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Disclosery

HRZN HORIZON TECHNOLOGY FIN CORP

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COM (common), issuer CIK 1487428

56 managers (56 13F filers) reported a position in HRZN shares at 2026-03-31, 3,201,162 shares in all. 11 filers opened a position and 20 filers sold out during the quarter.

Managers
56
13F filers
56
New
11
Added
15
Reduced
21
Sold out
20
Shares held by filers
3,201,162

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Green Alpha Advisors, LLC590,141$2.48M2.45%+31,19713F-HRTimeline
Eagle Point Credit Management LLCin group Eagle Point Credit Management…366,194$1.54M2.02%-3,60213F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc328,655$1.39M<0.01%+21,75113F-HRTimelineGroup
Connecticut Wealth Management, LLC213,811$900K0.04%+96913F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.179,487$756K<0.01%-108,46013F-HRTimelineGroup
MARSHALL WACE, LLPin group MARSHALL WACE, LLP171,778$723K<0.01%-110,51113F-HRTimelineGroup
TWO SIGMA INVESTMENTS, LPin group TWO SIGMA INVESTMENTS, LP150,179$632K<0.01%-369,07413F-HRTimelineGroup
UBS Group AGin group UBS Group AG144,136$607K<0.01%+104,15613F-HRTimelineGroup
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…143,968$606K0.17%-23,55613F-HRTimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC75,968$320K<0.01%+64,41713F-HRTimelineGroup
FIRST FINANCIAL BANK - TRUST DIVISION65,573$276K0.02%013F-HRTimeline
IMC-Chicago, LLC61,795$260K<0.01%new13F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/60,953$257K<0.01%-3,01913F-HRTimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co56,485$240K<0.01%+3,18113F-HRTimelineGroup
Pathstone Holdings, LLCin group Pathstone Holdings, LLC51,797$221K<0.01%+2,16013F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY47,437$200K<0.01%-29,42813F-HRTimelineGroup
INTERNATIONAL ASSETS INVESTMENT MANAGEM…44,284$185K0.01%-9,29613F-HRTimeline
Regal Investment Advisors LLC43,553$183K0.01%-5,50613F-HRTimeline
JACKSON THORNTON WEALTH MANAGEMENT, LLC33,018$149K0.01%-1,14613F-HRTimeline
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC33,018$139K<0.01%-1,14613F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.30,713$129K<0.01%-2,54513F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN27,684$117K<0.01%-2,30813F-HR/ATimelineGroup
OXFORD ASSET MANAGEMENT LLP27,465$116K0.05%+6,96613F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
LPL Financial LLC26,187$110K<0.01%-11,08313F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA20,411$86K<0.01%+12113F-HRTimelineGroup
Cetera Investment Advisers19,870$83.7K<0.01%-1,47613F-HRTimeline
Quantbot Technologies LP18,773$79K<0.01%-42,84113F-HRTimeline
Virtu Financial LLCin group Virtu Financial LLC17,055$72K<0.01%new13F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC16,683$70.2K<0.01%-88413F-HRTimelineGroup
TWO SIGMA SECURITIES, LLC16,508$69.5K0.01%new13F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC13,733$57.8K<0.01%-1,33313F-HRTimelineGroup
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…13,535$57K<0.01%+12,04413F-HRTimelineGroup
Patriot Financial Group Insurance Agenc…12,452$52.4K<0.01%new13F-HRTimeline
ADELL HARRIMAN & CARPENTER INC12,000$50.5K<0.01%013F-HRTimeline
Atria Investments, Inc11,855$49.9K<0.01%new13F-HRTimeline
Sanctuary Advisors, LLC11,855$49.9K<0.01%new13F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV11,450$48.2K<0.01%+1,00013F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV10,000$42.1K<0.01%new13F-HRTimeline
SIMPLEX TRADING, LLC6,931$29.2K<0.01%+4,67113F-HRTimeline
Nova Wealth Management, Inc.3,722$15.7K0.01%013F-HRTimeline
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…2,699$11.4K<0.01%new13F-HRTimelineGroup
N.E.W. Advisory Services LLC2,052$8.64K<0.01%-1,94813F-HRTimeline
Allworth Financial LP1,139$4.8K<0.01%-9,06613F-HRTimeline
Chung Wu Investment Group, LLC1,100$4.63K<0.01%013F-HRTimeline
MAI Capital Management777$3.27K<0.01%+4113F-HRTimeline
PIN OAK INVESTMENT ADVISORS INC800$3K<0.01%013F-HRTimeline
SALEM INVESTMENT COUNSELORS INC700$2.99K<0.01%new13F-HR/ATimeline
Caitong International Asset Management …188$791<0.01%-89713F-HRTimeline
KERR FINANCIAL PLANNING Corp203$788<0.01%new13F-HR/ATimeline
Aspect Partners, LLC167$704<0.01%+913F-HRTimeline
Signature Equity Partners, LLC113$474<0.01%013F-HRTimeline
Sound Income Strategies, LLC50$209<0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.29$123<0.01%new13F-HRTimeline
CWM, LLCin group CWM, LLC25$105<0.01%013F-HRTimelineGroup
DANSKE BANK A/S8$34<0.01%+413F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…0$2<0.01%013F-HR/ATimelineGroupAmount filed as zero, left out of ratios.