FIRST TR HIGH INCOME L/S FD FIRST TR HIGH INCOME L/S FD More: the full row for FIRST TR HIGH INCOME L/S FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,150 shares; 2014Q4: 13,650 shares 13,650 $218K 0.02% The filing omitted confidential holdings, a later amendment may add them. FNY FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 7,425 shares 7,425 $218K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline PFO FLAHERTY & CRUMRINE PFD INCO More: the full row for FLAHERTY & CRUMRINE PFD INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,098 shares; 2014Q4: 18,773 shares 18,773 $217K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 172,183 shares; 2014Q4: 7,701 shares 7,701 $217K 0.02% The filing omitted confidential holdings, a later amendment may add them. IWN ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,273 shares; 2014Q4: 2,123 shares 2,123 $216K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline AGIO AGIOS PHARMACEUTICALS INC More: the full row for AGIOS PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 1,920 shares 1,920 $215K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline NUVEEN DIV ADVANTAGE MUN FD NUVEEN DIV ADVANTAGE MUN FD More: the full row for NUVEEN DIV ADVANTAGE MUN FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,211 shares; 2014Q4: 15,211 shares 15,211 $215K 0.02% The filing omitted confidential holdings, a later amendment may add them. FNK FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 6,904 shares 6,904 $214K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline DTRE FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 18,247 shares; 2014Q4: 4,877 shares 4,877 $213K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline UNH UNITEDHEALTH GROUP INC More: the full row for UNITEDHEALTH GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,610 shares; 2014Q4: 2,095 shares 2,095 $212K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline MSI MOTOROLA SOLUTIONS INC More: the full row for MOTOROLA SOLUTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,158 shares 3,158 $212K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline PROTECTIVE LIFE CORP PROTECTIVE LIFE CORP More: the full row for PROTECTIVE LIFE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,047 shares 3,047 $212K 0.02% The filing omitted confidential holdings, a later amendment may add them. ECL ECOLAB INC More: the full row for ECOLAB INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 1,810 shares; 2014Q4: 2,010 shares 2,010 $210K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline BCE BCE INC More: the full row for BCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,567 shares 4,567 $209K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline MDYG SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 1,763 shares 1,763 $209K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline VDE VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 1,866 shares 1,866 $208K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline SIX FLAGS ENTERTAINMENT CORP SIX FLAGS ENTERTAINMENT CORP More: the full row for SIX FLAGS ENTERTAINMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,827 shares 4,827 $208K 0.02% The filing omitted confidential holdings, a later amendment may add them. DRI DARDEN RESTAURANTS INC More: the full row for DARDEN RESTAURANTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,535 shares 3,535 $207K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline ETV EATON VANCE TAX-MANAGED BUY- More: the full row for EATON VANCE TAX-MANAGED BUY- Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,663 shares; 2014Q4: 14,663 shares 14,663 $206K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline NKSH NATIONAL BANKSHARES INC VA More: the full row for NATIONAL BANKSHARES INC VA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 6,766 shares 6,766 $206K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline AFG AMERICAN FINANCIAL GROUP INC More: the full row for AMERICAN FINANCIAL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,370 shares 3,370 $205K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline PIONEER MUNICIPAL HIGH INCO… PIONEER MUNICIPAL HIGH INCOME More: the full row for PIONEER MUNICIPAL HIGH INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,903 shares; 2014Q4: 13,715 shares 13,715 $205K 0.02% The filing omitted confidential holdings, a later amendment may add them. SCHM SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,276 shares; 2014Q4: 4,976 shares 4,976 $202K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline GGN GAMCO GLOBAL GOLD NAT RES & More: the full row for GAMCO GLOBAL GOLD NAT RES & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,484 shares; 2014Q4: 29,620 shares 29,620 $202K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline PBI PITNEY BOWES INC More: the full row for PITNEY BOWES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 23,073 shares; 2014Q4: 8,234 shares 8,234 $201K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline ENBRIDGE ENERGY PARTNERS L P ENBRIDGE ENERGY PARTNERS L P More: the full row for ENBRIDGE ENERGY PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,552 shares; 2014Q4: 5,032 shares 5,032 $201K 0.02% The filing omitted confidential holdings, a later amendment may add them. LAZARD LTD-CLASS A LAZARD LTD-CLASS A More: the full row for LAZARD LTD-CLASS A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,000 shares; 2014Q4: 4,000 shares 4,000 $200K 0.02% The filing omitted confidential holdings, a later amendment may add them. AFFYMETRIX INC AFFYMETRIX INC More: the full row for AFFYMETRIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 27,500 shares; 2014Q4: 20,000 shares 20,000 $197K 0.02% The filing omitted confidential holdings, a later amendment may add them. RCS CAP CORP RCS CAP CORP More: the full row for RCS CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 15,621 shares 15,621 $191K 0.02% The filing omitted confidential holdings, a later amendment may add them. TURTLE BEACH CORP COM TURTLE BEACH CORP COM More: the full row for TURTLE BEACH CORP COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 33,000 shares; 2014Q4: 58,000 shares 58,000 $185K 0.02% The filing omitted confidential holdings, a later amendment may add them. XCHYX CALAMOS CONV & HIGH INCOME F More: the full row for CALAMOS CONV & HIGH INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,245 shares; 2014Q4: 13,095 shares 13,095 $181K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline CHIMERA INVESTMENT CORP CHIMERA INVESTMENT CORP More: the full row for CHIMERA INVESTMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,966 shares; 2014Q4: 52,966 shares 52,966 $168K 0.02% The filing omitted confidential holdings, a later amendment may add them. TWO HARBORS INVESTMENT CORP TWO HARBORS INVESTMENT CORP More: the full row for TWO HARBORS INVESTMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 54,991 shares; 2014Q4: 16,580 shares 16,580 $166K 0.02% The filing omitted confidential holdings, a later amendment may add them. Gevo Inc Gevo Inc More: the full row for Gevo Inc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 583,800 shares; 2014Q4: 514,900 shares 514,900 $165K 0.02% The filing omitted confidential holdings, a later amendment may add them. BSX BOSTON SCIENTIFIC CORP More: the full row for BOSTON SCIENTIFIC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,695 shares; 2014Q4: 12,395 shares 12,395 $164K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline TELFY TELEFONICA SA-SPON ADR More: the full row for TELEFONICA SA-SPON ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,637 shares; 2014Q4: 11,437 shares 11,437 $163K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline PARSLEY ENERGY INC PARSLEY ENERGY INC More: the full row for PARSLEY ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares 10,000 $160K 0.02% The filing omitted confidential holdings, a later amendment may add them. Lineage, Inc. Lineage, Inc. More: the full row for Lineage, Inc. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,036 shares; 2014Q4: 14,819 shares 14,819 $150K 0.02% The filing omitted confidential holdings, a later amendment may add them. BG MEDICINE INC BG MEDICINE INC More: the full row for BG MEDICINE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 350,384 shares; 2014Q4: 320,350 shares 320,350 $148K 0.02% The filing omitted confidential holdings, a later amendment may add them. ETW EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,656 shares; 2014Q4: 13,217 shares 13,217 $146K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline PML PIMCO MUN INCOME FD II More: the full row for PIMCO MUN INCOME FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,762 shares; 2014Q4: 12,262 shares 12,262 $146K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline XEXGX EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,654 shares; 2014Q4: 15,254 shares 15,254 $145K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline BHK BLACKROCK CORE BD TR More: the full row for BLACKROCK CORE BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,411 shares 10,411 $137K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline PNNT PENNANTPARK INVTS CORP More: the full row for PENNANTPARK INVTS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 57,759 shares; 2014Q4: 14,016 shares 14,016 $134K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline CGO CALAMOS GLOBAL TOTAL RETURN More: the full row for CALAMOS GLOBAL TOTAL RETURN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,185 shares; 2014Q4: 10,025 shares 10,025 $133K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline CINCINNATI BELL INC NEW CINCINNATI BELL INC NEW More: the full row for CINCINNATI BELL INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,276 shares; 2014Q4: 40,276 shares 40,276 $128K 0.01% The filing omitted confidential holdings, a later amendment may add them. ADVISORSHARES ADVISORSHARES More: the full row for ADVISORSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,443 shares; 2014Q4: 10,393 shares 10,393 $119K 0.01% The filing omitted confidential holdings, a later amendment may add them. DREYFUS MUN INCOME INC DREYFUS MUN INCOME INC More: the full row for DREYFUS MUN INCOME INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,108 shares; 2014Q4: 12,108 shares 12,108 $116K 0.01% The filing omitted confidential holdings, a later amendment may add them. PBR PETROLEO BRASILEIRO S A More: the full row for PETROLEO BRASILEIRO S A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,737 shares; 2014Q4: 15,137 shares 15,137 $110K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline TURKISH INVESTMENT FUND TURKISH INVESTMENT FUND More: the full row for TURKISH INVESTMENT FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares 10,000 $110K 0.01% The filing omitted confidential holdings, a later amendment may add them. GPRK GEOPARK LTD More: the full row for GEOPARK LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 19,675 shares 19,675 $101K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline TEMPLETON GLOBAL INCOME FD TEMPLETON GLOBAL INCOME FD More: the full row for TEMPLETON GLOBAL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,027 shares; 2014Q4: 13,727 shares 13,727 $99K 0.01% The filing omitted confidential holdings, a later amendment may add them. MSD MORGAN STANLEY EMKT DBT FD I More: the full row for MORGAN STANLEY EMKT DBT FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,408 shares; 2014Q4: 10,408 shares 10,408 $95K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline LUMENIS LTD LUMENIS LTD More: the full row for LUMENIS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,200 shares 10,200 $95K 0.01% The filing omitted confidential holdings, a later amendment may add them. PDLI PDL BIOPHARMA INC More: the full row for PDL BIOPHARMA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,739 shares; 2014Q4: 11,990 shares 11,990 $92K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline WINDSTREAM HLDGS INC WINDSTREAM HLDGS INC More: the full row for WINDSTREAM HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,509 shares; 2014Q4: 11,022 shares 11,022 $91K 0.01% The filing omitted confidential holdings, a later amendment may add them. SANDRIDGE ENERGY INC SANDRIDGE ENERGY INC More: the full row for SANDRIDGE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 130,161 shares; 2014Q4: 47,930 shares 47,930 $87K 0.01% The filing omitted confidential holdings, a later amendment may add them. XCMUX MFS HIGH YIELD MUN TR More: the full row for MFS HIGH YIELD MUN TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,756 shares; 2014Q4: 19,452 shares 19,452 $85K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline USA LIBERTY ALL STAR EQUITY FD More: the full row for LIBERTY ALL STAR EQUITY FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,339 shares; 2014Q4: 12,339 shares 12,339 $74K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline ONCOLYTICS BIOTECH INC ONCOLYTICS BIOTECH INC More: the full row for ONCOLYTICS BIOTECH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 131,630 shares; 2014Q4: 131,630 shares 131,630 $70K 0.01% The filing omitted confidential holdings, a later amendment may add them. CIK UBS ASSET MGMT INCOME FD INC More: the full row for UBS ASSET MGMT INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,904 shares; 2014Q4: 15,948 shares 15,948 $52K 0.01% The filing omitted confidential holdings, a later amendment may add them. Timeline SANDRIDGE MISSISSIPPIAN TR I SANDRIDGE MISSISSIPPIAN TR I More: the full row for SANDRIDGE MISSISSIPPIAN TR I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,150 shares; 2014Q4: 11,150 shares 11,150 $44K <0.01% The filing omitted confidential holdings, a later amendment may add them. MILLENNIAL MEDIA INC MILLENNIAL MEDIA INC More: the full row for MILLENNIAL MEDIA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,476 shares; 2014Q4: 24,915 shares 24,915 $40K <0.01% The filing omitted confidential holdings, a later amendment may add them. MCDERMOTT INTL INC MCDERMOTT INTL INC More: the full row for MCDERMOTT INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 13,912 shares 13,912 $40K <0.01% The filing omitted confidential holdings, a later amendment may add them. SIRIUS XM HOLDINGS INC SIRIUS XM HOLDINGS INC More: the full row for SIRIUS XM HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,902 shares 10,902 $38K <0.01% The filing omitted confidential holdings, a later amendment may add them. NORTH ATLANTIC DRILLING LTD NORTH ATLANTIC DRILLING LTD More: the full row for NORTH ATLANTIC DRILLING LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 21,065 shares 21,065 $34K <0.01% The filing omitted confidential holdings, a later amendment may add them. HUDSON GLOBAL INC HUDSON GLOBAL INC More: the full row for HUDSON GLOBAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares 10,000 $31K <0.01% The filing omitted confidential holdings, a later amendment may add them. VENAXIS INC VENAXIS INC More: the full row for VENAXIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,135 shares; 2014Q4: 16,018 shares 16,018 $28K <0.01% The filing omitted confidential holdings, a later amendment may add them. Galena Biopharma Inc Galena Biopharma Inc More: the full row for Galena Biopharma Inc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,297 shares; 2014Q4: 12,297 shares 12,297 $19K <0.01% The filing omitted confidential holdings, a later amendment may add them. RADIOSHACK CORP RADIOSHACK CORP More: the full row for RADIOSHACK CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 15,100 shares; 2014Q4: 15,100 shares 15,100 $6K <0.01% The filing omitted confidential holdings, a later amendment may add them. ATLATSA RES CORP ATLATSA RES CORP More: the full row for ATLATSA RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,000 shares 10,000 $2K <0.01% The filing omitted confidential holdings, a later amendment may add them.