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SEPP PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

10 managers (10 13F filers) reported a position in SEPP shares at 2025-12-31, 400,564 shares in all. 2 filers opened a position and 2 filers sold out during the quarter.

Managers
10
13F filers
10
New
2
Added
3
Reduced
2
Sold out
2
Shares held by filers
400,564

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC273,233$8.36M0.01%+89,59713F-HRTimelineGroup
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…80,489$2.46M0.09%new13F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC23,160$709K<0.01%+2,95313F-HRTimeline
Sanctuary Advisors, LLC8,476$259K<0.01%013F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC5,134$157K<0.01%new13F-HRTimelineGroup
Steward Partners Investment Advisory, L…3,698$113K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…3,172$97.1K<0.01%+15313F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.2,457$75.2K0.02%-1,03013F-HRTimeline
HARBOUR INVESTMENTS, INC.400$12.2K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA345$11K<0.01%-9,41713F-HRTimelineGroup