SEPP PGIM ROCK ETF TR
FollowS&P 500 BUFFER (fund)
9 managers (9 13F filers) reported a position in SEPP shares at 2026-03-31, 515,963 shares in all. 1 filer opened a position and 2 filers sold out during the quarter.
- Managers
- 9
- 13F filers
- 9
- New
- 1
- Added
- 5
- Reduced
- 2
- Sold out
- 2
- Shares held by filers
- 515,963
Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.
13D and 13G filers
No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.
Insider trades
No Form 4 transaction on this security in the data.
13F holders, Q1 2026
Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.
| Holder | Shares | Value | % of portfolio | Change | Source |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC | 375,538 | $11.3M | 0.01% | +102,305 | 13F-HRTimelineGroup |
| Ameritas Advisory Services, LLCin group Ameritas Investment Partners,… | 78,598 | $2.36M | 0.09% | -1,891 | 13F-HRTimelineGroup |
| COMMONWEALTH EQUITY SERVICES, LLC | 25,089 | $753K | <0.01% | +1,929 | 13F-HRTimeline |
| OLD MISSION CAPITAL LLC | 14,169 | $425K | 0.01% | new | 13F-HRTimeline |
| Sanctuary Advisors, LLC | 7,142 | $214K | <0.01% | -1,334 | 13F-HRTimeline |
| Steward Partners Investment Advisory, L… | 5,569 | $167K | <0.01% | +1,871 | 13F-HRTimeline |
| ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA | 3,940 | $118K | <0.01% | +3,595 | 13F-HRTimelineGroup |
| PNC Financial Services Group, Inc.in group PNC Financial Services Group,… | 3,461 | $104K | <0.01% | +289 | 13F-HRTimelineGroup |
| DHJJ Financial Advisors, Ltd. | 2,457 | $73.7K | 0.02% | 0 | 13F-HRTimeline |