Warberg Asset Management LLC

13F filer, CIK 1597506, WINNETKA, IL

Warberg Asset Management LLC reported $562,127,134 across 209 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-06. Its ten largest share positions make up 49.12% of the portfolio.

Filed 2024-11-06 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0001597506-24-000007

Period: 2024-09-30
Reported value: $562M
Holdings: 209
Top 10 weight: 49.12%
New: 62
Sold out: 73

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SGOVnew	+50,455	$5.08M
VINE HILL CAP INVT CORP.new	+134,524	$1.35M
BUKIT JALIL GBL ACQUISITION…new	+71,787	$783K
AAMnew	+67,196	$673K
NEnew	+17,600	$636K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
DJTWWexited	-395,386	-$8.41M
OXY/WSreduced	-112,034	-$3.33M
COMPOSECURE INCreduced	-563,073	-$2.12M
NOBLE CORP PLCexited	-74,868	-$1.91M
CORZZexited	-141,100	-$1.23M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0001597506-24-000007, largest first. % of portfolio is the value over $364,930,599, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
OXY/WSOCCIDENTAL PETE CORP	917,798	$27.3M	7.47%	-112,034	Timeline
SGOVISHARES TR	50,455	$5.08M	1.39%	new	Timeline
EXPAND ENERGY CORPORATIONEXPAND ENERGY CORPORATION	54,124	$3.76M	1.03%	+1,891
EXPAND ENERGY CORPORATIONEXPAND ENERGY CORPORATION	37,446	$2.47M	0.68%	-1,042
CORZWCORE SCIENTIFIC INC NEW	292,597	$1.97M	0.54%	+25,866	Timeline
EPR PPTYSEPR PPTYS	73,586	$1.65M	0.45%	+13,586
VINE HILL CAP INVT CORP.VINE HILL CAP INVT CORP.	134,524	$1.35M	0.37%	new
EXPAND ENERGY CORPORATIONEXPAND ENERGY CORPORATION	16,108	$1.19M	0.33%	-192
GBTCGRAYSCALE BITCOIN TRUST ETF	17,500	$884K	0.24%	+11,170	Timeline
CLIMATEROCKCLIMATEROCK	75,390	$875K	0.24%	0
COMPOSECURE INCCOMPOSECURE INC	231,907	$874K	0.24%	-563,073
BELLEVUE LIFE SCNCS AQSTN COBELLEVUE LIFE SCNCS AQSTN CO	80,228	$872K	0.24%	+40,447
FOUR LEAF ACQUISITION CORPFOUR LEAF ACQUISITION CORP	75,932	$832K	0.23%	0
NENNEW ENGLAND RLTY ASSOC LTD P	9,900	$808K	0.22%	-2,775	Timeline
BUKIT JALIL GBL ACQUISITION…BUKIT JALIL GBL ACQUISITION ORD S…	71,787	$783K	0.21%	new
VISION SENSING ACQUISITION CVISION SENSING ACQUISITION C	67,179	$782K	0.21%	0
NOBLE CORP PLCNOBLE CORP PLC	53,943	$776K	0.21%	-18,070
BKHABLACK HAWK ACQUISITION CORP	74,120	$759K	0.21%	0	Timeline
QETAQUETTA ACQUISITION CORP	70,700	$735K	0.2%	+2,000	Timeline
ROTH CH ACQUISITION V COROTH CH ACQUISITION V CO	64,252	$721K	0.2%	+19,573
AAMAA MISSION ACQUISITION COR-A	67,196	$673K	0.18%	new	Timeline
DUET ACQUISITION CORPDUET ACQUISITION CORP	59,275	$668K	0.18%	+8,841
NENOBLE CORP PLC	17,600	$636K	0.17%	new	Timeline
BROAD CAPITAL ACQUISITION COBROAD CAPITAL ACQUISITION CO	50,138	$572K	0.16%	new
HEWLETT PACKARD ENTERPRISE CHEWLETT PACKARD ENTERPRISE C	8,932	$541K	0.15%	new
FINNOVATE ACQUISITION CORPFINNOVATE ACQUISITION CORP	43,458	$503K	0.14%	new
KVACFKEEN VISION ACQUISITION CORP	46,000	$495K	0.14%	0	Timeline
RBC BEARINGS INCRBC BEARINGS INC	3,600	$480K	0.13%	-3,975
Oak Woods Acquisition CorpOak Woods Acquisition Corp	40,000	$444K	0.12%	-25,000
ASTSAST SPACEMOBILE INC	16,010	$419K	0.11%	new	Timeline
STXSSTEREOTAXIS INC	202,698	$414K	0.11%	-258,302	Timeline
ESHAESH ACQUISITION CORP	38,700	$411K	0.11%	0	Timeline
RFAIRF ACQUISITION CORP II	38,000	$386K	0.11%	new	Timeline
UCFICN HEALTHY FOOD TECH GROUP C	33,367	$340K	0.09%	+100	Timeline
CHENGHE ACQUISITION I COCHENGHE ACQUISITION I CO	27,205	$315K	0.09%	new
FRNMPERCEPTIVE CAP SOLUTIONS COR	30,837	$309K	0.08%	0	Timeline
BURTECH ACQUISITION CORPBURTECH ACQUISITION CORP	27,185	$307K	0.08%	new
AIMFINITY INVESTMENT CORP IAIMFINITY INVESTMENT CORP I	24,216	$279K	0.08%	0
BYNORDIC ACQUISITION CL A O…BYNORDIC ACQUISITION CL A ORD	24,390	$278K	0.08%	+12,504
CACTUS ACQUISITION CORP 1 LTCACTUS ACQUISITION CORP 1 LT	23,336	$268K	0.07%	new
DT CLOUD ACQUISITION CORPDT CLOUD ACQUISITION CORP	25,815	$266K	0.07%	0
MRNAMODERNA INC	3,500	$234K	0.06%	new	Timeline
LGCYLEGACY ED INC	47,500	$219K	0.06%	new	Timeline
INCEPTION GROWTH ACQUSTN LTDINCEPTION GROWTH ACQUSTN LTD	18,616	$211K	0.06%	+1,000
GLOBAL TECHNOLGY ACQSTN CORPGLOBAL TECHNOLGY ACQSTN CORP	16,256	$187K	0.05%	new
NUSCALE PWR CORPNUSCALE PWR CORP	52,000	$165K	0.05%	new
AFJKAIMEI HEALTH TECHNOLOGY CO L	15,009	$157K	0.04%	+9	Timeline
NEOVWNEOVOLTA INC	224,818	$152K	0.04%	+30,405	Timeline
EURKEUREKA ACQUISITION CORP	15,000	$151K	0.04%	new	Timeline
PYXIS TANKERS INCPYXIS TANKERS INC	170,974	$147K	0.04%	+75,524
JOBY AVIATION INCJOBY AVIATION INC	177,145	$112K	0.03%	+49,664
BOWEN ACQUISITION CORPBOWEN ACQUISITION CORP	10,000	$108K	0.03%	0
FSHPFLAG SHIP ACQUISITION CORP	10,000	$100K	0.03%	new	Timeline
DATA STORAGE CORPDATA STORAGE CORP	179,597	$96.1K	0.03%	-94,858
SYRASYRA HEALTH CORP CL A COM NEW	208,246	$88.3K	0.02%	new	Timeline
RNWWWRENEW ENERGY GLOBAL PLC	259,020	$86.1K	0.02%	0	Timeline
DIANA SHIPPING INCDIANA SHIPPING INC	180,037	$81K	0.02%	+53,461
RILYBRC GROUP HOLDINGS INC	13,500	$70.9K	0.02%	new	Timeline
SCPXSCORPIUS HLDGS INC COM PAR $0.	95,000	$68.6K	0.02%	new	Timeline
SRXHSRX GLOBAL INC	30,110	$62.6K	0.02%	new	Timeline
LQR HSE INCLQR HSE INC	78,496	$43.1K	0.01%	new
EON RESOURCES INCEON RESOURCES INC	609,917	$41.2K	0.01%	-21,056
Siyata Mobile Inc (US) OLDSiyata Mobile Inc (US) OLD	39,728	$36.5K	0.01%	new
KINDLY MD INCKINDLY MD INC	172,783	$36.3K	0.01%	+8,633
RNTXREIN THERAPEUTICS INC	10,000	$35.4K	0.01%	-21,354	Timeline
NVAWWNOVA MINERALS LTD	26,484	$33.4K	0.01%	new	Timeline
RZLVWREZOLVE AI PLC	179,603	$32.3K	0.01%	new	Timeline
TALKWTALKSPACE INC	373,127	$29.4K	0.01%	-124,838	Timeline
AZITRA INCAZITRA INC	48,804	$26.5K	0.01%	new
CATHETER PRECISION INCCATHETER PRECISION INC	67,000	$26.5K	0.01%	new
MTEKWMARIS TECH LTD	184,500	$24.9K	0.01%	-10,075	Timeline
NATURES MIRACLE HLDG INCNATURES MIRACLE HLDG INC	160,000	$22.2K	0.01%	new
LONGEVITY HEALTH HLDGS INCLONGEVITY HEALTH HLDGS INC	45,000	$18.1K	<0.01%	0
OCGNOCUGEN INC	18,000	$17.8K	<0.01%	new	Timeline
RRRICHTECH ROBOTICS INC	19,937	$16.7K	<0.01%	new	Timeline
AUROWAURORA INNOVATION INC	20,000	$16.6K	<0.01%	0	Timeline
TNONWTENON MEDICAL INC	525,079	$16K	<0.01%	-143,892	Timeline
MOBBWMOBILICOM LTD	85,996	$14.7K	<0.01%	-900	Timeline
FGIWWFGI INDUSTRIES LTD	121,152	$14.5K	<0.01%	0	Timeline
SKYAWSKYAI INC	265,076	$13.5K	<0.01%	-32,008	Timeline
EONREON RESOURCES INC	16,419	$13.5K	<0.01%	+2,669	Timeline
NEXALIN TECHNOLOGY INCNEXALIN TECHNOLOGY INC	151,272	$12.1K	<0.01%	+33,532
SVREWSAVERONE 2014 LTD	145,068	$11.6K	<0.01%	-15,875	Timeline
ONFOWONFOLIO HOLDINGS INC	67,906	$11.5K	<0.01%	-5,737	Timeline
ZTEKFZENTEK LTD	12,000	$11K	<0.01%	0	Timeline
FLYEXCLUSIVE INCFLYEXCLUSIVE INC	29,900	$9.96K	<0.01%	new
KTTAWPASITHEA THERAPEUTICS CORP	263,001	$9.18K	<0.01%	-15,683	Timeline
NXPLWNEXTPLAT CORP	40,776	$8.97K	<0.01%	-19,540	Timeline
AESTHER HC -CW23 EQUITYAESTHER HC -CW23 EQUITY	168,596	$8.26K	<0.01%	-4,300
BTBDWBT BRANDS INC	117,882	$8.09K	<0.01%	0	Timeline
NOVABAY PHARMACEUTICALS INCNOVABAY PHARMACEUTICALS INC	10,000	$6.89K	<0.01%	new
DFSCWKWESST MICRO SYSTEMS INC	345,141	$5.76K	<0.01%	-9,010	Timeline
PGYWWPAGAYA TECHNOLOGIES LTD	30,000	$5.66K	<0.01%	0	Timeline
STRAN & COMPANY INCSTRAN & COMPANY INC	180,824	$5.52K	<0.01%	0
LITHIA MTRS INC COMLITHIA MTRS INC COM	112,000	$5.26K	<0.01%	0
TWIN RIDGE CAPITAL ACQUISIT…TWIN RIDGE CAPITAL ACQUISITION	172,022	$5.01K	<0.01%	0
INCEPTION GR -23 EQUITYINCEPTION GR -23 EQUITY	79,550	$3.96K	<0.01%	-500
MRNOWMURANO GLOBAL INVT PLC	28,200	$3.95K	<0.01%	0	Timeline
ORAGENICS INCORAGENICS INC	10,001	$3.86K	<0.01%	-1
P3 HEALTH PARTNERS INCP3 HEALTH PARTNERS INC	10,000	$3.86K	<0.01%	new
APLMWAPOLLOMICS INC	438,787	$3.55K	<0.01%	-72,713	Timeline
NRSNWNEUROSENSE THERAPEUTICS LTD	20,201	$3.43K	<0.01%	-11,805	Timeline
APOLLOMICS INCAPOLLOMICS INC	23,513	$3.34K	<0.01%	new
AERTWAERIES TECHNOLOGY INC	95,027	$3.04K	<0.01%	0	Timeline
APCXWAPPTECH PMTS CORP WT EXP 01/04	13,804	$3K	<0.01%	-44,634	Timeline
NORTHVIEW ACQUISITION CORPNORTHVIEW ACQUISITION CORP	77,770	$2.92K	<0.01%	0
INUVO INCINUVO INC	10,000	$2.47K	<0.01%	-10,000
HUBCWHUB CYBER SECURITY LTD	171,171	$2.43K	<0.01%	0	Timeline
PROTAGENIC THERAPEUTICS INCPROTAGENIC THERAPEUTICS INC	177,196	$2.11K	<0.01%	0
SURGEPAYS INCSURGEPAYS INC	116,509	$1.88K	<0.01%	-250,196
LIXTE BIOTECHNOLOGY HLDGS INLIXTE BIOTECHNOLOGY HLDGS IN	35,906	$1.6K	<0.01%	-1,968
SXTPW60 DEGREES PHARMACEUTICALS I	29,515	$1.51K	<0.01%	0	Timeline
WTS/LION ELECTRIC EXP12/13/…WTS/LION ELECTRIC EXP12/13/2027	17,000	$1.36K	<0.01%	-4,000
HOLOWMICROCLOUD HOLOGRAM INC	32,545	$1.35K	<0.01%	0	Timeline
BNCWWBNB STANDARD CORP	79,872	$1.28K	<0.01%	0	Timeline
SPLASH BEVERAGE GROUP INCSPLASH BEVERAGE GROUP INC	70,150	$1.22K	<0.01%	-67,790
ANGHWANGHAMI INC	40,409	$1.05K	<0.01%	0	Timeline
XBP GLOBAL HOLDINGS INCXBP GLOBAL HOLDINGS INC	40,000	$996	<0.01%	0
IVDAWIVEDA SOLUTIONS INC	34,537	$966	<0.01%	-800	Timeline
SMXWWSMX SEC MATTERS PLC	99,100	$892	<0.01%	0	Timeline
BANNIX ACQUISITION CORPBANNIX ACQUISITION CORP	43,200	$864	<0.01%	0
BAERWBRIDGER AEROSPACE GRP HLDGS	12,600	$840	<0.01%	-12,600	Timeline
AIMDWAINOS INC	18,800	$799	<0.01%	0	Timeline
BNAIWBRAND ENGAGEMENT NETWORK INC	10,000	$700	<0.01%	0	Timeline
KAIROUS ACQUISITION CORP LTDKAIROUS ACQUISITION CORP LTD	78,977	$687	<0.01%	0
ALSWFALPHA STAR ACQUISITION CORP US	16,452	$230	<0.01%	0	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
INVESCO QQQ TRINVESCO QQQ TR PUT	put	164,600	$80.3M	+87,100
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	110,000	$63.1M	-253,500
MICROSOFT CORPMICROSOFT CORP PUT	put	26,000	$11.2M	-2,000
NVIDIA CORPORATIONNVIDIA CORPORATION PUT	put	65,000	$7.89M	-54,000
APPLE INCAPPLE INC PUT	put	30,000	$6.99M	+25,000
BERKSHIRE HATHAWAY INC DELBERKSHIRE HATHAWAY INC DEL PUT	put	12,000	$5.52M	new
ISHARES TRISHARES TR ETF	put	25,000	$2.45M	+5,000
TESLA INCTESLA INC PUT	put	6,000	$1.57M	new
VANECK ETF TRUSTVANECK ETF TRUST CALL	call	39,000	$1.55M	-2,700
STARBUCKS CORPSTARBUCKS CORP CALL	call	15,000	$1.46M	new
ISHARES SILVER TRISHARES SILVER TR CALL	call	48,000	$1.36M	+18,000
COINBASE GLOBAL INCCOINBASE GLOBAL INC PUT	put	7,000	$1.25M	-1,000
CAVA GROUP INCCAVA GROUP INC PUT	put	9,000	$1.11M	+5,000
WALMART INCWALMART INC CALL	call	12,600	$1.02M	+2,600
STRATEGY INCSTRATEGY INC COM NEW	put	6,000	$1.01M	new
STARBUCKS CORPSTARBUCKS CORP PUT	put	10,000	$975K	new
CARVANA COCARVANA CO CALL	put	5,000	$871K	0
DOLLAR TREE INCDOLLAR TREE INC COM	call	11,000	$774K	+1,000
BARCLAYS BANK PLCBARCLAYS BANK PLC IPATH S&P 500 SH	call	15,000	$744K	new
CANTALOUPE INCCANTALOUPE INC CALL	call	84,700	$627K	+13,300
SCORPIO TANKERS INCSCORPIO TANKERS INC CALL	call	8,500	$606K	new
CANTALOUPE INCCANTALOUPE INC PUT	put	80,000	$592K	+39,000
NOBLE CORP PLCNOBLE CORP PLC ORD SHS A	put	15,700	$567K	0
VORNADO RLTY TRVORNADO RLTY TR SH BEN INT	put	12,000	$473K	+2,000
FILANA THERAPEUTICS INCFILANA THERAPEUTICS INC COM	put	16,000	$471K	new
JPMORGAN CHASE & COJPMORGAN CHASE & CO CALL	call	2,000	$422K	new
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN COM CL A	put	19,000	$361K	-1,000
STRATEGY INCSTRATEGY INC CALL	call	2,100	$354K	new
MODERNA INCMODERNA INC PUT	put	4,000	$267K	0
AST SPACEMOBILE INCAST SPACEMOBILE INC CALL	put	10,000	$262K	new
INTEL CORPINTEL CORP CALL	call	10,000	$235K	-10,000
FLAGSTAR BANK NATIONAL ASSOCFLAGSTAR BANK NATIONAL ASSOC COM NEW	call	20,000	$225K	new
RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC COM CL A	put	20,000	$224K	new
BRC GROUP HOLDINGS INCBRC GROUP HOLDINGS INC COM	put	22,000	$116K	-13,500
RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC COM CL A	call	10,000	$112K	new
FARADAY FUTURE INTLGT ELEC IFARADAY FUTURE INTLGT ELEC I COM NEW CL A	call	23,500	$67.4K	new
ESPERION THERAPEUTICS INC NEESPERION THERAPEUTICS INC NE COM	call	10,000	$16.5K	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PARSONS CORP DELPARSONS CORP DEL BOND	principal	9,926,000	$22.9M	+975,000
ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 6.000% 8/1	principal	6,172,000	$22.1M	+5,990,000
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	8,936,000	$20.5M	+9,000
BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0	principal	8,874,000	$19.9M	-14,000
UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0	principal	6,758,000	$18.1M	0
BOX INCBOX INC NOTE 1/1	principal	10,668,000	$14M	+8,968,000
CHART INDS INCCHART INDS INC NOTE 1.000%11/1	principal	5,905,000	$12.4M	+1,880,000
AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1	principal	6,528,000	$11.7M	+26,000
INTEGER HLDGS CORPINTEGER HLDGS CORP NOTE 2.125% 2/1	principal	6,613,000	$10.5M	+3,610,000
BLOOMIN BRANDS INCBLOOMIN BRANDS INC NOTE 5.000% 5/0	principal	6,644,000	$10.2M	+47,000
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0	principal	4,230,000	$9.4M	-1,520,000
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0	principal	2,666,000	$9.16M	-6,354,000
POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1	principal	7,597,000	$9.05M	new
STRIDE INCSTRIDE INC NOTE 1.125% 9/0	principal	5,242,000	$8.83M	+5,035,000
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	2,035,000	$7.51M	+2,012,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0	principal	6,480,000	$7.22M	+221,000
PROGRESS SOFTWARE CORPPROGRESS SOFTWARE CORP NOTE 1.000% 4/1	principal	5,800,000	$7.18M	+282,000
MACOM TECH SOLUTIONS HLDGS IMACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1	principal	5,000,000	$7.07M	0
SEA LTDSEA LTD NOTE 1.000%12/0	principal	3,500,000	$6.58M	0
HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0	principal	3,435,000	$6.47M	-1,943,000
GLAUKOS CORPGLAUKOS CORP BOND	principal	2,497,000	$5.88M	new
MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1	principal	4,216,000	$5.75M	+150,000
SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0	principal	4,000,000	$5.75M	new
INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0	principal	2,625,000	$4.87M	-2,633,000
TYLER TEX INDPT SCH DISTTYLER TEX INDPT SCH DIST NOTE 0.250% 3/1	principal	3,221,000	$3.97M	-733,000
FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1	principal	4,016,000	$3.94M	+318,000
WORKIVA INCWORKIVA INC NOTE 1.125% 8/1	principal	2,745,000	$3.17M	0
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0	principal	3,060,000	$3.09M	+45,000
MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0	principal	2,599,000	$3M	+984,000
GUESS INCGUESS INC BOND	principal	2,500,000	$2.76M	+2,000,000
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1	principal	2,486,000	$2.48M	+2,293,000
NICE LTDNICE LTD NOTE 9/1	principal	2,549,000	$2.44M	new
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1	principal	2,005,000	$2M	0
NUTANIX INCNUTANIX INC Convertible	principal	1,671,000	$2M	-2,832,000
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC DBCV 1.500%11/1	principal	1,127,000	$1.92M	+117,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0	principal	902,000	$933K	+82,000
CINEMARK HLDGS INCCINEMARK HLDGS INC NOTE 4.500% 8/1	principal	457,000	$907K	new
NATERA INCNATERA INC BOND	principal	249,000	$825K	new
WINNEBAGO INDS INCWINNEBAGO INDS INC BOND	principal	434,000	$456K	+349,000
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	213,000	$342K	new
CHEFS WHSE INCCHEFS WHSE INC BOND	principal	322,000	$335K	new
DATADOG INCDATADOG INC NOTE 0.125% 6/1	principal	209,000	$272K	new
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1	principal	233,000	$257K	+78,000
NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0	principal	120,000	$149K	new
GRANITE CONSTR INCGRANITE CONSTR INC NOTE 3.750% 5/1	principal	44,000	$79.1K	new
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1	principal	22,000	$21.5K	-692,000

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
ATI INCATI INC	5,712,000	$20.5M	principal
REPLIGEN CORPREPLIGEN CORP	9,819,000	$11.7M	principal
DJTWWTRUMP MEDIA & TECHNOLOGY GRO	395,386	$8.41M	shares
RHRH	5,825,000	$6.83M	principal
INSMED INCINSMED INC	2,500,000	$5.29M	principal
INSMED INCINSMED INC	1,780,000	$3.05M	principal
ETSY INCETSY INC	2,052,000	$2.03M	principal
NOBLE CORP PLCNOBLE CORP PLC	74,868	$1.91M	shares
EXXON MOBIL CORPEXXON MOBIL CORP	13,000	$1.5M	call
MONGODB INCMONGODB INC	1,055,000	$1.39M	principal
CORZZCORE SCIENTIFIC INC NEW	141,100	$1.23M	shares
TRANSOCEAN INCTRANSOCEAN INC	642,000	$1.14M	principal
SHVISHARES TR	9,899	$1.09M	shares
APPLE INCAPPLE INC	5,000	$1.05M	call
CORE SCIENTIFIC INC NEWCORE SCIENTIFIC INC NEW	97,000	$902K	put
PERMIAN RES OPER LLCPERMIAN RES OPER LLC	325,000	$898K	principal
BLUERIVER ACQUISITION CORPBLUERIVER ACQUISITION CORP	80,278	$888K	shares
AROGO CAPITAL ACQUISITION COAROGO CAPITAL ACQUISITION CO	80,279	$876K	shares
Canna-Global Acquisition Co…Canna-Global Acquisition Corp	72,422	$776K	shares
EQUINIX INCEQUINIX INC	1,000	$757K	put
ZALATORIS ACQUISITION CORPZALATORIS ACQUISITION CORP	67,420	$745K	shares
99 ACQUISITION GROUP INC99 ACQUISITION GROUP INC	70,162	$737K	shares
ABERCROMBIE & FITCH COABERCROMBIE & FITCH CO	4,000	$711K	put
HIMS & HERS HEALTH INCHIMS & HERS HEALTH INC	30,000	$606K	put
NOVA VISION ACQUISITION CORPNOVA VISION ACQUISITION CORP	40,849	$493K	shares
TRAILBLAZER MERGER CORP ITRAILBLAZER MERGER CORP I	43,736	$473K	shares
NORDSTROM INCNORDSTROM INC	22,000	$467K	call
DEXCOM INCDEXCOM INC	437,000	$438K	principal
RFAIURF ACQUISITION CORP II	38,000	$382K	shares
GDXJVANECK ETF TRUST	9,000	$380K	shares
TIDEWATER INC NEWTIDEWATER INC NEW	32,624	$325K	shares
BILSPDR SERIES TRUST	3,500	$321K	shares
Aura FAT Projects Acquisiti…Aura FAT Projects Acquisition Corp	27,898	$315K	shares
NVDANVIDIA CORPORATION	2,500	$309K	shares
ACRI CAPITAL ACQUISITION CORACRI CAPITAL ACQUISITION COR	27,357	$309K	shares
Zalatoris II Acquisition Co…Zalatoris II Acquisition Corp	23,698	$260K	shares
TECHNOLOGY & TEL EQUITYTECHNOLOGY & TEL EQUITY	17,414	$208K	shares
PULSE BIOSCIENCES INCPULSE BIOSCIENCES INC	17,100	$191K	call
AMPXAMPRIUS TECHNOLOGIES INC	133,637	$170K	shares
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC	48,000	$169K	put
HTZHERTZ GLOBAL HLDGS INC	47,800	$169K	shares
ARYA SCIENCES ACQU CORP IVARYA SCIENCES ACQU CORP IV	13,147	$151K	shares
PROPPRAIRIE OPER CO	11,758	$127K	shares
AEROVATE THERAPEUTICS INCAEROVATE THERAPEUTICS INC	67,449	$111K	shares
FSHPUFLAG SHIP ACQUISITION CORP	10,000	$100K	shares
GANXGAIN THERAPEUTICS INC	51,600	$65.5K	shares
MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT	72,500	$61.8K	put
AST SPACEMOBILE INCAST SPACEMOBILE INC	14,000	$59.2K	shares
KWESST MICRO SYSTEMS INCKWESST MICRO SYSTEMS INC	112,300	$52K	shares
FOREMOST CLEAN ENERGY LTDFOREMOST CLEAN ENERGY LTD	113,828	$48.8K	shares
ELTXELICIO THERAPEUTICS INC	11,801	$48.5K	shares
SOUTHERN COSOUTHERN CO	41,000	$41.9K	principal
DUOTDUOS TECHNOLOGIES GROUP INC	12,584	$36K	shares
TIVIC HEALTH SYSTEMS INCTIVIC HEALTH SYSTEMS INC	80,000	$31.2K	shares
NAKANAKAMOTO INC	11,000	$30.2K	shares
LILIUM N VLILIUM N V	33,500	$26.6K	shares
GNLXGENELUX CORPORATION	10,000	$20K	shares
VBI VACCINES INCVBI VACCINES INC	25,000	$16.7K	shares
WHOLE EARTH BRANDS INCWHOLE EARTH BRANDS INC	313,349	$13K	shares
FUNDAMENTAL GLOBAL INCFUNDAMENTAL GLOBAL INC	12,928	$12.2K	shares
FARADAY FUTURE INTLGT ELEC IFARADAY FUTURE INTLGT ELEC I	23,500	$11.9K	call
CEMTREX INCCEMTREX INC	48,500	$10.7K	shares
NULLNULL	20,000	$10.3K	shares
BLUEJAY DIAGNOSTICS INCBLUEJAY DIAGNOSTICS INC	12,500	$8.74K	shares
WEARABLE DEVICES LTDWEARABLE DEVICES LTD	117,200	$6.93K	shares
BIAFWBIOAFFINITY TECHNOLOGIES INC	14,476	$5.94K	shares
ZURA BIO LTDZURA BIO LTD	12,909	$5.16K	shares
Arogo Capital Acquisition C…Arogo Capital Acquisition Corp	90,000	$2.7K	shares
WORKSPORT LTDWORKSPORT LTD	24,444	$1.71K	shares
BOA ACQUISITION CORPBOA ACQUISITION CORP	126,860	$1.38K	shares
CANNA-GLOBAL ACQUISITION CO…CANNA-GLOBAL ACQUISITION CORP	90,100	$1.23K	shares
CINGWCINGULATE INC	43,155	$466	shares
DRMAWDERMATA THERAPEUTICS INC	30,000	$420	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001597506-24-000007	base		2024-11-06	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC