13F-HR filed by Warberg Asset Management LLC
Warberg Asset Management LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-06, with 209 holding rows worth $562,127,134.
- Accession
- 0001597506-24-000007
- Filer
- CIK 1597506
- Filed
- 2024-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 209 entries on the cover page, a total value of $562,127,134 stated on the cover page (in dollars after the unit check, H1), rows summing to $562,127,134 with VALUE read as dollars as filed, 13F file number 028-20991. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E953 | PUT | 164,600 | $80,336,322 | dollars as filed | put |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 110,000 | $63,113,600 | dollars as filed | put |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 917,798 | $27,276,957 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 9,926,000 | $22,874,006 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 6,172,000 | $22,095,174 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 8,936,000 | $20,520,493 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 8,874,000 | $19,863,337 | dollars as filed | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 6,758,000 | $18,079,222 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 10,668,000 | $13,981,183 | dollars as filed | principal |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 5,905,000 | $12,371,587 | dollars as filed | principal |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 6,528,000 | $11,727,270 | dollars as filed | principal |
| MICROSOFT CORP | 594918954 | PUT | 26,000 | $11,187,800 | dollars as filed | put |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 6,613,000 | $10,454,560 | dollars as filed | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 6,644,000 | $10,244,218 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 4,230,000 | $9,396,887 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 2,666,000 | $9,164,715 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 7,597,000 | $9,048,454 | dollars as filed | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 5,242,000 | $8,830,088 | dollars as filed | principal |
| NVIDIA CORPORATION | 67066G954 | PUT | 65,000 | $7,893,600 | dollars as filed | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,035,000 | $7,510,982 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 6,480,000 | $7,217,646 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 5,800,000 | $7,184,750 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 5,000,000 | $7,074,606 | dollars as filed | principal |
| APPLE INC | 037833950 | PUT | 30,000 | $6,990,000 | dollars as filed | put |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 3,500,000 | $6,582,276 | dollars as filed | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 3,435,000 | $6,467,424 | dollars as filed | principal |
| GLAUKOS CORP | 377322AB8 | BOND | 2,497,000 | $5,880,312 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 4,216,000 | $5,751,815 | dollars as filed | principal |
| SEAGATE HDD CAYMAN | 81180WBL4 | NOTE 3.500% 6/0 | 4,000,000 | $5,745,996 | dollars as filed | principal |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 12,000 | $5,523,120 | dollars as filed | put |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 50,455 | $5,082,584 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 2,625,000 | $4,873,658 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 3,221,000 | $3,966,979 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 4,016,000 | $3,937,073 | dollars as filed | principal |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 54,124 | $3,757,017 | dollars as filed | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 2,745,000 | $3,173,700 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 3,060,000 | $3,089,025 | dollars as filed | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 2,599,000 | $2,997,689 | dollars as filed | principal |
| GUESS INC | 401617AF2 | BOND | 2,500,000 | $2,762,521 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 2,486,000 | $2,477,858 | dollars as filed | principal |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 37,446 | $2,468,253 | dollars as filed | |
| IShares S&P 500 Index Fund | 464287952 | ETF | 25,000 | $2,452,500 | dollars as filed | put |
| NICE LTD | 653656AB4 | NOTE 9/1 | 2,549,000 | $2,439,608 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 2,005,000 | $1,999,596 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 1,671,000 | $1,998,031 | dollars as filed | principal |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 292,597 | $1,966,252 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,127,000 | $1,918,246 | dollars as filed | principal |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 73,586 | $1,649,062 | dollars as filed | |
| TESLA INC | 88160R951 | PUT | 6,000 | $1,569,780 | dollars as filed | put |
| VANECK ETF TRUST | 92189F906 | CALL | 39,000 | $1,552,980 | dollars as filed | call |
| STARBUCKS CORP | 855244909 | CALL | 15,000 | $1,462,350 | dollars as filed | call |
| ISHARES SILVER TR | 46428Q909 | CALL | 48,000 | $1,363,680 | dollars as filed | call |
| VINE HILL CAP INVT CORP. | G93Y09123 | UNIT 09/06/2026 | 134,524 | $1,345,240 | dollars as filed | |
| COINBASE GLOBAL INC | 19260Q957 | PUT | 7,000 | $1,247,190 | dollars as filed | put |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 16,108 | $1,192,234 | dollars as filed | |
| CAVA GROUP INC | 148929952 | PUT | 9,000 | $1,114,650 | dollars as filed | put |
| WALMART INC | 931142903 | CALL | 12,600 | $1,017,450 | dollars as filed | call |
| STRATEGY INC | 594972958 | COM NEW | 6,000 | $1,011,600 | dollars as filed | put |
| STARBUCKS CORP | 855244959 | PUT | 10,000 | $974,900 | dollars as filed | put |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 902,000 | $932,729 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 457,000 | $906,623 | dollars as filed | principal |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 17,500 | $884,187 | dollars as filed | |
| CLIMATEROCK | G2311X100 | CLASS A ORD | 75,390 | $874,901 | dollars as filed | |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 231,907 | $874,289 | dollars as filed | |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174108 | COM | 80,228 | $871,677 | dollars as filed | |
| CARVANA CO | 146869952 | CALL | 5,000 | $870,550 | dollars as filed | put |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 75,932 | $832,215 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 249,000 | $825,435 | dollars as filed | principal |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 9,900 | $808,335 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION ORD SHS | G1676M105 | Warrant | 71,787 | $783,196 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 67,179 | $781,628 | dollars as filed | |
| NOBLE CORP PLC | G65431150 | WTS | 53,943 | $775,700 | dollars as filed | |
| DOLLAR TREE INC | 256746908 | COM | 11,000 | $773,520 | dollars as filed | call |
| BLACK HAWK ACQUISITION CORP | G1148A101 | CMN | 74,120 | $758,989 | dollars as filed | |
| BARCLAYS BANK PLC | 06748M906 | IPATH S&P 500 SH | 15,000 | $744,000 | dollars as filed | call |
| Quetta Acquisition Corp Com | 74841A105 | Common Stock | 70,700 | $735,280 | dollars as filed | |
| ROTH CH ACQUISITION V CO | 77867R100 | COM | 64,252 | $720,586 | dollars as filed | |
| AA MISSION ACQUISITION CORP | G1000R101 | ORD SHS CL A | 67,196 | $673,304 | dollars as filed | |
| DUET ACQUISITION CORP | 26431Q106 | COM | 59,275 | $668,029 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 17,600 | $636,328 | dollars as filed | |
| CANTALOUPE INC | 138103906 | CALL | 84,700 | $626,780 | dollars as filed | call |
| SCORPIO TANKERS INC | Y7542C900 | CALL | 8,500 | $606,050 | dollars as filed | call |
| CANTALOUPE INC | 138103956 | PUT | 80,000 | $592,000 | dollars as filed | put |
| BROAD CAPITAL ACQUISITION CO | 11125B102 | COM | 50,138 | $571,573 | dollars as filed | |
| NOBLE CORP PLC | G65431957 | ORD SHS A | 15,700 | $567,398 | dollars as filed | put |
| HEWLETT PACKARD ENTERPRISE C | 42824C208 | CMN | 8,932 | $541,413 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K103 | COM | 43,458 | $503,026 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 46,000 | $494,960 | dollars as filed | |
| RBC BEARINGS INC | 75524B203 | CONV | 3,600 | $480,006 | dollars as filed | |
| VORNADO RLTY TR | 929042959 | SH BEN INT | 12,000 | $472,800 | dollars as filed | put |
| FILANA THERAPEUTICS INC | 14817C957 | COM | 16,000 | $470,880 | dollars as filed | put |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 434,000 | $456,240 | dollars as filed | principal |
| Oak Woods Acquisition Corp | 67190B104 | Equity | 40,000 | $444,400 | dollars as filed | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 2,000 | $421,720 | dollars as filed | call |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 16,010 | $418,662 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 202,698 | $413,504 | dollars as filed | |
| ESH ACQUISITION CORP | 296424104 | COM CL A | 38,700 | $410,607 | dollars as filed | |
| RF ACQUISITION CORP II | G75389109 | SHS | 38,000 | $386,392 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257W950 | COM CL A | 19,000 | $361,190 | dollars as filed | put |
| STRATEGY INC | 594972908 | CALL | 2,100 | $354,060 | dollars as filed | call |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 213,000 | $342,013 | dollars as filed | principal |
| CN HEALTHY FOOD TECH GROUP C | 462837105 | COM | 33,367 | $340,010 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 322,000 | $335,339 | dollars as filed | principal |
| CHENGHE ACQUISITION I CO | G5380L105 | Equity | 27,205 | $315,170 | dollars as filed | |
| PERCEPTIVE CAPITAL SOLUTIONS | G70077105 | CL A ORD SHS | 30,837 | $308,987 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013104 | COM | 27,185 | $307,055 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E142 | UNIT 04/21/2027 | 24,216 | $279,453 | dollars as filed | |
| BYNORDIC ACQUISITION CL A ORD | 124420100 | COM | 24,390 | $277,680 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 209,000 | $271,617 | dollars as filed | principal |
| CACTUS ACQUISITION CORP 1 LT | G1745A108 | CLASS A ORD | 23,336 | $268,131 | dollars as filed | |
| MODERNA INC | 60770K957 | PUT | 4,000 | $267,320 | dollars as filed | put |
| DT CLOUD ACQUISITION CORP | G28524117 | ORD SHS | 25,815 | $266,153 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D950 | CALL | 10,000 | $261,500 | dollars as filed | put |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 233,000 | $256,603 | dollars as filed | principal |
| INTEL CORP | 458140900 | CALL | 10,000 | $234,600 | dollars as filed | call |
| MODERNA INC | 60770K107 | COM | 3,500 | $233,905 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 649445900 | COM NEW | 20,000 | $224,600 | dollars as filed | call |
| RIVIAN AUTOMOTIVE INC | 76954A953 | COM CL A | 20,000 | $224,400 | dollars as filed | put |
| LEGACY ED INC | 52474R207 | CMN | 47,500 | $218,505 | dollars as filed | |
| INCEPTION GROWTH ACQUSTN LTD | 45333D104 | COM | 18,616 | $210,733 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N107 | COM | 16,256 | $187,188 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 52,000 | $165,360 | dollars as filed | |
| AIMEI HEALTH TECHNOLOGY CO L | G01341109 | SHS | 15,009 | $157,294 | dollars as filed | |
| NEOVOLTA INC | 640655114 | *W EXP 04/01/202 | 224,818 | $151,718 | dollars as filed | |
| EUREKA ACQUISITION CORP | G32168109 | CMN | 15,000 | $150,900 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 120,000 | $149,201 | dollars as filed | principal |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 170,974 | $147,021 | dollars as filed | |
| BRC GROUP HOLDINGS INC | 05580M958 | COM | 22,000 | $115,500 | dollars as filed | put |
| RIVIAN AUTOMOTIVE INC | 76954A903 | COM CL A | 10,000 | $112,200 | dollars as filed | call |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 177,145 | $111,601 | dollars as filed | |
| BOWEN ACQUISITION CORP | G12729110 | SHS | 10,000 | $107,650 | dollars as filed | |
| FLAG SHIP ACQUISITION CORP | G3530C109 | CMN | 10,000 | $100,250 | dollars as filed | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 179,597 | $96,084 | dollars as filed | |
| SYRA HEALTH CORP | 87168W203 | COM | 208,246 | $88,296 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 259,020 | $86,124 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 180,037 | $81,017 | dollars as filed | |
| GRANITE CONSTR INC | 387328AD9 | NOTE 3.750% 5/1 | 44,000 | $79,062 | dollars as filed | principal |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 13,500 | $70,875 | dollars as filed | |
| Scorpius Holdings Inc | 42237K508 | COM | 95,000 | $68,590 | dollars as filed | |
| FARADAY FUTURE INTLGT ELEC I | 307359905 | COM NEW CL A | 23,500 | $67,445 | dollars as filed | call |
| SRX GLOBAL INC | 08771Y402 | COM NEW | 30,110 | $62,629 | dollars as filed | |
| LQR HSE INC | 50215C208 | COM NEW | 78,496 | $43,079 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 609,917 | $41,169 | dollars as filed | |
| Siyata Mobile Inc (US) OLD | 83013Q806 | COM NEW | 39,728 | $36,550 | dollars as filed | |
| KINDLY MD INC | 49457M114 | *W EXP 05/31/202 | 172,783 | $36,284 | dollars as filed | |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 10,000 | $35,400 | dollars as filed | |
| NOVA MINERALS LTD | 66982D112 | *W EXP 07/24/202 | 26,484 | $33,370 | dollars as filed | |
| REZOLVE AI PLC | G75398118 | *W EXP 08/15/202 | 179,603 | $32,329 | dollars as filed | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 373,127 | $29,440 | dollars as filed | |
| AZITRA INC | 05479L203 | COM NEW | 48,804 | $26,501 | dollars as filed | |
| CATHETER PRECISION INC | 74933X609 | COM NEW | 67,000 | $26,472 | dollars as filed | |
| MARIS TECH LTD | M68057112 | *W EXP 02/04/202 | 184,500 | $24,908 | dollars as filed | |
| NATURES MIRACLE HLDG INC | 63903P100 | COM | 160,000 | $22,240 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 22,000 | $21,497 | dollars as filed | principal |
| LONGEVITY HEALTH HLDGS INC | 142922103 | COM | 45,000 | $18,068 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 18,000 | $17,811 | dollars as filed | |
| RICHTECH ROBOTICS INC | 765504105 | CL B | 19,937 | $16,727 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 20,000 | $16,580 | dollars as filed | |
| ESPERION THERAPEUTICS INC NE | 29664W905 | COM | 10,000 | $16,500 | dollars as filed | call |
| TENON MEDICAL INC | 88066N113 | *W EXP 06/16/202 | 525,079 | $16,015 | dollars as filed | |
| MOBILICOM LTD | 60742B110 | *W EXP 08/31/202 | 85,996 | $14,662 | dollars as filed | |
| FGI INDUSTRIES LTD | G3302D111 | *W EXP 99/99/999 | 121,152 | $14,538 | dollars as filed | |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 265,076 | $13,466 | dollars as filed | |
| EON RESOURCES INC | 40472A102 | COM CL A | 16,419 | $13,464 | dollars as filed | |
| NEXALIN TECHNOLOGY INC | 65345B110 | *W EXP 99/99/999 | 151,272 | $12,102 | dollars as filed | |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 145,068 | $11,605 | dollars as filed | |
| ONFOLIO HOLDINGS INC | 68277K124 | *W EXP 01/02/202 | 67,906 | $11,544 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 12,000 | $11,040 | dollars as filed | |
| FLYEXCLUSIVE INC | 343928115 | *W EXP 99/99/999 | 29,900 | $9,957 | dollars as filed | |
| PASITHEA THERAPEUTICS CORP | 70261F111 | *W EXP 08/12/202 | 263,001 | $9,179 | dollars as filed | |
| NEXTPLAT CORP | 68557F118 | *W EXP 06/02/202 | 40,776 | $8,971 | dollars as filed | |
| AESTHER HC -CW23 EQUITY | 67644C112 | COM | 168,596 | $8,261 | dollars as filed | |
| BT BRANDS INC | 0557MQ115 | *W EXP 11/12/202 | 117,882 | $8,087 | dollars as filed | |
| NOVABAY PHARMACEUTICALS INC | 66987P409 | COM NEW | 10,000 | $6,891 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506133 | *W EXP 09/01/202 | 345,141 | $5,764 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 30,000 | $5,658 | dollars as filed | |
| STRAN & COMPANY INC | 86260J110 | *W EXP 99/99/999 | 180,824 | $5,524 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 112,000 | $5,264 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUISITION | g1893d110 | WT | 172,022 | $5,014 | dollars as filed | |
| INCEPTION GR -23 EQUITY | 45333D112 | COM | 79,550 | $3,958 | dollars as filed | |
| MURANO GLOBAL INVT PLC | G63369113 | *W EXP 03/19/202 | 28,200 | $3,948 | dollars as filed | |
| ORAGENICS INC | 684023500 | COM | 10,001 | $3,864 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 10,000 | $3,863 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 438,787 | $3,554 | dollars as filed | |
| NEUROSENSE THERAPEUTICS LTD | M74240116 | *W EXP 11/10/202 | 20,201 | $3,432 | dollars as filed | |
| APOLLOMICS INC | G0411D107 | COM | 23,513 | $3,344 | dollars as filed | |
| Aeries Technology Inc W Exp 11/06/202 | G0136H110 | SPAC Combination | 95,027 | $3,041 | dollars as filed | |
| APPTECH PMTS CORP | 03834B127 | *W EXP 01/04/202 | 13,804 | $3,002 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 77,770 | $2,916 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 10,000 | $2,466 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 171,171 | $2,431 | dollars as filed | |
| PROTAGENIC THERAPEUTICS INC | 74365N111 | *W EXP 04/26/202 | 177,196 | $2,109 | dollars as filed | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 116,509 | $1,876 | dollars as filed | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319111 | *W EXP 11/30/202 | 35,906 | $1,598 | dollars as filed | |
| 60 DEGREES PHARMACEUTICALS I | 83006G112 | *W EXP 07/12/202 | 29,515 | $1,511 | dollars as filed | |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 17,000 | $1,361 | dollars as filed | |
| MICROCLOUD HOLOGRAM INC | G55032125 | *W EXP 01/31/202 | 32,545 | $1,351 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 79,872 | $1,278 | dollars as filed | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 70,150 | $1,224 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 40,409 | $1,055 | dollars as filed | |
| Xbp Global Holdings Inc W Exp 11/30/202 | 98400V119 | SPAC Combination | 40,000 | $996 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 34,537 | $966 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K117 | *W EXP 03/07/202 | 99,100 | $892 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 43,200 | $864 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 12,600 | $840 | dollars as filed | |
| AINOS INC | 00902F113 | *W EXP 07/29/202 | 18,800 | $799 | dollars as filed | |
| Brand Engagement Network Inc W Exp 03/14/202 | 104932116 | SPAC Combination | 10,000 | $700 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131128 | *W EXP 09/15/202 | 78,977 | $687 | dollars as filed | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 16,452 | $230 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597506-24-000007 | this filing | 2024-11-06 | acceptance time not in the bulk data set |