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Disclosery

CDX SIMPLIFY EXCHANGE TRADED FUN

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HIGH YIELD ETF (fund)

68 managers (69 13F filers) reported a position in CDX shares at 2025-09-30, 9,499,366 shares in all. 32 filers opened a position and 9 filers sold out during the quarter.

Managers
68
13F filers
69
New
32
Added
32
Reduced
3
Sold out
9
Shares held by filers
9,499,366

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
AE Wealth Management LLC1,042,223$23.9M0.15%+179,54313F-HRTimeline
Altiora Financial Group, LLC1,005,361$23M4.21%+754,94413F-HRTimeline
LPL Financial LLC796,259$18.2M0.01%+374,65613F-HRTimeline
Park Edge Advisors, LLC719,012$16.5M3.8%+106,03513F-HRTimeline
Insight Wealth Strategies, LLC514,852$11.8M1.39%new13F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…378,551$8.65M0.01%+36,97413F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC373,713$8.56M0.01%+4,81913F-HRTimeline
NewEdge Wealth, LLC344,687$7.82M0.11%-5,82013F-HRTimeline
Prime Capital Investment Advisors, LLC290,908$6.66M0.08%+13,21413F-HRTimeline
FLAGSHIP HARBOR ADVISORS, LLC246,053$5.64M0.25%+20,89813F-HRTimeline
NewEdge Advisors, LLC209,895$4.81M0.02%new13F-HRTimeline
Kensington Asset Management, LLC200,172$4.59M0.27%new13F-HRTimeline
Mid-American Wealth Advisory Group, Inc.195,324$4.47M2%+18,58413F-HRTimeline
Steward Partners Investment Advisory, L…190,470$4.36M0.03%+106,29213F-HRTimeline
Security National Bank179,049$4.1M0.63%new13F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth178,541$4.09M0.01%+11,80513F-HRTimelineGroup
RiverTree Advisors, LLC173,979$3.99M2.56%new13F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC167,395$3.84M<0.01%+97,58213F-HRTimelineGroup
SlateStone Wealth, LLC164,562$3.77M0.33%new13F-HRTimeline
Pekin Hardy Strauss, Inc.143,753$3.29M0.33%+49,02213F-HRTimeline
DRIVE WEALTH MANAGEMENT, LLC134,300$3.08M0.65%new13F-HRTimeline
Summit Financial, LLC125,950$2.89M0.04%+9,57113F-HRTimeline
ADAPT WEALTH ADVISORS, LLC123,857$2.84M1.05%new13F-HRTimeline
Fifth Third Securities, Inc.in group FIFTH THIRD BANK, NATIONAL AS…115,458$2.65M0.18%new13F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC110,359$2.53M0.04%+67,20113F-HRTimelineGroup
Whalen Wealth Management Inc.102,101$2.34M1.37%+52,63413F-HRTimeline
Soltis Investment Advisors LLC96,553$2.21M0.15%new13F-HRTimeline
STEPHENS INC /AR/in group Stephens Investment Managemen…94,879$2.17M0.03%new13F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.84,525$1.93M<0.01%+61,75913F-HRTimelineGroup
Centennial Wealth Advisory LLC83,830$1.92M0.53%+3,40913F-HRTimeline
Private Advisor Group, LLC72,554$1.66M0.01%-20,76413F-HRTimeline
Kingsview Wealth Management, LLC60,751$1.39M0.02%+36,97113F-HRTimeline
SILVER OAK SECURITIES, INCORPORATED58,194$1.33M0.1%new13F-HRTimeline
RFG Advisory, LLC58,050$1.33M0.03%new13F-HRTimeline
Janney Montgomery Scott LLC54,509$1.25M<0.01%+7,98113F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding53,597$1.23M+18,238Timeline
WCG Wealth Advisors LLC41,112$942K0.06%new13F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC39,177$898K<0.01%new13F-HRTimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC38,649$885K<0.01%+16,09413F-HRTimelineGroup
Cetera Investment Advisers38,623$885K<0.01%new13F-HRTimeline
Retirement Planning Group, LLC37,257$854K0.03%new13F-HRTimeline
MML INVESTORS SERVICES, LLC35,739$819K<0.01%+13,22413F-HRTimeline
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC33,325$763K0.15%new13F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC32,926$754K0.02%+16,46113F-HRTimelineGroup
TD Waterhouse Canada Inc.22,900$523K<0.01%+21,00013F-HRTimeline
Orion Porfolio Solutions, LLC22,651$519K<0.01%+46313F-HRTimeline
NAPA WEALTH MANAGEMENT22,418$514K0.24%+47313F-HRTimeline
SFG Wealth Management, LLC.21,602$495K0.21%new13F-HRTimeline
Worth Asset Management, LLC19,610$449K0.2%new13F-HRTimeline
Trajan Wealth LLC17,934$411K0.02%new13F-HRTimeline
Cove Street Capital, LLC16,577$380K0.5%new13F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC16,263$373K<0.01%new13F-HRTimelineGroup
Equitable Holdings, Inc.in group Equitable Holdings, Inc.16,200$371K<0.01%+3,65013F-HRTimelineGroup
LaSalle St. Investment Advisors, LLC12,705$291K0.05%new13F-HRTimeline
Cambridge Investment Research Advisors,…12,355$283K<0.01%+3,18513F-HRTimeline
Heck Capital Advisors, LLC11,945$274K0.02%+2,38413F-HRTimeline
Almanack Investment Partners, LLC.10,887$249K0.04%new13F-HRTimeline
Belpointe Asset Management LLC10,465$240K0.01%+89013F-HRTimeline
BayBridge Capital Group, LLC9,542$219K0.14%new13F-HRTimeline
Triumph Capital Management9,462$217K0.06%new13F-HR/ATimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…4,100$93.9K<0.01%+2,00013F-HRTimelineGroup
STANCE CAPITAL LLC453$10.4K<0.01%new13F-HRTimeline
Quest 10 Wealth Builders, Inc.81$1.86K<0.01%013F-HRTimeline
Geneos Wealth Management Inc.70$1.6K<0.01%new13F-HRTimeline
UBS Group AGin group UBS Group AG65$1.49K<0.01%new13F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…45$1.03K<0.01%new13F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY2$50<0.01%013F-HR/ATimelineGroup
Larson Financial Group LLC0$9<0.01%-52813F-HRTimelineAmount filed as zero, left out of ratios.