SEPP PGIM ROCK ETF TR
FollowS&P 500 BUFFER (fund)
10 managers (10 13F filers) reported a position in SEPP shares at 2025-09-30, 245,800 shares in all. 4 filers opened a position and 1 filer sold out during the quarter.
- Managers
- 10
- 13F filers
- 10
- New
- 4
- Added
- 4
- Reduced
- 2
- Sold out
- 1
- Shares held by filers
- 245,800
Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.
13D and 13G filers
No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.
Insider trades
No Form 4 transaction on this security in the data.
13F holders, Q3 2025
Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.
| Holder | Shares | Value | % of portfolio | Change | Source |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC | 183,636 | $5.5M | 0.01% | +51,841 | 13F-HRTimelineGroup |
| COMMONWEALTH EQUITY SERVICES, LLC | 20,207 | $605K | <0.01% | +7,934 | 13F-HRTimeline |
| ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA | 9,762 | $292K | <0.01% | +5,421 | 13F-HRTimelineGroup |
| OLD MISSION CAPITAL LLC | 9,069 | $272K | 0.01% | -5,145 | 13F-HRTimeline |
| Sanctuary Advisors, LLC | 8,476 | $254K | <0.01% | new | 13F-HR/ATimeline |
| Spire Wealth Managementin group Spire Wealth Management | 4,046 | $121K | <0.01% | new | 13F-HRTimelineGroup |
| Steward Partners Investment Advisory, L… | 3,698 | $111K | <0.01% | new | 13F-HRTimeline |
| DHJJ Financial Advisors, Ltd. | 3,487 | $104K | 0.04% | +3,087 | 13F-HRTimeline |
| PNC Financial Services Group, Inc.in group PNC Financial Services Group,… | 3,019 | $90.4K | <0.01% | new | 13F-HRTimelineGroup |
| HARBOUR INVESTMENTS, INC. | 400 | $12K | <0.01% | -500 | 13F-HRTimeline |