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Disclosery

HRZN HORIZON TECHNOLOGY FIN CORP

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COM (common), issuer CIK 1487428

64 managers (64 13F filers) reported a position in HRZN shares at 2025-09-30, 3,211,290 shares in all. 12 filers opened a position and 10 filers sold out during the quarter.

Managers
64
13F filers
64
New
12
Added
16
Reduced
20
Sold out
10
Shares held by filers
3,211,290

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Green Alpha Advisors, LLC500,029$3.05M2.94%+112,30313F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP347,781$2.12M<0.01%+333,49813F-HRTimelineGroup
BlackRock, Inc.in group BlackRock, Inc.300,574$1.83M<0.01%+67,55213F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc247,804$1.51M<0.01%-19,51913F-HRTimelineGroup
Connecticut Wealth Management, LLC212,031$1.29M0.06%+67313F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…211,275$1.29M0.37%+33,50713F-HRTimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC180,199$1.1M<0.01%new13F-HRTimelineGroup
UBS Group AGin group UBS Group AG106,964$652K<0.01%+30,71613F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA77,952$475K<0.01%+13,53313F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY73,223$447K<0.01%+23,06313F-HR/ATimelineGroup
Magnetar Financial LLCin group Magnetar Financial LLC71,242$435K<0.01%new13F-HRTimelineGroup
Cetera Investment Advisers68,836$420K<0.01%+4,49213F-HRTimeline
LPL Financial LLC65,428$399K<0.01%-18,84013F-HRTimeline
Aquatic Capital Management LLC64,831$395K0.01%new13F-HRTimeline
ETF Store, Inc.57,818$353K0.37%+1,74013F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co53,430$321K<0.01%+10,16213F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.41,995$289K<0.01%-3,44713F-HRTimelineGroup
FIRST FINANCIAL BANK - TRUST DIVISION45,725$279K0.02%013F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…40,197$245K<0.01%new13F-HRTimelineGroup
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC34,901$213K<0.01%-74613F-HRTimelineGroup
JACKSON THORNTON WEALTH MANAGEMENT, LLC34,579$212K0.02%-1,06813F-HRTimeline
OXFORD ASSET MANAGEMENT LLP34,162$208K0.07%-5,44113F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN32,762$200K<0.01%-6,55113F-HRTimelineGroup
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding30,400$185K-128,667Timeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC23,105$144K<0.01%-40513F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP19,782$121K<0.01%+6,03013F-HRTimelineGroup
Virtu Financial LLCin group Virtu Financial LLC19,493$119K0.01%new13F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC17,283$105K<0.01%-3,64313F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…17,154$105K<0.01%-1,74713F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC16,841$103K<0.01%new13F-HRTimelineGroup
GROUP ONE TRADING LLC16,120$98.3K<0.01%+2,08013F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC13,451$82.1K<0.01%-34213F-HRTimelineGroup
Prime Capital Investment Advisors, LLC12,185$74.3K<0.01%-3,58513F-HRTimeline
ADELL HARRIMAN & CARPENTER INC12,000$73.2K<0.01%013F-HRTimeline
Allworth Financial LP10,205$62.3K<0.01%013F-HRTimeline
Quantbot Technologies LP10,038$61.2K<0.01%-7,29413F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…6,204$37.8K<0.01%-2,10313F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS4,823$29.4K<0.01%-12,07713F-HRTimelineGroup
Nova Wealth Management, Inc.3,722$22.7K0.02%013F-HRTimeline
SIMPLEX TRADING, LLC3,077$18K<0.01%-87013F-HRTimeline
ORG Partners LLC2,120$12.9K<0.01%013F-HRTimeline
N.E.W. Advisory Services LLC2,000$12.2K<0.01%-1,80013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,177$7.18K<0.01%-47613F-HR/ATimelineGroup
Chung Wu Investment Group, LLC1,100$6.71K0.01%013F-HRTimeline
COMERICA BANK1,076$6.56K<0.01%+10713F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…943$5.75K<0.01%+28213F-HRTimelineGroup
Caitong International Asset Management …870$5.31K<0.01%-66013F-HRTimeline
PIN OAK INVESTMENT ADVISORS INC800$4.97K<0.01%013F-HRTimeline
SALEM INVESTMENT COUNSELORS INC700$4.27K<0.01%013F-HRTimeline
MAI Capital Management511$3.12K<0.01%013F-HRTimeline
FMR LLCin group FMR LLC238$1.45K<0.01%new13F-HRTimelineGroup
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP227$1.39K<0.01%new13F-HRTimelineGroup
Aspect Partners, LLC150$915<0.01%new13F-HRTimeline
FLAGSHIP WEALTH ADVISORS, LLC102$622<0.01%new13F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management100$610<0.01%013F-HRTimelineGroup
Innovative Advisory Group, LLC100$610<0.01%013F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC83$506<0.01%013F-HRTimelineGroup
Blue Trust, Inc.80$488<0.01%new13F-HRTimeline
Pineridge Advisors LLC79$482<0.01%013F-HRTimeline
Sound Income Strategies, LLC50$301<0.01%013F-HRTimeline
DANSKE BANK A/S3$18<0.01%new13F-HR/ATimeline
Creekmur Asset Management LLC0$3<0.01%013F-HRTimelineAmount filed as zero, left out of ratios.
CWM, LLCin group CWM, LLC25$00%013F-HRTimelineGroupValue filed as zero, left out of ratios.
INTERNATIONAL ASSETS INVESTMENT MANAGEM…59,135$104+2,00013F-HRTimelineValue about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.