IVV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 112,858 shares; 2014Q4: 114,827 shares; 2015Q1: 117,864 shares; 2015Q2: 127,952 shares; 2015Q3: 135,672 shares; 2015Q4: 147,658 shares; 2016Q1: 187,295 shares 187,295 $38.7M 4.07% The filing omitted confidential holdings, a later amendment may add them. Timeline VTI VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 275,474 shares; 2014Q4: 322,243 shares; 2015Q1: 279,896 shares; 2015Q2: 248,539 shares; 2015Q3: 239,087 shares; 2015Q4: 236,868 shares; 2016Q1: 235,391 shares 235,391 $24.7M 2.59% The filing omitted confidential holdings, a later amendment may add them. Timeline IGIB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 51,812 shares; 2014Q4: 74,815 shares; 2015Q1: 80,847 shares; 2015Q2: 118,637 shares; 2015Q3: 138,008 shares; 2015Q4: 154,690 shares; 2016Q1: 173,821 shares 173,821 $19.1M 2% The filing omitted confidential holdings, a later amendment may add them. Timeline FS KKR CAPITAL CORP FS KKR CAPITAL CORP More: the full row for FS KKR CAPITAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,536,573 shares; 2014Q4: 2,724,347 shares; 2015Q1: 2,550,533 shares; 2015Q2: 2,278,314 shares; 2015Q3: 2,408,130 shares; 2015Q4: 2,489,057 shares; 2016Q1: 2,066,512 shares 2,066,512 $18.9M 1.99% The filing omitted confidential holdings, a later amendment may add them. IWR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 81,211 shares; 2014Q4: 90,992 shares; 2015Q1: 101,413 shares; 2015Q2: 99,976 shares; 2015Q3: 98,616 shares; 2015Q4: 102,802 shares; 2016Q1: 111,793 shares 111,793 $18.2M 1.91% The filing omitted confidential holdings, a later amendment may add them. Timeline SPY STATE STR SPDR S&P 500 ETF T More: the full row for STATE STR SPDR S&P 500 ETF T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 107,020 shares; 2014Q4: 103,567 shares; 2015Q1: 117,170 shares; 2015Q2: 97,954 shares; 2015Q3: 97,201 shares; 2015Q4: 92,291 shares; 2016Q1: 74,842 shares 74,842 $15.4M 1.62% The filing omitted confidential holdings, a later amendment may add them. Timeline BRK-B BERKSHIRE HATHAWAY INC DEL More: the full row for BERKSHIRE HATHAWAY INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 55,157 shares; 2014Q4: 54,522 shares; 2015Q1: 54,949 shares; 2015Q2: 54,587 shares; 2015Q3: 66,675 shares; 2015Q4: 96,136 shares; 2016Q1: 107,621 shares 107,621 $15.3M 1.61% The filing omitted confidential holdings, a later amendment may add them. Timeline GENERAL ELEC CO GENERAL ELEC CO More: the full row for GENERAL ELEC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 390,758 shares; 2014Q4: 387,880 shares; 2015Q1: 381,480 shares; 2015Q2: 413,782 shares; 2015Q3: 426,572 shares; 2015Q4: 432,948 shares; 2016Q1: 438,586 shares 438,586 $13.9M 1.47% The filing omitted confidential holdings, a later amendment may add them. T AT&T INC More: the full row for AT&T INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 270,578 shares; 2014Q4: 290,620 shares; 2015Q1: 288,035 shares; 2015Q2: 322,654 shares; 2015Q3: 349,691 shares; 2015Q4: 326,578 shares; 2016Q1: 324,072 shares 324,072 $12.7M 1.33% The filing omitted confidential holdings, a later amendment may add them. Timeline DLX DELUXE CORP MEDIUM TERM NTS More: the full row for DELUXE CORP MEDIUM TERM NTS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 195,448 shares; 2014Q4: 195,448 shares; 2015Q1: 195,448 shares; 2015Q2: 195,448 shares; 2015Q3: 195,448 shares; 2015Q4: 195,448 shares; 2016Q1: 195,448 shares 195,448 $12.2M 1.28% The filing omitted confidential holdings, a later amendment may add them. Timeline EFA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 154,244 shares; 2014Q4: 151,089 shares; 2015Q1: 167,597 shares; 2015Q2: 183,864 shares; 2015Q3: 185,678 shares; 2015Q4: 198,548 shares; 2016Q1: 183,422 shares 183,422 $10.5M 1.1% The filing omitted confidential holdings, a later amendment may add them. Timeline AAPL APPLE INC More: the full row for APPLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 63,293 shares; 2014Q4: 58,580 shares; 2015Q1: 61,245 shares; 2015Q2: 61,247 shares; 2015Q3: 65,487 shares; 2015Q4: 77,715 shares; 2016Q1: 83,041 shares 83,041 $9.05M 0.95% The filing omitted confidential holdings, a later amendment may add them. Timeline PG PROCTER & GAMBLE CO More: the full row for PROCTER & GAMBLE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 81,395 shares; 2014Q4: 78,545 shares; 2015Q1: 79,554 shares; 2015Q2: 83,866 shares; 2015Q3: 95,017 shares; 2015Q4: 105,808 shares; 2016Q1: 105,232 shares 105,232 $8.66M 0.91% The filing omitted confidential holdings, a later amendment may add them. Timeline VB VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 71,389 shares; 2014Q4: 78,169 shares; 2015Q1: 78,485 shares; 2015Q2: 75,069 shares; 2015Q3: 71,439 shares; 2015Q4: 74,713 shares; 2016Q1: 77,008 shares 77,008 $8.59M 0.9% The filing omitted confidential holdings, a later amendment may add them. Timeline TIP ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 47,708 shares; 2014Q4: 50,619 shares; 2015Q1: 60,369 shares; 2015Q2: 65,753 shares; 2015Q3: 68,820 shares; 2015Q4: 72,258 shares; 2016Q1: 74,607 shares 74,607 $8.55M 0.9% The filing omitted confidential holdings, a later amendment may add them. Timeline XOM EXXON MOBIL CORP More: the full row for EXXON MOBIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 85,250 shares; 2014Q4: 87,164 shares; 2015Q1: 88,113 shares; 2015Q2: 90,476 shares; 2015Q3: 94,854 shares; 2015Q4: 109,329 shares; 2016Q1: 102,269 shares 102,269 $8.55M 0.9% The filing omitted confidential holdings, a later amendment may add them. Timeline SCHF SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 35,870 shares; 2014Q4: 45,902 shares; 2015Q1: 95,932 shares; 2015Q2: 203,224 shares; 2015Q3: 236,162 shares; 2015Q4: 281,986 shares; 2016Q1: 303,071 shares 303,071 $8.22M 0.86% The filing omitted confidential holdings, a later amendment may add them. Timeline IWM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 70,250 shares; 2014Q4: 65,291 shares; 2015Q1: 76,441 shares; 2015Q2: 75,687 shares; 2015Q3: 78,283 shares; 2015Q4: 68,198 shares; 2016Q1: 73,122 shares 73,122 $8.09M 0.85% The filing omitted confidential holdings, a later amendment may add them. Timeline IVW ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 54,434 shares; 2014Q4: 72,890 shares; 2015Q1: 50,784 shares; 2015Q2: 52,096 shares; 2015Q3: 53,963 shares; 2015Q4: 64,368 shares; 2016Q1: 69,055 shares 69,055 $8M 0.84% The filing omitted confidential holdings, a later amendment may add them. Timeline BND VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 78,797 shares; 2014Q4: 78,174 shares; 2015Q1: 78,652 shares; 2015Q2: 80,238 shares; 2015Q3: 81,006 shares; 2015Q4: 87,698 shares; 2016Q1: 91,595 shares 91,595 $7.58M 0.8% The filing omitted confidential holdings, a later amendment may add them. Timeline PowerShares QQQ Trust Unit … PowerShares QQQ Trust Unit Ser More: the full row for PowerShares QQQ Trust Unit Ser Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 72,022 shares; 2014Q4: 105,202 shares; 2015Q1: 72,207 shares; 2015Q2: 70,958 shares; 2015Q3: 55,037 shares; 2015Q4: 122,746 shares; 2016Q1: 68,200 shares 68,200 $7.45M 0.78% The filing omitted confidential holdings, a later amendment may add them. VZ VERIZON COMMUNICATIONS INC More: the full row for VERIZON COMMUNICATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 115,038 shares; 2014Q4: 123,076 shares; 2015Q1: 120,627 shares; 2015Q2: 122,808 shares; 2015Q3: 148,352 shares; 2015Q4: 139,044 shares; 2016Q1: 137,297 shares 137,297 $7.42M 0.78% The filing omitted confidential holdings, a later amendment may add them. Timeline GOOG ALPHABET INC More: the full row for ALPHABET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,222 shares; 2016Q1: 9,820 shares 9,820 $7.32M 0.77% The filing omitted confidential holdings, a later amendment may add them. Timeline KO COCA COLA CO More: the full row for COCA COLA CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 92,463 shares; 2014Q4: 90,090 shares; 2015Q1: 88,584 shares; 2015Q2: 120,619 shares; 2015Q3: 149,211 shares; 2015Q4: 150,960 shares; 2016Q1: 157,404 shares 157,404 $7.3M 0.77% The filing omitted confidential holdings, a later amendment may add them. Timeline VOT VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 55,429 shares; 2014Q4: 59,163 shares; 2015Q1: 64,185 shares; 2015Q2: 64,480 shares; 2015Q3: 63,369 shares; 2015Q4: 65,625 shares; 2016Q1: 69,741 shares 69,741 $6.99M 0.74% The filing omitted confidential holdings, a later amendment may add them. Timeline MSFT MICROSOFT CORP More: the full row for MICROSOFT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 85,572 shares; 2014Q4: 81,510 shares; 2015Q1: 91,809 shares; 2015Q2: 104,655 shares; 2015Q3: 115,374 shares; 2015Q4: 118,375 shares; 2016Q1: 122,710 shares 122,710 $6.78M 0.71% The filing omitted confidential holdings, a later amendment may add them. Timeline WFC WELLS FARGO & CO More: the full row for WELLS FARGO & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 100,307 shares; 2014Q4: 94,490 shares; 2015Q1: 102,306 shares; 2015Q2: 115,761 shares; 2015Q3: 137,654 shares; 2015Q4: 141,776 shares; 2016Q1: 129,795 shares 129,795 $6.28M 0.66% The filing omitted confidential holdings, a later amendment may add them. Timeline FTSE RAFI 1000 US Lg Cap FTSE RAFI 1000 US Lg Cap More: the full row for FTSE RAFI 1000 US Lg Cap Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 22,985 shares; 2014Q4: 46,409 shares; 2015Q1: 55,249 shares; 2015Q2: 61,070 shares; 2015Q3: 67,942 shares; 2015Q4: 70,082 shares; 2016Q1: 70,147 shares 70,147 $6.18M 0.65% The filing omitted confidential holdings, a later amendment may add them. SCHV SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 26,206 shares; 2015Q2: 89,328 shares; 2015Q3: 109,310 shares; 2015Q4: 127,309 shares; 2016Q1: 140,938 shares 140,938 $6.09M 0.64% The filing omitted confidential holdings, a later amendment may add them. Timeline IJR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 56,595 shares; 2014Q4: 103,927 shares; 2015Q1: 86,967 shares; 2015Q2: 57,895 shares; 2015Q3: 53,153 shares; 2015Q4: 53,597 shares; 2016Q1: 54,010 shares 54,010 $6.08M 0.64% The filing omitted confidential holdings, a later amendment may add them. Timeline VEA VANGUARD TAX-MANAGED FDS More: the full row for VANGUARD TAX-MANAGED FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 82,908 shares; 2014Q4: 84,935 shares; 2015Q1: 96,871 shares; 2015Q2: 111,996 shares; 2015Q3: 125,662 shares; 2015Q4: 146,343 shares; 2016Q1: 167,049 shares 167,049 $5.99M 0.63% The filing omitted confidential holdings, a later amendment may add them. Timeline SCHA SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 23,364 shares; 2014Q4: 27,475 shares; 2015Q1: 38,209 shares; 2015Q2: 100,652 shares; 2015Q3: 91,699 shares; 2015Q4: 106,380 shares; 2016Q1: 113,116 shares 113,116 $5.89M 0.62% The filing omitted confidential holdings, a later amendment may add them. Timeline CVX CHEVRON CORPORATION More: the full row for CHEVRON CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 38,042 shares; 2014Q4: 34,052 shares; 2015Q1: 32,600 shares; 2015Q2: 35,619 shares; 2015Q3: 44,991 shares; 2015Q4: 56,780 shares; 2016Q1: 61,569 shares 61,569 $5.87M 0.62% The filing omitted confidential holdings, a later amendment may add them. Timeline VWO VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 158,515 shares; 2014Q4: 177,965 shares; 2015Q1: 196,158 shares; 2015Q2: 197,821 shares; 2015Q3: 204,562 shares; 2015Q4: 183,245 shares; 2016Q1: 167,639 shares 167,639 $5.8M 0.61% The filing omitted confidential holdings, a later amendment may add them. Timeline AOM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 25,522 shares; 2014Q4: 61,078 shares; 2015Q1: 108,183 shares; 2015Q2: 132,577 shares; 2015Q3: 152,634 shares; 2015Q4: 158,949 shares; 2016Q1: 165,215 shares 165,215 $5.75M 0.6% The filing omitted confidential holdings, a later amendment may add them. Timeline FPE FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 259,751 shares; 2016Q1: 302,854 shares 302,854 $5.65M 0.59% The filing omitted confidential holdings, a later amendment may add them. Timeline VGK VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 97,991 shares; 2014Q4: 100,038 shares; 2015Q1: 122,217 shares; 2015Q2: 139,791 shares; 2015Q3: 141,854 shares; 2015Q4: 129,442 shares; 2016Q1: 116,088 shares 116,088 $5.63M 0.59% The filing omitted confidential holdings, a later amendment may add them. Timeline VNQ VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 45,219 shares; 2014Q4: 35,829 shares; 2015Q1: 39,941 shares; 2015Q2: 47,708 shares; 2015Q3: 52,407 shares; 2015Q4: 60,283 shares; 2016Q1: 67,012 shares 67,012 $5.62M 0.59% The filing omitted confidential holdings, a later amendment may add them. Timeline SCHG SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 19,973 shares; 2015Q2: 67,543 shares; 2015Q3: 83,004 shares; 2015Q4: 111,306 shares; 2016Q1: 106,867 shares 106,867 $5.6M 0.59% The filing omitted confidential holdings, a later amendment may add them. Timeline IGSB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 46,341 shares; 2014Q4: 47,217 shares; 2015Q1: 52,222 shares; 2015Q2: 51,231 shares; 2015Q3: 47,508 shares; 2015Q4: 48,632 shares; 2016Q1: 50,736 shares 50,736 $5.35M 0.56% The filing omitted confidential holdings, a later amendment may add them. Timeline SCHM SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,276 shares; 2014Q4: 4,976 shares; 2015Q1: 21,928 shares; 2015Q2: 98,212 shares; 2015Q3: 115,910 shares; 2015Q4: 109,804 shares; 2016Q1: 128,511 shares 128,511 $5.22M 0.55% The filing omitted confidential holdings, a later amendment may add them. Timeline IEF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 24,024 shares; 2014Q4: 35,362 shares; 2015Q1: 23,066 shares; 2015Q2: 21,227 shares; 2015Q3: 69,278 shares; 2015Q4: 43,144 shares; 2016Q1: 45,950 shares 45,950 $5.07M 0.53% The filing omitted confidential holdings, a later amendment may add them. Timeline USMV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,670 shares; 2014Q4: 9,858 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,037 shares; 2016Q1: 114,608 shares 114,608 $5.04M 0.53% The filing omitted confidential holdings, a later amendment may add them. Timeline POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 346,489 shares; 2014Q4: 204,396 shares; 2015Q1: 199,904 shares; 2015Q2: 238,454 shares; 2015Q3: 258,299 shares; 2015Q4: 240,880 shares; 2016Q1: 221,014 shares 221,014 $5.02M 0.53% The filing omitted confidential holdings, a later amendment may add them. FDL FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 23,229 shares; 2014Q4: 101,461 shares; 2015Q1: 88,787 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 190,373 shares 190,373 $4.88M 0.51% The filing omitted confidential holdings, a later amendment may add them. Timeline META META PLATFORMS INC More: the full row for META PLATFORMS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,809 shares; 2014Q4: 14,325 shares; 2015Q1: 15,127 shares; 2015Q2: 14,334 shares; 2015Q3: 15,201 shares; 2015Q4: 17,985 shares; 2016Q1: 42,673 shares 42,673 $4.87M 0.51% The filing omitted confidential holdings, a later amendment may add them. Timeline JNJ JOHNSON & JOHNSON More: the full row for JOHNSON & JOHNSON Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 30,192 shares; 2014Q4: 25,722 shares; 2015Q1: 26,533 shares; 2015Q2: 32,974 shares; 2015Q3: 35,307 shares; 2015Q4: 44,611 shares; 2016Q1: 44,870 shares 44,870 $4.86M 0.51% The filing omitted confidential holdings, a later amendment may add them. Timeline IJJ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 43,901 shares; 2014Q4: 35,689 shares; 2015Q1: 35,215 shares; 2015Q2: 35,567 shares; 2015Q3: 35,528 shares; 2015Q4: 36,508 shares; 2016Q1: 38,966 shares 38,966 $4.83M 0.51% The filing omitted confidential holdings, a later amendment may add them. Timeline VTV VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 60,752 shares; 2014Q4: 48,887 shares; 2015Q1: 46,203 shares; 2015Q2: 47,805 shares; 2015Q3: 47,892 shares; 2015Q4: 52,091 shares; 2016Q1: 58,491 shares 58,491 $4.82M 0.51% The filing omitted confidential holdings, a later amendment may add them. Timeline VTIP VANGUARD MALVERN FDS More: the full row for VANGUARD MALVERN FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,281 shares; 2014Q4: 16,981 shares; 2015Q1: 24,181 shares; 2015Q2: 66,243 shares; 2015Q3: 87,162 shares; 2015Q4: 96,417 shares; 2016Q1: 97,972 shares 97,972 $4.81M 0.51% The filing omitted confidential holdings, a later amendment may add them. Timeline VCIT VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,154 shares; 2014Q4: 12,778 shares; 2015Q1: 3,664 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 23,257 shares; 2016Q1: 55,004 shares 55,004 $4.78M 0.5% The filing omitted confidential holdings, a later amendment may add them. Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 181,264 shares 181,264 $4.68M 0.49% The filing omitted confidential holdings, a later amendment may add them. MMM 3M CO More: the full row for 3M CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 24,788 shares; 2014Q4: 22,965 shares; 2015Q1: 21,811 shares; 2015Q2: 25,437 shares; 2015Q3: 27,611 shares; 2015Q4: 27,924 shares; 2016Q1: 27,766 shares 27,766 $4.63M 0.49% The filing omitted confidential holdings, a later amendment may add them. Timeline TLT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 2,649 shares; 2015Q1: 7,131 shares; 2015Q2: 2,329 shares; 2015Q3: 17,277 shares; 2015Q4: 4,197 shares; 2016Q1: 34,861 shares 34,861 $4.55M 0.48% The filing omitted confidential holdings, a later amendment may add them. Timeline Guggenheim S&P 500 Equal We… Guggenheim S&P 500 Equal Weighted… More: the full row for Guggenheim S&P 500 Equal Weighted ETf Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 68,219 shares; 2014Q4: 103,185 shares; 2015Q1: 114,957 shares; 2015Q2: 106,372 shares; 2015Q3: 74,927 shares; 2015Q4: 81,319 shares; 2016Q1: 57,546 shares 57,546 $4.52M 0.48% The filing omitted confidential holdings, a later amendment may add them. EFAV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 31,003 shares; 2016Q1: 62,679 shares 62,679 $4.16M 0.44% The filing omitted confidential holdings, a later amendment may add them. Timeline VDC VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,740 shares; 2014Q4: 7,153 shares; 2015Q1: 8,306 shares; 2015Q2: 8,393 shares; 2015Q3: 4,530 shares; 2015Q4: 4,530 shares; 2016Q1: 30,743 shares 30,743 $4.16M 0.44% The filing omitted confidential holdings, a later amendment may add them. Timeline VUG VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 45,576 shares; 2014Q4: 52,549 shares; 2015Q1: 53,880 shares; 2015Q2: 55,540 shares; 2015Q3: 56,072 shares; 2015Q4: 57,499 shares; 2016Q1: 38,127 shares 38,127 $4.06M 0.43% The filing omitted confidential holdings, a later amendment may add them. Timeline CENTURYLINK INC CENTURYLINK INC More: the full row for CENTURYLINK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 104,402 shares; 2014Q4: 99,400 shares; 2015Q1: 102,359 shares; 2015Q2: 110,691 shares; 2015Q3: 123,025 shares; 2015Q4: 127,642 shares; 2016Q1: 126,651 shares 126,651 $4.05M 0.43% The filing omitted confidential holdings, a later amendment may add them. HIGHLAND FDS I HIGHLAND FDS I More: the full row for HIGHLAND FDS I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 116,258 shares; 2015Q1: 142,649 shares; 2015Q2: 170,060 shares; 2015Q3: 186,524 shares; 2015Q4: 205,777 shares; 2016Q1: 211,097 shares 211,097 $3.85M 0.41% The filing omitted confidential holdings, a later amendment may add them. INTC INTEL CORP More: the full row for INTEL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 143,265 shares; 2014Q4: 133,886 shares; 2015Q1: 95,118 shares; 2015Q2: 115,273 shares; 2015Q3: 119,353 shares; 2015Q4: 118,469 shares; 2016Q1: 119,010 shares 119,010 $3.85M 0.4% The filing omitted confidential holdings, a later amendment may add them. Timeline LQD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 50,936 shares; 2014Q4: 38,037 shares; 2015Q1: 38,089 shares; 2015Q2: 35,219 shares; 2015Q3: 34,750 shares; 2015Q4: 34,046 shares; 2016Q1: 31,835 shares 31,835 $3.78M 0.4% The filing omitted confidential holdings, a later amendment may add them. Timeline SCHX SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 49,574 shares; 2014Q4: 47,658 shares; 2015Q1: 51,751 shares; 2015Q2: 53,942 shares; 2015Q3: 57,339 shares; 2015Q4: 62,956 shares; 2016Q1: 76,178 shares 76,178 $3.72M 0.39% The filing omitted confidential holdings, a later amendment may add them. Timeline VCSH VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 22,768 shares; 2014Q4: 17,158 shares; 2015Q1: 13,738 shares; 2015Q2: not reported; 2015Q3: 105,839 shares; 2015Q4: 4,575 shares; 2016Q1: 46,046 shares 46,046 $3.69M 0.39% The filing omitted confidential holdings, a later amendment may add them. Timeline UPS UNITED PARCEL SVCS INC More: the full row for UNITED PARCEL SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 31,040 shares; 2014Q4: 26,862 shares; 2015Q1: 28,277 shares; 2015Q2: 31,624 shares; 2015Q3: 35,756 shares; 2015Q4: 34,818 shares; 2016Q1: 34,698 shares 34,698 $3.66M 0.38% The filing omitted confidential holdings, a later amendment may add them. Timeline SJNK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 95,010 shares; 2014Q4: 105,719 shares; 2015Q1: 111,934 shares; 2015Q2: 124,756 shares; 2015Q3: 131,608 shares; 2015Q4: 140,222 shares; 2016Q1: 140,540 shares 140,540 $3.63M 0.38% The filing omitted confidential holdings, a later amendment may add them. Timeline NHC NATIONAL HEALTHCARE CORP More: the full row for NATIONAL HEALTHCARE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 38,006 shares; 2015Q1: 38,103 shares; 2015Q2: 38,103 shares; 2015Q3: 38,103 shares; 2015Q4: 38,103 shares; 2016Q1: 56,992 shares 56,992 $3.55M 0.37% The filing omitted confidential holdings, a later amendment may add them. Timeline PSF COHEN & STEERS SELECT PFD & More: the full row for COHEN & STEERS SELECT PFD & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 248,431 shares; 2014Q4: 252,736 shares; 2015Q1: 251,022 shares; 2015Q2: 258,992 shares; 2015Q3: 264,287 shares; 2015Q4: 267,593 shares; 2016Q1: 139,992 shares 139,992 $3.54M 0.37% The filing omitted confidential holdings, a later amendment may add them. Timeline FYT FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 53,365 shares; 2015Q2: 59,749 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 122,029 shares 122,029 $3.47M 0.36% The filing omitted confidential holdings, a later amendment may add them. Timeline FAB FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 25,897 shares; 2014Q4: 9,511 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 80,033 shares 80,033 $3.44M 0.36% The filing omitted confidential holdings, a later amendment may add them. Timeline MRK MERCK & CO INC More: the full row for MERCK & CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 37,546 shares; 2014Q4: 33,015 shares; 2015Q1: 32,516 shares; 2015Q2: 38,119 shares; 2015Q3: 39,474 shares; 2015Q4: 55,436 shares; 2016Q1: 64,444 shares 64,444 $3.41M 0.36% The filing omitted confidential holdings, a later amendment may add them. Timeline WALGREENS BOOTS ALLIANCE INC WALGREENS BOOTS ALLIANCE INC More: the full row for WALGREENS BOOTS ALLIANCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 32,890 shares; 2015Q1: 28,508 shares; 2015Q2: 31,392 shares; 2015Q3: 31,060 shares; 2015Q4: 35,197 shares; 2016Q1: 40,379 shares 40,379 $3.4M 0.36% The filing omitted confidential holdings, a later amendment may add them. BP BP PLC More: the full row for BP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 81,455 shares; 2014Q4: 87,752 shares; 2015Q1: 117,429 shares; 2015Q2: 103,886 shares; 2015Q3: 101,633 shares; 2015Q4: 94,333 shares; 2016Q1: 110,955 shares 110,955 $3.35M 0.35% The filing omitted confidential holdings, a later amendment may add them. Timeline UNITED DEV FUNDING XXXREG… UNITED DEV FUNDING XXXREGISTRAT… More: the full row for UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 940,754 shares; 2014Q4: 1,055,162 shares; 2015Q1: 1,148,649 shares; 2015Q2: 1,167,156 shares; 2015Q3: 1,181,924 shares; 2015Q4: 1,050,228 shares; 2016Q1: 1,042,378 shares 1,042,378 $3.34M 0.35% The filing omitted confidential holdings, a later amendment may add them. JPM JPMORGAN CHASE & CO More: the full row for JPMORGAN CHASE & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 34,701 shares; 2014Q4: 33,019 shares; 2015Q1: 47,202 shares; 2015Q2: 56,963 shares; 2015Q3: 55,069 shares; 2015Q4: 54,733 shares; 2016Q1: 56,210 shares 56,210 $3.33M 0.35% The filing omitted confidential holdings, a later amendment may add them. Timeline FEZ SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 47,085 shares; 2014Q4: 51,174 shares; 2015Q1: 104,290 shares; 2015Q2: 115,013 shares; 2015Q3: 119,072 shares; 2015Q4: 107,075 shares; 2016Q1: 99,880 shares 99,880 $3.32M 0.35% The filing omitted confidential holdings, a later amendment may add them. Timeline MONOGRAM RESIDENTIAL TR INC MONOGRAM RESIDENTIAL TR INC More: the full row for MONOGRAM RESIDENTIAL TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 636,258 shares; 2015Q1: 678,848 shares; 2015Q2: 820,100 shares; 2015Q3: 804,593 shares; 2015Q4: 768,561 shares; 2016Q1: 333,465 shares 333,465 $3.29M 0.35% The filing omitted confidential holdings, a later amendment may add them. LRGF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 16,981 shares; 2016Q1: 133,361 shares 133,361 $3.25M 0.34% The filing omitted confidential holdings, a later amendment may add them. Timeline Dow Chemical Company Dow Chemical Company More: the full row for Dow Chemical Company Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 84,219 shares; 2014Q4: 76,568 shares; 2015Q1: 67,198 shares; 2015Q2: 74,327 shares; 2015Q3: 74,838 shares; 2015Q4: 63,372 shares; 2016Q1: 63,825 shares 63,825 $3.25M 0.34% The filing omitted confidential holdings, a later amendment may add them. BIV VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,851 shares; 2014Q4: 15,336 shares; 2015Q1: 14,934 shares; 2015Q2: 16,292 shares; 2015Q3: 17,064 shares; 2015Q4: 21,001 shares; 2016Q1: 37,127 shares 37,127 $3.2M 0.34% The filing omitted confidential holdings, a later amendment may add them. Timeline AGG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,844 shares; 2014Q4: 33,484 shares; 2015Q1: 32,653 shares; 2015Q2: 9,316 shares; 2015Q3: 130,060 shares; 2015Q4: 37,400 shares; 2016Q1: 28,600 shares 28,600 $3.17M 0.33% The filing omitted confidential holdings, a later amendment may add them. Timeline VEU VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 31,445 shares; 2014Q4: 67,358 shares; 2015Q1: 75,843 shares; 2015Q2: 89,498 shares; 2015Q3: 89,644 shares; 2015Q4: 77,227 shares; 2016Q1: 73,469 shares 73,469 $3.17M 0.33% The filing omitted confidential holdings, a later amendment may add them. Timeline MO ALTRIA GROUP INC More: the full row for ALTRIA GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 51,419 shares; 2014Q4: 51,302 shares; 2015Q1: 40,174 shares; 2015Q2: 47,161 shares; 2015Q3: 49,977 shares; 2015Q4: 50,563 shares; 2016Q1: 49,706 shares 49,706 $3.12M 0.33% The filing omitted confidential holdings, a later amendment may add them. Timeline IBM INTERNATIONAL BUSINESS MACHS More: the full row for INTERNATIONAL BUSINESS MACHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 26,483 shares; 2014Q4: 28,651 shares; 2015Q1: 26,059 shares; 2015Q2: 26,620 shares; 2015Q3: 26,328 shares; 2015Q4: 21,513 shares; 2016Q1: 20,471 shares 20,471 $3.1M 0.33% The filing omitted confidential holdings, a later amendment may add them. Timeline WMT WALMART INC More: the full row for WALMART INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 27,330 shares; 2014Q4: 31,271 shares; 2015Q1: 28,897 shares; 2015Q2: 35,526 shares; 2015Q3: 33,425 shares; 2015Q4: 44,792 shares; 2016Q1: 44,334 shares 44,334 $3.04M 0.32% The filing omitted confidential holdings, a later amendment may add them. Timeline DIS DISNEY WALT CO More: the full row for DISNEY WALT CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 19,605 shares; 2014Q4: 18,999 shares; 2015Q1: 20,371 shares; 2015Q2: 19,606 shares; 2015Q3: 24,776 shares; 2015Q4: 27,428 shares; 2016Q1: 29,828 shares 29,828 $2.96M 0.31% The filing omitted confidential holdings, a later amendment may add them. Timeline SMLF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 61,824 shares; 2016Q1: 99,874 shares 99,874 $2.94M 0.31% The filing omitted confidential holdings, a later amendment may add them. Timeline CAT CATERPILLAR INC More: the full row for CATERPILLAR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 22,613 shares; 2014Q4: 22,499 shares; 2015Q1: 35,293 shares; 2015Q2: 38,056 shares; 2015Q3: 42,261 shares; 2015Q4: 37,418 shares; 2016Q1: 37,950 shares 37,950 $2.9M 0.31% The filing omitted confidential holdings, a later amendment may add them. Timeline XLU SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 15,548 shares; 2014Q4: 14,511 shares; 2015Q1: 10,719 shares; 2015Q2: 19,152 shares; 2015Q3: 24,542 shares; 2015Q4: 25,910 shares; 2016Q1: 57,167 shares 57,167 $2.84M 0.3% The filing omitted confidential holdings, a later amendment may add them. Timeline VOE VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 23,590 shares; 2014Q4: 24,741 shares; 2015Q1: 27,822 shares; 2015Q2: 29,364 shares; 2015Q3: 30,092 shares; 2015Q4: 31,697 shares; 2016Q1: 32,012 shares 32,012 $2.79M 0.29% The filing omitted confidential holdings, a later amendment may add them. Timeline PSX PHILLIPS 66 More: the full row for PHILLIPS 66 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 15,828 shares; 2014Q4: 23,833 shares; 2015Q1: 31,167 shares; 2015Q2: 34,143 shares; 2015Q3: 29,938 shares; 2015Q4: 20,512 shares; 2016Q1: 31,745 shares 31,745 $2.75M 0.29% The filing omitted confidential holdings, a later amendment may add them. Timeline CWB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 122,186 shares; 2014Q4: 58,562 shares; 2015Q1: 60,822 shares; 2015Q2: 116,264 shares; 2015Q3: 59,891 shares; 2015Q4: 61,892 shares; 2016Q1: 62,291 shares 62,291 $2.69M 0.28% The filing omitted confidential holdings, a later amendment may add them. Timeline SDY SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 30,961 shares; 2014Q4: 31,081 shares; 2015Q1: 30,196 shares; 2015Q2: 32,295 shares; 2015Q3: 31,973 shares; 2015Q4: 44,208 shares; 2016Q1: 33,648 shares 33,648 $2.69M 0.28% The filing omitted confidential holdings, a later amendment may add them. Timeline FXG FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 26,187 shares; 2014Q4: 89,854 shares; 2015Q1: 69,137 shares; 2015Q2: 75,122 shares; 2015Q3: 65,025 shares; 2015Q4: 64,433 shares; 2016Q1: 58,214 shares 58,214 $2.69M 0.28% The filing omitted confidential holdings, a later amendment may add them. Timeline VEREIT INC VEREIT INC More: the full row for VEREIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 354,293 shares; 2015Q4: 316,228 shares; 2016Q1: 295,749 shares 295,749 $2.62M 0.28% The filing omitted confidential holdings, a later amendment may add them. SCHB SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 38,361 shares; 2014Q4: 40,838 shares; 2015Q1: 41,889 shares; 2015Q2: 34,024 shares; 2015Q3: 36,627 shares; 2015Q4: 39,736 shares; 2016Q1: 53,030 shares 53,030 $2.61M 0.27% The filing omitted confidential holdings, a later amendment may add them. Timeline MCD MCDONALDS CORP More: the full row for MCDONALDS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 23,371 shares; 2014Q4: 21,941 shares; 2015Q1: 20,908 shares; 2015Q2: 19,100 shares; 2015Q3: 18,930 shares; 2015Q4: 18,998 shares; 2016Q1: 20,766 shares 20,766 $2.61M 0.27% The filing omitted confidential holdings, a later amendment may add them. Timeline PEP PEPSICO INC More: the full row for PEPSICO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 41,592 shares; 2014Q4: 40,621 shares; 2015Q1: 32,927 shares; 2015Q2: 32,444 shares; 2015Q3: 33,181 shares; 2015Q4: 26,447 shares; 2016Q1: 25,183 shares 25,183 $2.58M 0.27% The filing omitted confidential holdings, a later amendment may add them. Timeline CVS CVS HEALTH CORP More: the full row for CVS HEALTH CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 10,240 shares; 2014Q4: 6,470 shares; 2015Q1: 8,624 shares; 2015Q2: 9,832 shares; 2015Q3: 9,285 shares; 2015Q4: 14,208 shares; 2016Q1: 24,869 shares 24,869 $2.58M 0.27% The filing omitted confidential holdings, a later amendment may add them. Timeline MBB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,159 shares; 2014Q4: 64,478 shares; 2015Q1: 6,773 shares; 2015Q2: 6,453 shares; 2015Q3: 6,453 shares; 2015Q4: 25,556 shares; 2016Q1: 23,413 shares 23,413 $2.56M 0.27% The filing omitted confidential holdings, a later amendment may add them. Timeline Market Vectors Etf Market Vectors Etf More: the full row for Market Vectors Etf Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 83,219 shares; 2014Q4: 193,914 shares; 2015Q1: 227,936 shares; 2015Q2: 53,727 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 81,016 shares 81,016 $2.54M 0.27% The filing omitted confidential holdings, a later amendment may add them. XLF SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 89,659 shares; 2014Q4: 100,010 shares; 2015Q1: 93,610 shares; 2015Q2: 108,810 shares; 2015Q3: 124,452 shares; 2015Q4: 116,948 shares; 2016Q1: 112,309 shares 112,309 $2.53M 0.27% The filing omitted confidential holdings, a later amendment may add them. Timeline RR DONNELLEY + SONS CO RR DONNELLEY + SONS CO More: the full row for RR DONNELLEY + SONS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 79,586 shares; 2014Q4: 85,535 shares; 2015Q1: 111,357 shares; 2015Q2: 120,096 shares; 2015Q3: 137,017 shares; 2015Q4: 156,618 shares; 2016Q1: 151,581 shares 151,581 $2.49M 0.26% The filing omitted confidential holdings, a later amendment may add them. TDTT FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 110,254 shares; 2014Q4: 102,307 shares; 2015Q1: 111,205 shares; 2015Q2: 108,604 shares; 2015Q3: 103,912 shares; 2015Q4: 102,104 shares; 2016Q1: 100,298 shares 100,298 $2.48M 0.26% The filing omitted confidential holdings, a later amendment may add them. Timeline PFF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 81,853 shares; 2014Q4: 45,401 shares; 2015Q1: 48,137 shares; 2015Q2: 47,354 shares; 2015Q3: 49,002 shares; 2015Q4: 63,175 shares; 2016Q1: 63,226 shares 63,226 $2.47M 0.26% The filing omitted confidential holdings, a later amendment may add them. Timeline TIER REIT COM TIER REIT COM More: the full row for TIER REIT COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 178,883 shares; 2015Q4: 220,354 shares; 2016Q1: 183,247 shares 183,247 $2.46M 0.26% The filing omitted confidential holdings, a later amendment may add them. FE FIRSTENERGY CORP More: the full row for FIRSTENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 70,865 shares; 2014Q4: 68,965 shares; 2015Q1: 52,415 shares; 2015Q2: 61,365 shares; 2015Q3: 62,247 shares; 2015Q4: 67,115 shares; 2016Q1: 67,915 shares 67,915 $2.44M 0.26% The filing omitted confidential holdings, a later amendment may add them. Timeline AMGN AMGEN INC More: the full row for AMGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,165 shares; 2014Q4: 7,222 shares; 2015Q1: 8,997 shares; 2015Q2: 13,763 shares; 2015Q3: 15,115 shares; 2015Q4: 17,943 shares; 2016Q1: 16,258 shares 16,258 $2.44M 0.26% The filing omitted confidential holdings, a later amendment may add them. Timeline IJT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 27,937 shares; 2014Q4: 64,838 shares; 2015Q1: 40,187 shares; 2015Q2: 35,398 shares; 2015Q3: 32,399 shares; 2015Q4: 33,990 shares; 2016Q1: 19,431 shares 19,431 $2.41M 0.25% The filing omitted confidential holdings, a later amendment may add them. Timeline GILD GILEAD SCIENCES INC More: the full row for GILEAD SCIENCES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,141 shares; 2014Q4: 8,159 shares; 2015Q1: 8,974 shares; 2015Q2: 21,026 shares; 2015Q3: 22,367 shares; 2015Q4: 21,857 shares; 2016Q1: 25,993 shares 25,993 $2.39M 0.25% The filing omitted confidential holdings, a later amendment may add them. Timeline CAH CARDINAL HEALTH INC More: the full row for CARDINAL HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 27,310 shares; 2014Q4: 26,894 shares; 2015Q1: 26,502 shares; 2015Q2: 28,779 shares; 2015Q3: 41,020 shares; 2015Q4: 29,079 shares; 2016Q1: 28,870 shares 28,870 $2.37M 0.25% The filing omitted confidential holdings, a later amendment may add them. Timeline GM GENERAL MTRS CO More: the full row for GENERAL MTRS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 33,652 shares; 2014Q4: 42,943 shares; 2015Q1: 51,374 shares; 2015Q2: 62,384 shares; 2015Q3: 66,892 shares; 2015Q4: 71,951 shares; 2016Q1: 73,018 shares 73,018 $2.29M 0.24% The filing omitted confidential holdings, a later amendment may add them. Timeline UNP UNION PAC CORP More: the full row for UNION PAC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 18,128 shares; 2014Q4: 17,378 shares; 2015Q1: 15,883 shares; 2015Q2: 19,812 shares; 2015Q3: 30,017 shares; 2015Q4: 28,082 shares; 2016Q1: 28,024 shares 28,024 $2.23M 0.23% The filing omitted confidential holdings, a later amendment may add them. Timeline IWF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 42,212 shares; 2014Q4: 47,714 shares; 2015Q1: 44,495 shares; 2015Q2: 25,559 shares; 2015Q3: 21,965 shares; 2015Q4: 18,328 shares; 2016Q1: 22,183 shares 22,183 $2.21M 0.23% The filing omitted confidential holdings, a later amendment may add them. Timeline SCHP SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 11,300 shares; 2015Q1: 35,674 shares; 2015Q2: 37,953 shares; 2015Q3: 38,707 shares; 2015Q4: 40,908 shares; 2016Q1: 39,808 shares 39,808 $2.21M 0.23% The filing omitted confidential holdings, a later amendment may add them. Timeline VHT VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,846 shares; 2014Q4: 11,353 shares; 2015Q1: 17,371 shares; 2015Q2: 18,711 shares; 2015Q3: 17,904 shares; 2015Q4: 17,430 shares; 2016Q1: 17,460 shares 17,460 $2.15M 0.23% The filing omitted confidential holdings, a later amendment may add them. Timeline TRIANGLE CAP CORP TRIANGLE CAP CORP More: the full row for TRIANGLE CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 60,040 shares; 2014Q4: 86,410 shares; 2015Q1: 102,810 shares; 2015Q2: 102,810 shares; 2015Q3: 121,610 shares; 2015Q4: 104,110 shares; 2016Q1: 104,615 shares 104,615 $2.15M 0.23% The filing omitted confidential holdings, a later amendment may add them. BSV VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 24,023 shares; 2014Q4: 20,025 shares; 2015Q1: 24,005 shares; 2015Q2: 25,534 shares; 2015Q3: 22,951 shares; 2015Q4: 23,171 shares; 2016Q1: 26,465 shares 26,465 $2.13M 0.22% The filing omitted confidential holdings, a later amendment may add them. Timeline ROYAL DUTCH SHELL PLC SPN A… ROYAL DUTCH SHELL PLC SPN ADR More: the full row for ROYAL DUTCH SHELL PLC SPN ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 33,614 shares; 2014Q4: 35,166 shares; 2015Q1: 38,440 shares; 2015Q2: 42,301 shares; 2015Q3: 45,773 shares; 2015Q4: 46,022 shares; 2016Q1: 44,020 shares 44,020 $2.13M 0.22% The filing omitted confidential holdings, a later amendment may add them. IWB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 30,080 shares; 2014Q4: 18,677 shares; 2015Q1: 18,572 shares; 2015Q2: 18,572 shares; 2015Q3: 18,573 shares; 2015Q4: 18,574 shares; 2016Q1: 18,339 shares 18,339 $2.09M 0.22% The filing omitted confidential holdings, a later amendment may add them. Timeline IJS ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 26,983 shares; 2014Q4: 31,257 shares; 2015Q1: 39,868 shares; 2015Q2: 37,905 shares; 2015Q3: 30,441 shares; 2015Q4: 19,126 shares; 2016Q1: 18,280 shares 18,280 $2.07M 0.22% The filing omitted confidential holdings, a later amendment may add them. Timeline AOR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 58,104 shares; 2014Q4: 67,533 shares; 2015Q1: 72,044 shares; 2015Q2: 72,442 shares; 2015Q3: 54,974 shares; 2015Q4: 53,962 shares; 2016Q1: 51,670 shares 51,670 $2.04M 0.21% The filing omitted confidential holdings, a later amendment may add them. Timeline MUB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 3,289 shares; 2014Q4: 51,310 shares; 2015Q1: 19,442 shares; 2015Q2: 17,382 shares; 2015Q3: 19,211 shares; 2015Q4: 14,306 shares; 2016Q1: 18,208 shares 18,208 $2.03M 0.21% The filing omitted confidential holdings, a later amendment may add them. Timeline POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 391,980 shares; 2014Q4: 68,593 shares; 2015Q1: 632,335 shares; 2015Q2: 262,063 shares; 2015Q3: 71,850 shares; 2015Q4: 76,322 shares; 2016Q1: 135,286 shares 135,286 $2.02M 0.21% The filing omitted confidential holdings, a later amendment may add them. PFE PFIZER INC More: the full row for PFIZER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 35,650 shares; 2014Q4: 32,501 shares; 2015Q1: 28,320 shares; 2015Q2: 30,132 shares; 2015Q3: 33,513 shares; 2015Q4: 54,563 shares; 2016Q1: 67,913 shares 67,913 $2.01M 0.21% The filing omitted confidential holdings, a later amendment may add them. Timeline HRL HORMEL FOODS CORP More: the full row for HORMEL FOODS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,731 shares; 2014Q4: 14,731 shares; 2015Q1: 14,731 shares; 2015Q2: 22,386 shares; 2015Q3: 22,386 shares; 2015Q4: 22,133 shares; 2016Q1: 45,265 shares 45,265 $1.96M 0.21% The filing omitted confidential holdings, a later amendment may add them. Timeline SURE ADVISORSHARES TR More: the full row for ADVISORSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 13,830 shares; 2015Q3: 23,564 shares; 2015Q4: 26,921 shares; 2016Q1: 34,763 shares 34,763 $1.96M 0.21% The filing omitted confidential holdings, a later amendment may add them. Timeline IJH ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 12,158 shares; 2014Q4: 10,614 shares; 2015Q1: 10,080 shares; 2015Q2: 9,969 shares; 2015Q3: 11,535 shares; 2015Q4: 12,252 shares; 2016Q1: 13,421 shares 13,421 $1.94M 0.2% The filing omitted confidential holdings, a later amendment may add them. Timeline DWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 78,529 shares; 2014Q4: 76,017 shares; 2015Q1: 64,720 shares; 2015Q2: 70,774 shares; 2015Q3: 65,996 shares; 2015Q4: 55,456 shares; 2016Q1: 54,914 shares 54,914 $1.93M 0.2% The filing omitted confidential holdings, a later amendment may add them. Timeline ORCL ORACLE CORP More: the full row for ORACLE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 27,753 shares; 2014Q4: 27,073 shares; 2015Q1: 43,981 shares; 2015Q2: 51,076 shares; 2015Q3: 53,557 shares; 2015Q4: 35,238 shares; 2016Q1: 46,620 shares 46,620 $1.91M 0.2% The filing omitted confidential holdings, a later amendment may add them. Timeline TUPPERWARE BRANDS CORP TUPPERWARE BRANDS CORP More: the full row for TUPPERWARE BRANDS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 32,610 shares; 2015Q2: 37,721 shares; 2015Q3: 32,598 shares; 2015Q4: 32,745 shares; 2016Q1: 32,887 shares 32,887 $1.91M 0.2% The filing omitted confidential holdings, a later amendment may add them. POWERSHARES ETF TRUST II POWERSHARES ETF TRUST II More: the full row for POWERSHARES ETF TRUST II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 61,625 shares; 2014Q4: 65,198 shares; 2015Q1: 71,832 shares; 2015Q2: 65,299 shares; 2015Q3: 70,955 shares; 2015Q4: 71,884 shares; 2016Q1: 72,005 shares 72,005 $1.9M 0.2% The filing omitted confidential holdings, a later amendment may add them. SPIRIT RLTY CAP INC NEW SPIRIT RLTY CAP INC NEW More: the full row for SPIRIT RLTY CAP INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 274,787 shares; 2014Q4: 266,755 shares; 2015Q1: 247,813 shares; 2015Q2: 190,594 shares; 2015Q3: 197,906 shares; 2015Q4: 185,186 shares; 2016Q1: 164,521 shares 164,521 $1.85M 0.19% The filing omitted confidential holdings, a later amendment may add them. XNROX NEUBERGER R/EST SECS INC FD More: the full row for NEUBERGER R/EST SECS INC FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 114,303 shares; 2014Q4: 213,148 shares; 2015Q1: 288,577 shares; 2015Q2: 379,724 shares; 2015Q3: 416,070 shares; 2015Q4: 362,435 shares; 2016Q1: 362,416 shares 362,416 $1.84M 0.19% The filing omitted confidential holdings, a later amendment may add them. Timeline POWERSHARES ETF TRUST II POWERSHARES ETF TRUST II More: the full row for POWERSHARES ETF TRUST II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 28,833 shares; 2015Q1: 32,330 shares; 2015Q2: 43,125 shares; 2015Q3: 48,728 shares; 2015Q4: 54,718 shares; 2016Q1: 56,455 shares 56,455 $1.84M 0.19% The filing omitted confidential holdings, a later amendment may add them. GAL SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 22,939 shares; 2015Q1: 37,993 shares; 2015Q2: 46,207 shares; 2015Q3: 49,663 shares; 2015Q4: 53,890 shares; 2016Q1: 55,592 shares 55,592 $1.83M 0.19% The filing omitted confidential holdings, a later amendment may add them. Timeline IWD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 38,261 shares; 2014Q4: 45,203 shares; 2015Q1: 41,903 shares; 2015Q2: 22,116 shares; 2015Q3: 18,237 shares; 2015Q4: 15,059 shares; 2016Q1: 18,040 shares 18,040 $1.78M 0.19% The filing omitted confidential holdings, a later amendment may add them. Timeline INTF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 14,729 shares; 2016Q1: 75,850 shares 75,850 $1.77M 0.19% The filing omitted confidential holdings, a later amendment may add them. Timeline DON WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 21,945 shares; 2014Q4: 20,085 shares; 2015Q1: 25,943 shares; 2015Q2: 26,737 shares; 2015Q3: 21,468 shares; 2015Q4: 21,843 shares; 2016Q1: 20,540 shares 20,540 $1.77M 0.19% The filing omitted confidential holdings, a later amendment may add them. Timeline DE DEERE & CO More: the full row for DEERE & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 17,792 shares; 2014Q4: 17,358 shares; 2015Q1: 17,307 shares; 2015Q2: 19,706 shares; 2015Q3: 17,361 shares; 2015Q4: 22,298 shares; 2016Q1: 22,951 shares 22,951 $1.77M 0.19% The filing omitted confidential holdings, a later amendment may add them. Timeline HCP INC HCP INC More: the full row for HCP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 47,712 shares; 2014Q4: 50,049 shares; 2015Q1: 38,106 shares; 2015Q2: 37,719 shares; 2015Q3: 41,209 shares; 2015Q4: 38,467 shares; 2016Q1: 53,696 shares 53,696 $1.75M 0.18% The filing omitted confidential holdings, a later amendment may add them. TOTL SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 7,683 shares; 2015Q3: 18,048 shares; 2015Q4: 22,546 shares; 2016Q1: 35,146 shares 35,146 $1.74M 0.18% The filing omitted confidential holdings, a later amendment may add them. Timeline XHR XENIA HOTELS & RESORTS INC More: the full row for XENIA HOTELS & RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 138,130 shares; 2015Q2: 144,241 shares; 2015Q3: 144,250 shares; 2015Q4: 125,491 shares; 2016Q1: 110,958 shares 110,958 $1.73M 0.18% The filing omitted confidential holdings, a later amendment may add them. Timeline Direxion All Cap Insider Se… Direxion All Cap Insider Senti More: the full row for Direxion All Cap Insider Senti Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 8,773 shares; 2015Q3: 16,172 shares; 2015Q4: 18,622 shares; 2016Q1: 24,466 shares 24,466 $1.73M 0.18% The filing omitted confidential holdings, a later amendment may add them. RLY SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 43,630 shares; 2014Q4: 53,411 shares; 2015Q1: 57,593 shares; 2015Q2: 62,742 shares; 2015Q3: 65,221 shares; 2015Q4: 71,174 shares; 2016Q1: 73,494 shares 73,494 $1.7M 0.18% The filing omitted confidential holdings, a later amendment may add them. Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 29,545 shares; 2014Q4: 32,544 shares; 2015Q1: 36,564 shares; 2015Q2: 36,630 shares; 2015Q3: 36,466 shares; 2015Q4: 35,967 shares; 2016Q1: 33,409 shares 33,409 $1.67M 0.18% The filing omitted confidential holdings, a later amendment may add them. CHICAGO BRIDGE & IRON CO NV CHICAGO BRIDGE & IRON CO NV More: the full row for CHICAGO BRIDGE & IRON CO NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 52,431 shares; 2015Q2: 54,306 shares; 2015Q3: 53,275 shares; 2015Q4: 46,529 shares; 2016Q1: 45,444 shares 45,444 $1.66M 0.17% The filing omitted confidential holdings, a later amendment may add them. RVT ROYCE SMALL CAP TRUST INC More: the full row for ROYCE SMALL CAP TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 121,931 shares; 2014Q4: 121,931 shares; 2015Q1: 121,101 shares; 2015Q2: 120,401 shares; 2015Q3: 124,401 shares; 2015Q4: 126,445 shares; 2016Q1: 139,345 shares 139,345 $1.63M 0.17% The filing omitted confidential holdings, a later amendment may add them. Timeline BA BOEING CO More: the full row for BOEING CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,621 shares; 2014Q4: 13,103 shares; 2015Q1: 11,233 shares; 2015Q2: 11,416 shares; 2015Q3: 11,977 shares; 2015Q4: 12,513 shares; 2016Q1: 12,817 shares 12,817 $1.63M 0.17% The filing omitted confidential holdings, a later amendment may add them. Timeline EEM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 122,045 shares; 2014Q4: 85,904 shares; 2015Q1: 82,760 shares; 2015Q2: 85,432 shares; 2015Q3: 90,543 shares; 2015Q4: 81,099 shares; 2016Q1: 46,710 shares 46,710 $1.6M 0.17% The filing omitted confidential holdings, a later amendment may add them. Timeline AAL AMERICAN AIRLINES GROUP INC More: the full row for AMERICAN AIRLINES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 21,852 shares; 2014Q4: 22,352 shares; 2015Q1: 17,255 shares; 2015Q2: 28,579 shares; 2015Q3: 33,028 shares; 2015Q4: 32,116 shares; 2016Q1: 38,990 shares 38,990 $1.6M 0.17% The filing omitted confidential holdings, a later amendment may add them. Timeline TFI SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 32,231 shares 32,231 $1.59M 0.17% The filing omitted confidential holdings, a later amendment may add them. Timeline SCHH SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 15,553 shares; 2014Q4: 31,758 shares; 2015Q1: 34,765 shares; 2015Q2: 28,523 shares; 2015Q3: 34,339 shares; 2015Q4: 52,550 shares; 2016Q1: 37,676 shares 37,676 $1.56M 0.16% The filing omitted confidential holdings, a later amendment may add them. Timeline AMZN AMAZON COM INC More: the full row for AMAZON COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,412 shares; 2014Q4: 2,045 shares; 2015Q1: 1,039 shares; 2015Q2: 1,197 shares; 2015Q3: 1,310 shares; 2015Q4: 1,715 shares; 2016Q1: 2,625 shares 2,625 $1.56M 0.16% The filing omitted confidential holdings, a later amendment may add them. Timeline BAC BANK OF AMER CORP More: the full row for BANK OF AMER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 57,706 shares; 2014Q4: 57,078 shares; 2015Q1: 54,031 shares; 2015Q2: 103,600 shares; 2015Q3: 110,728 shares; 2015Q4: 105,084 shares; 2016Q1: 115,150 shares 115,150 $1.56M 0.16% The filing omitted confidential holdings, a later amendment may add them. Timeline HD HOME DEPOT INC More: the full row for HOME DEPOT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,501 shares; 2014Q4: 7,655 shares; 2015Q1: 8,846 shares; 2015Q2: 14,105 shares; 2015Q3: 9,440 shares; 2015Q4: 11,733 shares; 2016Q1: 11,536 shares 11,536 $1.54M 0.16% The filing omitted confidential holdings, a later amendment may add them. Timeline F FORD MTR CO More: the full row for FORD MTR CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 52,684 shares; 2014Q4: 54,694 shares; 2015Q1: 65,021 shares; 2015Q2: 105,444 shares; 2015Q3: 119,387 shares; 2015Q4: 118,531 shares; 2016Q1: 113,615 shares 113,615 $1.53M 0.16% The filing omitted confidential holdings, a later amendment may add them. Timeline CROX CROCS INC More: the full row for CROCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 74,516 shares; 2014Q4: 78,516 shares; 2015Q1: 76,073 shares; 2015Q2: 76,073 shares; 2015Q3: 111,941 shares; 2015Q4: 147,339 shares; 2016Q1: 159,491 shares 159,491 $1.53M 0.16% The filing omitted confidential holdings, a later amendment may add them. Timeline GLD SPDR GOLD TR More: the full row for SPDR GOLD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,463 shares; 2014Q4: 10,889 shares; 2015Q1: 14,792 shares; 2015Q2: 15,383 shares; 2015Q3: 31,075 shares; 2015Q4: 31,098 shares; 2016Q1: 12,971 shares 12,971 $1.53M 0.16% The filing omitted confidential holdings, a later amendment may add them. Timeline IDV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 35,217 shares; 2014Q4: 35,917 shares; 2015Q1: 28,545 shares; 2015Q2: 23,471 shares; 2015Q3: 13,363 shares; 2015Q4: 12,259 shares; 2016Q1: 52,342 shares 52,342 $1.52M 0.16% The filing omitted confidential holdings, a later amendment may add them. Timeline FDN FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 17,484 shares; 2014Q4: 20,325 shares; 2015Q1: 22,780 shares; 2015Q2: 24,239 shares; 2015Q3: 33,683 shares; 2015Q4: 36,491 shares; 2016Q1: 22,077 shares 22,077 $1.51M 0.16% The filing omitted confidential holdings, a later amendment may add them. Timeline PowerShares CEF Income Comp… PowerShares CEF Income Composite More: the full row for PowerShares CEF Income Composite Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 67,921 shares; 2014Q4: not reported; 2015Q1: 13,214 shares; 2015Q2: 13,718 shares; 2015Q3: 11,013 shares; 2015Q4: 10,877 shares; 2016Q1: 69,297 shares 69,297 $1.5M 0.16% The filing omitted confidential holdings, a later amendment may add them. SBUX STARBUCKS CORP More: the full row for STARBUCKS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 3,437 shares; 2014Q4: 7,957 shares; 2015Q1: 7,807 shares; 2015Q2: 15,425 shares; 2015Q3: 22,441 shares; 2015Q4: 26,781 shares; 2016Q1: 24,997 shares 24,997 $1.49M 0.16% The filing omitted confidential holdings, a later amendment may add them. Timeline HYMB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,930 shares; 2014Q4: 25,841 shares; 2015Q1: 27,737 shares; 2015Q2: 24,957 shares; 2015Q3: not reported; 2015Q4: 17,368 shares; 2016Q1: 25,494 shares 25,494 $1.47M 0.15% The filing omitted confidential holdings, a later amendment may add them. Timeline GIS GENERAL MILLS INC More: the full row for GENERAL MILLS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 41,590 shares; 2014Q4: 24,480 shares; 2015Q1: 24,421 shares; 2015Q2: 24,931 shares; 2015Q3: 25,243 shares; 2015Q4: 20,294 shares; 2016Q1: 22,956 shares 22,956 $1.45M 0.15% The filing omitted confidential holdings, a later amendment may add them. Timeline VV VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,968 shares; 2014Q4: 17,307 shares; 2015Q1: 17,308 shares; 2015Q2: 13,586 shares; 2015Q3: 12,863 shares; 2015Q4: 13,102 shares; 2016Q1: 15,354 shares 15,354 $1.44M 0.15% The filing omitted confidential holdings, a later amendment may add them. Timeline DIA STATE STR SPDR DOW JONES IND More: the full row for STATE STR SPDR DOW JONES IND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,000 shares; 2014Q4: 23,543 shares; 2015Q1: 21,925 shares; 2015Q2: 10,221 shares; 2015Q3: 7,971 shares; 2015Q4: 18,944 shares; 2016Q1: 8,135 shares 8,135 $1.44M 0.15% The filing omitted confidential holdings, a later amendment may add them. Timeline DUK DUKE ENERGY CORP NEW More: the full row for DUKE ENERGY CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 12,435 shares; 2014Q4: 12,066 shares; 2015Q1: 11,850 shares; 2015Q2: 15,215 shares; 2015Q3: 15,424 shares; 2015Q4: 15,917 shares; 2016Q1: 17,768 shares 17,768 $1.43M 0.15% The filing omitted confidential holdings, a later amendment may add them. Timeline HON HONEYWELL INTL INC More: the full row for HONEYWELL INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 13,440 shares; 2014Q4: 12,880 shares; 2015Q1: 10,728 shares; 2015Q2: 10,120 shares; 2015Q3: 13,066 shares; 2015Q4: 13,447 shares; 2016Q1: 12,643 shares 12,643 $1.42M 0.15% The filing omitted confidential holdings, a later amendment may add them. Timeline MUNI PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 28,266 shares; 2015Q4: 17,686 shares; 2016Q1: 26,066 shares 26,066 $1.41M 0.15% The filing omitted confidential holdings, a later amendment may add them. Timeline IPATH S&P GSCI CRUDE OI… IPATH S&P GSCI CRUDE OIL TOTAL More: the full row for IPATH S&P GSCI CRUDE OIL TOTAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 393,929 shares; 2015Q4: 270,173 shares; 2016Q1: 275,529 shares 275,529 $1.41M 0.15% The filing omitted confidential holdings, a later amendment may add them. GOOGL ALPHABET INC More: the full row for ALPHABET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,227 shares; 2016Q1: 1,837 shares 1,837 $1.4M 0.15% The filing omitted confidential holdings, a later amendment may add them. Timeline IJK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,081 shares; 2014Q4: 8,695 shares; 2015Q1: 8,214 shares; 2015Q2: 15,300 shares; 2015Q3: 16,344 shares; 2015Q4: 8,573 shares; 2016Q1: 8,588 shares 8,588 $1.4M 0.15% The filing omitted confidential holdings, a later amendment may add them. Timeline ENERGY TRANSFER PRTNRS L P ENERGY TRANSFER PRTNRS L P More: the full row for ENERGY TRANSFER PRTNRS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 35,250 shares; 2014Q4: 36,211 shares; 2015Q1: 30,772 shares; 2015Q2: 36,772 shares; 2015Q3: 37,787 shares; 2015Q4: 40,461 shares; 2016Q1: 42,886 shares 42,886 $1.39M 0.15% The filing omitted confidential holdings, a later amendment may add them. CSCO CISCO SYS INC More: the full row for CISCO SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 37,782 shares; 2014Q4: 35,831 shares; 2015Q1: 40,054 shares; 2015Q2: 42,281 shares; 2015Q3: 41,993 shares; 2015Q4: 48,395 shares; 2016Q1: 48,313 shares 48,313 $1.38M 0.14% The filing omitted confidential holdings, a later amendment may add them. Timeline STERICYCLE INC STERICYCLE INC More: the full row for STERICYCLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,250 shares; 2016Q1: 10,703 shares 10,703 $1.35M 0.14% The filing omitted confidential holdings, a later amendment may add them. RQI COHEN & STEERS QUALITY INCOM More: the full row for COHEN & STEERS QUALITY INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 22,554 shares; 2015Q1: 33,400 shares; 2015Q2: 76,130 shares; 2015Q3: 112,865 shares; 2015Q4: 106,365 shares; 2016Q1: 108,760 shares 108,760 $1.35M 0.14% The filing omitted confidential holdings, a later amendment may add them. Timeline VIG VANGUARD SPECIALIZED FUNDS More: the full row for VANGUARD SPECIALIZED FUNDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,463 shares; 2014Q4: 15,867 shares; 2015Q1: 15,079 shares; 2015Q2: 14,362 shares; 2015Q3: 13,237 shares; 2015Q4: 13,440 shares; 2016Q1: 16,589 shares 16,589 $1.35M 0.14% The filing omitted confidential holdings, a later amendment may add them. Timeline MDY STATE STR SPDR S&P MIDCAP 40 More: the full row for STATE STR SPDR S&P MIDCAP 40 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,086 shares; 2014Q4: 1,942 shares; 2015Q1: 2,364 shares; 2015Q2: 6,827 shares; 2015Q3: 7,352 shares; 2015Q4: 2,825 shares; 2016Q1: 4,995 shares 4,995 $1.31M 0.14% The filing omitted confidential holdings, a later amendment may add them. Timeline BABA ALIBABA GROUP HLDG LTD More: the full row for ALIBABA GROUP HLDG LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 25,867 shares; 2015Q3: 28,413 shares; 2015Q4: 31,555 shares; 2016Q1: 16,336 shares 16,336 $1.29M 0.14% The filing omitted confidential holdings, a later amendment may add them. Timeline DES WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 20,811 shares; 2014Q4: 18,079 shares; 2015Q1: 19,352 shares; 2015Q2: 20,299 shares; 2015Q3: 19,428 shares; 2015Q4: 18,842 shares; 2016Q1: 18,712 shares 18,712 $1.29M 0.14% The filing omitted confidential holdings, a later amendment may add them. Timeline DVY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,223 shares; 2014Q4: 4,611 shares; 2015Q1: 3,703 shares; 2015Q2: 3,227 shares; 2015Q3: 2,762 shares; 2015Q4: 5,311 shares; 2016Q1: 15,400 shares 15,400 $1.26M 0.13% The filing omitted confidential holdings, a later amendment may add them. Timeline GSLC GOLDMAN SACHS ETF TR More: the full row for GOLDMAN SACHS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 29,663 shares 29,663 $1.25M 0.13% The filing omitted confidential holdings, a later amendment may add them. Timeline SPTL SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,212 shares; 2015Q1: 4,909 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 16,408 shares 16,408 $1.24M 0.13% The filing omitted confidential holdings, a later amendment may add them. Timeline UTF COHEN & STEERS INFRASTRUCTUR More: the full row for COHEN & STEERS INFRASTRUCTUR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 28,789 shares; 2014Q4: 29,152 shares; 2015Q1: 28,534 shares; 2015Q2: 28,362 shares; 2015Q3: 30,675 shares; 2015Q4: 61,978 shares; 2016Q1: 61,978 shares 61,978 $1.23M 0.13% The filing omitted confidential holdings, a later amendment may add them. Timeline IWC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,166 shares; 2014Q4: 17,142 shares; 2015Q1: 16,436 shares; 2015Q2: 16,326 shares; 2015Q3: 16,731 shares; 2015Q4: 17,323 shares; 2016Q1: 17,972 shares 17,972 $1.22M 0.13% The filing omitted confidential holdings, a later amendment may add them. Timeline KMI KINDER MORGAN INC DEL More: the full row for KINDER MORGAN INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,668 shares; 2014Q4: 53,526 shares; 2015Q1: 56,828 shares; 2015Q2: 72,506 shares; 2015Q3: 75,193 shares; 2015Q4: 63,867 shares; 2016Q1: 67,076 shares 67,076 $1.2M 0.13% The filing omitted confidential holdings, a later amendment may add them. Timeline HAL HALLIBURTON CO More: the full row for HALLIBURTON CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 22,420 shares; 2014Q4: 22,022 shares; 2015Q1: 22,539 shares; 2015Q2: 26,212 shares; 2015Q3: 28,018 shares; 2015Q4: 33,526 shares; 2016Q1: 33,534 shares 33,534 $1.2M 0.13% The filing omitted confidential holdings, a later amendment may add them. Timeline TLTD FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 6,698 shares; 2015Q1: 13,993 shares; 2015Q2: 16,025 shares; 2015Q3: 19,879 shares; 2015Q4: 20,998 shares; 2016Q1: 22,118 shares 22,118 $1.19M 0.13% The filing omitted confidential holdings, a later amendment may add them. Timeline POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 36,525 shares; 2014Q4: 44,808 shares; 2015Q1: 45,174 shares; 2015Q2: 46,418 shares; 2015Q3: 32,066 shares; 2015Q4: 33,808 shares; 2016Q1: 26,256 shares 26,256 $1.19M 0.13% The filing omitted confidential holdings, a later amendment may add them. DGS WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 41,464 shares; 2014Q4: 40,425 shares; 2015Q1: 38,290 shares; 2015Q2: 38,880 shares; 2015Q3: 38,312 shares; 2015Q4: 32,089 shares; 2016Q1: 31,416 shares 31,416 $1.19M 0.12% The filing omitted confidential holdings, a later amendment may add them. Timeline FXU FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 44,762 shares 44,762 $1.16M 0.12% The filing omitted confidential holdings, a later amendment may add them. Timeline HYG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 21,534 shares; 2014Q4: 10,525 shares; 2015Q1: 9,807 shares; 2015Q2: 12,206 shares; 2015Q3: 14,335 shares; 2015Q4: 13,917 shares; 2016Q1: 14,087 shares 14,087 $1.15M 0.12% The filing omitted confidential holdings, a later amendment may add them. Timeline FV FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 23,664 shares; 2014Q4: 172,526 shares; 2015Q1: 209,754 shares; 2015Q2: 258,494 shares; 2015Q3: 183,622 shares; 2015Q4: 236,757 shares; 2016Q1: 53,054 shares 53,054 $1.15M 0.12% The filing omitted confidential holdings, a later amendment may add them. Timeline WTMF WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 28,369 shares; 2014Q4: 34,174 shares; 2015Q1: 38,479 shares; 2015Q2: 41,261 shares; 2015Q3: 28,521 shares; 2015Q4: 27,486 shares; 2016Q1: 27,054 shares 27,054 $1.13M 0.12% The filing omitted confidential holdings, a later amendment may add them. Timeline IVE ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 23,728 shares; 2014Q4: 30,435 shares; 2015Q1: 18,751 shares; 2015Q2: 18,032 shares; 2015Q3: 18,307 shares; 2015Q4: 17,518 shares; 2016Q1: 12,544 shares 12,544 $1.13M 0.12% The filing omitted confidential holdings, a later amendment may add them. Timeline TWITTER INC TWITTER INC More: the full row for TWITTER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 23,012 shares; 2015Q3: 52,433 shares; 2015Q4: 54,028 shares; 2016Q1: 67,577 shares 67,577 $1.12M 0.12% The filing omitted confidential holdings, a later amendment may add them. UNITED STATES OIL FUND LP UNITED STATES OIL FUND LP More: the full row for UNITED STATES OIL FUND LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 285,736 shares; 2015Q2: not reported; 2015Q3: 16,372 shares; 2015Q4: 104,260 shares; 2016Q1: 115,125 shares 115,125 $1.12M 0.12% The filing omitted confidential holdings, a later amendment may add them. FXD FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 46,553 shares; 2014Q4: 66,514 shares; 2015Q1: 70,110 shares; 2015Q2: 73,797 shares; 2015Q3: 32,403 shares; 2015Q4: 40,534 shares; 2016Q1: 31,576 shares 31,576 $1.11M 0.12% The filing omitted confidential holdings, a later amendment may add them. Timeline COST COSTCO WHOLESALE CORPORATION More: the full row for COSTCO WHOLESALE CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,339 shares; 2014Q4: 2,650 shares; 2015Q1: 3,195 shares; 2015Q2: 3,126 shares; 2015Q3: 5,107 shares; 2015Q4: 12,582 shares; 2016Q1: 7,036 shares 7,036 $1.11M 0.12% The filing omitted confidential holdings, a later amendment may add them. Timeline GS GOLDMAN SACHS GROUP INC More: the full row for GOLDMAN SACHS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 3,019 shares; 2015Q3: 3,009 shares; 2015Q4: 3,023 shares; 2016Q1: 7,040 shares 7,040 $1.1M 0.12% The filing omitted confidential holdings, a later amendment may add them. Timeline IGR CBRE GBL REAL ESTATE INC FD More: the full row for CBRE GBL REAL ESTATE INC FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 20,000 shares; 2014Q4: 46,000 shares; 2015Q1: 46,000 shares; 2015Q2: 108,405 shares; 2015Q3: 160,233 shares; 2015Q4: 140,687 shares; 2016Q1: 140,687 shares 140,687 $1.1M 0.12% The filing omitted confidential holdings, a later amendment may add them. Timeline FXH FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 65,392 shares; 2014Q4: 80,489 shares; 2015Q1: 78,688 shares; 2015Q2: 77,833 shares; 2015Q3: 54,430 shares; 2015Q4: 57,168 shares; 2016Q1: 19,645 shares 19,645 $1.09M 0.12% The filing omitted confidential holdings, a later amendment may add them. Timeline LDP COHEN & STEERS LTD DURATION More: the full row for COHEN & STEERS LTD DURATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 16,842 shares; 2015Q2: 41,524 shares; 2015Q3: 60,777 shares; 2015Q4: 42,967 shares; 2016Q1: 47,547 shares 47,547 $1.09M 0.11% The filing omitted confidential holdings, a later amendment may add them. Timeline COP CONOCOPHILLIPS More: the full row for CONOCOPHILLIPS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 23,076 shares; 2014Q4: 18,688 shares; 2015Q1: 27,598 shares; 2015Q2: 32,436 shares; 2015Q3: 33,130 shares; 2015Q4: 27,645 shares; 2016Q1: 26,747 shares 26,747 $1.08M 0.11% The filing omitted confidential holdings, a later amendment may add them. Timeline Invesco Large-Cap Growth Invesco Large-Cap Growth More: the full row for Invesco Large-Cap Growth Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,348 shares; 2015Q4: 12,218 shares; 2016Q1: 34,195 shares 34,195 $1.06M 0.11% The filing omitted confidential holdings, a later amendment may add them. EQBK EQUITY BANCSHARES INC More: the full row for EQUITY BANCSHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 62,500 shares; 2016Q1: 50,000 shares 50,000 $1.05M 0.11% The filing omitted confidential holdings, a later amendment may add them. Timeline FTSL FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 20,132 shares; 2014Q4: 21,393 shares; 2015Q1: 20,343 shares; 2015Q2: 76,716 shares; 2015Q3: 82,459 shares; 2015Q4: 123,419 shares; 2016Q1: 21,939 shares 21,939 $1.04M 0.11% The filing omitted confidential holdings, a later amendment may add them. Timeline BGS B & G FOODS INC More: the full row for B & G FOODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,370 shares; 2014Q4: 11,745 shares; 2015Q1: 11,645 shares; 2015Q2: 13,445 shares; 2015Q3: 14,745 shares; 2015Q4: 21,380 shares; 2016Q1: 29,907 shares 29,907 $1.04M 0.11% The filing omitted confidential holdings, a later amendment may add them. Timeline FXN FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 73,646 shares 73,646 $1.04M 0.11% The filing omitted confidential holdings, a later amendment may add them. Timeline BOND PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 17,558 shares; 2014Q4: 20,600 shares; 2015Q1: 21,693 shares; 2015Q2: 19,597 shares; 2015Q3: 10,795 shares; 2015Q4: 10,562 shares; 2016Q1: 9,818 shares 9,818 $1.03M 0.11% The filing omitted confidential holdings, a later amendment may add them. Timeline KRG KITE REALTY GROUP TRUST More: the full row for KITE REALTY GROUP TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 101,192 shares; 2014Q4: 70,328 shares; 2015Q1: 51,133 shares; 2015Q2: 44,240 shares; 2015Q3: 46,098 shares; 2015Q4: 37,121 shares; 2016Q1: 37,151 shares 37,151 $1.03M 0.11% The filing omitted confidential holdings, a later amendment may add them. Timeline LYB LYONDELLBASELL INDUSTRIES NV More: the full row for LYONDELLBASELL INDUSTRIES NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,266 shares; 2014Q4: 8,557 shares; 2015Q1: 9,958 shares; 2015Q2: 11,668 shares; 2015Q3: 13,373 shares; 2015Q4: 12,313 shares; 2016Q1: 11,916 shares 11,916 $1.02M 0.11% The filing omitted confidential holdings, a later amendment may add them. Timeline SCHE SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,861 shares; 2014Q4: 17,103 shares; 2015Q1: 47,187 shares; 2015Q2: 106,734 shares; 2015Q3: 125,155 shares; 2015Q4: 68,405 shares; 2016Q1: 48,978 shares 48,978 $1.02M 0.11% The filing omitted confidential holdings, a later amendment may add them. Timeline ARCC ARES CAPITAL CORP More: the full row for ARES CAPITAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 156,548 shares; 2014Q4: 135,872 shares; 2015Q1: 109,494 shares; 2015Q2: 79,992 shares; 2015Q3: 78,725 shares; 2015Q4: 77,250 shares; 2016Q1: 68,003 shares 68,003 $1.01M 0.11% The filing omitted confidential holdings, a later amendment may add them. Timeline SLV ISHARES SILVER TR More: the full row for ISHARES SILVER TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 29,653 shares; 2014Q4: 27,263 shares; 2015Q1: 39,841 shares; 2015Q2: 61,697 shares; 2015Q3: 69,924 shares; 2015Q4: 70,909 shares; 2016Q1: 68,366 shares 68,366 $1M 0.11% The filing omitted confidential holdings, a later amendment may add them. Timeline NKE NIKE INC More: the full row for NIKE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 4,707 shares; 2015Q3: 6,486 shares; 2015Q4: 14,091 shares; 2016Q1: 16,143 shares 16,143 $992K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline VBK VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,278 shares; 2014Q4: 6,146 shares; 2015Q1: 7,140 shares; 2015Q2: 7,433 shares; 2015Q3: 7,704 shares; 2015Q4: 7,951 shares; 2016Q1: 8,303 shares 8,303 $988K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline FCX FREEPORT MCMORAN INC More: the full row for FREEPORT MCMORAN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 98,472 shares; 2014Q4: 60,879 shares; 2015Q1: 48,388 shares; 2015Q2: 50,156 shares; 2015Q3: 95,863 shares; 2015Q4: 88,458 shares; 2016Q1: 95,408 shares 95,408 $987K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline IEV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 28,797 shares; 2014Q4: 27,047 shares; 2015Q1: 28,347 shares; 2015Q2: 27,597 shares; 2015Q3: 29,547 shares; 2015Q4: 28,847 shares; 2016Q1: 25,225 shares 25,225 $987K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline USB US BANCORP More: the full row for US BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,918 shares; 2014Q4: 10,592 shares; 2015Q1: 10,386 shares; 2015Q2: 23,226 shares; 2015Q3: 23,158 shares; 2015Q4: 23,459 shares; 2016Q1: 24,203 shares 24,203 $982K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline DU PONT E I DE NEMOURS & CO DU PONT E I DE NEMOURS & CO More: the full row for DU PONT E I DE NEMOURS & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 42,861 shares; 2014Q4: 40,776 shares; 2015Q1: 38,674 shares; 2015Q2: 38,432 shares; 2015Q3: 37,840 shares; 2015Q4: 15,484 shares; 2016Q1: 15,502 shares 15,502 $982K 0.1% The filing omitted confidential holdings, a later amendment may add them. KR KROGER CO More: the full row for KROGER CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,330 shares; 2014Q4: 4,320 shares; 2015Q1: 4,253 shares; 2015Q2: 9,594 shares; 2015Q3: 19,076 shares; 2015Q4: 25,122 shares; 2016Q1: 25,564 shares 25,564 $978K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 27,167 shares; 2014Q4: 36,920 shares; 2015Q1: 36,920 shares; 2015Q2: 42,299 shares; 2015Q3: 41,304 shares; 2015Q4: 42,854 shares; 2016Q1: 42,774 shares 42,774 $968K 0.1% The filing omitted confidential holdings, a later amendment may add them. MDT MEDTRONIC PLC More: the full row for MEDTRONIC PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 14,168 shares; 2015Q2: 18,913 shares; 2015Q3: 15,169 shares; 2015Q4: 13,719 shares; 2016Q1: 12,874 shares 12,874 $966K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline BLACKSTONE GROUP LP/THE BLACKSTONE GROUP LP/THE More: the full row for BLACKSTONE GROUP LP/THE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 24,155 shares; 2014Q4: 25,661 shares; 2015Q1: 28,050 shares; 2015Q2: 24,504 shares; 2015Q3: 26,731 shares; 2015Q4: 27,877 shares; 2016Q1: 34,305 shares 34,305 $962K 0.1% The filing omitted confidential holdings, a later amendment may add them. BBP ETFIS SER TR I More: the full row for ETFIS SER TR I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 38,980 shares 38,980 $961K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline SCHD SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 16,155 shares; 2015Q4: 32,438 shares; 2016Q1: 23,860 shares 23,860 $957K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline WGO WINNEBAGO INDS INC More: the full row for WINNEBAGO INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 18,530 shares; 2014Q4: 18,530 shares; 2015Q1: 18,530 shares; 2015Q2: 18,380 shares; 2015Q3: 18,380 shares; 2015Q4: 28,220 shares; 2016Q1: 42,220 shares 42,220 $948K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline ROYAL DUTCH SHELL PLC SPN A… ROYAL DUTCH SHELL PLC SPN ADR More: the full row for ROYAL DUTCH SHELL PLC SPN ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,798 shares; 2016Q1: 19,162 shares 19,162 $943K 0.1% The filing omitted confidential holdings, a later amendment may add them. ABBV ABBVIE INC More: the full row for ABBVIE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 18,899 shares; 2014Q4: 17,304 shares; 2015Q1: 17,016 shares; 2015Q2: 15,861 shares; 2015Q3: 16,287 shares; 2015Q4: 15,758 shares; 2016Q1: 16,342 shares 16,342 $933K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline LNT ALLIANT ENERGY CORP More: the full row for ALLIANT ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,511 shares; 2014Q4: 8,511 shares; 2015Q1: 8,313 shares; 2015Q2: 12,702 shares; 2015Q3: 12,702 shares; 2015Q4: 12,433 shares; 2016Q1: 12,439 shares 12,439 $924K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 37,025 shares; 2014Q4: 28,560 shares; 2015Q1: 48,541 shares; 2015Q2: 51,448 shares; 2015Q3: 52,441 shares; 2015Q4: 77,892 shares; 2016Q1: 80,442 shares 80,442 $918K 0.1% The filing omitted confidential holdings, a later amendment may add them. RETAIL PPTYS AMER INC RETAIL PPTYS AMER INC More: the full row for RETAIL PPTYS AMER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 84,955 shares; 2014Q4: 96,285 shares; 2015Q1: 71,869 shares; 2015Q2: 66,215 shares; 2015Q3: 65,521 shares; 2015Q4: 69,649 shares; 2016Q1: 57,721 shares 57,721 $915K 0.1% The filing omitted confidential holdings, a later amendment may add them. AOA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 19,876 shares; 2014Q4: 27,647 shares; 2015Q1: 33,318 shares; 2015Q2: 29,887 shares; 2015Q3: 26,690 shares; 2015Q4: 24,075 shares; 2016Q1: 20,155 shares 20,155 $913K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline XGDVX GABELLI DIVID & INCOME TR More: the full row for GABELLI DIVID & INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 67,972 shares; 2014Q4: 66,822 shares; 2015Q1: 66,822 shares; 2015Q2: 66,822 shares; 2015Q3: 66,822 shares; 2015Q4: 46,057 shares; 2016Q1: 49,151 shares 49,151 $908K 0.1% The filing omitted confidential holdings, a later amendment may add them. Timeline TURQUOISE HILL RESOURCES LTD TURQUOISE HILL RESOURCES LTD More: the full row for TURQUOISE HILL RESOURCES LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 463,753 shares; 2014Q4: 449,353 shares; 2015Q1: 427,353 shares; 2015Q2: 388,153 shares; 2015Q3: 343,403 shares; 2015Q4: 354,958 shares; 2016Q1: 354,903 shares 354,903 $901K 0.09% The filing omitted confidential holdings, a later amendment may add them. VT VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,280 shares; 2014Q4: 13,070 shares; 2015Q1: 15,614 shares; 2015Q2: 16,008 shares; 2015Q3: 17,849 shares; 2015Q4: 18,493 shares; 2016Q1: 15,528 shares 15,528 $896K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline BIDU BAIDU INC More: the full row for BAIDU INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,691 shares; 2014Q4: 5,598 shares; 2015Q1: 4,506 shares; 2015Q2: 4,656 shares; 2015Q3: 4,756 shares; 2015Q4: 4,556 shares; 2016Q1: 4,692 shares 4,692 $896K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline FDUS FIDUS INVT CORP More: the full row for FIDUS INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 62,938 shares; 2014Q4: 60,638 shares; 2015Q1: 60,638 shares; 2015Q2: 60,638 shares; 2015Q3: 60,638 shares; 2015Q4: 57,638 shares; 2016Q1: 57,638 shares 57,638 $894K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline PSEC PROSPECT CAP CORP More: the full row for PROSPECT CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 63,849 shares; 2014Q4: 65,592 shares; 2015Q1: 45,707 shares; 2015Q2: 150,437 shares; 2015Q3: 138,437 shares; 2015Q4: 125,937 shares; 2016Q1: 121,937 shares 121,937 $886K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 12,188 shares; 2014Q4: 12,188 shares; 2015Q1: 29,645 shares; 2015Q2: 29,645 shares; 2015Q3: 30,953 shares; 2015Q4: 37,831 shares; 2016Q1: 41,647 shares 41,647 $884K 0.09% The filing omitted confidential holdings, a later amendment may add them. NVO NOVO-NORDISK A S More: the full row for NOVO-NORDISK A S Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,636 shares; 2014Q4: 6,636 shares; 2015Q1: 6,541 shares; 2015Q2: 11,418 shares; 2015Q3: 11,206 shares; 2015Q4: 16,310 shares; 2016Q1: 16,202 shares 16,202 $878K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline GRAMERCY PPTY TR COM GRAMERCY PPTY TR COM More: the full row for GRAMERCY PPTY TR COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 103,113 shares; 2016Q1: 102,133 shares 102,133 $863K 0.09% The filing omitted confidential holdings, a later amendment may add them. JOHNSON CONTROLS INT F JOHNSON CONTROLS INT F More: the full row for JOHNSON CONTROLS INT F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,059 shares; 2014Q4: 18,762 shares; 2015Q1: 17,762 shares; 2015Q2: 17,662 shares; 2015Q3: 17,082 shares; 2015Q4: 19,482 shares; 2016Q1: 21,949 shares 21,949 $855K 0.09% The filing omitted confidential holdings, a later amendment may add them. BMY BRISTOL-MYERS SQUIBB CO More: the full row for BRISTOL-MYERS SQUIBB CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,582 shares; 2014Q4: 13,089 shares; 2015Q1: 13,287 shares; 2015Q2: 12,985 shares; 2015Q3: 12,986 shares; 2015Q4: 13,021 shares; 2016Q1: 13,353 shares 13,353 $853K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline FITBIT INC FITBIT INC More: the full row for FITBIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 55,732 shares 55,732 $844K 0.09% The filing omitted confidential holdings, a later amendment may add them. AOK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 20,075 shares; 2014Q4: 22,225 shares; 2015Q1: 24,262 shares; 2015Q2: 24,977 shares; 2015Q3: 21,784 shares; 2015Q4: 24,040 shares; 2016Q1: 26,121 shares 26,121 $843K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline DEW WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,418 shares 20,418 $833K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline AMERICAN CAPITAL LTD AMERICAN CAPITAL LTD More: the full row for AMERICAN CAPITAL LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 53,791 shares; 2014Q4: 55,461 shares; 2015Q1: 60,156 shares; 2015Q2: 60,283 shares; 2015Q3: 59,283 shares; 2015Q4: 55,283 shares; 2016Q1: 54,556 shares 54,556 $831K 0.09% The filing omitted confidential holdings, a later amendment may add them. ITA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,361 shares; 2014Q4: 7,148 shares; 2015Q1: 7,162 shares; 2015Q2: 7,078 shares; 2015Q3: 7,252 shares; 2015Q4: 7,129 shares; 2016Q1: 7,076 shares 7,076 $827K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline EDIV SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 66,943 shares; 2014Q4: 66,351 shares; 2015Q1: 37,465 shares; 2015Q2: 37,315 shares; 2015Q3: 36,441 shares; 2015Q4: 31,310 shares; 2016Q1: 30,929 shares 30,929 $827K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline PM PHILIP MORRIS INTL INC More: the full row for PHILIP MORRIS INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,933 shares; 2014Q4: 9,771 shares; 2015Q1: 7,145 shares; 2015Q2: 7,111 shares; 2015Q3: 7,900 shares; 2015Q4: 8,667 shares; 2016Q1: 8,412 shares 8,412 $825K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline SO SOUTHERN CO More: the full row for SOUTHERN CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,699 shares; 2014Q4: 16,244 shares; 2015Q1: 14,196 shares; 2015Q2: 13,004 shares; 2015Q3: 15,065 shares; 2015Q4: 15,300 shares; 2016Q1: 15,851 shares 15,851 $820K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline VXF VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 25,307 shares; 2014Q4: 14,982 shares; 2015Q1: 17,821 shares; 2015Q2: 14,191 shares; 2015Q3: 12,221 shares; 2015Q4: 10,048 shares; 2016Q1: 9,800 shares 9,800 $811K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline VLO VALERO ENERGY CORP More: the full row for VALERO ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 19,180 shares; 2014Q4: 13,233 shares; 2015Q1: 11,080 shares; 2015Q2: 13,987 shares; 2015Q3: 13,531 shares; 2015Q4: 13,535 shares; 2016Q1: 12,613 shares 12,613 $809K 0.09% The filing omitted confidential holdings, a later amendment may add them. Timeline GLAXOSMITHKLINE PLC-ADR GLAXOSMITHKLINE PLC-ADR More: the full row for GLAXOSMITHKLINE PLC-ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,015 shares; 2014Q4: 11,020 shares; 2015Q1: 11,257 shares; 2015Q2: 10,879 shares; 2015Q3: 10,574 shares; 2015Q4: 7,760 shares; 2016Q1: 19,491 shares 19,491 $790K 0.08% The filing omitted confidential holdings, a later amendment may add them. VOD VODAFONE GROUP PLC More: the full row for VODAFONE GROUP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 26,279 shares; 2014Q4: 27,183 shares; 2015Q1: 23,410 shares; 2015Q2: 23,617 shares; 2015Q3: 23,731 shares; 2015Q4: 23,930 shares; 2016Q1: 24,133 shares 24,133 $773K 0.08% The filing omitted confidential holdings, a later amendment may add them. Timeline NMFC NEW MTN FIN CORP More: the full row for NEW MTN FIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 59,650 shares; 2014Q4: 59,650 shares; 2015Q1: 59,650 shares; 2015Q2: 74,650 shares; 2015Q3: 62,650 shares; 2015Q4: 52,650 shares; 2016Q1: 60,330 shares 60,330 $763K 0.08% The filing omitted confidential holdings, a later amendment may add them. Timeline AXP AMERICAN EXPRESS CO More: the full row for AMERICAN EXPRESS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,409 shares; 2014Q4: 9,070 shares; 2015Q1: 9,598 shares; 2015Q2: 9,475 shares; 2015Q3: 9,567 shares; 2015Q4: 9,543 shares; 2016Q1: 12,336 shares 12,336 $757K 0.08% The filing omitted confidential holdings, a later amendment may add them. Timeline SYY SYSCO CORP More: the full row for SYSCO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,725 shares; 2014Q4: 16,740 shares; 2015Q1: 17,735 shares; 2015Q2: 16,539 shares; 2015Q3: 15,935 shares; 2015Q4: 15,915 shares; 2016Q1: 16,115 shares 16,115 $753K 0.08% The filing omitted confidential holdings, a later amendment may add them. Timeline DJP BARCLAYS BANK PLC More: the full row for BARCLAYS BANK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,655 shares; 2014Q4: 16,770 shares; 2015Q1: 20,220 shares; 2015Q2: 22,431 shares; 2015Q3: 22,069 shares; 2015Q4: 18,842 shares; 2016Q1: 34,969 shares 34,969 $752K 0.08% The filing omitted confidential holdings, a later amendment may add them. Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 23,139 shares; 2014Q4: 32,151 shares; 2015Q1: 32,151 shares; 2015Q2: 37,860 shares; 2015Q3: 37,003 shares; 2015Q4: 36,290 shares; 2016Q1: 34,048 shares 34,048 $751K 0.08% The filing omitted confidential holdings, a later amendment may add them. RY ROYAL BK CDA More: the full row for ROYAL BK CDA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 9,150 shares; 2015Q1: 14,095 shares; 2015Q2: 13,095 shares; 2015Q3: 13,384 shares; 2015Q4: 13,159 shares; 2016Q1: 12,884 shares 12,884 $742K 0.08% The filing omitted confidential holdings, a later amendment may add them. Timeline WWD WOODWARD INC More: the full row for WOODWARD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 14,271 shares 14,271 $742K 0.08% The filing omitted confidential holdings, a later amendment may add them. Timeline OXY OCCIDENTAL PETE CORP More: the full row for OCCIDENTAL PETE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,336 shares; 2014Q4: 9,361 shares; 2015Q1: 9,727 shares; 2015Q2: 10,803 shares; 2015Q3: 10,764 shares; 2015Q4: 10,815 shares; 2016Q1: 10,794 shares 10,794 $739K 0.08% The filing omitted confidential holdings, a later amendment may add them. Timeline BLACKROCK INC BLACKROCK INC More: the full row for BLACKROCK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,006 shares; 2015Q4: 2,006 shares; 2016Q1: 2,156 shares 2,156 $734K 0.08% The filing omitted confidential holdings, a later amendment may add them. CMI CUMMINS INC More: the full row for CUMMINS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,459 shares; 2016Q1: 6,640 shares 6,640 $730K 0.08% The filing omitted confidential holdings, a later amendment may add them. Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 12,481 shares; 2015Q1: 20,652 shares; 2015Q2: 21,552 shares; 2015Q3: 26,272 shares; 2015Q4: 31,668 shares; 2016Q1: 34,521 shares 34,521 $729K 0.08% The filing omitted confidential holdings, a later amendment may add them. HDV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,986 shares; 2014Q4: 5,849 shares; 2015Q1: 7,316 shares; 2015Q2: 7,771 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 9,206 shares 9,206 $718K 0.08% The filing omitted confidential holdings, a later amendment may add them. Timeline FTCS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 18,210 shares 18,210 $717K 0.08% The filing omitted confidential holdings, a later amendment may add them. Timeline ABT ABBOTT LABORATORIES More: the full row for ABBOTT LABORATORIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 26,782 shares; 2014Q4: 25,095 shares; 2015Q1: 18,402 shares; 2015Q2: 16,191 shares; 2015Q3: 17,148 shares; 2015Q4: 17,183 shares; 2016Q1: 17,088 shares 17,088 $715K 0.08% The filing omitted confidential holdings, a later amendment may add them. Timeline XRNPX COHEN & STEERS REIT & PFD & More: the full row for COHEN & STEERS REIT & PFD & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 43,180 shares; 2014Q4: 43,180 shares; 2015Q1: 43,180 shares; 2015Q2: 43,180 shares; 2015Q3: 38,557 shares; 2015Q4: 34,107 shares; 2016Q1: 37,607 shares 37,607 $712K 0.07% The filing omitted confidential holdings, a later amendment may add them. Timeline RYDEX ETF TRUST RYDEX ETF TRUST More: the full row for RYDEX ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,940 shares; 2014Q4: 2,690 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,787 shares; 2016Q1: 5,715 shares 5,715 $696K 0.07% The filing omitted confidential holdings, a later amendment may add them. STT STATE STR CORP More: the full row for STATE STR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,621 shares; 2014Q4: 11,621 shares; 2015Q1: 11,621 shares; 2015Q2: 11,621 shares; 2015Q3: 11,721 shares; 2015Q4: 11,742 shares; 2016Q1: 11,722 shares 11,722 $686K 0.07% The filing omitted confidential holdings, a later amendment may add them. Timeline FTA FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 26,862 shares; 2014Q4: 56,372 shares; 2015Q1: 12,896 shares; 2015Q2: 12,780 shares; 2015Q3: 12,128 shares; 2015Q4: 16,121 shares; 2016Q1: 16,833 shares 16,833 $684K 0.07% The filing omitted confidential holdings, a later amendment may add them. Timeline ADM ARCHER DANIELS MIDLAND CO More: the full row for ARCHER DANIELS MIDLAND CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 34,582 shares; 2014Q4: 41,519 shares; 2015Q1: 18,552 shares; 2015Q2: 25,227 shares; 2015Q3: 25,228 shares; 2015Q4: 19,330 shares; 2016Q1: 18,630 shares 18,630 $676K 0.07% The filing omitted confidential holdings, a later amendment may add them. Timeline NORTHSTAR REIT. NORTHSTAR REIT. More: the full row for NORTHSTAR REIT. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 47,008 shares; 2016Q1: 51,296 shares 51,296 $673K 0.07% The filing omitted confidential holdings, a later amendment may add them. FNX FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,417 shares; 2014Q4: 4,809 shares; 2015Q1: 10,762 shares; 2015Q2: 45,491 shares; 2015Q3: 11,233 shares; 2015Q4: 12,817 shares; 2016Q1: 13,527 shares 13,527 $671K 0.07% The filing omitted confidential holdings, a later amendment may add them. Timeline GLW CORNING INC More: the full row for CORNING INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 29,275 shares; 2014Q4: 29,057 shares; 2015Q1: 28,227 shares; 2015Q2: 33,192 shares; 2015Q3: 28,569 shares; 2015Q4: 32,059 shares; 2016Q1: 32,059 shares 32,059 $670K 0.07% The filing omitted confidential holdings, a later amendment may add them. Timeline XLE SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,568 shares; 2014Q4: 10,944 shares; 2015Q1: 16,313 shares; 2015Q2: 14,162 shares; 2015Q3: 11,118 shares; 2015Q4: 10,027 shares; 2016Q1: 10,767 shares 10,767 $666K 0.07% The filing omitted confidential holdings, a later amendment may add them. Timeline LAZARD LTD-CLASS A LAZARD LTD-CLASS A More: the full row for LAZARD LTD-CLASS A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,000 shares; 2014Q4: 4,000 shares; 2015Q1: 4,200 shares; 2015Q2: 4,200 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 17,100 shares 17,100 $663K 0.07% The filing omitted confidential holdings, a later amendment may add them. KIE SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,920 shares; 2014Q4: 10,644 shares; 2015Q1: 9,721 shares; 2015Q2: 9,661 shares; 2015Q3: 9,661 shares; 2015Q4: 9,473 shares; 2016Q1: 9,473 shares 9,473 $656K 0.07% The filing omitted confidential holdings, a later amendment may add them. Timeline LMT LOCKHEED MARTIN CORP More: the full row for LOCKHEED MARTIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,420 shares; 2014Q4: 1,335 shares; 2015Q1: 2,290 shares; 2015Q2: 2,011 shares; 2015Q3: 1,845 shares; 2015Q4: 2,584 shares; 2016Q1: 2,933 shares 2,933 $650K 0.07% The filing omitted confidential holdings, a later amendment may add them. Timeline MARKET VECTORS ETF TR MARKET VECTORS ETF TR More: the full row for MARKET VECTORS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 8,274 shares 8,274 $638K 0.07% The filing omitted confidential holdings, a later amendment may add them. IWP ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,830 shares; 2014Q4: 15,550 shares; 2015Q1: 18,960 shares; 2015Q2: 10,603 shares; 2015Q3: 5,453 shares; 2015Q4: 6,884 shares; 2016Q1: 6,886 shares 6,886 $635K 0.07% The filing omitted confidential holdings, a later amendment may add them. Timeline PSK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 13,918 shares 13,918 $627K 0.07% The filing omitted confidential holdings, a later amendment may add them. Timeline FAD FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,594 shares 12,594 $624K 0.07% The filing omitted confidential holdings, a later amendment may add them. Timeline WM WASTE MGMT INC DEL More: the full row for WASTE MGMT INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 10,163 shares; 2014Q4: 9,252 shares; 2015Q1: 9,668 shares; 2015Q2: 10,268 shares; 2015Q3: 10,259 shares; 2015Q4: 10,790 shares; 2016Q1: 10,479 shares 10,479 $618K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline SPIB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 12,366 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 8,606 shares; 2015Q4: 6,947 shares; 2016Q1: 18,040 shares 18,040 $618K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline AMT AMERICAN TOWER CORP More: the full row for AMERICAN TOWER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,066 shares; 2014Q4: 9,079 shares; 2015Q1: 7,833 shares; 2015Q2: 6,486 shares; 2015Q3: 5,138 shares; 2015Q4: 5,902 shares; 2016Q1: 5,977 shares 5,977 $612K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline ICF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,331 shares; 2014Q4: 9,537 shares; 2015Q1: 8,723 shares; 2015Q2: 4,465 shares; 2015Q3: 3,706 shares; 2015Q4: 2,782 shares; 2016Q1: 5,927 shares 5,927 $611K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline RMT ROYCE MICRO-CAP TR INC More: the full row for ROYCE MICRO-CAP TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 116,344 shares; 2014Q4: 116,344 shares; 2015Q1: 115,204 shares; 2015Q2: 115,204 shares; 2015Q3: 115,204 shares; 2015Q4: 86,904 shares; 2016Q1: 86,904 shares 86,904 $608K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline CSQ CALAMOS STRATEGIC TOTAL RETU More: the full row for CALAMOS STRATEGIC TOTAL RETU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 68,496 shares; 2014Q4: 68,296 shares; 2015Q1: 73,446 shares; 2015Q2: 59,504 shares; 2015Q3: 63,411 shares; 2015Q4: 63,411 shares; 2016Q1: 63,411 shares 63,411 $603K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline CELGENE CORP CELGENE CORP More: the full row for CELGENE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,749 shares; 2014Q4: 3,803 shares; 2015Q1: 4,860 shares; 2015Q2: 5,750 shares; 2015Q3: 6,650 shares; 2015Q4: 6,025 shares; 2016Q1: 6,027 shares 6,027 $603K 0.06% The filing omitted confidential holdings, a later amendment may add them. JPC NUVEEN PFD & INCOME OPPORTUN More: the full row for NUVEEN PFD & INCOME OPPORTUN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 70,875 shares; 2014Q4: 92,200 shares; 2015Q1: 93,320 shares; 2015Q2: 94,227 shares; 2015Q3: 79,718 shares; 2015Q4: 90,833 shares; 2016Q1: 64,120 shares 64,120 $600K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline TLH ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,191 shares; 2015Q4: 1,768 shares; 2016Q1: 4,199 shares 4,199 $594K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline EXC EXELON CORP More: the full row for EXELON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,181 shares; 2014Q4: 15,939 shares; 2015Q1: 18,497 shares; 2015Q2: 18,099 shares; 2015Q3: 19,714 shares; 2015Q4: 18,414 shares; 2016Q1: 16,524 shares 16,524 $593K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline HYS PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,646 shares; 2014Q4: 11,809 shares; 2015Q1: 11,598 shares; 2015Q2: 11,451 shares; 2015Q3: 10,994 shares; 2015Q4: 6,823 shares; 2016Q1: 6,377 shares 6,377 $593K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline FXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 12,398 shares; 2014Q4: 11,633 shares; 2015Q1: 13,116 shares; 2015Q2: 30,556 shares; 2015Q3: 9,499 shares; 2015Q4: 7,459 shares; 2016Q1: 17,463 shares 17,463 $590K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline FTC FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 26,032 shares; 2014Q4: 53,848 shares; 2015Q1: 7,050 shares; 2015Q2: 6,575 shares; 2015Q3: 6,257 shares; 2015Q4: 45,219 shares; 2016Q1: 12,187 shares 12,187 $588K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline YUM YUM BRANDS INC More: the full row for YUM BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,323 shares; 2014Q4: 7,277 shares; 2015Q1: 7,226 shares; 2015Q2: 7,224 shares; 2015Q3: 7,156 shares; 2015Q4: 7,140 shares; 2016Q1: 7,143 shares 7,143 $585K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline VO VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 3,556 shares; 2014Q4: 4,632 shares; 2015Q1: 6,637 shares; 2015Q2: 9,110 shares; 2015Q3: 5,071 shares; 2015Q4: 5,041 shares; 2016Q1: 4,778 shares 4,778 $579K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline AGGM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,552 shares; 2015Q4: 2,052 shares; 2016Q1: 5,007 shares 5,007 $576K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline PIMCO DYNAMIC CR INCOME FD PIMCO DYNAMIC CR INCOME FD More: the full row for PIMCO DYNAMIC CR INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 240,175 shares; 2014Q4: 273,913 shares; 2015Q1: 276,888 shares; 2015Q2: 283,299 shares; 2015Q3: 296,646 shares; 2015Q4: 270,706 shares; 2016Q1: 32,736 shares 32,736 $571K 0.06% The filing omitted confidential holdings, a later amendment may add them. RCKY ROCKY BRANDS INC More: the full row for ROCKY BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 48,948 shares; 2014Q4: 48,948 shares; 2015Q1: 44,448 shares; 2015Q2: 40,848 shares; 2015Q3: 44,848 shares; 2015Q4: 44,848 shares; 2016Q1: 44,848 shares 44,848 $571K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline HPE HEWLETT PACKARD ENTERPRISE C More: the full row for HEWLETT PACKARD ENTERPRISE C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 32,750 shares; 2016Q1: 31,977 shares 31,977 $567K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline FYX FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 10,016 shares; 2014Q4: 10,386 shares; 2015Q1: 51,542 shares; 2015Q2: 50,998 shares; 2015Q3: 11,930 shares; 2015Q4: 13,634 shares; 2016Q1: 12,415 shares 12,415 $560K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline VBR VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,278 shares; 2014Q4: 4,152 shares; 2015Q1: 5,267 shares; 2015Q2: 13,716 shares; 2015Q3: 4,678 shares; 2015Q4: 4,744 shares; 2016Q1: 5,476 shares 5,476 $558K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline UNH UNITEDHEALTH GROUP INC More: the full row for UNITEDHEALTH GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,610 shares; 2014Q4: 2,095 shares; 2015Q1: 4,216 shares; 2015Q2: 5,108 shares; 2015Q3: 4,479 shares; 2015Q4: 4,788 shares; 2016Q1: 4,321 shares 4,321 $557K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline STIP ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 3,125 shares; 2015Q3: 3,811 shares; 2015Q4: 5,663 shares; 2016Q1: 5,493 shares 5,493 $553K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline UNILEVER PLC UNILEVER PLC More: the full row for UNILEVER PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 10,407 shares; 2014Q4: 10,534 shares; 2015Q1: 11,341 shares; 2015Q2: 11,347 shares; 2015Q3: 12,110 shares; 2015Q4: 12,117 shares; 2016Q1: 12,181 shares 12,181 $550K 0.06% The filing omitted confidential holdings, a later amendment may add them. CL COLGATE PALMOLIVE CO More: the full row for COLGATE PALMOLIVE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,399 shares; 2014Q4: 6,053 shares; 2015Q1: 6,290 shares; 2015Q2: 6,311 shares; 2015Q3: 7,312 shares; 2015Q4: 7,734 shares; 2016Q1: 7,756 shares 7,756 $548K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline IEFA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,222 shares 10,222 $543K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline TECO ENERGY INC TECO ENERGY INC More: the full row for TECO ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 19,940 shares; 2014Q4: 30,172 shares; 2015Q1: 29,870 shares; 2015Q2: 19,330 shares; 2015Q3: 19,130 shares; 2015Q4: 19,130 shares; 2016Q1: 19,730 shares 19,730 $543K 0.06% The filing omitted confidential holdings, a later amendment may add them. FTSE RAFI US 1500 Small Cap FTSE RAFI US 1500 Small Cap More: the full row for FTSE RAFI US 1500 Small Cap Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,374 shares; 2014Q4: 6,564 shares; 2015Q1: 6,400 shares; 2015Q2: 5,777 shares; 2015Q3: 5,753 shares; 2015Q4: 5,783 shares; 2016Q1: 5,746 shares 5,746 $542K 0.06% The filing omitted confidential holdings, a later amendment may add them. Invesco S&P 500 Pure Growth Invesco S&P 500 Pure Growth More: the full row for Invesco S&P 500 Pure Growth Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,477 shares; 2014Q4: not reported; 2015Q1: 2,864 shares; 2015Q2: 4,776 shares; 2015Q3: 8,593 shares; 2015Q4: 14,486 shares; 2016Q1: 6,778 shares 6,778 $538K 0.06% The filing omitted confidential holdings, a later amendment may add them. WDAY WORKDAY INC More: the full row for WORKDAY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,643 shares; 2014Q4: 6,643 shares; 2015Q1: 6,268 shares; 2015Q2: 5,018 shares; 2015Q3: 5,518 shares; 2015Q4: 5,518 shares; 2016Q1: 6,918 shares 6,918 $532K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline HTGC HERCULES CAPITAL INC More: the full row for HERCULES CAPITAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 26,473 shares; 2014Q4: 26,473 shares; 2015Q1: 38,473 shares; 2015Q2: 55,473 shares; 2015Q3: 45,021 shares; 2015Q4: 44,321 shares; 2016Q1: 44,321 shares 44,321 $532K 0.06% The filing omitted confidential holdings, a later amendment may add them. Timeline POWERSHARES ETF TRUST DWA T… POWERSHARES ETF TRUST DWA TECH More: the full row for POWERSHARES ETF TRUST DWA TECH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 40,073 shares; 2014Q4: 40,625 shares; 2015Q1: 50,781 shares; 2015Q2: 73,040 shares; 2015Q3: 73,911 shares; 2015Q4: 55,191 shares; 2016Q1: 12,858 shares 12,858 $524K 0.06% The filing omitted confidential holdings, a later amendment may add them. CREDIT SUISSE NASSAU BRH ET… CREDIT SUISSE NASSAU BRH ETN L More: the full row for CREDIT SUISSE NASSAU BRH ETN L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 28,268 shares; 2015Q4: 33,000 shares; 2016Q1: 31,727 shares 31,727 $524K 0.06% The filing omitted confidential holdings, a later amendment may add them. XEVTX EATON VANCE TAX ADVT DIV INC More: the full row for EATON VANCE TAX ADVT DIV INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 18,662 shares; 2014Q4: 18,662 shares; 2015Q1: 23,082 shares; 2015Q2: 23,561 shares; 2015Q3: 20,859 shares; 2015Q4: 26,787 shares; 2016Q1: 26,787 shares 26,787 $514K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline GUGGENHEIM MID-CAP CORE ETF GUGGENHEIM MID-CAP CORE ETF More: the full row for GUGGENHEIM MID-CAP CORE ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 12,379 shares; 2014Q4: 17,661 shares; 2015Q1: 25,462 shares; 2015Q2: 25,001 shares; 2015Q3: 22,650 shares; 2015Q4: 23,601 shares; 2016Q1: 10,488 shares 10,488 $512K 0.05% The filing omitted confidential holdings, a later amendment may add them. NOC NORTHROP GRUMMAN CORP More: the full row for NORTHROP GRUMMAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 2,498 shares; 2015Q3: 2,273 shares; 2015Q4: 2,273 shares; 2016Q1: 2,573 shares 2,573 $509K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline NVS NOVARTIS AG More: the full row for NOVARTIS AG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,168 shares; 2014Q4: 3,658 shares; 2015Q1: 3,558 shares; 2015Q2: 3,614 shares; 2015Q3: 2,875 shares; 2015Q4: 2,950 shares; 2016Q1: 7,014 shares 7,014 $508K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline BANK OF THE OZARKS BANK OF THE OZARKS More: the full row for BANK OF THE OZARKS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 8,268 shares; 2015Q2: 8,268 shares; 2015Q3: 8,268 shares; 2015Q4: 8,268 shares; 2016Q1: 11,987 shares 11,987 $503K 0.05% The filing omitted confidential holdings, a later amendment may add them. FBIN FORTUNE BRANDS INNOVATIONS I More: the full row for FORTUNE BRANDS INNOVATIONS I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,035 shares; 2016Q1: 8,836 shares 8,836 $495K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline DEO DIAGEO PLC More: the full row for DIAGEO PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,946 shares; 2014Q4: 4,556 shares; 2015Q1: 4,556 shares; 2015Q2: 4,555 shares; 2015Q3: 4,577 shares; 2015Q4: 4,567 shares; 2016Q1: 4,567 shares 4,567 $493K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline EXPRESS SCRIPTS HLDG CO EXPRESS SCRIPTS HLDG CO More: the full row for EXPRESS SCRIPTS HLDG CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,982 shares; 2014Q4: 4,857 shares; 2015Q1: 13,475 shares; 2015Q2: 5,618 shares; 2015Q3: 6,211 shares; 2015Q4: 6,361 shares; 2016Q1: 7,166 shares 7,166 $492K 0.05% The filing omitted confidential holdings, a later amendment may add them. QDEF FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,245 shares; 2014Q4: 10,810 shares; 2015Q1: 13,770 shares; 2015Q2: 13,176 shares; 2015Q3: 10,961 shares; 2015Q4: 10,955 shares; 2016Q1: 13,328 shares 13,328 $481K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 18,607 shares; 2016Q1: 22,411 shares 22,411 $480K 0.05% The filing omitted confidential holdings, a later amendment may add them. HOLLYFRONTIER CORP HOLLYFRONTIER CORP More: the full row for HOLLYFRONTIER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,961 shares; 2014Q4: 7,990 shares; 2015Q1: 8,362 shares; 2015Q2: 13,467 shares; 2015Q3: 13,370 shares; 2015Q4: 13,487 shares; 2016Q1: 13,501 shares 13,501 $477K 0.05% The filing omitted confidential holdings, a later amendment may add them. IDU ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 1,976 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,846 shares 3,846 $476K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline SCM STELLUS CAP INVT CORP More: the full row for STELLUS CAP INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 68,064 shares; 2014Q4: 68,064 shares; 2015Q1: 68,064 shares; 2015Q2: 67,064 shares; 2015Q3: 51,891 shares; 2015Q4: 45,891 shares; 2016Q1: 45,891 shares 45,891 $469K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline UTHR UNITED THERAPEUTICS CORP DEL More: the full row for UNITED THERAPEUTICS CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 4,160 shares; 2015Q3: 4,160 shares; 2015Q4: 4,160 shares; 2016Q1: 4,195 shares 4,195 $467K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline FLR FLUOR CORP More: the full row for FLUOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,717 shares; 2014Q4: 8,557 shares; 2015Q1: 8,732 shares; 2015Q2: 8,515 shares; 2015Q3: 8,543 shares; 2015Q4: 8,543 shares; 2016Q1: 8,543 shares 8,543 $459K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline TEVA TEVA PHARMACEUTICAL INDS LTD More: the full row for TEVA PHARMACEUTICAL INDS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 17,310 shares; 2014Q4: 15,919 shares; 2015Q1: 11,551 shares; 2015Q2: 11,410 shares; 2015Q3: 11,490 shares; 2015Q4: 11,572 shares; 2016Q1: 8,543 shares 8,543 $457K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline FUND SPROTT FOCUS TR INC More: the full row for SPROTT FOCUS TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 124,664 shares; 2015Q4: 75,108 shares; 2016Q1: 75,108 shares 75,108 $457K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline LOW LOWES COS INC More: the full row for LOWES COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,587 shares; 2014Q4: 4,208 shares; 2015Q1: 5,208 shares; 2015Q2: 6,190 shares; 2015Q3: 5,866 shares; 2015Q4: 6,568 shares; 2016Q1: 6,016 shares 6,016 $456K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline V VISA INC More: the full row for VISA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 1,960 shares; 2014Q4: 1,387 shares; 2015Q1: 5,429 shares; 2015Q2: 4,334 shares; 2015Q3: 3,854 shares; 2015Q4: 6,490 shares; 2016Q1: 5,953 shares 5,953 $455K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline MDIV FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 57,302 shares; 2014Q4: 67,150 shares; 2015Q1: 77,902 shares; 2015Q2: 76,248 shares; 2015Q3: 51,966 shares; 2015Q4: 40,893 shares; 2016Q1: 24,453 shares 24,453 $454K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline ETV EATON VANCE TAX-MANAGED BUY- More: the full row for EATON VANCE TAX-MANAGED BUY- Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,663 shares; 2014Q4: 14,663 shares; 2015Q1: 17,365 shares; 2015Q2: 17,365 shares; 2015Q3: 30,624 shares; 2015Q4: 30,624 shares; 2016Q1: 30,624 shares 30,624 $450K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline QUAL ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 4,324 shares; 2015Q4: 6,862 shares; 2016Q1: 6,835 shares 6,835 $449K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline PHK PIMCO HIGH INCOME FD More: the full row for PIMCO HIGH INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 15,376 shares; 2014Q4: 20,136 shares; 2015Q1: 22,247 shares; 2015Q2: 41,134 shares; 2015Q3: 45,604 shares; 2015Q4: 48,756 shares; 2016Q1: 50,386 shares 50,386 $449K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline SHY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,765 shares; 2014Q4: 9,501 shares; 2015Q1: 8,018 shares; 2015Q2: 7,028 shares; 2015Q3: 7,762 shares; 2015Q4: 6,442 shares; 2016Q1: 5,252 shares 5,252 $447K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline UNITED TECHNOLOGIES CORP UNITED TECHNOLOGIES CORP More: the full row for UNITED TECHNOLOGIES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 3,418 shares; 2014Q4: 3,086 shares; 2015Q1: 2,876 shares; 2015Q2: 3,712 shares; 2015Q3: 4,617 shares; 2015Q4: 4,517 shares; 2016Q1: 4,470 shares 4,470 $447K 0.05% The filing omitted confidential holdings, a later amendment may add them. CMCSA COMCAST CORP NEW More: the full row for COMCAST CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,877 shares; 2014Q4: 8,842 shares; 2015Q1: 7,639 shares; 2015Q2: 7,423 shares; 2015Q3: 7,444 shares; 2015Q4: 7,277 shares; 2016Q1: 7,283 shares 7,283 $445K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline GLOBAL X FDS GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 28,864 shares; 2014Q4: 17,377 shares; 2015Q1: 24,483 shares; 2015Q2: 25,531 shares; 2015Q3: 23,595 shares; 2015Q4: 22,442 shares; 2016Q1: 22,056 shares 22,056 $445K 0.05% The filing omitted confidential holdings, a later amendment may add them. XNEAX NUVEEN AMT FREE QLTY MUN INC More: the full row for NUVEEN AMT FREE QLTY MUN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 30,836 shares; 2014Q4: 26,363 shares; 2015Q1: 26,424 shares; 2015Q2: 27,910 shares; 2015Q3: 28,007 shares; 2015Q4: 28,132 shares; 2016Q1: 31,191 shares 31,191 $443K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline MINT PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,350 shares; 2014Q4: 6,650 shares; 2015Q1: 5,891 shares; 2015Q2: 5,754 shares; 2015Q3: 5,672 shares; 2015Q4: 5,638 shares; 2016Q1: 4,375 shares 4,375 $441K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline KMB KIMBERLY-CLARK CORP More: the full row for KIMBERLY-CLARK CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 1,925 shares; 2014Q4: 1,930 shares; 2015Q1: not reported; 2015Q2: 2,744 shares; 2015Q3: 3,399 shares; 2015Q4: 3,432 shares; 2016Q1: 3,259 shares 3,259 $438K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline MDLZ MONDELEZ INTL INC More: the full row for MONDELEZ INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,770 shares; 2014Q4: 11,278 shares; 2015Q1: 10,908 shares; 2015Q2: 10,920 shares; 2015Q3: 10,872 shares; 2015Q4: 10,675 shares; 2016Q1: 10,800 shares 10,800 $433K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline BRK-A BERKSHIRE HATHAWAY INC DEL More: the full row for BERKSHIRE HATHAWAY INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3 shares; 2016Q1: 3 shares 3 $430K 0.05% The filing omitted confidential holdings, a later amendment may add them. Timeline GGZ GABELLI GLOBAL SMALL & MID C More: the full row for GABELLI GLOBAL SMALL & MID C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 48,670 shares; 2014Q4: 48,515 shares; 2015Q1: 48,515 shares; 2015Q2: 48,515 shares; 2015Q3: 48,515 shares; 2015Q4: 40,515 shares; 2016Q1: 40,515 shares 40,515 $428K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline XLY SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,348 shares; 2016Q1: 5,339 shares 5,339 $422K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline WY WEYERHAEUSER CO More: the full row for WEYERHAEUSER CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,964 shares; 2014Q4: 10,437 shares; 2015Q1: 10,439 shares; 2015Q2: 10,445 shares; 2015Q3: 13,025 shares; 2015Q4: 8,332 shares; 2016Q1: 13,587 shares 13,587 $421K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline TSN TYSON FOODS INC More: the full row for TYSON FOODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,300 shares; 2014Q4: 6,300 shares; 2015Q1: 8,252 shares; 2015Q2: 8,252 shares; 2015Q3: 8,252 shares; 2015Q4: 8,252 shares; 2016Q1: 6,301 shares 6,301 $420K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline ETG EATON VANCE TX ADV GLBL DIV More: the full row for EATON VANCE TX ADV GLBL DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,111 shares; 2014Q4: 16,117 shares; 2015Q1: 16,736 shares; 2015Q2: 17,299 shares; 2015Q3: 28,431 shares; 2015Q4: 29,036 shares; 2016Q1: 29,036 shares 29,036 $420K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline MARKET VECTORS ETF TR MARKET VECTORS ETF TR More: the full row for MARKET VECTORS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 15,909 shares; 2014Q4: 15,509 shares; 2015Q1: 15,509 shares; 2015Q2: 15,209 shares; 2015Q3: 78,251 shares; 2015Q4: 17,984 shares; 2016Q1: 17,209 shares 17,209 $417K 0.04% The filing omitted confidential holdings, a later amendment may add them. TOTALENERGIES SE -SPON ADR TOTALENERGIES SE -SPON ADR More: the full row for TOTALENERGIES SE -SPON ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 28,202 shares; 2014Q4: 30,084 shares; 2015Q1: 19,049 shares; 2015Q2: 10,313 shares; 2015Q3: 8,939 shares; 2015Q4: 8,252 shares; 2016Q1: 9,158 shares 9,158 $416K 0.04% The filing omitted confidential holdings, a later amendment may add them. OHI OMEGA HEALTHCARE INVS INC More: the full row for OMEGA HEALTHCARE INVS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 27,595 shares; 2014Q4: 28,357 shares; 2015Q1: not reported; 2015Q2: 7,195 shares; 2015Q3: 12,495 shares; 2015Q4: 11,737 shares; 2016Q1: 11,739 shares 11,739 $414K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline VPU VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,652 shares; 2014Q4: 4,862 shares; 2015Q1: 5,046 shares; 2015Q2: 4,918 shares; 2015Q3: 4,461 shares; 2015Q4: 7,260 shares; 2016Q1: 3,833 shares 3,833 $412K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline EOG EOG RES INC More: the full row for EOG RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,870 shares; 2016Q1: 5,670 shares 5,670 $411K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline IWO ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,581 shares; 2014Q4: 4,329 shares; 2015Q1: 4,303 shares; 2015Q2: 3,925 shares; 2015Q3: 3,110 shares; 2015Q4: 3,156 shares; 2016Q1: 3,098 shares 3,098 $411K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline XLP SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 6,979 shares; 2015Q3: 7,039 shares; 2015Q4: 8,011 shares; 2016Q1: 7,735 shares 7,735 $410K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline UAA UNDER ARMOUR INC More: the full row for UNDER ARMOUR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,427 shares; 2014Q4: 5,960 shares; 2015Q1: 5,260 shares; 2015Q2: 3,800 shares; 2015Q3: 5,963 shares; 2015Q4: 5,354 shares; 2016Q1: 4,790 shares 4,790 $406K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline ETRACS Wells Fargo Busine ETRACS Wells Fargo Busine More: the full row for ETRACS Wells Fargo Busine Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 19,033 shares; 2014Q4: 19,205 shares; 2015Q1: 33,580 shares; 2015Q2: 34,688 shares; 2015Q3: 29,880 shares; 2015Q4: 23,862 shares; 2016Q1: 19,916 shares 19,916 $406K 0.04% The filing omitted confidential holdings, a later amendment may add them. SPECTRA ENERGY CORP SPECTRA ENERGY CORP More: the full row for SPECTRA ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 15,377 shares; 2014Q4: 15,196 shares; 2015Q1: 16,012 shares; 2015Q2: 15,645 shares; 2015Q3: 14,327 shares; 2015Q4: 14,079 shares; 2016Q1: 13,259 shares 13,259 $406K 0.04% The filing omitted confidential holdings, a later amendment may add them. NSC NORFOLK SOUTHN CORP More: the full row for NORFOLK SOUTHN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,919 shares; 2014Q4: 9,225 shares; 2015Q1: 4,279 shares; 2015Q2: 5,721 shares; 2015Q3: 5,871 shares; 2015Q4: 5,723 shares; 2016Q1: 4,861 shares 4,861 $405K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline TCP CAP CORP TCP CAP CORP More: the full row for TCP CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 36,455 shares; 2014Q4: 36,455 shares; 2015Q1: 36,455 shares; 2015Q2: 36,455 shares; 2015Q3: 31,055 shares; 2015Q4: 27,055 shares; 2016Q1: 27,055 shares 27,055 $403K 0.04% The filing omitted confidential holdings, a later amendment may add them. FIREEYE INC FIREEYE INC More: the full row for FIREEYE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 12,510 shares; 2015Q4: 21,260 shares; 2016Q1: 22,362 shares 22,362 $402K 0.04% The filing omitted confidential holdings, a later amendment may add them. REYNOLDS AMERICAN INC REYNOLDS AMERICAN INC More: the full row for REYNOLDS AMERICAN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,556 shares; 2014Q4: 3,648 shares; 2015Q1: 4,658 shares; 2015Q2: 4,540 shares; 2015Q3: 8,242 shares; 2015Q4: 7,943 shares; 2016Q1: 7,985 shares 7,985 $402K 0.04% The filing omitted confidential holdings, a later amendment may add them. C CITIGROUP INC More: the full row for CITIGROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 9,566 shares; 2015Q3: 9,608 shares; 2015Q4: 9,689 shares; 2016Q1: 9,597 shares 9,597 $401K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline SCHO SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 7,153 shares; 2015Q3: 7,260 shares; 2015Q4: 8,373 shares; 2016Q1: 7,886 shares 7,886 $401K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline FDT FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 19,026 shares; 2014Q4: 26,279 shares; 2015Q1: 32,816 shares; 2015Q2: 25,880 shares; 2015Q3: 27,873 shares; 2015Q4: 8,472 shares; 2016Q1: 8,556 shares 8,556 $398K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline OKE ONEOK INC NEW More: the full row for ONEOK INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,443 shares; 2014Q4: 4,574 shares; 2015Q1: 7,761 shares; 2015Q2: 5,299 shares; 2015Q3: not reported; 2015Q4: 12,887 shares; 2016Q1: 13,259 shares 13,259 $396K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline HPQ HP INC More: the full row for HP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 32,644 shares; 2016Q1: 31,981 shares 31,981 $394K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline BARCLAYS BANK PLC 8.125% P BARCLAYS BANK PLC 8.125% P More: the full row for BARCLAYS BANK PLC 8.125% P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,186 shares; 2014Q4: 11,186 shares; 2015Q1: 11,456 shares; 2015Q2: 11,456 shares; 2015Q3: 11,456 shares; 2015Q4: 9,975 shares; 2016Q1: 14,975 shares 14,975 $392K 0.04% The filing omitted confidential holdings, a later amendment may add them. VYM VANGUARD WHITEHALL FDS More: the full row for VANGUARD WHITEHALL FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 9,526 shares; 2015Q1: 8,706 shares; 2015Q2: 6,157 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,619 shares 5,619 $388K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline IEI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 35,404 shares; 2015Q4: 2,646 shares; 2016Q1: 3,084 shares 3,084 $388K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline PBI PITNEY BOWES INC More: the full row for PITNEY BOWES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 23,073 shares; 2014Q4: 8,234 shares; 2015Q1: not reported; 2015Q2: 17,916 shares; 2015Q3: 17,919 shares; 2015Q4: 17,922 shares; 2016Q1: 17,895 shares 17,895 $385K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline HOMB HOME BANCSHARES INC More: the full row for HOME BANCSHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 9,342 shares; 2015Q2: 9,342 shares; 2015Q3: 9,367 shares; 2015Q4: 9,367 shares; 2016Q1: 9,367 shares 9,367 $384K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline O REALTY INCOME CORP More: the full row for REALTY INCOME CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 5,819 shares; 2015Q3: 6,946 shares; 2015Q4: 6,901 shares; 2016Q1: 6,150 shares 6,150 $384K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline SLB SLB LIMITED More: the full row for SLB LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 3,763 shares; 2014Q4: 2,827 shares; 2015Q1: 3,385 shares; 2015Q2: 2,849 shares; 2015Q3: not reported; 2015Q4: 5,365 shares; 2016Q1: 5,197 shares 5,197 $383K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline FDX FEDEX CORP More: the full row for FEDEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 1,593 shares; 2014Q4: 1,662 shares; 2015Q1: 2,704 shares; 2015Q2: 1,748 shares; 2015Q3: 2,027 shares; 2015Q4: 2,017 shares; 2016Q1: 2,351 shares 2,351 $383K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline DLR DIGITAL RLTY TR INC More: the full row for DIGITAL RLTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,384 shares; 2014Q4: 17,288 shares; 2015Q1: 7,389 shares; 2015Q2: 5,713 shares; 2015Q3: 5,562 shares; 2015Q4: 5,774 shares; 2016Q1: 4,327 shares 4,327 $383K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline XLI SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 4,728 shares; 2015Q3: 6,943 shares; 2015Q4: 7,259 shares; 2016Q1: 6,900 shares 6,900 $383K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline CAG CONAGRA BRANDS INC More: the full row for CONAGRA BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 84,156 shares; 2014Q4: 82,419 shares; 2015Q1: 5,807 shares; 2015Q2: 10,022 shares; 2015Q3: 9,250 shares; 2015Q4: 8,746 shares; 2016Q1: 8,532 shares 8,532 $381K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline CONVERGYS CORP CONVERGYS CORP More: the full row for CONVERGYS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 18,733 shares; 2014Q4: 18,733 shares; 2015Q1: 16,358 shares; 2015Q2: 13,548 shares; 2015Q3: 13,548 shares; 2015Q4: 13,548 shares; 2016Q1: 13,548 shares 13,548 $376K 0.04% The filing omitted confidential holdings, a later amendment may add them. FISV FISERV INC More: the full row for FISERV INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 3,729 shares; 2015Q2: 3,790 shares; 2015Q3: 3,478 shares; 2015Q4: 4,517 shares; 2016Q1: 3,653 shares 3,653 $375K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline VDE VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 1,866 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,372 shares 4,372 $375K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline XEXGX EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 15,654 shares; 2014Q4: 15,254 shares; 2015Q1: 20,065 shares; 2015Q2: 21,867 shares; 2015Q3: 39,316 shares; 2015Q4: 42,650 shares; 2016Q1: 42,668 shares 42,668 $375K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline ANNALY CAPITAL MANAGEMENT ANNALY CAPITAL MANAGEMENT More: the full row for ANNALY CAPITAL MANAGEMENT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 27,927 shares; 2014Q4: 25,622 shares; 2015Q1: 22,179 shares; 2015Q2: 30,101 shares; 2015Q3: 34,528 shares; 2015Q4: 35,689 shares; 2016Q1: 36,165 shares 36,165 $371K 0.04% The filing omitted confidential holdings, a later amendment may add them. PFLT PENNANTPARK FLOATING RATE CA More: the full row for PENNANTPARK FLOATING RATE CA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 47,810 shares; 2014Q4: 47,100 shares; 2015Q1: 45,600 shares; 2015Q2: 45,600 shares; 2015Q3: 36,600 shares; 2015Q4: 31,600 shares; 2016Q1: 31,600 shares 31,600 $370K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline MPT MEDICAL PROPERTIES TRUST INC More: the full row for MEDICAL PROPERTIES TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 12,840 shares; 2015Q2: 13,043 shares; 2015Q3: 14,047 shares; 2015Q4: 19,471 shares; 2016Q1: 28,450 shares 28,450 $369K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline OGE OGE ENERGY CORP More: the full row for OGE ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 18,352 shares; 2014Q4: 18,452 shares; 2015Q1: 18,452 shares; 2015Q2: 14,507 shares; 2015Q3: 14,437 shares; 2015Q4: 13,187 shares; 2016Q1: 12,819 shares 12,819 $367K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline TAP MOLSON COORS BEVERAGE CO More: the full row for MOLSON COORS BEVERAGE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 3,872 shares; 2015Q3: 3,825 shares; 2015Q4: 3,797 shares; 2016Q1: 3,797 shares 3,797 $365K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline TESORO CORP TESORO CORP More: the full row for TESORO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,723 shares; 2014Q4: 5,311 shares; 2015Q1: 5,311 shares; 2015Q2: 5,311 shares; 2015Q3: 4,211 shares; 2015Q4: 4,211 shares; 2016Q1: 4,211 shares 4,211 $362K 0.04% The filing omitted confidential holdings, a later amendment may add them. XEL XCEL ENERGY INC More: the full row for XCEL ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,656 shares; 2014Q4: 8,037 shares; 2015Q1: 8,057 shares; 2015Q2: 10,766 shares; 2015Q3: 9,904 shares; 2015Q4: 9,920 shares; 2016Q1: 8,636 shares 8,636 $361K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline TD TORONTO DOMINION BK ONT More: the full row for TORONTO DOMINION BK ONT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,120 shares; 2015Q1: 9,120 shares; 2015Q2: 8,320 shares; 2015Q3: 8,320 shares; 2015Q4: 8,383 shares; 2016Q1: 8,320 shares 8,320 $359K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline Invesco Global Listed Priva… Invesco Global Listed Private Equ… More: the full row for Invesco Global Listed Private Equity ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 170,066 shares; 2014Q4: 171,743 shares; 2015Q1: 141,944 shares; 2015Q2: 147,744 shares; 2015Q3: 151,062 shares; 2015Q4: 36,284 shares; 2016Q1: 34,693 shares 34,693 $358K 0.04% The filing omitted confidential holdings, a later amendment may add them. AIVL WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 20,587 shares; 2014Q4: 9,653 shares; 2015Q1: 12,254 shares; 2015Q2: 13,200 shares; 2015Q3: 4,929 shares; 2015Q4: 4,929 shares; 2016Q1: 4,736 shares 4,736 $357K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline STZ CONSTELLATION BRANDS INC More: the full row for CONSTELLATION BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,601 shares; 2016Q1: 2,335 shares 2,335 $353K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline DPZ DOMINOS PIZZA INC More: the full row for DOMINOS PIZZA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,676 shares 2,676 $353K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline TGT TARGET CORP More: the full row for TARGET CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,547 shares; 2014Q4: 7,470 shares; 2015Q1: 6,336 shares; 2015Q2: 4,772 shares; 2015Q3: 4,902 shares; 2015Q4: 5,073 shares; 2016Q1: 4,279 shares 4,279 $352K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline AMERICAN CAPITAL AGENCY CORP AMERICAN CAPITAL AGENCY CORP More: the full row for AMERICAN CAPITAL AGENCY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 17,389 shares; 2014Q4: 18,072 shares; 2015Q1: 17,614 shares; 2015Q2: 17,157 shares; 2015Q3: 20,214 shares; 2015Q4: 19,166 shares; 2016Q1: 18,851 shares 18,851 $351K 0.04% The filing omitted confidential holdings, a later amendment may add them. ALPINE TOTAL DYNAMIC DIVID F ALPINE TOTAL DYNAMIC DIVID F More: the full row for ALPINE TOTAL DYNAMIC DIVID F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 46,120 shares; 2014Q4: 46,120 shares; 2015Q1: 45,620 shares; 2015Q2: 45,620 shares; 2015Q3: 45,620 shares; 2015Q4: 46,720 shares; 2016Q1: 46,720 shares 46,720 $350K 0.04% The filing omitted confidential holdings, a later amendment may add them. TRGP TARGA RES CORP More: the full row for TARGA RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 11,651 shares 11,651 $348K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline IAT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 15,330 shares; 2014Q4: 11,150 shares; 2015Q1: 10,840 shares; 2015Q2: 20,840 shares; 2015Q3: 20,840 shares; 2015Q4: 20,840 shares; 2016Q1: 10,840 shares 10,840 $345K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline SNA SNAP ON INC More: the full row for SNAP ON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,322 shares; 2014Q4: 2,324 shares; 2015Q1: 2,325 shares; 2015Q2: 2,326 shares; 2015Q3: 2,328 shares; 2015Q4: 3,715 shares; 2016Q1: 2,191 shares 2,191 $344K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline EOT EATON VANCE NATL MUN OPPORT More: the full row for EATON VANCE NATL MUN OPPORT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 34,905 shares; 2014Q4: 31,912 shares; 2015Q1: 29,057 shares; 2015Q2: 28,058 shares; 2015Q3: 24,464 shares; 2015Q4: 17,536 shares; 2016Q1: 15,314 shares 15,314 $342K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline EFNL ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 9,792 shares; 2015Q1: 11,351 shares; 2015Q2: 12,140 shares; 2015Q3: 10,630 shares; 2015Q4: 10,630 shares; 2016Q1: 10,562 shares 10,562 $337K 0.04% The filing omitted confidential holdings, a later amendment may add them. Timeline CRAY INC CRAY INC More: the full row for CRAY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 15,082 shares; 2014Q4: 14,432 shares; 2015Q1: 14,432 shares; 2015Q2: 12,178 shares; 2015Q3: 11,003 shares; 2015Q4: 11,003 shares; 2016Q1: 7,933 shares 7,933 $332K 0.03% The filing omitted confidential holdings, a later amendment may add them. SCHR SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,762 shares; 2014Q4: 5,151 shares; 2015Q1: 5,795 shares; 2015Q2: 8,333 shares; 2015Q3: 5,945 shares; 2015Q4: 5,971 shares; 2016Q1: 5,971 shares 5,971 $330K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 4,826 shares; 2015Q4: 6,649 shares; 2016Q1: 5,774 shares 5,774 $329K 0.03% The filing omitted confidential holdings, a later amendment may add them. TPG SPECIALTY LENDING INC TPG SPECIALTY LENDING INC More: the full row for TPG SPECIALTY LENDING INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 13,070 shares; 2015Q1: 13,070 shares; 2015Q2: 13,070 shares; 2015Q3: 21,070 shares; 2015Q4: 20,070 shares; 2016Q1: 20,070 shares 20,070 $324K 0.03% The filing omitted confidential holdings, a later amendment may add them. KHC KRAFT HEINZ CO More: the full row for KRAFT HEINZ CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 4,038 shares; 2015Q4: 4,077 shares; 2016Q1: 4,114 shares 4,114 $323K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline EPD ENTERPRISE PRODS PARTNERS L More: the full row for ENTERPRISE PRODS PARTNERS L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 13,574 shares; 2014Q4: 8,630 shares; 2015Q1: 8,630 shares; 2015Q2: 9,190 shares; 2015Q3: 9,040 shares; 2015Q4: 11,931 shares; 2016Q1: 13,075 shares 13,075 $322K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline ALPS ETF TR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 49,508 shares; 2014Q4: 42,318 shares; 2015Q1: 78,760 shares; 2015Q2: 76,486 shares; 2015Q3: 74,437 shares; 2015Q4: 74,319 shares; 2016Q1: 29,374 shares 29,374 $321K 0.03% The filing omitted confidential holdings, a later amendment may add them. GPRO GOPRO INC More: the full row for GOPRO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 7,196 shares; 2015Q3: 9,696 shares; 2015Q4: 26,311 shares; 2016Q1: 26,311 shares 26,311 $315K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline IYLD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 27,188 shares; 2015Q1: 31,554 shares; 2015Q2: 30,817 shares; 2015Q3: 30,380 shares; 2015Q4: 26,516 shares; 2016Q1: 13,026 shares 13,026 $314K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline D DOMINION ENERGY INC More: the full row for DOMINION ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,016 shares; 2014Q4: 3,302 shares; 2015Q1: 2,961 shares; 2015Q2: 4,273 shares; 2015Q3: 4,379 shares; 2015Q4: 5,258 shares; 2016Q1: 4,151 shares 4,151 $312K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline WYNDHAM DESTINATIONS INC WYNDHAM DESTINATIONS INC More: the full row for WYNDHAM DESTINATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 4,711 shares; 2015Q4: 3,132 shares; 2016Q1: 4,084 shares 4,084 $312K 0.03% The filing omitted confidential holdings, a later amendment may add them. PCG PG&E CORP More: the full row for PG&E CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,281 shares; 2014Q4: 5,328 shares; 2015Q1: 5,327 shares; 2015Q2: 5,323 shares; 2015Q3: 5,102 shares; 2015Q4: 5,102 shares; 2016Q1: 5,160 shares 5,160 $308K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline GURU GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 13,150 shares; 2014Q4: 12,448 shares; 2015Q1: 14,623 shares; 2015Q2: 15,143 shares; 2015Q3: 14,649 shares; 2015Q4: 14,528 shares; 2016Q1: 13,984 shares 13,984 $308K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline XLV SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 17,502 shares; 2014Q4: 12,972 shares; 2015Q1: 13,276 shares; 2015Q2: 15,038 shares; 2015Q3: 4,770 shares; 2015Q4: 4,942 shares; 2016Q1: 4,533 shares 4,533 $307K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline IFN ABERDEEN INDIA FD INC More: the full row for ABERDEEN INDIA FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 13,356 shares 13,356 $307K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline ALK ALASKA AIR GROUP INC More: the full row for ALASKA AIR GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 3,601 shares; 2015Q4: 3,573 shares; 2016Q1: 3,721 shares 3,721 $305K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline TORTOISE PIPELINE & ENERGY F TORTOISE PIPELINE & ENERGY F More: the full row for TORTOISE PIPELINE & ENERGY F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 26,136 shares; 2015Q4: 24,371 shares; 2016Q1: 20,575 shares 20,575 $303K 0.03% The filing omitted confidential holdings, a later amendment may add them. EMR EMERSON ELEC CO More: the full row for EMERSON ELEC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,960 shares; 2014Q4: 5,160 shares; 2015Q1: 4,960 shares; 2015Q2: 4,699 shares; 2015Q3: not reported; 2015Q4: 6,350 shares; 2016Q1: 5,472 shares 5,472 $298K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline PPL PPL CORP More: the full row for PPL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,893 shares; 2014Q4: 17,109 shares; 2015Q1: 12,023 shares; 2015Q2: 7,669 shares; 2015Q3: 7,693 shares; 2015Q4: 7,794 shares; 2016Q1: 7,728 shares 7,728 $294K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline VOX VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,576 shares; 2014Q4: 7,052 shares; 2015Q1: 5,953 shares; 2015Q2: 2,536 shares; 2015Q3: 2,751 shares; 2015Q4: 2,988 shares; 2016Q1: 3,165 shares 3,165 $293K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline EWY ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,023 shares; 2014Q4: 5,077 shares; 2015Q1: 5,971 shares; 2015Q2: 6,446 shares; 2015Q3: 5,598 shares; 2015Q4: 5,598 shares; 2016Q1: 5,556 shares 5,556 $293K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline CONTINENTAL RES INC CONTINENTAL RES INC More: the full row for CONTINENTAL RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,570 shares; 2016Q1: 9,570 shares 9,570 $291K 0.03% The filing omitted confidential holdings, a later amendment may add them. VMO INVESCO MUN OPPORTUNIT TR More: the full row for INVESCO MUN OPPORTUNIT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,774 shares; 2015Q4: 10,774 shares; 2016Q1: 20,774 shares 20,774 $290K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline CPRT COPART INC More: the full row for COPART INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,299 shares; 2014Q4: 6,999 shares; 2015Q1: 6,999 shares; 2015Q2: 6,999 shares; 2015Q3: 6,999 shares; 2015Q4: 6,999 shares; 2016Q1: 7,006 shares 7,006 $286K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline EPOL ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,401 shares; 2014Q4: 9,913 shares; 2015Q1: 12,975 shares; 2015Q2: 14,084 shares; 2015Q3: 14,084 shares; 2015Q4: 14,084 shares; 2016Q1: 13,986 shares 13,986 $283K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline SINCLAIR BROADCAST GROUP INC SINCLAIR BROADCAST GROUP INC More: the full row for SINCLAIR BROADCAST GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 29,921 shares; 2014Q4: 29,421 shares; 2015Q1: 27,971 shares; 2015Q2: 25,771 shares; 2015Q3: 24,971 shares; 2015Q4: 8,005 shares; 2016Q1: 9,205 shares 9,205 $283K 0.03% The filing omitted confidential holdings, a later amendment may add them. LEXMARK INTL NEW LEXMARK INTL NEW More: the full row for LEXMARK INTL NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,615 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 8,690 shares; 2015Q3: 8,693 shares; 2015Q4: 8,644 shares; 2016Q1: 8,460 shares 8,460 $283K 0.03% The filing omitted confidential holdings, a later amendment may add them. ARTNA ARTESIAN RES CORP More: the full row for ARTESIAN RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 48,485 shares; 2014Q4: 18,848 shares; 2015Q1: 19,260 shares; 2015Q2: 20,075 shares; 2015Q3: 12,372 shares; 2015Q4: 10,040 shares; 2016Q1: 10,040 shares 10,040 $281K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline PDM PIEDMONT REALTY TRUST INC More: the full row for PIEDMONT REALTY TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 22,813 shares; 2014Q4: 21,448 shares; 2015Q1: 20,217 shares; 2015Q2: 20,225 shares; 2015Q3: 13,449 shares; 2015Q4: 13,457 shares; 2016Q1: 13,796 shares 13,796 $280K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline SENIOR HSG PPTYS TR SENIOR HSG PPTYS TR More: the full row for SENIOR HSG PPTYS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 13,686 shares; 2015Q4: 16,338 shares; 2016Q1: 15,651 shares 15,651 $280K 0.03% The filing omitted confidential holdings, a later amendment may add them. BAX BAXTER INTL INC More: the full row for BAXTER INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 3,800 shares; 2014Q4: 5,215 shares; 2015Q1: 7,671 shares; 2015Q2: 7,382 shares; 2015Q3: 7,468 shares; 2015Q4: 6,838 shares; 2016Q1: 6,800 shares 6,800 $279K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline MA MASTERCARD INCORPORATED More: the full row for MASTERCARD INCORPORATED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 3,231 shares; 2014Q4: 3,510 shares; 2015Q1: 3,498 shares; 2015Q2: 3,573 shares; 2015Q3: 2,966 shares; 2015Q4: 3,166 shares; 2016Q1: 2,927 shares 2,927 $277K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline DEM WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 17,117 shares; 2014Q4: 13,967 shares; 2015Q1: 12,629 shares; 2015Q2: 12,964 shares; 2015Q3: 14,668 shares; 2015Q4: 10,048 shares; 2016Q1: 7,915 shares 7,915 $276K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline MAR MARRIOTT INTL INC NEW More: the full row for MARRIOTT INTL INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,441 shares; 2014Q4: 4,441 shares; 2015Q1: 4,441 shares; 2015Q2: 4,441 shares; 2015Q3: 3,291 shares; 2015Q4: 3,291 shares; 2016Q1: 3,848 shares 3,848 $274K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline PFG PRINCIPAL FINANCIAL GROUP IN More: the full row for PRINCIPAL FINANCIAL GROUP IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,550 shares; 2014Q4: 4,864 shares; 2015Q1: 4,653 shares; 2015Q2: 5,418 shares; 2015Q3: 5,136 shares; 2015Q4: 6,272 shares; 2016Q1: 6,930 shares 6,930 $273K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline FVD FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 29,393 shares; 2014Q4: 19,133 shares; 2015Q1: 19,321 shares; 2015Q2: 17,717 shares; 2015Q3: 10,475 shares; 2015Q4: 9,354 shares; 2016Q1: 10,550 shares 10,550 $271K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline MCHP MICROCHIP TECHNOLOGY INC. More: the full row for MICROCHIP TECHNOLOGY INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 5,803 shares; 2015Q2: 5,706 shares; 2015Q3: 5,710 shares; 2015Q4: 6,023 shares; 2016Q1: 5,610 shares 5,610 $270K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline WU WESTERN UN CO More: the full row for WESTERN UN CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 13,576 shares; 2015Q3: 13,476 shares; 2015Q4: 13,976 shares; 2016Q1: 13,976 shares 13,976 $270K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline NUVEEN PREFERRED & INCO… NUVEEN PREFERRED & INCOME More: the full row for NUVEEN PREFERRED & INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 32,963 shares; 2014Q4: 32,729 shares; 2015Q1: 31,791 shares; 2015Q2: 32,261 shares; 2015Q3: 25,361 shares; 2015Q4: 24,361 shares; 2016Q1: 11,413 shares 11,413 $267K 0.03% The filing omitted confidential holdings, a later amendment may add them. TMO THERMO FISHER SCIENTIFIC INC More: the full row for THERMO FISHER SCIENTIFIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,637 shares; 2014Q4: 1,937 shares; 2015Q1: 2,716 shares; 2015Q2: 2,983 shares; 2015Q3: 2,983 shares; 2015Q4: 1,959 shares; 2016Q1: 1,876 shares 1,876 $266K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline DXJ WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 106,191 shares; 2014Q4: 8,080 shares; 2015Q1: 12,814 shares; 2015Q2: 109,071 shares; 2015Q3: 12,399 shares; 2015Q4: 28,155 shares; 2016Q1: 6,086 shares 6,086 $266K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline ORLY OREILLY AUTOMOTIVE INC More: the full row for OREILLY AUTOMOTIVE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 920 shares; 2015Q4: 1,127 shares; 2016Q1: 967 shares 967 $265K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline DLTR DOLLAR TREE INC More: the full row for DOLLAR TREE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,196 shares 3,196 $264K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline DBL DOUBLELINE OPPORTUNISTIC CR More: the full row for DOUBLELINE OPPORTUNISTIC CR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,406 shares; 2014Q4: 9,406 shares; 2015Q1: 9,016 shares; 2015Q2: 9,016 shares; 2015Q3: 9,016 shares; 2015Q4: 9,016 shares; 2016Q1: 9,881 shares 9,881 $263K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline MET METLIFE INC More: the full row for METLIFE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 3,802 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 5,332 shares; 2015Q3: 5,556 shares; 2015Q4: 5,692 shares; 2016Q1: 5,962 shares 5,962 $262K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline NUVEEN INS MUNICIPAL OPP FD NUVEEN INS MUNICIPAL OPP FD More: the full row for NUVEEN INS MUNICIPAL OPP FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 15,400 shares; 2016Q1: 17,775 shares 17,775 $262K 0.03% The filing omitted confidential holdings, a later amendment may add them. NEE NEXTERA ENERGY INC More: the full row for NEXTERA ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,191 shares; 2016Q1: 2,189 shares 2,189 $259K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline ETW EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 13,656 shares; 2014Q4: 13,217 shares; 2015Q1: 12,217 shares; 2015Q2: 12,217 shares; 2015Q3: 24,545 shares; 2015Q4: 24,545 shares; 2016Q1: 24,545 shares 24,545 $259K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline Invesco S&P 500 Revenue ETF Invesco S&P 500 Revenue ETF More: the full row for Invesco S&P 500 Revenue ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,224 shares; 2016Q1: 6,382 shares 6,382 $257K 0.03% The filing omitted confidential holdings, a later amendment may add them. PIONEER MUNICIPAL HIGH INCO… PIONEER MUNICIPAL HIGH INCOME More: the full row for PIONEER MUNICIPAL HIGH INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 13,903 shares; 2014Q4: 13,715 shares; 2015Q1: 13,849 shares; 2015Q2: 15,357 shares; 2015Q3: 15,366 shares; 2015Q4: 15,375 shares; 2016Q1: 18,383 shares 18,383 $255K 0.03% The filing omitted confidential holdings, a later amendment may add them. NUVEEN INVT QUALITY MUN FD I NUVEEN INVT QUALITY MUN FD I More: the full row for NUVEEN INVT QUALITY MUN FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 15,929 shares; 2015Q2: 15,929 shares; 2015Q3: 15,929 shares; 2015Q4: 15,929 shares; 2016Q1: 15,929 shares 15,929 $255K 0.03% The filing omitted confidential holdings, a later amendment may add them. TSLA TESLA INC More: the full row for TESLA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 1,047 shares; 2014Q4: 1,025 shares; 2015Q1: not reported; 2015Q2: 1,004 shares; 2015Q3: 1,004 shares; 2015Q4: 1,014 shares; 2016Q1: 1,104 shares 1,104 $254K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline TRN TRINITY INDS INC More: the full row for TRINITY INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,375 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 15,054 shares; 2015Q3: 17,377 shares; 2015Q4: 15,647 shares; 2016Q1: 13,876 shares 13,876 $254K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline PSA PUBLIC STORAGE More: the full row for PUBLIC STORAGE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 917 shares 917 $253K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline IHE ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,648 shares; 2014Q4: 10,907 shares; 2015Q1: 10,183 shares; 2015Q2: 12,991 shares; 2015Q3: not reported; 2015Q4: 2,296 shares; 2016Q1: 1,850 shares 1,850 $253K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline INN SUMMIT HOTEL PPTYS More: the full row for SUMMIT HOTEL PPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 26,710 shares; 2014Q4: 22,911 shares; 2015Q1: 21,522 shares; 2015Q2: 21,072 shares; 2015Q3: 21,107 shares; 2015Q4: 21,107 shares; 2016Q1: 21,107 shares 21,107 $253K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline MARKET VECTORS PHARM ETF T MARKET VECTORS PHARM ETF T More: the full row for MARKET VECTORS PHARM ETF T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 4,517 shares; 2015Q4: 4,495 shares; 2016Q1: 4,368 shares 4,368 $251K 0.03% The filing omitted confidential holdings, a later amendment may add them. CGO CALAMOS GLOBAL TOTAL RETURN More: the full row for CALAMOS GLOBAL TOTAL RETURN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,185 shares; 2014Q4: 10,025 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 21,723 shares; 2016Q1: 22,612 shares 22,612 $250K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline POWERSHARES ETF TR II S&P50… POWERSHARES ETF TR II S&P500 L More: the full row for POWERSHARES ETF TR II S&P500 L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 25,328 shares; 2014Q4: 21,244 shares; 2015Q1: 36,890 shares; 2015Q2: 9,740 shares; 2015Q3: 10,573 shares; 2015Q4: 15,387 shares; 2016Q1: 6,195 shares 6,195 $250K 0.03% The filing omitted confidential holdings, a later amendment may add them. DOMTAR CORP DOMTAR CORP More: the full row for DOMTAR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 7,142 shares; 2015Q1: 7,143 shares; 2015Q2: 7,144 shares; 2015Q3: 7,145 shares; 2015Q4: not reported; 2016Q1: 6,147 shares 6,147 $249K 0.03% The filing omitted confidential holdings, a later amendment may add them. QCOM QUALCOMM INC More: the full row for QUALCOMM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 12,285 shares; 2014Q4: 8,960 shares; 2015Q1: 8,404 shares; 2015Q2: 6,166 shares; 2015Q3: 6,859 shares; 2015Q4: 5,708 shares; 2016Q1: 4,853 shares 4,853 $248K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline ETR ENTERGY CORP NEW More: the full row for ENTERGY CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 3,647 shares; 2015Q4: 3,491 shares; 2016Q1: 3,107 shares 3,107 $246K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline DR PEPPER SNAPPLE GROUP INC DR PEPPER SNAPPLE GROUP INC More: the full row for DR PEPPER SNAPPLE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,269 shares; 2016Q1: 2,712 shares 2,712 $242K 0.03% The filing omitted confidential holdings, a later amendment may add them. AIG AMERICAN INTL GROUP INC More: the full row for AMERICAN INTL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 3,946 shares; 2015Q3: 5,333 shares; 2015Q4: 5,445 shares; 2016Q1: 4,446 shares 4,446 $240K 0.03% The filing omitted confidential holdings, a later amendment may add them. Timeline EG DJ EMRG MKT CNSUMR TITA EG DJ EMRG MKT CNSUMR TITA More: the full row for EG DJ EMRG MKT CNSUMR TITA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,458 shares; 2014Q4: 12,830 shares; 2015Q1: 11,458 shares; 2015Q2: 11,458 shares; 2015Q3: 11,458 shares; 2015Q4: 10,391 shares; 2016Q1: 10,611 shares 10,611 $240K 0.03% The filing omitted confidential holdings, a later amendment may add them. BANK OF AMER CORP BANK OF AMER CORP More: the full row for BANK OF AMER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 210 shares 210 $239K 0.03% The filing omitted confidential holdings, a later amendment may add them. UTG REAVES UTIL INCOME FD More: the full row for REAVES UTIL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,075 shares; 2014Q4: 7,400 shares; 2015Q1: 8,850 shares; 2015Q2: 8,850 shares; 2015Q3: 9,310 shares; 2015Q4: 8,373 shares; 2016Q1: 7,888 shares 7,888 $236K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline CHIMERA INVESTMENT CORP CHIMERA INVESTMENT CORP More: the full row for CHIMERA INVESTMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 14,093 shares; 2015Q3: 14,093 shares; 2015Q4: 15,886 shares; 2016Q1: 17,386 shares 17,386 $236K 0.02% The filing omitted confidential holdings, a later amendment may add them. XFRAX BLACKROCK FLOATING RATE INCO More: the full row for BLACKROCK FLOATING RATE INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 17,189 shares; 2014Q4: 27,492 shares; 2015Q1: 26,893 shares; 2015Q2: 26,902 shares; 2015Q3: 17,908 shares; 2015Q4: 18,420 shares; 2016Q1: 17,800 shares 17,800 $233K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline BBN BLACKROCK TAX MUNICPAL BD TR More: the full row for BLACKROCK TAX MUNICPAL BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,667 shares; 2016Q1: 10,127 shares 10,127 $233K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline SSYS STRATASYS LTD More: the full row for STRATASYS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,085 shares; 2014Q4: 8,992 shares; 2015Q1: 12,762 shares; 2015Q2: 11,595 shares; 2015Q3: 13,657 shares; 2015Q4: not reported; 2016Q1: 8,927 shares 8,927 $231K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline SPDR SERIES TRUST BLOOMBERG… SPDR SERIES TRUST BLOOMBERG BR More: the full row for SPDR SERIES TRUST BLOOMBERG BR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 58,457 shares; 2014Q4: 42,900 shares; 2015Q1: 39,107 shares; 2015Q2: 26,266 shares; 2015Q3: 13,842 shares; 2015Q4: not reported; 2016Q1: 6,704 shares 6,704 $230K 0.02% The filing omitted confidential holdings, a later amendment may add them. MSI MOTOROLA SOLUTIONS INC More: the full row for MOTOROLA SOLUTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,158 shares; 2015Q1: 3,158 shares; 2015Q2: not reported; 2015Q3: 3,030 shares; 2015Q4: 3,030 shares; 2016Q1: 3,030 shares 3,030 $229K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline EXAMWORKS GROUP INC COM EXAMWORKS GROUP INC COM More: the full row for EXAMWORKS GROUP INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 10,342 shares; 2014Q4: 10,342 shares; 2015Q1: 10,342 shares; 2015Q2: 8,062 shares; 2015Q3: 8,062 shares; 2015Q4: 8,062 shares; 2016Q1: 7,737 shares 7,737 $229K 0.02% The filing omitted confidential holdings, a later amendment may add them. APACHE CORP APACHE CORP More: the full row for APACHE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,749 shares; 2014Q4: 4,093 shares; 2015Q1: not reported; 2015Q2: 4,122 shares; 2015Q3: not reported; 2015Q4: 4,667 shares; 2016Q1: 4,648 shares 4,648 $227K 0.02% The filing omitted confidential holdings, a later amendment may add them. EIM EATON VANCE MUN BD FD More: the full row for EATON VANCE MUN BD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 29,632 shares; 2014Q4: 27,234 shares; 2015Q1: 27,468 shares; 2015Q2: 27,468 shares; 2015Q3: 27,468 shares; 2015Q4: 16,725 shares; 2016Q1: 17,024 shares 17,024 $226K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline HOG HARLEY DAVIDSON INC More: the full row for HARLEY DAVIDSON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 4,395 shares; 2015Q4: not reported; 2016Q1: 4,382 shares 4,382 $225K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline WELLS FARGO & CO WELLS FARGO & CO More: the full row for WELLS FARGO & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 187 shares 187 $225K 0.02% The filing omitted confidential holdings, a later amendment may add them. MKT VECTORS EMRG MKT LCL C MKT VECTORS EMRG MKT LCL C More: the full row for MKT VECTORS EMRG MKT LCL C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,888 shares; 2014Q4: 23,806 shares; 2015Q1: 25,055 shares; 2015Q2: 23,615 shares; 2015Q3: 16,677 shares; 2015Q4: 13,690 shares; 2016Q1: 12,004 shares 12,004 $223K 0.02% The filing omitted confidential holdings, a later amendment may add them. NATIONAL WESTMINSTER BK PLC NATIONAL WESTMINSTER BK PLC More: the full row for NATIONAL WESTMINSTER BK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 8,633 shares 8,633 $223K 0.02% The filing omitted confidential holdings, a later amendment may add them. MDYG SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 1,763 shares; 2015Q1: 1,763 shares; 2015Q2: 1,858 shares; 2015Q3: 2,128 shares; 2015Q4: 1,974 shares; 2016Q1: 1,874 shares 1,874 $222K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline MAGELLAN MIDSTREAM PARTNERS… MAGELLAN MIDSTREAM PARTNERS, L More: the full row for MAGELLAN MIDSTREAM PARTNERS, L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,037 shares; 2014Q4: 5,038 shares; 2015Q1: 5,039 shares; 2015Q2: 4,420 shares; 2015Q3: 4,321 shares; 2015Q4: 4,558 shares; 2016Q1: 3,230 shares 3,230 $222K 0.02% The filing omitted confidential holdings, a later amendment may add them. DISH NETWORK CORPORATION DISH NETWORK CORPORATION More: the full row for DISH NETWORK CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5,000 shares; 2015Q4: 4,800 shares; 2016Q1: 4,800 shares 4,800 $222K 0.02% The filing omitted confidential holdings, a later amendment may add them. PROSHARES PROSHARES More: the full row for PROSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 12,989 shares; 2014Q4: 12,989 shares; 2015Q1: 10,739 shares; 2015Q2: 13,957 shares; 2015Q3: 13,708 shares; 2015Q4: 10,739 shares; 2016Q1: 10,876 shares 10,876 $222K 0.02% The filing omitted confidential holdings, a later amendment may add them. NFLX NETFLIX INC. More: the full row for NETFLIX INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,140 shares 2,140 $219K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline K KELLANOVA More: the full row for KELLANOVA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,003 shares; 2014Q4: 16,786 shares; 2015Q1: 13,023 shares; 2015Q2: 13,504 shares; 2015Q3: 13,883 shares; 2015Q4: 3,181 shares; 2016Q1: 2,840 shares 2,840 $217K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline YAHOO INC YAHOO INC More: the full row for YAHOO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 36,424 shares; 2014Q4: 36,407 shares; 2015Q1: 31,044 shares; 2015Q2: 7,419 shares; 2015Q3: not reported; 2015Q4: 6,069 shares; 2016Q1: 5,869 shares 5,869 $216K 0.02% The filing omitted confidential holdings, a later amendment may add them. HRB BLOCK H & R INC More: the full row for BLOCK H & R INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,878 shares; 2014Q4: 8,129 shares; 2015Q1: 8,129 shares; 2015Q2: 8,129 shares; 2015Q3: 8,129 shares; 2015Q4: 8,129 shares; 2016Q1: 8,133 shares 8,133 $215K 0.02% The filing omitted confidential holdings, a later amendment may add them. Timeline