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Disclosery

Western Investment LLC

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13F filer, CIK 1286207, Salt Lake City, UT

Western Investment LLC reported $23,209,000 across 27 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-14. Its ten largest share positions make up 85.08% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001286207-13-000010

Period
2013-09-30
Reported value
$23.2M
Holdings
27
Top 10 weight
85.08%
New
7
Sold out
9

Largest buys vs the previous quarter

SecurityShares changeApprox. value
NUVEEN DIVER CURRENCY OPPORadded+170,240$1.78M
NUVEEN DIV ADVANTAGE MUN FDnew+90,147$1.17M
TIPTnew+105,124$794K
BTZadded+43,092$562K
POWERSHS DB US DOLLAR INDEX…new+18,400$398K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ETJexited-285,629-$3.11M
MVC CAPITAL INCreduced-114,200-$1.49M
EDDexited-44,189-$638K
EOIexited-30,769-$355K
BLACKROCK MUNIYLD MICH QLTYexited-23,984-$305K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0001286207-13-000010, largest first. % of portfolio is the value over $23,209,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MVC CAPITAL INCMVC CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 933,578 shares; 2013Q3: 819,378 shares 819,378$10.7M46.11%-114,200
NUVEEN DIVER CURRENCY OPPORNUVEEN DIVER CURRENCY OPPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 84,300 shares; 2013Q3: 254,540 shares 254,540$2.67M11.5%+170,240
NUVEEN DIV ADVANTAGE MUN FDNUVEEN DIV ADVANTAGE MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 90,147 shares 90,147$1.17M5.04%new
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 28,470 shares; 2013Q3: 71,562 shares 71,562$933K4.02%+43,092Timeline
EWAISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 25,452 shares; 2013Q3: 35,786 shares 35,786$904K3.9%+10,334Timeline
TIPTTIPTREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 105,124 shares 105,124$794K3.42%newTimeline
SPESPECIAL OPPORTUNITIES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 43,193 shares; 2013Q3: 44,893 shares 44,893$791K3.41%+1,700Timeline
NZFNUVEEN MUN CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 27,924 shares; 2013Q3: 59,024 shares 59,024$750K3.23%+31,100Timeline
NUVEEN MUN ADVANTAGE FD INNUVEEN MUN ADVANTAGE FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 32,069 shares; 2013Q3: 42,783 shares 42,783$535K2.31%+10,714
CETCENTRAL SECS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 20,569 shares; 2013Q3: 21,369 shares 21,369$501K2.16%+800Timeline
POWERSHS DB US DOLLAR INDEX…POWERSHS DB US DOLLAR INDEX DOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 18,400 shares 18,400$398K1.71%new
DYNEX CAP INCDYNEX CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 35,000 shares; 2013Q3: 35,185 shares 35,185$309K1.33%+185
FEDERATED ENHANC TREAS INCMFEDERATED ENHANC TREAS INCMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 30,100 shares; 2013Q3: 21,900 shares 21,900$282K1.22%-8,200
GLUGABELLI GLOBAL UTIL & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 12,266 shares; 2013Q3: 12,266 shares 12,266$241K1.04%0Timeline
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 31,811 shares 31,811$224K0.97%new
WINTHROP REALTY TRUSTWINTHROP REALTY TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 20,000 shares 20,000$223K0.96%new
AMERICAN STRATEGIC INCOME IIAMERICAN STRATEGIC INCOME IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 31,448 shares 31,448$218K0.94%new
NUVEEN MUN MKT OPPORTUNITYNUVEEN MUN MKT OPPORTUNITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 14,200 shares; 2013Q3: 16,883 shares 16,883$207K0.89%+2,683
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,757 shares; 2013Q3: 10,757 shares 10,757$200K0.86%0
NEWCASTLE INVT CORPNEWCASTLE INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 33,900 shares; 2013Q3: 33,900 shares 33,900$191K0.82%0
ROYCE FOCUS TRROYCE FOCUS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 25,106 shares; 2013Q3: 25,106 shares 25,106$181K0.78%0
NUVEEN QUALITY INC MUNI FUNDNUVEEN QUALITY INC MUNI FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 25,554 shares; 2013Q3: 13,741 shares 13,741$173K0.75%-11,813
AMERN STRATEGIC INCOME PTFLAMERN STRATEGIC INCOME PTFLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 18,986 shares 18,986$154K0.66%new
ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 38,000 shares; 2013Q3: 38,000 shares 38,000$153K0.66%0
COHEN & STEERS DIV MJRS FDINCOHEN & STEERS DIV MJRS FDINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,001 shares; 2013Q3: 10,001 shares 10,001$137K0.59%0
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 11,507 shares; 2013Q3: 11,507 shares 11,507$87K0.37%0Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: not loaded; 2012Q1: not loaded; 2012Q2: not loaded; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 11,100 shares; 2013Q3: 11,100 shares 11,100$85K0.37%0Timeline

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ETJEATON VANCE RISK-MANAGED DIV285,629$3.11Mshares
EDDMORGAN STANLEY EMERGING MKTS44,189$638Kshares
EOIEATON VANCE ENHANCED EQUITY30,769$355Kshares
BLACKROCK MUNIYLD MICH QLTYBLACKROCK MUNIYLD MICH QLTY23,984$305Kshares
AMERICAN CAP MTG INVT CORPAMERICAN CAP MTG INVT CORP14,500$261Kshares
ECHISHARES INC4,771$257Kshares
NUVEEN INSD QUALITY MUN FD INUVEEN INSD QUALITY MUN FD I15,001$195Kshares
FIRST TR ACTIVE DIVID INCOMEFIRST TR ACTIVE DIVID INCOME11,277$92Kshares
VIRTUS TOTALVIRTUS TOTAL18,125$70Kshares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001286207-13-000010 base2013-11-14acceptance time not in the bulk data set