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Disclosery

CEFS EXCHANGE LISTED FDS TR

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SABA INT RATE (fund)

83 managers (84 13F filers) reported a position in CEFS shares at 2025-12-31, 5,727,356 shares in all. 10 filers opened a position and 6 filers sold out during the quarter.

Managers
83
13F filers
84
New
10
Added
38
Reduced
13
Sold out
6
Shares held by filers
5,727,356

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
LPL Financial LLC405,574$9.34M<0.01%-35,66213F-HRTimeline
New England Private Wealth Advisors LLC382,742$8.82M1.1%+24,41213F-HR/ATimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC318,136$7.33M<0.01%+37,95413F-HRTimelineGroup
Farther Finance Advisors, LLC316,162$7.28M0.08%+312,98813F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA290,550$6.69M<0.01%+46,72413F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC290,078$6.68M<0.01%+23,12013F-HRTimelineGroup
AdvisorNet Financial, Inc275,727$6.35M0.34%+81,55913F-HRTimeline
Foundations Investment Advisors, LLC256,506$5.91M0.08%+12,28613F-HRTimeline
Cetera Investment Advisers253,817$5.85M0.01%+20,93213F-HRTimeline
Columbus Macro, LLC246,616$5.68M0.62%+239,18013F-HRTimeline
Arete Wealth Advisors, LLC245,564$5.66M0.39%new13F-HR/ATimeline
Private Capital Management, LLC194,618$4.48M0.43%+19,69613F-HRTimeline
XML Financial, LLC191,327$4.41M0.36%+41,44613F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…127,604$2.92M<0.01%+16,36913F-HRTimeline
SCOTIA CAPITAL INC.101,580$2.34M0.01%+11,44613F-HRTimeline
Quattro Advisors LLC101,521$2.34M1.87%13F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC100,343$2.31M0.05%+14,77013F-HRTimeline
Thomas J. Herzfeld Advisors, Inc.84,021$1.94M0.65%-14,47713F-HRTimeline
Visionary Wealth Advisors73,698$1.7M0.08%-1,17513F-HRTimeline
ROVIN CAPITAL /UT/ /ADV72,766$1.68M0.44%+12,34013F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …60,824$1.4M0.02%-33,78113F-HRTimelineGroup
Proficio Capital Partners LLC60,275$1.39M0.1%-10,70113F-HRTimeline
3EDGE Asset Management, LP57,009$1.31M0.07%+4,62413F-HRTimeline
Ausdal Financial Partners, Inc.53,202$1.23M0.06%new13F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC52,765$1.2M<0.01%013F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.52,132$1.2M<0.01%-13,69513F-HRTimelineGroup
Tactive Advisors, LLC51,109$1.18M0.34%+14,45013F-HRTimeline
SHEETS SMITH WEALTH MANAGEMENT48,510$1.12M0.12%+3,12013F-HRTimeline
IHT Wealth Management, LLC46,460$1.07M0.03%+1,03813F-HRTimeline
Chicago Partners Investment Group LLC45,477$1.05M0.03%-5,44513F-HRTimeline
Avior Wealth Management, LLC45,059$1.04M0.03%+3,20013F-HRTimeline
Triumph Capital Management43,719$1.01M0.22%-52913F-HRTimeline
NewEdge Advisors, LLC39,723$915K<0.01%+7,02313F-HRTimeline
Ares Financial Consulting, LLC36,740$846K0.81%13F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC35,755$824K0.01%+22613F-HRTimelineGroup
Family Manage LLC35,532$819K0.1%-38,54913F-HRTimeline
NFSG Corp34,611$797K0.12%+10,54513F-HRTimeline
Fort Point Capital Partners LLC32,778$760K0.09%new13F-HRTimeline
QUANTIFY CHAOS ADVISORS, LLC30,968$714K2.16%13F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC29,775$686K<0.01%new13F-HRTimelineGroup
Amplius Wealth Advisors, LLC27,551$635K0.05%+50213F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC27,317$629K<0.01%+1,76913F-HRTimeline
CARY STREET PARTNERS ASSET MANAGEMENT L…group of 2 filers holding26,919$620K-2,425Timeline
Adalta Capital Management LLC26,135$602K0.27%013F-HRTimeline
Advisor OS, LLCin group Advisor OS, LLC24,812$572K0.05%+1,53413F-HRTimelineGroup
CSS LLC/IL24,674$568K0.03%013F-HRTimeline
Cambridge Investment Research Advisors,…23,784$548K<0.01%+8,71613F-HRTimeline
Tidal Investments LLCin group Tidal Investments LLC21,370$492K<0.01%new13F-HRTimelineGroup
Unified Investment Management20,572$474K0.48%013F-HRTimeline
Oregon Pacific Wealth Management, LLC20,193$465K0.48%-1,67613F-HRTimeline
CERTIOR FINANCIAL GROUP, LLC18,216$420K0.29%+4,23213F-HRTimeline
Bison Wealth, LLC18,737$418K0.05%+2,45613F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP16,732$386K<0.01%+44113F-HRTimelineGroup
Private Advisor Group, LLC15,521$358K<0.01%+2,12613F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC15,511$357K<0.01%new13F-HRTimelineGroup
Gladstone Institutional Advisory LLC13,955$322K0.01%-5713F-HRTimeline
Towerpoint Wealth, LLC13,690$315K0.12%013F-HRTimeline
NOVEM GROUP12,190$281K0.03%+2,50013F-HRTimeline
Mariner, LLCin group Mariner, LLC12,016$277K<0.01%new13F-HRTimelineGroup
Braeburn Wealth Management LLC11,675$269K0.14%13F-HRTimeline
Hilltop Holdings Inc.in group Hilltop Holdings Inc.11,074$255K0.02%013F-HRTimelineGroup
Closed-End Fund Advisors, Inc.10,441$241K0.14%13F-HRTimeline
THOMPSON SIEGEL & WALMSLEY LLC10,000$230K<0.01%013F-HRTimeline
CALTON & ASSOCIATES, INC.9,562$220K0.03%+12313F-HRTimeline
Encompass More Asset Management9,390$216K0.04%new13F-HRTimeline
Anfield Capital Management, LLCin group Anfield Capital Management, L…7,429$171K0.05%+1,80613F-HRTimelineGroup
LANARK FINANCIAL, INC.6,440$148K0.01%+82113F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY4,487$103K<0.01%013F-HR/ATimelineGroup
Wealth Enhancement Trust Services, Inc.3,426$78.9K0.01%13F-HRTimeline
Allworth Financial LP3,200$73.7K<0.01%013F-HRTimeline
Boreal Capital Management LLC3,075$70.8K0.05%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…2,278$52.5K<0.01%+4113F-HR/ATimelineGroup
Steward Partners Investment Advisory, L…1,941$44.7K<0.01%-86613F-HRTimeline
SHP Wealth Management1,864$42.9K<0.01%13F-HRTimeline
Bangor Savings Bank772$17.8K<0.01%013F-HRTimeline
HAZLETT, BURT & WATSON, INC.736$17K0.01%new13F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC703$16.2K<0.01%013F-HRTimelineGroup
J.W. COLE ADVISORS, INC.26,677$12.9K<0.01%+5,67213F-HRTimeline
Horizons Wealth Management433$9.98K0.01%new13F-HRTimeline
AE Wealth Management LLC380$8.76K<0.01%+15013F-HRTimeline
WINMILL & CO. INCin group WINMILL & CO. INC100$2.3K<0.01%013F-HRTimelineGroup
UBS Group AGin group UBS Group AG4$92<0.01%013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1$19<0.01%013F-HRTimelineGroup