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DUKQ NORTHERN LIGHTS FD TR

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OCEA PK DOME ETF (fund)

8 managers (8 13F filers) reported a position in DUKQ shares at 2025-09-30, 422,580 shares in all. 1 filer opened a position and 1 filer sold out during the quarter.

Managers
8
13F filers
8
New
1
Added
1
Reduced
3
Sold out
1
Shares held by filers
422,580

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Sigma Planning Corp202,042$5.56M0.16%-52913F-HRTimeline
Cambridge Investment Research Advisors,…158,728$4.37M0.01%+9,94713F-HRTimeline
Orion Porfolio Solutions, LLC21,557$594K<0.01%-22713F-HRTimeline
MML INVESTORS SERVICES, LLC19,460$536K<0.01%new13F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC11,187$308K<0.01%-2,16013F-HRTimeline
LPL Financial LLC9,357$258K<0.01%013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.150$4.13K<0.01%013F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.99$2.73K<0.01%013F-HRTimeline