13F-HR filed by HEIGHTS CAPITAL MANAGEMENT, INC
HEIGHTS CAPITAL MANAGEMENT, INC filed this 13F-HR for the quarter ended 2025-03-31, filed 2025-05-14, with 129 holding rows worth $212,992,274.
- Accession
- 0001081698-25-000003
- Filer
- CIK 1081698
- Filed
- 2025-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2025
A holdings report, 129 entries on the cover page, a total value of $212,992,274 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,992,274 with VALUE read as dollars as filed, 13F file number 028-13218. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLUTTER ENTMT PLC SHS | G3643J108 | Stock | 294,180 | $65,175,579 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 23,091,715 | $31,173,815 | dollars as filed | |
| OATLY GROUP AB | 67421JAC2 | NOTE 9.250% 9/1 | 11,520,162 | $7,789,784 | dollars as filed | principal |
| FG MERGER II CORP | 30334J201 | UNIT 02/11/2030 | 790,000 | $7,710,400 | dollars as filed | |
| JACKSON ACQUISITION CO II | G4992A201 | UNIT 99/99/9999 | 700,000 | $7,203,000 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 4,025,000 | $6,862,625 | dollars as filed | |
| DRUGS MADE IN AMER ACQUTN CO | G2847J120 | UNIT 10/15/2029 | 650,000 | $6,578,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623VAB9 | NOTE 7.250% 8/1 | 6,000,000 | $4,946,460 | dollars as filed | principal |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 4,494,501 | $4,809,116 | dollars as filed | |
| GP-ACT III ACQUISITION CORP | G4035N103 | CL A | 460,000 | $4,751,800 | dollars as filed | |
| NANO NUCLEAR ENERGY INC | 63010H108 | COM | 149,700 | $3,961,062 | dollars as filed | put |
| FIFTH ERA ACQUISITION CORP I | G3415K127 | UNIT 99/99/9999 | 350,000 | $3,524,500 | dollars as filed | |
| Future Vision Ii Acquisition Shs | G37068106 | Common Stock | 325,000 | $3,308,500 | dollars as filed | |
| FLAG SHIP ACQUISITION CORP | G3530C109 | CMN | 314,000 | $3,249,900 | dollars as filed | |
| CANTOR EQUITY PARTNERS INC | G4491L104 | SHS CL A | 300,000 | $3,222,000 | dollars as filed | |
| IB ACQUISITION CORP | 44934N108 | COM SHS | 250,000 | $2,575,000 | dollars as filed | |
| VOYAGER ACQUISITION CORP | G93A7H104 | CL A | 250,000 | $2,545,000 | dollars as filed | |
| PLUM ACQUISITION CORP IV | G7134A112 | UNIT 08/19/2029 | 250,000 | $2,525,000 | dollars as filed | |
| Senti Biosciences, Inc. | 81726A209 | COM NEW | 750,000 | $2,520,000 | dollars as filed | |
| REE AUTOMOTIVE LTD | M8287R202 | SHS CL A NEW | 899,917 | $2,393,779 | dollars as filed | |
| HAYMAKER ACQUISITION | G4375F108 | Common Stock | 195,077 | $2,143,896 | dollars as filed | |
| RIBBON ACQUISITION CORP | G7552W125 | UNIT 99/99/9999 | 200,000 | $2,060,000 | dollars as filed | |
| COLUMBUS ACQUISITION CORP | G2295P123 | UNIT 12/26/2029 | 200,000 | $2,030,000 | dollars as filed | |
| ALIGOS THERAPEUTICS INC | 01626L204 | COM NEW | 241,500 | $1,992,375 | dollars as filed | |
| UY SCUTI ACQUISITION CORP. | G93Y0A120 | UNIT 99/99/9999 | 175,000 | $1,760,500 | dollars as filed | |
| CN HEALTHY FOOD TECH GROUP C | 462837105 | COM | 165,043 | $1,731,301 | dollars as filed | |
| CAYSON ACQUISITION CORP | G1993W109 | SHS | 150,000 | $1,530,000 | dollars as filed | |
| DYNAMIX CORP | G2949D104 | SHS CL A | 120,000 | $1,194,000 | dollars as filed | |
| M3Brigade Acquisition V Corp Cl A | G63212107 | Common Stock | 100,000 | $1,027,000 | dollars as filed | |
| LIONHEART HOLDINGS | G5501C109 | SHS CL A | 100,000 | $1,026,000 | dollars as filed | |
| DT CLOUD STAR ACQUISITION CO | G2853N106 | SHS | 100,000 | $1,025,000 | dollars as filed | |
| MELAR ACQUISITION CORP. I | G6004G100 | SHS CL A | 100,000 | $1,023,000 | dollars as filed | |
| INFLECTION POINT ACQU CORP V | G6001J115 | UNIT 01/23/2030 | 100,000 | $1,020,000 | dollars as filed | |
| DT CLOUD ACQUISITION CORP | G28524117 | ORD SHS | 90,200 | $966,944 | dollars as filed | |
| EQV VENTURES ACQUISITION COR | G3106N109 | CMN | 93,574 | $946,969 | dollars as filed | |
| 0 | G7633M120 | 0 | 75,000 | $787,500 | dollars as filed | |
| GSR III ACQUISITION CORP | G4R103123 | UNIT | 70,000 | $718,900 | dollars as filed | |
| 0 | G86880138 | 0 | 65,000 | $667,550 | dollars as filed | |
| PANTAGES CAPITAL ACQUISITION | G8089R126 | UNIT 11/15/2029 | 65,000 | $664,300 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 238,366 | $643,588 | dollars as filed | |
| A SPAC III ACQUISITION CORP | G0544A137 | UNIT 02/15/2029 | 60,000 | $613,200 | dollars as filed | |
| 0 | G32901111 | 0 | 60,000 | $604,200 | dollars as filed | |
| HENNESSY CAP INVT CORP VII | G4405D123 | UNIT 99/99/9999 | 60,000 | $604,200 | dollars as filed | |
| GLOBAL LIGHTS ACQUISITION CO | G3937F101 | ORD SHS | 53,354 | $578,891 | dollars as filed | |
| VINE HILL CAP INVT CORP. | G93Y09107 | ORD SHS CL A | 55,790 | $567,942 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 49,122 | $556,061 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K106 | CL A | 49,795 | $545,255 | dollars as filed | |
| CHURCHILL CAPITAL CORP IX | G21301109 | CL A SHS | 48,900 | $526,164 | dollars as filed | |
| SURROZEN INC | 86889P208 | COMMON STOCK | 44,978 | $524,443 | dollars as filed | |
| 0 | G7375C124 | 0 | 50,000 | $513,500 | dollars as filed | |
| CHENGHE ACQUISITION II CO | G20873108 | CL A ORD SHS | 50,000 | $513,000 | dollars as filed | |
| NEWBURY STR II ACQUISITION C | G6439S125 | UNIT 10/23/2029 | 45,000 | $454,950 | dollars as filed | |
| CO2 ENERGY TRANSITION CORP | 12664M202 | UNIT 99/99/9999 | 40,000 | $408,000 | dollars as filed | |
| RISING DRAGON ACQUISITION CO | G7576K107 | SHS | 40,000 | $407,600 | dollars as filed | |
| 0 | G9877L123 | 0 | 40,000 | $406,400 | dollars as filed | |
| AGRICULTURE & NAT SOL ACQ CO | G0131Y100 | SHS CL A | 35,482 | $378,593 | dollars as filed | |
| WILLOW LANE ACQUISITION CORP | G9675P128 | UNIT 99/99/9999 | 35,000 | $354,200 | dollars as filed | |
| Yhn Acquisition I Ltd Shs | G1514D101 | Common Stock | 29,000 | $296,090 | dollars as filed | |
| ANDRETTI ACQUISITION CORP II | G26745102 | ORD SHS CL A | 26,600 | $269,990 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 5,000 | $241,550 | dollars as filed | |
| HORIZON SPACE ACQUISITION II | G4627B129 | UNIT 11/04/2029 | 20,000 | $203,600 | dollars as filed | |
| BLACK SPADE ACQUISITION II C | G1153L109 | CL A | 20,000 | $203,000 | dollars as filed | |
| SINTX TECHNOLOGIES INC | 829392703 | COM NEW | 60,964 | $162,164 | dollars as filed | |
| EUREKA ACQUISITION CORP | G32168109 | CMN | 15,400 | $158,312 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 37,500 | $151,500 | dollars as filed | put |
| GOLD ROYALTY CORP | 38071H122 | *W EXP 05/31/202 | 249,397 | $62,349 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 625,000 | $61,875 | dollars as filed | |
| RTS/IRON HORSE ACQUISITIONS CORP EXP12/31/2099 | 462837121 | COM | 200,000 | $60,000 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 221,869 | $55,134 | dollars as filed | |
| Future Vision Ii Acquisition Right 06/29/2029 | G37068114 | SPACS | 325,000 | $52,000 | dollars as filed | |
| Flag Ship Acquisition Corp Right 03/31/2026 | G3530C117 | SPACS | 314,000 | $50,240 | dollars as filed | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 586,218 | $47,073 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D125 | RIGHT 04/21/2028 | 130,000 | $32,500 | dollars as filed | |
| Gp-Act Iii Acquisition Corp W Exp 05/13/202 | G4035N129 | SPACS Warrant | 173,972 | $32,376 | dollars as filed | |
| 1847 HLDGS LLC | 28252B853 | COM SHS | 236,790 | $28,273 | dollars as filed | |
| Bayview Acquisition Corp Right 11/17/2028 | 07323B118 | SPACS | 147,900 | $27,731 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M121 | RIGHT 12/30/2024 | 100,000 | $25,990 | dollars as filed | |
| Dt Cloud Acquisition Corp | G28524133 | Right | 100,000 | $24,000 | dollars as filed | |
| OAK WOODS ACQUISITION CORP | 67190B120 | RIGHT 03/23/2028 | 90,000 | $23,400 | dollars as filed | |
| Cayson Acquisition Corp Right 99/99/9999 | G1993W117 | SPACS | 150,000 | $23,250 | dollars as filed | |
| 0 | G3034H141 | 0 | 118,500 | $22,503 | dollars as filed | |
| GLOBAL LIGHTS ACQUISITION CO | G3937F119 | RIGHT 99/99/9999 | 99,800 | $21,976 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 46,662 | $18,665 | dollars as filed | |
| TENON MEDICAL INC | 88066N113 | *W EXP 06/16/202 | 851,594 | $17,458 | dollars as filed | |
| DYNAMIX CORP | G2949D112 | W EXP 10/25/202 | 60,000 | $17,112 | dollars as filed | |
| Dt Cloud Star Acquisition Co Right 07/09/2029 | G2853N114 | SPACS | 100,000 | $15,830 | dollars as filed | |
| IB ACQUISITION CORP | 44934N116 | RIGHT 09/28/2026 | 250,000 | $15,025 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 80,000 | $14,096 | dollars as filed | |
| LEXARIA BIOSCIENCE CORP | 52886N117 | *W EXP 01/14/202 | 41,251 | $13,407 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 348,015 | $13,051 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 18,267 | $12,909 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 427,592 | $12,828 | dollars as filed | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 29,000 | $10,440 | dollars as filed | |
| AINOS INC | 00902F113 | *W EXP 07/29/202 | 82,500 | $9,075 | dollars as filed | |
| CLIMATEROCK | G2311X134 | RIGHT 10/31/2028 | 50,000 | $9,000 | dollars as filed | |
| M3BRIGADE ACQUISITION V CORP | G63212115 | *W EXP 99/99/999 | 27,889 | $8,088 | dollars as filed | |
| BIOMX INC | 09090D301 | COM | 14,497 | $8,056 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y129 | RIGHT 03/15/2027 | 50,000 | $8,050 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 54,000 | $7,889 | dollars as filed | |
| VERSUS SYSTEMS INC | 92535P147 | *W EXP 01/20/202 | 100,000 | $7,500 | dollars as filed | |
| VINE HILL CAP INVT CORP. | G93Y09115 | *W EXP 07/01/203 | 27,895 | $7,498 | dollars as filed | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 288,884 | $7,222 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 149,100 | $6,799 | dollars as filed | |
| Rising Dragon Acquisition Co Right 11/15/2028 | G7576K115 | SPACS | 40,000 | $6,448 | dollars as filed | |
| Cn Healthy Food Tech Group C W Exp 09/30/203 | 462837113 | SPAC Combination | 200,000 | $6,400 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 357,253 | $5,395 | dollars as filed | |
| LEMONADE INC | 52567D115 | *W EXP 02/09/202 | 88,946 | $5,346 | dollars as filed | |
| Lionheart Holdings W Exp 06/07/203 | G5501C117 | SPACS Warrant | 39,510 | $4,745 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 55,000 | $4,356 | dollars as filed | |
| Melar Acquisition Corp. I W Exp 06/01/203 | G6004G118 | SPACS Warrant | 28,832 | $3,887 | dollars as filed | |
| Yhn Acquisition I Ltd Right 08/15/2029 | G1514D127 | SPACS | 29,000 | $3,773 | dollars as filed | |
| EUREKA ACQUISITION CORP | G32168125 | RIGHT 07/03/2026 | 15,400 | $3,574 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 68,700 | $3,435 | dollars as filed | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 67,870 | $3,041 | dollars as filed | |
| VOYAGER ACQUISITION CORP | G93A7H112 | *W EXP 05/16/203 | 17,465 | $2,759 | dollars as filed | |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 53,960 | $2,709 | dollars as filed | |
| Embrace Change Acquisition Corp | G3034H125 | Warrant | 65,399 | $2,524 | dollars as filed | |
| ANTELOPE ENTERPRISE HLDGS LT | G041JN122 | SHS NEW | 25,036 | $2,423 | dollars as filed | |
| Andretti Acquisition Corp Ii W Exp 06/01/203 | G26745128 | SPACS Warrant | 13,300 | $2,391 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 60,094 | $2,103 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 100,000 | $1,460 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M113 | *W EXP 12/30/202 | 38,826 | $1,363 | dollars as filed | |
| REAL MESSENGER CORP. | G7410G114 | *W EXP 11/19/202 | 44,105 | $1,336 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 46,027 | $1,192 | dollars as filed | |
| OSR HEALTH INC | 68840D110 | *W EXP 02/09/202 | 28,279 | $1,131 | dollars as filed | |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 40,000 | $1,116 | dollars as filed | |
| Cdt Equity Inc W Exp 09/22/202 | 20678X114 | SPAC Combination | 78,958 | $726 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 15,174 | $522 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 67,109 | $503 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001081698-25-000003 | this filing | 2025-05-14 | acceptance time not in the bulk data set |