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DUKQ NORTHERN LIGHTS FD TR

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OCEA PK DOME ETF (fund)

10 managers (10 13F filers) reported a position in DUKQ shares at 2025-12-31, 383,859 shares in all. 2 filers opened a position and 0 filers sold out during the quarter.

Managers
10
13F filers
10
New
2
Added
2
Reduced
3
Sold out
0
Shares held by filers
383,859

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Sigma Planning Corp208,454$5.81M0.16%+6,41213F-HRTimeline
Cambridge Investment Research Advisors,…112,502$3.13M0.01%-46,22613F-HRTimeline
Orion Porfolio Solutions, LLC21,609$602K<0.01%+5213F-HRTimeline
MML INVESTORS SERVICES, LLC19,460$542K<0.01%013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC10,894$304K<0.01%-29313F-HRTimeline
LPL Financial LLC9,339$260K<0.01%-1813F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC927$25.8K<0.01%new13F-HRTimelineGroup
UBS Group AGin group UBS Group AG425$11.8K<0.01%new13F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.150$4.18K<0.01%013F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.99$2.76K<0.01%013F-HRTimeline