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Disclosery

USCA RIA LLC

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13F filer, CIK 1525212, HOUSTON, TX

USCA RIA LLC reported $1,521,137,000 across 525 holdings for the quarter ended 2021-03-31, in a 13F-HR filed 2021-04-27. Its ten largest share positions make up 14.47% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001754960-21-000068

Period
2021-03-31
Reported value
$1.52B
Holdings
525
Top 10 weight
14.47%
New
81
Sold out
44

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IWCnew+54,795$8.05M
ORCLadded+79,003$5.54M
KOadded+104,432$5.5M
BNYnew+114,948$5.44M
EXCnew+122,581$5.36M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYreduced-277,514-$110M
QQQreduced-237,240-$75.7M
AGGreduced-478,811-$54.5M
DGRWreduced-277,138-$15.8M
IBBreduced-79,122-$11.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2021

Share positions as resolved from 13F-HR 0001754960-21-000068, largest first. % of portfolio is the value over $1,521,137,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PSLVSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: 30,466 shares; 2019Q4: 28,066 shares; 2020Q1: 19,066 shares; 2020Q2: 17,266 shares; 2020Q3: 19,866 shares; 2020Q4: 21,216 shares; 2021Q1: 20,716 shares 20,716$182K0.01%-500Timeline
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 30,004 shares; 2020Q2: 30,004 shares; 2020Q3: 27,504 shares; 2020Q4: 25,000 shares; 2021Q1: 25,000 shares 25,000$180K0.01%0
XNEAXNUVEEN AMT FREE QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: 53,658 shares; 2019Q4: not reported; 2020Q1: 11,480 shares; 2020Q2: 11,480 shares; 2020Q3: 11,480 shares; 2020Q4: 11,480 shares; 2021Q1: 11,480 shares 11,480$170K0.01%0Timeline
KIOKKR INCOME OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 10,520 shares 10,520$166K0.01%newTimeline
PGXINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 10,647 shares 10,647$160K0.01%newTimeline
NEOVASC INCNEOVASC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 72,000 shares; 2020Q4: 144,000 shares; 2021Q1: 144,000 shares 144,000$156K0.01%0
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: 15,222 shares; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 32,250 shares; 2020Q4: 27,150 shares; 2021Q1: 22,100 shares 22,100$147K0.01%-5,050
SEISOLARIS ENERGY INFRAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 10,073 shares; 2020Q1: 10,271 shares; 2020Q2: 10,420 shares; 2020Q3: 10,584 shares; 2020Q4: 10,736 shares; 2021Q1: 10,827 shares 10,827$133K0.01%+91Timeline
WHOLE EARTH BRANDS INCWHOLE EARTH BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 10,000 shares; 2021Q1: 10,000 shares 10,000$130K0.01%0
U S SILICA HLDGS INCU S SILICA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: 10,300 shares; 2019Q4: 10,000 shares; 2020Q1: 10,000 shares; 2020Q2: 10,000 shares; 2020Q3: 10,000 shares; 2020Q4: 10,000 shares; 2021Q1: 10,000 shares 10,000$123K0.01%0
TELLURIAN INC NEWTELLURIAN INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: 67,340 shares; 2019Q4: 67,340 shares; 2020Q1: 67,340 shares; 2020Q2: 87,340 shares; 2020Q3: 52,340 shares; 2020Q4: 52,340 shares; 2021Q1: 52,340 shares 52,340$122K0.01%0
PRETIUM RESOURCES INCPRETIUM RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 17,500 shares; 2020Q2: 16,500 shares; 2020Q3: 10,000 shares; 2020Q4: 10,000 shares; 2021Q1: 11,000 shares 11,000$114K0.01%+1,000
CENTENNIAL RESOURCE DEV INCCENTENNIAL RESOURCE DEV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: 32,750 shares; 2019Q4: 20,050 shares; 2020Q1: 27,050 shares; 2020Q2: 27,050 shares; 2020Q3: 27,050 shares; 2020Q4: 27,050 shares; 2021Q1: 27,050 shares 27,050$114K0.01%0
MCEWEN MNG INCMCEWEN MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 64,100 shares; 2020Q3: 106,900 shares; 2020Q4: 106,900 shares; 2021Q1: 106,900 shares 106,900$111K0.01%0
AGIALAMOS GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 11,600 shares; 2020Q3: 14,100 shares; 2020Q4: 14,100 shares; 2021Q1: 14,100 shares 14,100$110K0.01%0Timeline
GELGENESIS ENERGY L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 12,600 shares; 2020Q3: 12,600 shares; 2020Q4: 11,600 shares; 2021Q1: 11,600 shares 11,600$108K0.01%0Timeline
SILVERCREST METALS INCSILVERCREST METALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 11,000 shares; 2021Q1: 12,500 shares 12,500$101K0.01%+1,500
LYGLLOYDS BANKING GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 27,000 shares; 2020Q2: 42,000 shares; 2020Q3: 40,000 shares; 2020Q4: 40,000 shares; 2021Q1: 40,000 shares 40,000$93K0.01%0Timeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 35,000 shares; 2020Q3: 25,000 shares; 2020Q4: not reported; 2021Q1: 18,900 shares 18,900$88K0.01%new
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: 43,510 shares; 2019Q4: 18,700 shares; 2020Q1: 18,700 shares; 2020Q2: 18,700 shares; 2020Q3: 21,055 shares; 2020Q4: 20,905 shares; 2021Q1: 21,680 shares 21,680$86K0.01%+775Timeline
NMLNEUBERGER ENGY INFRSTR & INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 18,287 shares; 2021Q1: 18,287 shares 18,287$77K0.01%0Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: 16,900 shares; 2019Q4: 16,900 shares; 2020Q1: 16,900 shares; 2020Q2: 16,900 shares; 2020Q3: 11,900 shares; 2020Q4: 11,900 shares; 2021Q1: 11,900 shares 11,900$72K<0.01%0
EROS INTL PLCEROS INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: 58,300 shares; 2019Q4: 65,900 shares; 2020Q1: 59,150 shares; 2020Q2: 56,650 shares; 2020Q3: 48,400 shares; 2020Q4: 42,150 shares; 2021Q1: 38,000 shares 38,000$69K<0.01%-4,150
YAMANA GOLD INCYAMANA GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 11,012 shares; 2020Q3: 13,012 shares; 2020Q4: 13,012 shares; 2021Q1: 13,012 shares 13,012$56K<0.01%0
PORTMAN RIDGE FIN CORPPORTMAN RIDGE FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 10,092 shares 10,092$22K<0.01%new

Sold out in Q1 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
KBWBINVESCO EXCH TRADED FD TR II52,403$2.64Mshares
FOLEY TRASIMENE ACQUISITIONFOLEY TRASIMENE ACQUISITION171,100$2.58Mshares
SOCIAL CAP HEDSPIA HLDG CO ISOCIAL CAP HEDSPIA HLDG CO I150,425$2.52Mshares
LYVLIVE NATION ENTERTAINMENT IN31,905$2.34Mshares
FIREEYE INCFIREEYE INC74,525$1.72Mshares
VMRKVIVMARK RESIDENTIAL24,198$1.43Mshares
KBAKRANESHARES TRUST30,246$1.39Mshares
SFMSPROUTS FMRS MKT INC65,790$1.32Mshares
FVDFIRST TR EXCHANGE-TRADED FD34,159$1.2Mshares
EMLPFIRST TR EXCHANGE-TRADED FD54,989$1.15Mshares
CENTURYLINK INCCENTURYLINK INC101,958$994Kshares
SOSOUTHERN CO15,079$926Kshares
ONTRAK INCONTRAK INC13,856$856Kshares
FTCSFIRST TR EXCHANGE-TRADED FD10,816$730Kshares
QUALISHARES TR6,106$710Kshares
XYZBLOCK INC3,167$689Kshares
DUKDUKE ENERGY CORP NEW7,005$641Kshares
HRLHORMEL FOODS CORP12,958$604Kshares
NOBLPROSHARES TR7,489$598Kshares
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC4,525$522Kshares
TWLOTWILIO INC1,500$508Kshares
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC11,100$469Kshares
MINTPIMCO ETF TR4,525$462Kshares
XLISELECT SECTOR SPDR TR5,074$449Kshares
CONTINENTAL RES INCCONTINENTAL RES INC25,220$411Kshares
JMBSJANUS DETROIT STR TR6,683$357Kshares
FINXGLOBAL X FDS7,550$353Kshares
BKNGBOOKING HOLDINGS INC134$298Kshares
DGXQUEST DIAGNOSTICS INC2,311$275Kshares
SMBVANECK ETF TRUST15,000$272Kshares
CTRACOTERRA ENERGY INC16,309$266Kshares
TJXTJX COS INC NEW3,378$231Kshares
PARSLEY ENERGY INCPARSLEY ENERGY INC16,170$230Kshares
AERAERCAP HOLDINGS NV5,000$228Kshares
SWITCHBACK ENERGY ACQUISTN CSWITCHBACK ENERGY ACQUISTN C4,750$217Kshares
Concho Resources Inc.Concho Resources Inc.3,663$214Kshares
TERMINIX GLOBAL HOLDINGS IN…TERMINIX GLOBAL HOLDINGS INC COM4,178$213Kshares
GBILGOLDMAN SACHS ETF TR2,000$200Kshares
WPX ENERGY INCWPX ENERGY INC12,325$100Kshares
CONTRAFECT CORPCONTRAFECT CORP14,500$73Kshares
PROSPECT CAP CORPPROSPECT CAP CORP40,000$41Kshares
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP30,000$30Kshares
PROSPECT CAP CORPPROSPECT CAP CORP25,000$26Kshares
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO12,802$9Kshares

How Q1 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001754960-21-000068 base2021-04-27acceptance time not in the bulk data set