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RSF RIVERNORTH CAP AND INCM FD I

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COM (fund), issuer CIK 1644771

16 managers (16 13F filers) reported a position in RSF shares at 2025-09-30, 1,401,551 shares in all. 4 filers opened a position and 5 filers sold out during the quarter.

Managers
16
13F filers
16
New
4
Added
7
Reduced
4
Sold out
5
Shares held by filers
1,401,551

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC389,845$5.74M0.12%+186,42413F-HRTimelineGroup
NOMURA HOLDINGS INCin group NOMURA ASSET MANAGEMENT CO LTD250,000$3.68M0.02%new13F-HRTimelineGroup
CSS LLC/IL239,766$3.53M0.21%+58,95113F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.154,632$2.27M<0.01%+31,50313F-HRTimelineGroup
CANTOR FITZGERALD, L. P.in group CANTOR FITZGERALD, L. P.122,266$1.8M0.04%+67,83813F-HR/ATimelineGroup
Waverly Advisors, LLC99,414$1.46M0.01%-3,67113F-HRTimeline
Shaker Financial Services, LLC37,955$559K0.19%-2,15713F-HRTimeline
Everstar Asset Management, LLC23,757$350K0.2%new13F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC22,073$325K<0.01%-67713F-HRTimelineGroup
NewEdge Advisors, LLC16,200$238K<0.01%-30013F-HRTimeline
ABSOLUTE INVESTMENT ADVISERS, LLC13,080$193K0.02%new13F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY12,963$191K<0.01%+10013F-HR/ATimelineGroup
Noble Wealth Management PBC9,255$136K0.07%13F-HRTimeline
UBS Group AGin group UBS Group AG4,900$72.1K<0.01%+2,50013F-HRTimelineGroup
WFA Asset Management Corp3,090$47.6K0.03%+1,09013F-HRTimeline
Advisory Services Network, LLC2,355$34.7K<0.01%new13F-HRTimeline