WELLS FARGO & COMPANY/MN

13F filer, CIK 72971, SAN FRANCISCO, CA

WELLS FARGO & COMPANY/MN reported $441,740,457,411 across 6,907 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-13. Its ten largest share positions make up 19.16% of the portfolio.

Filed 2024-11-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0000072971-24-000247

Period: 2024-09-30
Reported value: $442B
Holdings: 6,907
Top 10 weight: 19.16%
New: 386
Sold out: 361

Part of the filer group WELLS FARGO & COMPANY/MN

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC WELLS FARGO BANK N A +5 others

How groups are built

Stakes and trades reported after 2024-09-30

13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.

NUVEEN QUALITY MUNICIPAL INCOME FUND: 13D/A 1,738 shares, 11.76% of the class, 13D/A filed 2026-09-25, 0001193125-26-401948
Accepted 2026-09-25 15:15:41 UTC, ingested 2026-10-06 10:29:34 UTC

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AVGOadded	+22,744,261	$3.92B
ITOTadded	+7,052,663	$886M
USHYadded	+10,213,283	$385M
AMZNadded	+1,981,884	$369M
NVDAadded	+2,813,986	$342M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
AGGreduced	-7,230,727	-$732M
IWMreduced	-2,650,584	-$585M
SPYreduced	-953,103	-$547M
NSCreduced	-2,078,496	-$517M
MINTreduced	-4,794,083	-$483M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0000072971-24-000247, largest first. % of portfolio is the value over $412,544,567,840, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
GAACAMBRIA ETF TR	0	$15	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
MANAGED PORTFOLIO SERIESMANAGED PORTFOLIO SERIES	0	$15	<0.01%	-1	Amount filed as zero, left out of ratios.
TIDAL TRUST IITIDAL TRUST II	1	$15	<0.01%	+1
XOVRENTREPRENEURSHARES SERIES TR	1	$14	<0.01%	new		Timeline
BLCRBLACKROCK ETF TRUST	0	$14	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
FLLAFRANKLIN TEMPLETON ETF TR	1	$14	<0.01%	0		Timeline
VEGIISHARES INC	0	$14	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
QDIVGLOBAL X FDS	0	$14	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
SDEMGLOBAL X FDS	1	$14	<0.01%	-1		Timeline
AFKVANECK ETF TRUST	1	$14	<0.01%	+1		Timeline
CEMBISHARES INC	0	$13	<0.01%	-456	Amount filed as zero, left out of ratios.	Timeline
GENZVANECK ETF TRUST	0	$13	<0.01%	-3,649	Amount filed as zero, left out of ratios.	Timeline
INDSPACER FDS TR	0	$13	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
HYGVFLEXSHARES TR	0	$13	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
STOTSSGA ACTIVE TR	0	$13	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
CEWWISDOMTREE TR	1	$13	<0.01%	0		Timeline
COLOGLOBAL X FDS	1	$13	<0.01%	+1		Timeline
EMCSDBX ETF TR	0	$13	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
PBHCPATHFINDER BANCORP INC MD	1	$13	<0.01%	+1		Timeline
SERSERINA THERAPEUTICS INC	2	$13	<0.01%	0		Timeline
LKORFLEXSHARES TR	0	$13	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
DTREFIRST TR EXCHANGE-TRADED FD	0	$13	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
INDEXIQ ETF TRINDEXIQ ETF TR	1	$13	<0.01%	0
NULLNULL	1	$13	<0.01%	0
KRANESHARES TRUSTKRANESHARES TRUST	1	$13	<0.01%	0
MORTVANECK ETF TRUST	1	$12	<0.01%	0		Timeline
ALTYGLOBAL X FDS	1	$12	<0.01%	0		Timeline
ICAPSERIES PORTFOLIOS TR	0	$12	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
EWUSISHARES TR	0	$12	<0.01%	-7	Amount filed as zero, left out of ratios.	Timeline
IDXVANECK ETF TRUST	1	$12	<0.01%	+1		Timeline
EICEAGLE POINT INCOME CO	1	$12	<0.01%	0		Timeline
ITEQAMPLIFY ETF TR	0	$12	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
HERDPACER FDS TR	0	$12	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
FMYFIRST TR MTG INCOME FD	1	$12	<0.01%	0		Timeline
SOWGSOW GOOD INC	1	$12	<0.01%	0		Timeline
TIDAL TRUST IITIDAL TRUST II	1	$12	<0.01%	new
TIDAL TRUST IITIDAL TRUST II	1	$12	<0.01%	0
LEGG MASON ETF INVTLEGG MASON ETF INVT	1	$12	<0.01%	0
BRWSABA CAPITAL INCOME & OPRNT	1	$11	<0.01%	-3,688		Timeline
MDVMODIV INDUSTRIAL INC	1	$11	<0.01%	0		Timeline
FYLDCAMBRIA ETF TR	0	$11	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
UBCPUNITED BANCORP INC OHIO	1	$11	<0.01%	+1		Timeline
AIRTAIR T INC	1	$11	<0.01%	0		Timeline
COOL CO LTDCOOL CO LTD	1	$11	<0.01%	0
VTCVANGUARD SCOTTSDALE FDS	0	$10	<0.01%	-530	Amount filed as zero, left out of ratios.	Timeline
AVTXAVALO THERAPEUTICS INC	1	$10	<0.01%	0		Timeline
BBLUEA SERIES TRUST	1	$10	<0.01%	0		Timeline
JPSEJ P MORGAN EXCHANGE TRADED F	0	$10	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
HSCZISHARES TR	0	$10	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
QATISHARES TR	1	$10	<0.01%	0		Timeline
FTRIFIRST TR EXCHANGE-TRADED FD	1	$10	<0.01%	0		Timeline
SLVPISHARES INC	1	$10	<0.01%	0		Timeline
BUYWNORTHERN LTS FD TR IV	1	$10	<0.01%	+1		Timeline
FBYTIDAL TRUST II	1	$10	<0.01%	0		Timeline
ERHALLSPRING UTILITIES AND HIGH	1	$10	<0.01%	+1		Timeline
FORTYFORMULA SYSTEMS 1985 LTD	0	$10	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
NVGSNAVIGATOR HLDGS LTD	1	$9	<0.01%	-3,871		Timeline
MGICMAGIC SOFTWARE ENTERPRISES	1	$9	<0.01%	-32		Timeline
GLOCLOUGH GLOBAL OPPORTUNITIES	2	$9	<0.01%	-691		Timeline
UAEISHARES TR	1	$9	<0.01%	0		Timeline
NOAHNOAH HLDGS LTD	1	$9	<0.01%	new		Timeline
JMEEJ P MORGAN EXCHANGE TRADED F	0	$9	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
LARKLANDMARK BANCORP INC	0	$9	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
INTTINTEST CORP	1	$9	<0.01%	-1		Timeline
BATTAMPLIFY ETF TR	1	$9	<0.01%	-52		Timeline
CRAKVANECK ETF TRUST	0	$9	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
FUSBFIRST US BANCSHARES INC	1	$9	<0.01%	+1		Timeline
DVOLFIRST TR EXCHANGE TRADED FD	0	$9	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
MBSDFLEXSHARES TR	0	$9	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
GECCGREAT ELM CAP CORP	1	$9	<0.01%	-1		Timeline
AACGATA CREATIVITY GLOBAL	12	$9	<0.01%	0		Timeline
VPCETFIS SER TR I	0	$9	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
AKO-AEMBOTELLADORA ANDINA S A	1	$9	<0.01%	+1		Timeline
TERRITORAL BANCORP INCTERRITORAL BANCORP INC	1	$9	<0.01%	0
SBBPROSHARES TR	1	$9	<0.01%	0		Timeline
TIDAL TRUST IITIDAL TRUST II	1	$9	<0.01%	new
CRESYCRESUD S A C I F Y A	1	$8	<0.01%	0		Timeline
BTALAGF INVTS TR	0	$8	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
ALOTASTRONOVA INC	1	$8	<0.01%	0		Timeline
WNEBWESTERN NEW ENG BANCORP INC	1	$8	<0.01%	+1		Timeline
MRBKMERIDIAN CORP	1	$8	<0.01%	+1		Timeline
ACRACRES COMMERCIAL REALTY CORP	0	$8	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
SPDNDIREXION SHARES ETF TRUST	1	$8	<0.01%	+1		Timeline
POWAINVESCO EXCH TRD SLF IDX FD	0	$8	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
BLCNSIREN ETF TR	0	$8	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
CATOCATO CORP NEW	2	$8	<0.01%	+2		Timeline
FASDIREXION SHARES ETF TRUST	0	$8	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
FTXHFIRST TR EXCHANGE TRADED FD	0	$8	<0.01%	-1,297	Amount filed as zero, left out of ratios.	Timeline
NFLYTIDAL TRUST II	0	$8	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
MVOMV OIL TR	1	$8	<0.01%	0		Timeline
CKXCKX LDS INC	1	$8	<0.01%	0		Timeline
EMTYPROSHARES TR	1	$8	<0.01%	0		Timeline
NAUTICUSROBOTICSINCNAUTICUSROBOTICSINC	6	$8	<0.01%	new
Seelos Therapeutics Inc (US)Seelos Therapeutics Inc (US)	2	$8	<0.01%	new
ENVERIC BIOSCIENCES INCENVERIC BIOSCIENCES INC	16	$8	<0.01%	0
SSOPROSHARES TR	0	$7	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
XEADXALLSPRING INCOME OPPORTUNIT	1	$7	<0.01%	0		Timeline
FLKRFRANKLIN TEMPLETON ETF TR	0	$7	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
LQDIISHARES U S ETF TR	0	$7	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
FNWBFIRST NORTHWEST BANCORP	1	$7	<0.01%	0		Timeline
ASEAGLOBAL X FDS	0	$7	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
COHNCOHEN & CO INC NEW	1	$7	<0.01%	+1		Timeline
EFZPROSHARES TR	0	$7	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
OUTSET MEDICAL INCOUTSET MEDICAL INC	11	$7	<0.01%	0
VCNXVACCINEX INC COM PAR $0.0001 (	2	$7	<0.01%	0		Timeline
PROSHARES TRPROSHARES TR	1	$7	<0.01%	+1
ETF SER SOLUTIONSETF SER SOLUTIONS	0	$7	<0.01%	0	Amount filed as zero, left out of ratios.
EQINCOLUMBIA ETF TR I	0	$6	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
XGLQXCLOUGH GLOBAL EQUITY FD	1	$6	<0.01%	-4		Timeline
BRFVANECK ETF TRUST	0	$6	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
SKORFLEXSHARES TR	0	$6	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
ISCFISHARES TR	0	$6	<0.01%	-209	Amount filed as zero, left out of ratios.	Timeline
HAWXISHARES TR	0	$6	<0.01%	new	Amount filed as zero, left out of ratios.	Timeline
COMBGRANITESHARES ETF TR	0	$6	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
CEETHE CENTRAL AND EASTERN EU I	1	$6	<0.01%	0		Timeline
BGSFBGSF INC	1	$6	<0.01%	0		Timeline
IGPRINCIPAL EXCHANGE TRADED FD	0	$6	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
EMIFISHARES TR	0	$6	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
YieldMax MSTR Option Income…YieldMax MSTR Option Income Strat…	0	$6	<0.01%	0	Amount filed as zero, left out of ratios.
UBFOUNITED SEC BANCSHARES CALIF	1	$6	<0.01%	+1		Timeline
DIREXION SHS ETF TRDIREXION SHS ETF TR	1	$6	<0.01%	0
GUARDION HEALTH SCIENCES INCGUARDION HEALTH SCIENCES INC	1	$6	<0.01%	0
APTEVO THERAPEUTICS INCAPTEVO THERAPEUTICS INC	33	$6	<0.01%	0
HODLVANECK BITCOIN ETF	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
KENKENON HLDGS LTD	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
FLTBFIDELITY MERRIMACK STR TR	0	$5	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
TGSTRANSPORTADORA DE GAS DEL SU	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
SEIXVIRTUS ETF TR II	0	$5	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
TLSITRISALUS LIFE SCIENCES INC	1	$5	<0.01%	-1,225		Timeline
MVVPROSHARES TR	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
ASAIYSENDAS DISTRIBUIDORA S A	1	$5	<0.01%	0		Timeline
POWRISHARES INC	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
EDCDIREXION SHARES ETF TRUST	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
FISKEMPIRE ST RLTY OP L P	1	$5	<0.01%	new		Timeline
FCORFIDELITY MERRIMACK STR TR	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
LEADSIREN ETF TR	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
MXEMEXICO EQUITY & INCOME FD	1	$5	<0.01%	+1		Timeline
LDSFFIRST TR EXCHNG TRADED FD VI	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
OPHCOPTIMUMBANK HLDGS INC	1	$5	<0.01%	0		Timeline
NHTCNATURAL HEALTH TRENDS CORP	1	$5	<0.01%	0		Timeline
PEXPROSHARES TR	0	$5	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
VOCVOC ENERGY TR	1	$5	<0.01%	0		Timeline
DGICBDONEGAL GROUP INC	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
DWSHADVISORSHARES TR	1	$5	<0.01%	0		Timeline
BLACK TITAN CORP ORDBLACK TITAN CORP ORD	1	$5	<0.01%	0
INVESTMENT MANAGERS SER TR IINVESTMENT MANAGERS SER TR I	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.
PROSHARES TRPROSHARES TR	1	$5	<0.01%	0
CONTEXTLOGIC INCCONTEXTLOGIC INC	1	$5	<0.01%	-9
XINRYXINYUAN REAL ESTATE CO LTD SPO	1	$5	<0.01%	0		Timeline
LEGG MASON ETF INVTLEGG MASON ETF INVT	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.
AGEAGLE AERIAL SYSTEMS INCO…AGEAGLE AERIAL SYSTEMS INCORPORAT…	50	$5	<0.01%	0
STEEL CONNECT INCSTEEL CONNECT INC	0	$5	<0.01%	0	Amount filed as zero, left out of ratios.
SGMLSIGMA LITHIUM CORPORATION	0	$4	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
CGOCALAMOS GLOBAL TOTAL RETURN	0	$4	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
PGZPRINCIPAL REAL ESTATE INCOME	0	$4	<0.01%	-202	Amount filed as zero, left out of ratios.	Timeline
USTBVICTORY PORTFOLIOS II	0	$4	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
SDCIUSCF ETF TR	0	$4	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
LUCKLUCKY STRIKE ENTERTAINMENT C	0	$4	<0.01%	-1,982	Amount filed as zero, left out of ratios.	Timeline
RFILRF INDS LTD	1	$4	<0.01%	0		Timeline
FLBRFRANKLIN TEMPLETON ETF TR	0	$4	<0.01%	-173	Amount filed as zero, left out of ratios.	Timeline
CYDCHINA YUCHAI INTL LTD	0	$4	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
GRFEAGLE CAP GROWTH FD INC	0	$4	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
TWAVTAOWEAVE INC	1	$4	<0.01%	new		Timeline
MOTGVANECK ETF TRUST	0	$4	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
LNDBRASILAGRO COMPANHIA BRASILE	1	$4	<0.01%	+1		Timeline
GIFTGIFTIFY INC	2	$4	<0.01%	new		Timeline
INCEFRANKLIN TEMPLETON ETF TR	0	$4	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
MARPSMARINE PETE TR	1	$4	<0.01%	+1		Timeline
TIDAL TRUST ITIDAL TRUST I	0	$4	<0.01%	-1	Amount filed as zero, left out of ratios.
LGL GROUP INCLGL GROUP INC	23	$4	<0.01%	0
ALMACENES EXITO S AALMACENES EXITO S A	1	$4	<0.01%	+1
FLCAFRANKLIN TEMPLETON ETF TR	0	$3	<0.01%	-92	Amount filed as zero, left out of ratios.	Timeline
NSLRNEOSTELLAR CAP CORP	1	$3	<0.01%	0		Timeline
CENTRAIS ELETRICAS BRASILEIRCENTRAIS ELETRICAS BRASILEIR	0	$3	<0.01%	-79	Amount filed as zero, left out of ratios.
GOAUETF SER SOLUTIONS	0	$3	<0.01%	-100	Amount filed as zero, left out of ratios.	Timeline
TBRGTRUBRIDGE INC	0	$3	<0.01%	-72	Amount filed as zero, left out of ratios.	Timeline
BNEDBARNES & NOBLE ED INC	0	$3	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
CZWICITIZENS CMNTY BANCORP INC M	0	$3	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
ICCCIMMUCELL CORP	1	$3	<0.01%	0		Timeline
ASAASA GOLD AND PRECIOUS MTLS L	0	$3	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
BYLDISHARES TR	0	$3	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
LOANMANHATTAN BRDG CAP INC	1	$3	<0.01%	0		Timeline
JVACOFFEE HLDG CO INC	1	$3	<0.01%	+1		Timeline
TACTTRANSACT TECHNOLOGIES INC	1	$3	<0.01%	0		Timeline
FLAUFRANKLIN TEMPLETON ETF TR	0	$3	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
EFNLISHARES TR	0	$3	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
CORECARD CORPORATIONCORECARD CORPORATION	0	$3	<0.01%	-100	Amount filed as zero, left out of ratios.
EDOGALPS ETF TR	0	$3	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
LSTALISATA THERAPEUTICS INC	1	$3	<0.01%	0		Timeline
EFASGLOBAL X FDS	0	$3	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
NIXXNIXXY INC	1	$3	<0.01%	0		Timeline
TRTYCAMBRIA ETF TR	0	$3	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
COEPWCOEPTIS THERAPEUTICS HLDGS I	200	$3	<0.01%	new		Timeline
SNOASONOMA PHARMACEUTICALS INC	1	$3	<0.01%	new		Timeline
BHVBLACKROCK VA MUN BD TR	0	$3	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
ELSEELECTRO-SENSORS INC	1	$3	<0.01%	0		Timeline
SFYFTIDAL TRUST I	0	$3	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
BRIDBRIDGFORD FOODS CORP	0	$3	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
DSSDSS INC	2	$3	<0.01%	0		Timeline
CVRCHICAGO RIVET & MACH CO	0	$3	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
ARC DOCUMENT SOLUTIONS INCARC DOCUMENT SOLUTIONS INC	1	$3	<0.01%	0
NOMNUVEEN MO QUALITY MUN INCOME	0	$3	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
SPHERE 3D CORP NEWSPHERE 3D CORP NEW	3	$3	<0.01%	0
22nd Century Group Inc OLD22nd Century Group Inc OLD	12	$3	<0.01%	+2
BLACKROCK ENHANCED GOVT FD …BLACKROCK ENHANCED GOVT FD (EGF)	0	$3	<0.01%	-1	Amount filed as zero, left out of ratios.
IBDNORTHERN LTS FD TR IV	0	$2	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
ICMBINVESTCORP CR MGMT BDC INC	1	$2	<0.01%	0		Timeline
COMDIREXION SHARES ETF TRUST	0	$2	<0.01%	-841	Amount filed as zero, left out of ratios.	Timeline
ARKRARK RESTAURANTS CORP	0	$2	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
GRNBVANECK ETF TRUST	0	$2	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
RANDRAND CAP CORP	0	$2	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
HOMZETF SER SOLUTIONS	0	$2	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
ASRVAMERISERV FINL INC	1	$2	<0.01%	0		Timeline
GSJYGOLDMAN SACHS ETF TR	0	$2	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
IBIOIBIO INC	1	$2	<0.01%	0		Timeline
IPOSRENAISSANCE CAP GREENWICH FD	0	$2	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
EDFVIRTUS STONE HBR EMRG MKTS I	0	$2	<0.01%	-2	Amount filed as zero, left out of ratios.	Timeline
RKTOROCKET ONE INC	2	$2	<0.01%	0		Timeline
PRTPERMROCK ROYALTY TRUST	1	$2	<0.01%	-849		Timeline
KGRNKRANESHARES TRUST	0	$2	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
DSWLDESWELL INDS INC	1	$2	<0.01%	0		Timeline
FORAFORIAN INC	1	$2	<0.01%	0		Timeline
FCOABRDN GLOBAL INCOME FUND INC	0	$2	<0.01%	-151	Amount filed as zero, left out of ratios.	Timeline
DIRECT DIGITAL HOLDINGS INCDIRECT DIGITAL HOLDINGS INC	1	$2	<0.01%	+1
TIDAL TRUST IITIDAL TRUST II	0	$2	<0.01%	-1	Amount filed as zero, left out of ratios.
GLBZGLEN BURNIE BANCORP COM	0	$2	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
PSYCHEMEDICS CORPPSYCHEMEDICS CORP	1	$2	<0.01%	0
JOFJAPAN SMALLER CAPITALIZATION	0	$1	<0.01%	-2,572	Amount filed as zero, left out of ratios.	Timeline
FDHYFIDELITY COVINGTON TRUST	0	$1	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
GCVGABELLI CONV & INC SECS FD I	0	$1	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
COMPANHIA PARANAENSE DE ENE…COMPANHIA PARANAENSE DE ENERGI	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.
ERCALLSPRING MULTI SECTOR INCOM	0	$1	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
RAAXVANECK ETF TRUST	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
SIDCOMPANHIA SIDERURGICA NACION	0	$1	<0.01%	-801	Amount filed as zero, left out of ratios.	Timeline
CUREVAC NVCUREVAC NV	0	$1	<0.01%	-1,684	Amount filed as zero, left out of ratios.
YLDPRINCIPAL EXCHANGE TRADED FD	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
ARECAMERICAN RES CORP	1	$1	<0.01%	new		Timeline
APAMPCO-PITTSBURG CORP	1	$1	<0.01%	0		Timeline
CXDOCREXENDO INC	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
KINSKINGSTONE COS INC	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
SIEBSIEBERT FINL CORP	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
AWXAVALON HLDGS CORP	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
KNDIKANDI TECHNOLOGIES GROUP INC	1	$1	<0.01%	new		Timeline
MCHXMARCHEX INC	1	$1	<0.01%	0		Timeline
DLNGDYNAGAS LNG PARTNERS LP	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
JSMLJANUS DETROIT STR TR	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
TBFPROSHARES TR	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
KFFBKENTUCKY FIRST FED BANCORP	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
SSBISUMMIT ST BK SANTA ROSA CALI	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
DAIODATA I O CORP	1	$1	<0.01%	0		Timeline
OEFAALPS ETF TR	0	$1	<0.01%	-334	Amount filed as zero, left out of ratios.	Timeline
ARTWARTS WAY MFG INC	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
EDUCEDUCATIONAL DEV CORP	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
MNDOMIND C T I LTD	1	$1	<0.01%	0		Timeline
EQSEQUUS TOTAL RETURN INC	1	$1	<0.01%	0		Timeline
MDIAMEDIACO HLDG INC	1	$1	<0.01%	0		Timeline
ARMPARMATA PHARMACEUTICALS INC	1	$1	<0.01%	0		Timeline
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO	28	$1	<0.01%	0
BDCZUBS AG LONDON BRANCH	0	$1	<0.01%	-1	Amount filed as zero, left out of ratios.	Timeline
DXRDAXOR CORP	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
DALLASNEWS CORPDALLASNEWS CORP	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.
ROUNDHILLROUNDHILL	0	$1	<0.01%	new	Amount filed as zero, left out of ratios.
OMCCOLD MARKET CAPITAL CORP	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.	Timeline
SOTHERLY HOTELS INCSOTHERLY HOTELS INC	1	$1	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	0	$1	<0.01%	-1	Amount filed as zero, left out of ratios.
BANKFINANCIAL CORPBANKFINANCIAL CORP	0	$1	<0.01%	0	Amount filed as zero, left out of ratios.
INVESCO S&P 500 EX-RATE SENSINVESCO S&P 500 EX-RATE SENS	0	$1	<0.01%	-1	Amount filed as zero, left out of ratios.
CNS Pharmaceuticals Inc (US…CNS Pharmaceuticals Inc (US) Old	4	$1	<0.01%	0
AIX INCAIX INC	1	$1	<0.01%	0
PIMCO NEW YORK MUN INCMPIMCO NEW YORK MUN INCM	0	$1	<0.01%	-3,780	Amount filed as zero, left out of ratios.
HOUSTON AMERN ENERGY CORPHOUSTON AMERN ENERGY CORP	1	$1	<0.01%	0
DOLPHIN ENTMT INCDOLPHIN ENTMT INC	1	$1	<0.01%	0
ENGCQENGLOBAL CORP	1	$1	<0.01%	0		Timeline
CHMICHERRY HILL MTG INVT CORP	0	$0	0%	0	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
GOROGOLD RESOURCE CORP	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
XTNTXTANT MED HLDGS INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
IVALEA SERIES TRUST	0	$0	0%	-1	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
DWSNDAWSON GEOPHYSICAL CO NEW	0	$0	0%	0	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
FDEMFIDELITY COVINGTON TRUST	0	$0	0%	0	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
SIFSIFCO INDS INC	0	$0	0%	0	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
RINFPROSHARES TR	0	$0	0%	-1	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
VICEADVISORSHARES TR	0	$0	0%	0	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
UYMPROSHARES TR	0	$0	0%	-1	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
PWPOWER REIT	0	$0	0%	0	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
HERZFELD CREDIT INCOME FUNDHERZFELD CREDIT INCOME FUND	0	$0	0%	-1	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
TONIX PHARMACEUTICALS HLDG CTONIX PHARMACEUTICALS HLDG C	2	$0	0%	new	Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TR	0	$0	0%	-1	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
D-WAVE QUANTUM INCD-WAVE QUANTUM INC	0	$0	0%	0	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
XTI Aerospace Inc OLDXTI Aerospace Inc OLD	1	$0	0%	new	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 410. All 410

Security	Type	Amount	Value	Change
QQQINVESCO QQQ TR COM	put	11,068,200	$5.4B	+719,500
IWMISHARES TR SHS	put	22,520,000	$4.97B	+8,689,100
QQQINVESCO QQQ TR COM	call	5,560,200	$2.71B	-64,800
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	3,131,400	$1.8B	-1,875,000
IWMISHARES TR SHS	call	6,498,700	$1.44B	+369,400
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	1,729,500	$992M	+421,000
HYGISHARES TR IBOXX HI YD ETF	put	9,989,700	$802M	-4,563,100
LLYELI LILLY & CO COM	put	444,100	$393M	+109,000
EEMISHARES TR MSCI EMG MKT ETF	put	8,411,000	$386M	+472,800
EFAISHARES TR MSCI EAFE ETF	put	4,407,500	$369M	+200
AAPLAPPLE INC COM	put	1,530,200	$357M	+233,300
GLDSPDR GOLD TR GOLD SHS	put	1,391,400	$338M	+1,147,600
GLDSPDR GOLD TR GOLD SHS	call	1,354,800	$329M	+446,800
CORCENCORA INC Stock	put	1,300,000	$293M	0
HYGISHARES TR IBOXX HI YD ETF	call	3,343,000	$268M	+1,343,000
XLFSELECT SECTOR SPDR TR SHS	put	5,850,200	$265M	+5,550,200
NVDANVIDIA CORPORATION COM	call	1,980,700	$241M	+1,115,000
AMDADVANCED MICRO DEVICES INC COM	put	1,434,200	$235M	+368,000
NVDANVIDIA CORPORATION COM	put	1,747,800	$212M	+838,500
GOOGLALPHABET INC COM	put	1,279,500	$212M	+928,400
EEMISHARES TR MSCI EMG MKT ETF	call	4,545,000	$208M	+2,545,000
EFAISHARES TR MSCI EAFE ETF	call	2,418,700	$202M	+1,025,600
TLTISHARES TR 20 YR TR BD ETF	call	2,030,000	$199M	+223,600
TSLATESLA INC COM	put	637,500	$167M	+414,800
TLTISHARES TR 20 YR TR BD ETF	put	1,610,000	$158M	-715,000
NEENEXTERA ENERGY INC COM	call	1,800,000	$152M	0
KWEBKRANESHARES TRUST CSI CHI INTERNET	call	4,449,700	$151M	new
AAPLAPPLE INC COM	call	640,900	$149M	-336,600
IQVIQVIA HLDGS INC Stock	put	626,300	$148M	+101,300
MSFTMICROSOFT CORP COM	put	323,600	$139M	+269,400
FXIISHARES TR CHINA LG-CAP ETF	call	4,152,800	$132M	+1,172,900
XLFSELECT SECTOR SPDR TR SHS	call	2,846,800	$129M	new
AMZNAMAZON COM INC COM	put	663,300	$124M	+408,900
CVXCHEVRON CORPORATION COM	call	836,600	$123M	+137,300
BACBANK OF AMER CORP COM	put	2,740,300	$109M	+2,651,800
XLESELECT SECTOR SPDR TR SHS	put	1,191,100	$105M	-663,900
MMM3M CO Stock	call	748,500	$102M	new
AMZNAMAZON COM INC COM	call	495,200	$92.3M	+13,100
APOAPOLLO GLOBAL MGMT INC Stock	put	730,000	$91.2M	+230,000
XOMEXXON MOBIL CORP COM	call	777,100	$91.1M	+280,300
PGPROCTER & GAMBLE CO COM	put	512,600	$88.8M	+496,000
LQDISHARES TR SHS	call	749,900	$84.7M	-1,050,100
DIASTATE STR SPDR DOW JONES IND UT SER 1	call	200,000	$84.6M	new
XOMEXXON MOBIL CORP COM	put	666,200	$78.1M	+381,800
WYNNWYNN RESORTS LTD COM	call	790,200	$75.8M	new
SIRISIRIUSXM HOLDINGS INC COMMON STOCK	put	2,997,400	$70.9M	new
KLACKLA CORP COM	put	90,000	$69.7M	0
TSLATESLA INC COM	call	255,700	$66.9M	+244,500
FXIISHARES TR CHINA LG-CAP ETF	put	2,100,000	$66.7M	+820,000
METAMETA PLATFORMS INC COM	put	114,000	$65.3M	+49,600
FLUTFLUTTER ENTMT PLC Stock	call	271,100	$64.3M	+88,900
OKTAOKTA INC STOK	call	800,000	$59.5M	0
HLTHILTON WORLDWIDE HLDGS INC Stock	put	250,000	$57.6M	new
KRESPDR SERIES TRUST ST STR SP REGBNK	put	959,900	$54.3M	+914,900
SPOTSPOTIFY TECHNOLOGY S A STOK	put	140,000	$51.6M	-106,900
AVGOBROADCOM INC COM	put	291,000	$50.2M	+287,900
LINLINDE PLC COM	put	101,000	$48.2M	+90,900
UBERUBER TECHNOLOGIES INC COM	put	630,000	$47.4M	+380,000
XLVSELECT SECTOR SPDR TR SHS	put	300,000	$46.2M	-355,200
GOOGLALPHABET INC COM	call	275,300	$45.7M	+21,300
METAMETA PLATFORMS INC COM	call	79,000	$45.2M	+34,000
TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS	put	249,900	$43.4M	-100,000
XLISELECT SECTOR SPDR TR INDL	put	314,200	$42.6M	+14,200
PDDPDD HOLDINGS INC ADR	put	305,000	$41.1M	+293,000
TMUST-MOBILE US INC COM	put	197,400	$40.7M	+137,000
BABAALIBABA GROUP HLDG LTD SPONSORED ADS	call	380,000	$40.3M	new
LLYELI LILLY & CO COM	call	45,200	$40M	new
WMTWALMART INC COM	put	483,500	$39M	-377,100
PYPLPAYPAL HLDGS INC STOK	call	500,000	$39M	+450,000
IBMINTERNATIONAL BUSINESS MACHS COM	call	172,800	$38.2M	+4,600
TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS	call	219,800	$38.2M	-112,500
ABRARBOR REALTY TRUST INC COM	call	2,450,100	$38.1M	new
JPMJPMORGAN CHASE & CO COM	put	180,400	$38M	+137,900
PHMPULTE GROUP INC Stock	put	250,000	$35.9M	new
BACBANK OF AMER CORP COM	call	900,000	$35.7M	new
AGNCAGNC INVT CORP REIT	put	3,364,000	$35.2M	new
DLRDIGITAL RLTY TR INC REIT	put	215,000	$34.8M	+114,800
XLESELECT SECTOR SPDR TR SHS	call	388,000	$34.1M	-987,700
WYNNWYNN RESORTS LTD COM	put	350,000	$33.6M	new
SMHVANECK ETF TRUST COM	call	130,000	$31.9M	-713,000
BRK-BBERKSHIRE HATHAWAY INC DEL COM	put	67,000	$30.8M	+5,900
PANWPALO ALTO NETWORKS INC COM	put	90,000	$30.8M	new
AVGOBROADCOM INC COM	call	177,200	$30.6M	+176,400
BABOEING CO COM	put	200,000	$30.4M	+50,000
GOOGALPHABET INC COM	put	176,300	$29.5M	+161,900
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC COM	put	70,000	$29.1M	new
PDDPDD HOLDINGS INC ADR	call	215,000	$29M	+55,000
BBYBEST BUY INC Stock	call	275,000	$28.4M	new
NEENEXTERA ENERGY INC COM	put	328,700	$27.8M	0
GDXVANECK ETF TRUST GOLD MINERS ETF	put	693,100	$27.6M	-400,000
GOOGALPHABET INC COM	call	162,200	$27.1M	new
ADBEADOBE INC COM	call	50,000	$25.9M	new
AKAMAKAMAI TECHNOLOGIES INC Stock	call	250,000	$25.2M	-25,000
LULULULULEMON ATHLETICA INC COM	put	89,800	$24.4M	+5,800
MSFTMICROSOFT CORP COM	call	56,600	$24.4M	+55,700
DOWDOW HLDGS INC Stock	call	445,600	$24.3M	+394,900
PLTRPALANTIR TECHNOLOGIES INC COM	call	648,700	$24.1M	+523,700
BABAALIBABA GROUP HLDG LTD SPONSORED ADS	put	225,000	$23.9M	new
JNJJOHNSON & JOHNSON COM	call	147,000	$23.8M	+143,700
CVXCHEVRON CORPORATION COM	put	157,100	$23.1M	+144,400

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

The largest 100 of 208. All 208

Security	Type	Amount	Value	Change
BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0	principal	20,389,000	$45.7M	+4,027,000
SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0	principal	29,743,000	$42.5M	new
CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1	principal	27,023,000	$27.4M	new
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1	principal	29,851,000	$25.9M	+9,000,000
EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1	principal	25,413,000	$24.3M	+8,908,000
DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV	principal	26,044,000	$23.1M	-3,313,000
BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0	principal	24,944,000	$23M	-2,923,000
AIRBNB INCAIRBNB INC CLASS A	principal	23,633,000	$22M	-5,754,000
SNAP INCSNAP INC NOTE 0.125% 3/0	principal	26,982,000	$21.6M	-3,658,000
BLOOMIN BRANDS INCBLOOMIN BRANDS INC NOTE 5.000% 5/0	principal	13,908,000	$21.1M	0
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1	principal	16,835,000	$20.1M	+3,821,000
NICE LTDNICE LTD NOTE 9/1	principal	20,896,000	$20M	+11,150,000
CSG SYS INTL INCCSG SYS INTL INC NOTE 3.875% 9/1	principal	18,888,000	$19M	new
FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1	principal	19,135,000	$18.8M	-5,359,000
NCL CORP LTDNCL CORP LTD NOTE 2.500% 2/1	principal	18,640,000	$18.6M	+13,096,000
BLOCK INCBLOCK INC NOTE 0.125% 3/0	principal	18,392,000	$18M	+4,952,000
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0	principal	17,591,000	$17.8M	-1,514,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0	principal	16,235,000	$16.8M	+10,338,000
MONGODB INCMONGODB INC NOTE 0.250% 1/1	principal	11,465,000	$15.8M	+6,983,000
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1	principal	15,700,000	$15.6M	+13,917,000
WORLD KINECT CORPORATIONWORLD KINECT CORPORATION Convertible	principal	12,610,000	$15.4M	new
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1	principal	13,717,000	$15.1M	-91,000
AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1	principal	8,303,000	$14.9M	-4,902,000
POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1	principal	12,196,000	$14.5M	+639,000
BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC NOTE 2.500% 3/1	principal	13,543,000	$14M	-1,683,000
SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1	principal	13,742,000	$13.7M	+2,374,000
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1	principal	11,878,000	$13.2M	+1,679,000
IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1	principal	12,381,000	$13M	+5,343,000
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0	principal	5,669,000	$12.6M	+1,808,000
DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND	principal	11,843,000	$12.6M	-2,689,000
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1	principal	12,581,000	$12.3M	+6,116,000
NCL CORP LTDNCL CORP LTD BOND	principal	12,264,000	$11.9M	-8,153,000
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1	principal	11,917,000	$11.9M	+3,460,000
SEA LTDSEA LTD NOTE 0.250% 9/1	principal	12,413,000	$11.2M	-6,834,000
Shopify IncShopify Inc Convertible bond	principal	11,350,000	$10.9M	-7,654,000
MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1	principal	11,364,000	$10.5M	+6,967,000
INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0	principal	5,600,000	$10.4M	+2,469,000
CERENCE INCCERENCE INC NOTE 1.500% 7/0	principal	19,290,000	$10.3M	new
AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1	principal	9,875,000	$10.1M	new
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1	principal	9,601,000	$9.76M	new
DEXCOM INCDEXCOM INC NOTE 0.375% 5/1	principal	10,125,000	$8.97M	+924,000
BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible	principal	10,697,000	$8.93M	+37,000
MARRIOTT VACATION WORLDWMARRIOTT VACATION WORLDW NOTE 1/1	principal	9,584,000	$8.91M	-142,000
Dropbox IncDropbox Inc Convertible bond	principal	9,058,000	$8.78M	-606,000
PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1	principal	9,190,000	$8.44M	+2,002,000
INTEGER HLDGS CORPINTEGER HLDGS CORP NOTE 2.125% 2/1	principal	4,985,000	$7.79M	-482,000
HAEMONETICS CORPHAEMONETICS CORP NOTE 3/0	principal	8,265,000	$7.66M	-5,618,000
WORKIVA INCWORKIVA INC NOTE 1.250% 8/1	principal	8,013,000	$7.59M	new
ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1	principal	7,221,000	$7.56M	+3,734,000
AMPHASTAR PHARMACEUTICALS INAMPHASTAR PHARMACEUTICALS IN NOTE 2.000% 3/1	principal	7,042,000	$7.4M	new
INSULET CORPINSULET CORP NOTE 0.375% 9/0	principal	5,951,000	$7.12M	+865,000
NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0	principal	5,746,000	$7.11M	+4,328,000
DROPBOX INCDROPBOX INC NOTE 3/0	principal	7,271,000	$7.03M	+978,000
MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1	principal	6,555,000	$7.02M	+614,000
Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0	principal	6,299,000	$6.84M	+3,217,000
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0	principal	4,660,000	$6.82M	-726,000
WOLFSPEED INCWOLFSPEED INC NOTE 1.750% 5/0	principal	9,690,000	$6.82M	-1,503,000
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1	principal	6,939,000	$6.74M	+1,066,000
SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1	principal	6,448,000	$6.68M	+2,235,000
WOLFSPEED INCWOLFSPEED INC NOTE 1.875%12/0	principal	17,388,000	$6.47M	0
PEGASYSTEMS INCPEGASYSTEMS INC NOTE 0.750% 3/0	principal	6,633,000	$6.44M	+2,046,000
TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0	principal	7,307,000	$6.31M	-5,822,000
WAYFAIR INCWAYFAIR INC Convertible bond	principal	4,210,000	$6.19M	+623,000
STRIDE INCSTRIDE INC NOTE 1.125% 9/0	principal	3,653,000	$6.11M	+2,558,000
BLOOM ENERGY CORPBLOOM ENERGY CORP Bond	principal	6,566,000	$6.01M	+5,750,000
ETSY INCETSY INC NOTE 0.125%10/0	principal	5,818,000	$5.75M	-1,667,000
WOLFSPEED INCWOLFSPEED INC NOTE 0.250% 2/1	principal	14,322,000	$5.73M	-2,124,000
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0	principal	5,515,000	$5.58M	-9,154,000
ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION NOTE 1.750% 8/1	principal	6,017,000	$5.46M	new
NIO INCNIO INC NOTE 4.625%10/1	principal	6,750,000	$5.32M	new
IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0	principal	5,212,000	$5.2M	-13,797,000
FLUOR CORPFLUOR CORP NOTE 1.125% 8/1	principal	4,228,000	$5.17M	new
DEXCOM INCDEXCOM INC NOTE 0.250%11/1	principal	5,145,000	$4.91M	-4,461,000
LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertible	principal	3,112,000	$4.84M	-3,836,000
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 0.250% 3/0	principal	4,675,000	$4.69M	-10,062,000
MAKEMYTRIP LIMITED MAURITIUSMAKEMYTRIP LIMITED MAURITIUS NOTE 2/1	principal	1,838,000	$4.59M	+1,252,000
RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1	principal	5,059,000	$4.58M	-4,426,000
NUTANIX INCNUTANIX INC Convertible	principal	3,759,000	$4.49M	+2,176,000
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0	principal	4,261,000	$4.37M	+4,132,000
ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0	principal	4,089,000	$4.3M	+420,000
OMEROS CORPOMEROS CORP NOTE 5.250% 2/1	principal	6,064,000	$4.14M	0
SEA LTDSEA LTD NOTE 2.375%12/0	principal	3,388,000	$4.07M	+1,225,000
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	12,260,000	$4.03M	+604,000
CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC NOTE 0.375% 6/1	principal	4,170,000	$3.95M	+830,000
FIRSTENERGY CORPFIRSTENERGY CORP NOTE 4.000% 5/0	principal	3,662,000	$3.84M	+1,462,000
ZSCALER INCZSCALER INC NOTE 0.125% 7/0	principal	3,123,000	$3.82M	+62,000
NEW MTN FIN CORPNEW MTN FIN CORP BOND	principal	3,691,000	$3.72M	-120,000
PERMIAN RES OPER LLCPERMIAN RES OPER LLC NOTE 3.250% 4/0	principal	1,595,000	$3.72M	-420,000
CHEFS WHSE INCCHEFS WHSE INC NOTE 2.375%12/1	principal	3,153,000	$3.7M	-51,000
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1	principal	2,885,000	$3.55M	+908,000
LCI INDSLCI INDS NOTE 1.125% 5/1	principal	3,488,000	$3.54M	-5,765,000
ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1	principal	3,023,000	$3.54M	+241,000
UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0	principal	1,284,000	$3.43M	-2,400,000
BREAD FINANCIAL HOLDINGS INBREAD FINANCIAL HOLDINGS IN BOND	principal	2,344,000	$3.38M	-3,298,000
FUBOTV INCFUBOTV INC NOTE 3.250% 2/1	principal	3,938,000	$3.01M	0
PATRICK INDS INCPATRICK INDS INC NOTE 1.750%12/0	principal	1,945,000	$2.96M	-1,489,000
SHAKE SHACK INCSHAKE SHACK INC NOTE 3/0	principal	3,021,000	$2.84M	+2,608,000
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1	principal	2,873,000	$2.82M	-11,952,000
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1	principal	2,749,000	$2.62M	-114,000
CONMED CORPCONMED CORP NOTE 2.250% 6/1	principal	2,759,000	$2.58M	-116,000

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 361. All 361

Security	Shares before	Value before	Type
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	1,969,322	$296M	shares
LQDISHARES TR	1,856,200	$199M	put
XLVSELECT SECTOR SPDR TR	705,200	$103M	call
IEIISHARES TR	699,900	$80.8M	put
PLNTPLANET FITNESS MASTER ISSUER	927,900	$68.3M	call
FERGUSON PLCFERGUSON PLC	314,919	$61M	shares
DLTRDOLLAR TREE INC	535,000	$57.1M	put
MUMICRON TECHNOLOGY INC	352,500	$46.4M	call
DDOGDATADOG INC	347,100	$45M	put
SBUXSTARBUCKS CORP	573,500	$44.6M	put
FDECFIRST TR EXCHNG TRADED FD VI	982,540	$41.8M	shares
NLYANNALY CAPITAL MANAGEMENT IN	1,800,000	$34.3M	put
HALHALLIBURTON CO	942,800	$31.8M	put
FTITECHNIPFMC PLC	1,165,000	$30.5M	call
AMATAPPLIED MATLS INC	120,400	$28.4M	call
MTCHMATCH GROUP INC NEW	931,000	$28.3M	put
MBBISHARES TR	300,000	$27.5M	put
ADIANALOG DEVICES INC	116,000	$26.5M	call
RBC BEARINGS INCRBC BEARINGS INC	198,369	$24.3M	shares
ONON SEMICONDUCTOR CORP	350,000	$24M	put
FNDFLOOR & DECOR HLDGS INC	218,300	$21.7M	put
BKLNINVESCO EXCH TRADED FD TR II	1,000,000	$21M	put
CVSCVS HEALTH CORP	320,000	$18.9M	call
ROKUROKU INC	308,700	$18.5M	call
ISRGINTUITIVE SURGICAL INC	36,600	$16.3M	call
MTNVAIL RESORTS INC	90,000	$16.2M	put
UNITY SOFTWARE INCUNITY SOFTWARE INC	17,959,000	$15.5M	principal
MUMICRON TECHNOLOGY INC	90,100	$11.9M	put
GMGENERAL MTRS CO	254,300	$11.8M	call
NRGNRG ENERGY INC	147,500	$11.5M	call
TERTERADYNE INC	75,000	$11.1M	put
MGMMGM RESORTS INTERNATIONAL	236,900	$10.5M	put
ADSKAUTODESK INC	40,000	$9.9M	put
ADSKAUTODESK INC	40,000	$9.9M	call
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	3,488,205	$9.35M	shares
SBUXSTARBUCKS CORP	118,500	$9.23M	call
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	3,236,400	$9.16M	put
ATRION CORPORATIONATRION CORPORATION	19,409	$8.78M	shares
TXNTEXAS INSTRS INC	45,000	$8.75M	call
ORCLORACLE CORP	60,000	$8.47M	call
GDXJVANECK ETF TRUST	200,000	$8.42M	call
LWLAMB WESTON HLDGS INC	99,300	$8.35M	put
NEMNEWMONT CORP	175,000	$7.33M	put
ARISTA NETWORKS INCARISTA NETWORKS INC	20,000	$7.01M	call
RLRALPH LAUREN CORP	40,000	$7M	put
RLRALPH LAUREN CORP	40,000	$7M	call
LNGCHENIERE ENERGY INC	40,000	$6.99M	put
APHAMPHENOL CORP	100,000	$6.74M	call
ARKKARK ETF TR	150,000	$6.59M	put
VIRTUS CONVERTIBLE & INC 202VIRTUS CONVERTIBLE & INC 202	713,102	$6.43M	shares
HCAHCA HEALTHCARE INC	19,200	$6.17M	call
ADMARCHER DANIELS MIDLAND CO	100,000	$6.04M	call
LIBERTY LATIN AMERICA LTDLIBERTY LATIN AMERICA LTD	6,067,000	$6.04M	principal
ONONON HLDG AG	150,000	$5.82M	put
ULTAULTA BEAUTY INC	15,000	$5.79M	put
HPQHP INC	160,000	$5.6M	call
CFCF INDUSTRIES HOLD	75,000	$5.56M	call
DISDISNEY WALT CO	55,800	$5.54M	put
DISDISNEY WALT CO	55,600	$5.52M	call
DGDOLLAR GEN CORP	40,000	$5.29M	put
WESTROCK COWESTROCK CO	105,029	$5.28M	shares
XMESPDR SERIES TRUST	85,500	$5.07M	call
PARAMOUNT GLOBALPARAMOUNT GLOBAL	480,000	$4.99M	call
URNMSPROTT FDS TR	100,000	$4.92M	put
RBLXROBLOX CORP	131,400	$4.89M	call
DGXQUEST DIAGNOSTICS INC	35,000	$4.79M	call
CLEARBRIDGE ENERGY MLP FUND…CLEARBRIDGE ENERGY MLP FUND, I	100,788	$4.78M	shares
CEDAR FAIR L PCEDAR FAIR L P	87,710	$4.77M	shares
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	367,137	$4.77M	shares
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC	324,609	$4.75M	shares
WDAYWORKDAY INC	21,000	$4.69M	call
AAPADVANCE AUTO PARTS INC	70,000	$4.43M	call
MOALTRIA GROUP INC	95,300	$4.34M	put
ENPHENPHASE ENERGY INC	43,400	$4.33M	call
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP	122,192	$4.05M	shares
TANINVESCO EXCH TRADED FD TR II	100,000	$4.02M	call
SESEA LTD	50,000	$3.57M	put
OLLIOLLIES BARGAIN OUTLET HLDGS	36,000	$3.53M	put
TAT&T INC	170,000	$3.25M	call
CLFCLEVELAND-CLIFFS INC NEW	200,000	$3.08M	put
STMSTMICROELECTRONICS N V	75,000	$2.95M	call
SCISERVICE CORP INTL	41,200	$2.93M	call
IRMIRON MTN INC DEL	32,600	$2.92M	call
NRGNRG ENERGY INC	37,500	$2.92M	put
ENCORE WIRE CORPENCORE WIRE CORP	9,808	$2.84M	shares
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU	182,591	$2.65M	shares
SHOPSHOPIFY INC	40,000	$2.64M	call
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	931,404	$2.64M	shares
YUMYUM BRANDS INC	19,100	$2.53M	call
MBLYMOBILEYE GLOBAL INC	90,000	$2.53M	call
MDBMONGODB INC	10,000	$2.5M	call
BLACKLINE INCBLACKLINE INC	2,735,000	$2.48M	principal
LSATTWO RDS SHARED TR	63,199	$2.42M	shares
FIVE9 INCFIVE9 INC	2,501,000	$2.38M	principal
ABNBAIRBNB INC	15,000	$2.27M	call
WBDWARNER BROS DISCOVERY INC	300,000	$2.23M	call
CCITIGROUP INC	34,600	$2.2M	put
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD	2,200,000	$2.19M	principal
SHAKSHAKE SHACK INC	24,000	$2.16M	call
CAKECHEESECAKE FACTORY INC	52,400	$2.06M	call

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000072971-24-000247	base		2024-11-13	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC