Western Investment LLC
Follow13F filer, CIK 1286207, Salt Lake City, UT
Western Investment LLC reported $23,209,000 across 27 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-14. Its ten largest share positions make up 85.08% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001286207-13-000010
- Period
- 2013-09-30
- Reported value
- $23.2M
- Holdings
- 27
- Top 10 weight
- 85.08%
- New
- 7
- Sold out
- 9
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| NUVEEN DIVER CURRENCY OPPORadded | +170,240 | $1.78M |
| NUVEEN DIV ADVANTAGE MUN FDnew | +90,147 | $1.17M |
| TIPTnew | +105,124 | $794K |
| BTZadded | +43,092 | $562K |
| POWERSHS DB US DOLLAR INDEX…new | +18,400 | $398K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ETJexited | -285,629 | -$3.11M |
| MVC CAPITAL INCreduced | -114,200 | -$1.49M |
| EDDexited | -44,189 | -$638K |
| EOIexited | -30,769 | -$355K |
| BLACKROCK MUNIYLD MICH QLTYexited | -23,984 | -$305K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q3 2013
Share positions as resolved from 13F-HR 0001286207-13-000010, largest first. % of portfolio is the value over $23,209,000, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| MVC CAPITAL INCMVC CAPITAL INC | 819,378 | $10.7M | 46.11% | -114,200 | |||
| NUVEEN DIVER CURRENCY OPPORNUVEEN DIVER CURRENCY OPPOR | 254,540 | $2.67M | 11.5% | +170,240 | |||
| NUVEEN DIV ADVANTAGE MUN FDNUVEEN DIV ADVANTAGE MUN FD | 90,147 | $1.17M | 5.04% | new | |||
| BTZBLACKROCK CR ALLOCATION | 71,562 | $933K | 4.02% | +43,092 | Timeline | ||
| EWAISHARES INC | 35,786 | $904K | 3.9% | +10,334 | Timeline | ||
| TIPTTIPTREE INC | 105,124 | $794K | 3.42% | new | Timeline | ||
| SPESPECIAL OPPORTUNITIES FD INC | 44,893 | $791K | 3.41% | +1,700 | Timeline | ||
| NZFNUVEEN MUN CR INCOME FD | 59,024 | $750K | 3.23% | +31,100 | Timeline | ||
| NUVEEN MUN ADVANTAGE FD INNUVEEN MUN ADVANTAGE FD IN | 42,783 | $535K | 2.31% | +10,714 | |||
| CETCENTRAL SECS CORP | 21,369 | $501K | 2.16% | +800 | Timeline | ||
| POWERSHS DB US DOLLAR INDEX…POWERSHS DB US DOLLAR INDEX DO | 18,400 | $398K | 1.71% | new | |||
| DYNEX CAP INCDYNEX CAP INC | 35,185 | $309K | 1.33% | +185 | |||
| FEDERATED ENHANC TREAS INCMFEDERATED ENHANC TREAS INCM | 21,900 | $282K | 1.22% | -8,200 | |||
| GLUGABELLI GLOBAL UTIL & INCOME | 12,266 | $241K | 1.04% | 0 | Timeline | ||
| ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUN | 31,811 | $224K | 0.97% | new | |||
| WINTHROP REALTY TRUSTWINTHROP REALTY TRUST | 20,000 | $223K | 0.96% | new | |||
| AMERICAN STRATEGIC INCOME IIAMERICAN STRATEGIC INCOME II | 31,448 | $218K | 0.94% | new | |||
| NUVEEN MUN MKT OPPORTUNITYNUVEEN MUN MKT OPPORTUNITY | 16,883 | $207K | 0.89% | +2,683 | |||
| ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCO | 10,757 | $200K | 0.86% | 0 | |||
| NEWCASTLE INVT CORPNEWCASTLE INVT CORP | 33,900 | $191K | 0.82% | 0 | |||
| ROYCE FOCUS TRROYCE FOCUS TR | 25,106 | $181K | 0.78% | 0 | |||
| NUVEEN QUALITY INC MUNI FUNDNUVEEN QUALITY INC MUNI FUND | 13,741 | $173K | 0.75% | -11,813 | |||
| AMERN STRATEGIC INCOME PTFLAMERN STRATEGIC INCOME PTFL | 18,986 | $154K | 0.66% | new | |||
| ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID F | 38,000 | $153K | 0.66% | 0 | |||
| COHEN & STEERS DIV MJRS FDINCOHEN & STEERS DIV MJRS FDIN | 10,001 | $137K | 0.59% | 0 | |||
| BDJBLACKROCK ENHANCED EQUITY DI | 11,507 | $87K | 0.37% | 0 | Timeline | ||
| STEWSRH TOTAL RETURN FUND INC | 11,100 | $85K | 0.37% | 0 | Timeline |
Sold out in Q3 2013
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ETJEATON VANCE RISK-MANAGED DIV | 285,629 | $3.11M | shares |
| EDDMORGAN STANLEY EMERGING MKTS | 44,189 | $638K | shares |
| EOIEATON VANCE ENHANCED EQUITY | 30,769 | $355K | shares |
| BLACKROCK MUNIYLD MICH QLTYBLACKROCK MUNIYLD MICH QLTY | 23,984 | $305K | shares |
| AMERICAN CAP MTG INVT CORPAMERICAN CAP MTG INVT CORP | 14,500 | $261K | shares |
| ECHISHARES INC | 4,771 | $257K | shares |
| NUVEEN INSD QUALITY MUN FD INUVEEN INSD QUALITY MUN FD I | 15,001 | $195K | shares |
| FIRST TR ACTIVE DIVID INCOMEFIRST TR ACTIVE DIVID INCOME | 11,277 | $92K | shares |
| VIRTUS TOTALVIRTUS TOTAL | 18,125 | $70K | shares |
How Q3 2013 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001286207-13-000010 | base | 2013-11-14 | acceptance time not in the bulk data set |
Filings
Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.
| Filing | Subject | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001286207-13-000010 | Quarter ended 2013-09-30 | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001286207-13-000007 | Quarter ended 2013-06-30 | 2013-08-14 | acceptance time not in the bulk data set |