimelineGroup
NewEdge Advisors, LLC697$35.4K<0.01%013F-HRTimeline
BI Asset Management Fondsmaeglerselskab…in group BI Asset Management Fondsmaeg…673$34K<0.01%013F-HRTimelineGroup
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…600$30.5K<0.01%013F-HRTimelineGroup
IFP Advisors, Inc590$30K<0.01%+20813F-HR/ATimeline
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/568$28.8K<0.01%+12513F-HRTimelineGroup
Quarry LP501$25.5K0.01%+44213F-HRTimeline
Clearstead Advisors, LLC500$25.4K<0.01%new13F-HRTimeline
Geneos Wealth Management Inc.492$25K<0.01%+14013F-HRTimeline
Root Financial Partners, LLC425$21.6K<0.01%new13F-HRTimeline
MAI Capital Management414$21K<0.01%+19613F-HRTimeline
OPTIMUM INVESTMENT ADVISORS410$20.8K0.01%-10013F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC375$19.1K<0.01%-50013F-HRTimelineGroup
Y.D. More Investments Ltdin group Y.D. More Investments Ltd370$18.8K<0.01%013F-HRTimelineGroup
Arax Advisory Partners350$17.8K<0.01%+20713F-HRTimeline
Cullen/Frost Bankers, Inc.in group Cullen/Frost Bankers, Inc.346$17.6K<0.01%-3013F-HRTimelineGroup
Quent Capital, LLC334$17K<0.01%new13F-HRTimeline
Rise Advisors, LLC303$15.4K0.01%013F-HRTimeline
KAYNE ANDERSON RUDNICK INVESTMENT MANAG…300$15.2K<0.01%013F-HRTimeline
Rosenberg Matthew Hamilton300$15.2K<0.01%013F-HRTimeline
TSFG, LLC300$15K<0.01%new13F-HRTimeline
MTM Investment Management, LLC279$14.2K<0.01%013F-HRTimeline
Global Retirement Partners, LLC250$12.7K<0.01%new13F-HRTimeline
SHELL ASSET MANAGEMENT CO228$12K<0.01%-48613F-HRTimeline
TOTH FINANCIAL ADVISORY CORP210$10.7K<0.01%-3,15013F-HRTimeline
Sterling Capital Management LLC204$10.4K<0.01%013F-HRTimeline
DANSKE BANK A/S200$10.2K<0.01%-14613F-HR/ATimeline
Wilmington Savings Fund Society, FSB200$10.2K<0.01%013F-HR/ATimeline
MassMutual Private Wealth & Trust, FSB200$10.2K<0.01%013F-HRTimeline
City State Bank200$10.2K<0.01%013F-HRTimeline
BROADWATER CAPITAL MANAGEMENT LLC200$10.2K0.01%-12,73613F-HR/ATimeline
Nova Wealth Management, Inc.197$10K0.01%new13F-HRTimeline
Covestor Ltd201$10K0.01%-113F-HRTimeline
Smartleaf Asset Management LLC180$9.49K<0.01%+15313F-HRTimeline
N.E.W. Advisory Services LLC184$9.35K<0.01%-1613F-HRTimeline
Dogwood Wealth Management LLC165$8.38K<0.01%013F-HRTimeline
Pine Valley Investments Ltd Liability Co162$8.23K<0.01%+1513F-HRTimeline
BESSEMER GROUP INCin group BESSEMER GROUP INC165$8K<0.01%+10013F-HRTimelineGroup
QUADRANT CAPITAL GROUP LLC154$7.82K<0.01%new13F-HRTimeline
ADIRONDACK TRUST CO150$7.62K<0.01%013F-HRTimeline
PRIVATE TRUST CO NA144$7.32K<0.01%-2213F-HRTimeline
CI INVESTMENTS INC.in group CI INVESTMENTS INC.139$7K<0.01%new13F-HRTimelineGroup
Fortitude Family Office, LLC130$6.6K<0.01%013F-HRTimeline
Hopwood Financial Services, Inc.130$6.6K<0.01%-3313F-HRTimeline
ROTHSCHILD INVESTMENT LLC125$6.35K<0.01%-4513F-HRTimeline
KERR FINANCIAL PLANNING Corp150$5.61K0.01%13F-HR/ATimeline
SUMMIT SECURITIES GROUP LLC101$5.13K<0.01%new13F-HRTimeline
Heritage Wealth Advisors100$5.08K<0.01%013F-HRTimeline
Cedar Mountain Advisors, LLC100$5.08K<0.01%013F-HRTimeline
Main Street Group, LTD100$5.08K<0.01%013F-HRTimeline
Frazier Financial Advisors, LLC100$5.08K<0.01%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…91$4.62K<0.01%+2713F-HRTimelineGroup
TORONTO DOMINION BANKin group TORONTO DOMINION BANK88$4.47K<0.01%-13,28113F-HRTimelineGroup
Transce3nd, LLC59$4.21K0.04%-9313F-HRTimeline
True Wealth Design, LLC82$4.17K<0.01%013F-HRTimeline
Steigerwald, Gordon & Koch Inc.70$3.56K<0.01%new13F-HRTimeline
TD Waterhouse Canada Inc.61$3.19K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.62$3.15K<0.01%+213F-HRTimeline
Avion Wealth73$3K<0.01%013F-HRTimeline
Inlight Wealth Management, LLC52$2.64K<0.01%013F-HRTimeline
Prestige Wealth Management Group LLC50$2.54K<0.01%013F-HR/ATimeline
Financial Freedom, LLC50$2.54K<0.01%013F-HRTimeline
Wiser Advisor Group LLC50$2.54K<0.01%new13F-HRTimeline
Pacifica Partners Inc.44$2.29K<0.01%013F-HRTimeline
NVWM, LLC43$2.18K<0.01%013F-HRTimeline
Parkside Financial Bank & Trust42$2.13K<0.01%013F-HRTimeline
Anchor Investment Management, LLC41$2.08K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC40$2.03K<0.01%013F-HRTimelineGroup
Bell Investment Advisors, Inc40$2.03K<0.01%013F-HRTimeline
Hemington Wealth Management46$2K<0.01%013F-HRTimeline
PayPay Securities Corp39$1.99K0.07%+2813F-HRTimeline
Private Wealth Management Group, LLC39$1.98K<0.01%013F-HRTimeline
Cheviot Value Management, LLC39$1.98K<0.01%new13F-HRTimeline
Gould Capital, LLC38$1.93K<0.01%013F-HRTimeline
GPS Wealth Strategies Group, LLC31$1.57K<0.01%-12813F-HRTimeline
Essential Partners LLC26$1.32K<0.01%+313F-HRTimeline
Physician Wealth Advisors, Inc.25$1.27K<0.01%-8213F-HRTimeline
Strategic Advocates LLC25$1.27K<0.01%new13F-HRTimeline
Atlantic Edge Private Wealth Management…25$1.27K<0.01%new13F-HRTimeline
Bare Financial Services, Inc24$1.22K<0.01%+1513F-HRTimeline
Missouri Trust & Investment Co22$1.12K<0.01%013F-HRTimeline
Sawyer & Company, Inc17$1K<0.01%013F-HRTimeline
TD PRIVATE CLIENT WEALTH LLC18$914<0.01%new13F-HRTimeline
Wealthspire Advisors, LLC16$813<0.01%new13F-HRTimeline
Plante Moran Financial Advisors, LLC15$762<0.01%013F-HRTimeline
Gen-Wealth Partners Inc15$762<0.01%013F-HRTimeline
Retirement Wealth Solutions LLC15$762<0.01%new13F-HRTimeline
JFS WEALTH ADVISORS, LLC13$661<0.01%013F-HRTimeline
CVA Family Office, LLC13$660<0.01%013F-HRTimeline
Fairscale Capital, LLC12$610<0.01%013F-HRTimeline
JNBA Financial Advisors10$508<0.01%013F-HRTimeline
Tortoise Investment Management, LLC10$508<0.01%new13F-HRTimeline
FINANCIAL CONSULATE, INC10$508<0.01%new13F-HRTimeline
Silicon Valley Capital Partners10$508<0.01%new13F-HRTimeline
Strategic Wealth Partners, Ltd.10$508<0.01%013F-HRTimeline
CoreCap Advisors, LLC10$508<0.01%013F-HRTimeline
Murphy & Mullick Capital Management Corp10$508<0.01%013F-HRTimeline
Hughes Financial Services, LLC13$504<0.01%013F-HRTimeline
Asset Dedication, LLC8$407<0.01%013F-HRTimeline
Guerra Advisors Inc5$279<0.01%new13F-HRTimeline
Blue Trust, Inc.5$254<0.01%new13F-HRTimeline
DiNuzzo Private Wealth, Inc.3$220<0.01%013F-HRTimeline
Addison Advisors LLC4$204<0.01%013F-HRTimeline
Glass Jacobson Investment Advisors llc4$204<0.01%013F-HRTimeline
Carolina Wealth Advisors, LLC4$203<0.01%new13F-HRTimeline
Transamerica Financial Advisors, LLCin group Transamerica Financial Adviso…2$102<0.01%new13F-HRTimelineGroup