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Disclosery

CEFS EXCHANGE LISTED FDS TR

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SABA INT RATE (fund)

82 managers (83 13F filers) reported a position in CEFS shares at 2026-03-31, 5,745,061 shares in all. 7 filers opened a position and 8 filers sold out during the quarter.

Managers
82
13F filers
83
New
7
Added
39
Reduced
19
Sold out
8
Shares held by filers
5,745,061

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
LPL Financial LLC400,492$9.03M<0.01%-5,08213F-HRTimeline
New England Private Wealth Advisors LLC390,515$8.81M1.02%+7,77313F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC344,252$7.76M<0.01%+26,11613F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC306,699$6.92M<0.01%+16,62113F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA298,116$6.72M<0.01%+7,56613F-HRTimelineGroup
AdvisorNet Financial, Inc281,423$6.35M0.33%+5,69613F-HRTimeline
Arete Wealth Advisors, LLC279,934$6.28M0.47%+34,37013F-HR/ATimeline
Cetera Investment Advisers268,853$6.06M0.01%+15,03613F-HRTimeline
Columbus Macro, LLC258,051$5.82M0.62%+11,43513F-HRTimeline
XML Financial, LLC231,780$5.23M0.42%+40,45313F-HRTimeline
Foundations Investment Advisors, LLC222,393$5.01M0.06%-34,11313F-HRTimeline
Private Capital Management, LLC213,837$4.82M0.49%+19,21913F-HRTimeline
Farther Finance Advisors, LLC181,791$4.16M0.04%-134,37113F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.130,868$2.95M<0.01%+78,73613F-HRTimelineGroup
INDEPENDENT FINANCIAL GROUP, LLC112,698$2.54M0.06%+12,35513F-HR/ATimeline
Ares Financial Consulting, LLC110,502$2.53M1.99%+73,76213F-HRTimeline
SCOTIA CAPITAL INC.103,771$2.34M0.01%+2,19113F-HRTimeline
Quattro Advisors LLC101,714$2.29M1.99%+19313F-HRTimeline
Visionary Wealth Advisors80,277$1.81M0.08%+6,57913F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…74,425$1.69M<0.01%-53,17913F-HRTimeline
Thomas J. Herzfeld Advisors, Inc.64,610$1.46M0.5%-19,41113F-HRTimeline
Commerce Advisors, LLC63,363$1.43M1.2%13F-HRTimeline
3EDGE Asset Management, LP59,835$1.35M0.07%+2,82613F-HRTimeline
Proficio Capital Partners LLC59,455$1.34M0.07%-82013F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …57,206$1.29M0.02%-3,61813F-HRTimelineGroup
Lido Advisors, LLCin group Lido Advisors, LLC52,765$1.19M<0.01%013F-HRTimelineGroup
Tactive Advisors, LLC51,980$1.17M0.33%+87113F-HRTimeline
Ausdal Financial Partners, Inc.51,933$1.17M0.05%-1,26913F-HRTimeline
Chicago Partners Investment Group LLC45,150$1.1M0.02%-32713F-HRTimeline
Avior Wealth Management, LLC48,209$1.09M0.03%+3,15013F-HRTimeline
IHT Wealth Management, LLC47,300$1.07M0.02%+84013F-HRTimeline
SHEETS SMITH WEALTH MANAGEMENT46,034$1.04M0.12%-2,47613F-HRTimeline
Triumph Capital Management45,284$1.02M0.21%+1,56513F-HRTimeline
Cambridge Investment Research Advisors,…43,398$979K<0.01%+19,61413F-HRTimeline
NewEdge Advisors, LLC43,150$973K<0.01%+3,42713F-HR/ATimeline
NFSG Corp42,740$964K0.16%+8,12913F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC36,463$822K0.01%+70813F-HRTimelineGroup
J.W. COLE ADVISORS, INC.28,500$643K0.02%+1,82313F-HRTimeline
Amplius Wealth Advisors, LLC28,382$640K0.05%+83113F-HRTimeline
MATHER GROUP, LLC.27,446$619K0.01%new13F-HRTimeline
Adalta Capital Management LLC26,135$589K0.28%013F-HRTimeline
CARY STREET PARTNERS ASSET MANAGEMENT L…group of 2 filers holding26,102$589K-817Timeline
Family Manage LLC25,937$585K0.07%-9,59513F-HRTimeline
CSS LLC/IL24,674$556K0.03%013F-HRTimeline
Bison Wealth, LLC20,806$523K0.05%+2,06913F-HRTimeline
Unified Investment Management21,081$475K0.49%+50913F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP17,577$396K<0.01%+84513F-HRTimelineGroup
CERTIOR FINANCIAL GROUP, LLC17,442$393K0.25%-77413F-HRTimeline
Private Advisor Group, LLC16,454$371K<0.01%+93313F-HRTimeline
QUANTIFY CHAOS ADVISORS, LLC16,193$365K1.14%-14,77513F-HRTimeline
Advisor OS, LLCin group Advisor OS, LLC15,462$349K0.03%-9,35013F-HRTimelineGroup
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC15,418$348K<0.01%new13F-HRTimelineGroup
Gladstone Institutional Advisory LLC14,380$324K0.01%+42513F-HRTimeline
Towerpoint Wealth, LLC13,690$309K0.12%013F-HRTimeline
Oregon Pacific Wealth Management, LLC13,170$297K0.31%-7,02313F-HRTimeline
Closed-End Fund Advisors, Inc.12,652$285K0.29%+2,21113F-HRTimeline
NOVEM GROUP12,590$284K0.03%+40013F-HRTimeline
Braeburn Wealth Management LLC11,675$263K0.15%013F-HRTimeline
ZEGA Investments, LLC11,219$253K0.05%new13F-HRTimeline
Hilltop Holdings Inc.in group Hilltop Holdings Inc.11,074$250K0.02%013F-HRTimelineGroup
THOMPSON SIEGEL & WALMSLEY LLC10,000$226K<0.01%013F-HRTimeline
Encompass More Asset Management9,604$217K0.04%+21413F-HRTimeline
First Heartland Consultants, Inc.9,429$213K0.02%new13F-HRTimeline
Anfield Capital Management, LLCin group Anfield Capital Management, L…7,530$170K0.05%+10113F-HRTimelineGroup
LANARK FINANCIAL, INC.7,137$161K0.01%+69713F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY4,721$106K<0.01%+23413F-HRTimelineGroup
Wealth Enhancement Trust Services, Inc.3,426$77.3K0.01%013F-HRTimeline
Allworth Financial LP3,200$72.2K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…2,347$52.9K<0.01%+6913F-HRTimelineGroup
Steward Partners Investment Advisory, L…1,922$43.3K<0.01%-1913F-HRTimeline
SHP Wealth Management1,864$42K<0.01%013F-HRTimeline
CALDWELL SUTTER CAPITAL, INC.900$20.3K0.01%new13F-HRTimeline
Bangor Savings Bank772$17.4K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC703$15.9K<0.01%013F-HRTimelineGroup
HAZLETT, BURT & WATSON, INC.669$15K<0.01%-6713F-HRTimeline
SALEM INVESTMENT COUNSELORS INC625$14.1K<0.01%new13F-HR/ATimeline
Horizons Wealth Management433$9.76K0.01%013F-HRTimeline
AE Wealth Management LLC230$5.19K<0.01%-15013F-HRTimeline
Roble, Belko & Company, Inc119$3K<0.01%new13F-HRTimeline
WINMILL & CO. INCin group WINMILL & CO. INC100$2.25K<0.01%013F-HRTimelineGroup
UBS Group AGin group UBS Group AG4$90<0.01%013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1$25<0.01%013F-HR/ATimelineGroup