Skip to content
Disclosery

CEFS EXCHANGE LISTED FDS TR

Follow

SABA INT RATE (fund)

74 managers (75 13F filers) reported a position in CEFS shares at 2025-09-30, 4,710,755 shares in all. 6 filers opened a position and 4 filers sold out during the quarter.

Managers
74
13F filers
75
New
6
Added
39
Reduced
11
Sold out
4
Shares held by filers
4,710,755

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
LPL Financial LLC441,236$10M<0.01%+14,55313F-HRTimeline
New England Private Wealth Advisors LLC358,330$8.16M1.08%+43,31713F-HRTimeline
Fortress Wealth Management, Inc.352,729$8.03M3.57%+1,43413F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC280,182$6.38M<0.01%+16,91213F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC266,958$6.08M<0.01%+27,39213F-HRTimelineGroup
Foundations Investment Advisors, LLC244,220$5.56M0.08%+8,80113F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA243,826$5.55M<0.01%+87,18213F-HRTimelineGroup
Cetera Investment Advisers232,885$5.3M0.01%+32,46313F-HRTimeline
Columbus Macro, LLC7,436$5.1M0.58%-2,17313F-HRTimeline
AdvisorNet Financial, Inc194,168$4.42M0.25%+61,08413F-HRTimeline
Private Capital Management, LLC174,922$3.98M0.37%+16,85913F-HRTimeline
XML Financial, LLC149,881$3.41M0.28%+24,77913F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…111,235$2.53M<0.01%+37,05813F-HRTimeline
Thomas J. Herzfeld Advisors, Inc.98,498$2.24M0.77%+10,79813F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …94,605$2.15M0.03%+5,00213F-HRTimelineGroup
SCOTIA CAPITAL INC.90,134$2.05M0.01%+3,97813F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC85,573$1.95M0.05%+13,82013F-HRTimeline
Visionary Wealth Advisors74,873$1.7M0.08%-52813F-HRTimeline
Family Manage LLC74,081$1.69M0.23%+7,70813F-HRTimeline
Proficio Capital Partners LLC70,976$1.62M0.11%013F-HR/ATimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.65,827$1.48M<0.01%-2,95613F-HRTimelineGroup
ROVIN CAPITAL /UT/ /ADV60,426$1.38M0.38%+51413F-HR/ATimeline
Lido Advisors, LLCin group Lido Advisors, LLC52,765$1.2M<0.01%013F-HRTimelineGroup
3EDGE Asset Management, LP52,385$1.19M0.07%-68313F-HRTimeline
Chicago Partners Investment Group LLC50,922$1.17M0.03%-1,29413F-HRTimeline
IHT Wealth Management, LLC45,422$1.03M0.03%-32113F-HRTimeline
SHEETS SMITH WEALTH MANAGEMENT45,390$1.03M0.12%+5,96013F-HRTimeline
Triumph Capital Management44,248$1.01M0.27%+2,89613F-HR/ATimeline
Avior Wealth Management, LLC41,859$953K0.03%013F-HRTimeline
Tactive Advisors, LLC36,659$835K0.24%+1,54713F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC35,529$809K0.01%+1,42813F-HRTimelineGroup
NewEdge Advisors, LLC32,700$745K<0.01%+4,10813F-HRTimeline
NAPA WEALTH MANAGEMENT30,485$694K0.33%+6513F-HRTimeline
CARY STREET PARTNERS ASSET MANAGEMENT L…group of 2 filers holding29,344$668K+938Timeline
Amplius Wealth Advisors, LLC27,049$616K0.05%+33513F-HRTimeline
Adalta Capital Management LLC26,135$595K0.27%013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC25,548$582K<0.01%+8,32213F-HRTimeline
CSS LLC/IL24,674$562K0.03%013F-HRTimeline
NFSG Corp24,066$548K0.08%+12,87113F-HRTimeline
Advisor OS, LLCin group Advisor OS, LLC23,278$530K0.05%+2,55013F-HRTimelineGroup
StoneX Group Inc.in group StoneX Group Inc.22,965$523K0.02%+4,65013F-HRTimelineGroup
Oregon Pacific Wealth Management, LLC21,869$498K0.43%-41113F-HRTimeline
J.W. COLE ADVISORS, INC.21,005$478K0.01%-97313F-HRTimeline
Unified Investment Management20,572$468K0.47%013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP16,291$371K<0.01%+68013F-HRTimelineGroup
Bison Wealth, LLC16,281$371K0.03%new13F-HRTimeline
Cambridge Investment Research Advisors,…15,068$343K<0.01%+1,65413F-HRTimeline
Gladstone Institutional Advisory LLC14,012$319K0.01%-9113F-HRTimeline
CERTIOR FINANCIAL GROUP, LLC13,984$318K0.22%new13F-HRTimeline
Towerpoint Wealth, LLC13,690$312K0.13%013F-HRTimeline
Private Advisor Group, LLC13,395$305K<0.01%+3,05513F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC13,241$301K<0.01%-5,04913F-HRTimelineGroup
Hilltop Holdings Inc.in group Hilltop Holdings Inc.11,074$252K0.01%013F-HRTimelineGroup
THOMPSON SIEGEL & WALMSLEY LLC10,000$228K<0.01%013F-HRTimeline
Janney Montgomery Scott LLC9,805$223K<0.01%-11,12613F-HRTimeline
NOVEM GROUP9,690$221K0.03%new13F-HRTimeline
CALTON & ASSOCIATES, INC.9,439$215K0.03%+9413F-HRTimeline
Anfield Capital Management, LLCin group Anfield Capital Management, L…5,623$128K0.04%013F-HRTimelineGroup
LANARK FINANCIAL, INC.5,619$128K0.01%+1,03513F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY4,487$102K<0.01%+213F-HR/ATimelineGroup
Future Financial Wealth Managment LLC3,300$75.1K0.05%+10013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Allworth Financial LP3,200$72.9K<0.01%+40013F-HRTimeline
Farther Finance Advisors, LLC3,174$72.3K<0.01%+38213F-HRTimeline
Boreal Capital Management LLC3,075$70K0.06%013F-HRTimeline
Steward Partners Investment Advisory, L…2,807$63.9K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…2,237$50.9K<0.01%new13F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.1,500$34.2K<0.01%013F-HRTimeline
Bangor Savings Bank772$17.6K<0.01%new13F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC703$16K<0.01%013F-HRTimelineGroup
AE Wealth Management LLC230$5.24K<0.01%013F-HRTimeline
WINMILL & CO. INCin group WINMILL & CO. INC100$2.28K<0.01%013F-HRTimelineGroup
Wealthspire Advisors, LLC83$1.89K<0.01%new13F-HRTimeline
UBS Group AGin group UBS Group AG4$91<0.01%013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1$28<0.01%013F-HRTimelineGroup