USCA RIA LLC: DUK position timeline

USCA RIA LLC held 0 DUK shares at 2021-03-31 per its 13F-HR filed 2021-04-27.

the latest 13F is the newest step

1. period ended2021-03-31

   13F 0 shares

   Change vs previous 13F -7,005 shares

   13F-HR 0001754960-21-000068 filed by USCA RIA LLC
   Filed 2021-04-27 (acceptance time not in the bulk data set), ingested 2026-10-07 18:39:37 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

2. period ended2020-12-31

   13F 7,005 shares

   Change vs previous 13F -67,222 shares

   0.04% of the 13F portfolio, value $641,000.

   13F-HR 0001754960-21-000025 filed by USCA RIA LLC
   Filed 2021-01-27 (acceptance time not in the bulk data set), ingested 2026-10-07 18:42:52 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2020-09-30

   13F 74,227 shares

   Change vs previous 13F -1,653 shares

   0.52% of the 13F portfolio, value $6,574,000.

   13F-HR 0001754960-20-000073 filed by USCA RIA LLC
   Filed 2020-10-27 (acceptance time not in the bulk data set), ingested 2026-10-07 18:48:21 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2020-06-30

   13F 75,880 shares

   Change vs previous 13F +444 shares

   0.54% of the 13F portfolio, value $6,062,000.

   13F-HR 0001754960-20-000058 filed by USCA RIA LLC
   Filed 2020-08-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:52:28 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2020-03-31

   13F/A 75,436 shares

   Change vs previous 13F +7,017 shares

   0.71% of the 13F portfolio, value $6,101,000.

   13F-HR/A 0001754960-20-000029 filed by USCA RIA LLC
   Filed 2020-04-22 (acceptance time not in the bulk data set), ingested 2026-10-07 18:53:21 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2019-12-31

   13F 68,419 shares

   Change vs previous 13F +494 shares

   0.56% of the 13F portfolio, value $6,240,000.

   13F-HR 0001525212-20-000001 filed by USCA RIA LLC
   Filed 2020-01-27 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2019-09-30

   13F/A 67,925 shares

   Change vs previous 13F not available

   0.64% of the 13F portfolio, value $6,511,000.

   13F-HR/A 0001525212-19-000007 filed by USCA RIA LLC
   Filed 2019-11-07 (acceptance time not in the bulk data set), ingested 2026-10-07 18:55:06 UTC

   Acceptance time not in the bulk data set (spec §4.2).