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DUKQ NORTHERN LIGHTS FD TR

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OCEA PK DOME ETF (fund)

7 managers (7 13F filers) reported a position in DUKQ shares at 2026-03-31, 320,992 shares in all. 0 filers opened a position and 3 filers sold out during the quarter.

Managers
7
13F filers
7
New
0
Added
1
Reduced
3
Sold out
3
Shares held by filers
320,992

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Sigma Planning Corp220,047$5.97M0.17%+11,59313F-HRTimeline
Cambridge Investment Research Advisors,…70,519$1.91M<0.01%-41,98313F-HRTimeline
MML INVESTORS SERVICES, LLC19,460$528K<0.01%013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC10,552$286K<0.01%-34213F-HRTimeline
UBS Group AGin group UBS Group AG165$4.48K<0.01%-26013F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.150$4.07K<0.01%013F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.99$2.69K<0.01%013F-HRTimeline