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Disclosery

TRAIN BABCOCK ADVISORS LLC

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13F filer, CIK 860862, New York, NY

TRAIN BABCOCK ADVISORS LLC reported $249,186,000 across 119 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-10-21. Its ten largest share positions make up 33.9% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001174947-16-003285

Period
2016-09-30
Reported value
$249M
Holdings
119
Top 10 weight
33.9%
New
8
Sold out
5

Largest buys vs the previous quarter

SecurityShares changeApprox. value
WABnew+38,895$3.18M
MASnew+87,305$3M
CHKPadded+25,565$1.98M
FTVnew+14,873$757K
BBHnew+2,735$315K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PVHexited-44,194-$4.16M
EFXreduced-28,972-$3.9M
DOVreduced-52,214-$3.85M
HAINexited-69,375-$3.45M
JLLexited-20,385-$1.99M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0001174947-16-003285, largest first. % of portfolio is the value over $249,186,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 65,467 shares; 2016Q2: 65,304 shares; 2016Q3: 65,037 shares 65,037$14.1M5.65%-267Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 100,759 shares; 2016Q2: 119,256 shares; 2016Q3: 118,774 shares 118,774$13.4M5.39%-482Timeline
ACNACCENTURE PLC IRELANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 71,973 shares; 2016Q2: 71,740 shares; 2016Q3: 71,600 shares 71,600$8.75M3.51%-140Timeline
CNCCENTENE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 128,141 shares; 2016Q2: 127,573 shares; 2016Q3: 128,193 shares 128,193$8.58M3.44%+620Timeline
CHKPCHECK POINT SOFTWARE TECH LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 65,663 shares; 2016Q2: 68,450 shares; 2016Q3: 94,015 shares 94,015$7.3M2.93%+25,565Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 49,963 shares; 2016Q2: 49,705 shares; 2016Q3: 49,530 shares 49,530$6.93M2.78%-175Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 134,091 shares; 2016Q2: 133,573 shares; 2016Q3: 133,323 shares 133,323$6.93M2.78%-250Timeline
VANTIV INCVANTIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 122,490 shares; 2016Q2: 120,979 shares; 2016Q3: 120,554 shares 120,554$6.78M2.72%-425
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 7,533 shares; 2016Q2: 7,562 shares; 2016Q3: 7,573 shares 7,573$5.89M2.36%+11Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 66,229 shares; 2016Q2: 68,097 shares; 2016Q3: 66,751 shares 66,751$5.83M2.34%-1,346Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit SerQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 50,072 shares; 2016Q2: 49,447 shares; 2016Q3: 49,012 shares 49,012$5.82M2.34%-435
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 68,553 shares; 2016Q2: 66,583 shares; 2016Q3: 66,448 shares 66,448$5.22M2.1%-135Timeline
ZTSZOETIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 95,920 shares; 2016Q2: 94,005 shares; 2016Q3: 93,730 shares 93,730$4.88M1.96%-275Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 342,442 shares; 2016Q2: 193,436 shares; 2016Q3: 192,986 shares 192,986$4.57M1.83%-450Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 5,661 shares; 2016Q2: 5,645 shares; 2016Q3: 5,631 shares 5,631$4.53M1.82%-14Timeline
AJGGALLAGHER ARTHUR J & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 88,792 shares; 2016Q2: 87,385 shares; 2016Q3: 87,285 shares 87,285$4.44M1.78%-100Timeline
HANESBRANDS INCHANESBRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 176,835 shares; 2016Q2: 176,137 shares; 2016Q3: 175,562 shares 175,562$4.43M1.78%-575
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 81,325 shares; 2016Q2: 82,305 shares; 2016Q3: 84,116 shares 84,116$4.43M1.78%+1,811Timeline
PINNACLE FOODS INC DELPINNACLE FOODS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 80,588 shares; 2016Q2: 80,273 shares; 2016Q3: 80,073 shares 80,073$4.02M1.61%-200
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 55,430 shares; 2016Q2: 55,127 shares; 2016Q3: 37,877 shares 37,877$4.01M1.61%-17,250Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,441 shares; 2016Q2: 29,626 shares; 2016Q3: 29,676 shares 29,676$3.81M1.53%+50Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 42,155 shares; 2016Q2: 42,103 shares; 2016Q3: 42,253 shares 42,253$3.79M1.52%+150Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 44,584 shares; 2016Q2: 43,906 shares; 2016Q3: 43,781 shares 43,781$3.62M1.45%-125Timeline
HEDJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 80,006 shares; 2016Q2: 79,151 shares; 2016Q3: 66,996 shares 66,996$3.6M1.44%-12,155Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 20,521 shares; 2016Q2: 20,480 shares; 2016Q3: 20,425 shares 20,425$3.57M1.43%-55Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 12,610 shares; 2016Q2: 12,633 shares; 2016Q3: 12,486 shares 12,486$3.52M1.41%-147Timeline
MYLAN NVMYLAN NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 93,200 shares; 2016Q2: 91,777 shares; 2016Q3: 91,452 shares 91,452$3.49M1.4%-325
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 66,825 shares; 2016Q2: 65,315 shares; 2016Q3: 64,715 shares 64,715$3.37M1.35%-600
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 29,214 shares; 2016Q2: 27,764 shares; 2016Q3: 27,064 shares 27,064$3.2M1.28%-700Timeline
WABWABTECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 38,895 shares 38,895$3.18M1.27%newTimeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 21,934 shares; 2016Q2: 21,934 shares; 2016Q3: 21,884 shares 21,884$3.16M1.27%-50Timeline
FITBFIFTH THIRD BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 154,690 shares; 2016Q2: 153,650 shares; 2016Q3: 152,650 shares 152,650$3.12M1.25%-1,000Timeline
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 36,816 shares; 2016Q2: 36,766 shares; 2016Q3: 37,756 shares 37,756$3.02M1.21%+990Timeline
MASMASCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 87,305 shares 87,305$3M1.2%newTimeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 68,016 shares; 2016Q2: 67,756 shares; 2016Q3: 67,556 shares 67,556$2.97M1.19%-200Timeline
SYNASYNAPTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 47,755 shares; 2016Q2: 47,337 shares; 2016Q3: 46,962 shares 46,962$2.75M1.1%-375Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 39,116 shares; 2016Q2: 38,344 shares; 2016Q3: 38,219 shares 38,219$2.69M1.08%-125
CERNER CORPCERNER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 41,600 shares; 2016Q2: 40,327 shares; 2016Q3: 40,167 shares 40,167$2.48M1%-160
CSXCSX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 107,585 shares; 2016Q2: 104,040 shares; 2016Q3: 79,709 shares 79,709$2.43M0.98%-24,331Timeline
DHRDANAHER CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 30,089 shares; 2016Q2: 29,951 shares; 2016Q3: 29,826 shares 29,826$2.34M0.94%-125Timeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 37,090 shares; 2016Q2: 37,040 shares; 2016Q3: 36,640 shares 36,640$2.14M0.86%-400Timeline
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 48,400 shares; 2016Q2: 46,660 shares; 2016Q3: 46,285 shares 46,285$2.08M0.83%-375Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 22,781 shares; 2016Q2: 22,731 shares; 2016Q3: 22,706 shares 22,706$2.02M0.81%-25Timeline
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 35,825 shares; 2016Q2: 34,525 shares; 2016Q3: 34,525 shares 34,525$2M0.8%0Timeline
VISVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 17,000 shares; 2016Q2: 17,000 shares; 2016Q3: 17,000 shares 17,000$1.89M0.76%0Timeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 16,060 shares; 2016Q2: 14,490 shares; 2016Q3: 13,405 shares 13,405$1.74M0.7%-1,085Timeline
FTNTFORTINET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 70,060 shares; 2016Q2: 69,945 shares; 2016Q3: 46,867 shares 46,867$1.73M0.69%-23,078Timeline
Cyber Security ETFCyber Security ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 61,588 shares; 2016Q3: 60,808 shares 60,808$1.7M0.68%-780
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 23,124 shares; 2016Q2: 15,251 shares; 2016Q3: 13,845 shares 13,845$1.69M0.68%-1,406Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 100,800 shares; 2016Q2: 99,700 shares; 2016Q3: 98,500 shares 98,500$1.54M0.62%-1,200Timeline
DISCOVERY INCDISCOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 52,259 shares; 2016Q2: 51,798 shares; 2016Q3: 49,648 shares 49,648$1.34M0.54%-2,150
DGSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 30,575 shares; 2016Q2: 30,175 shares; 2016Q3: 29,775 shares 29,775$1.24M0.5%-400Timeline
EFXEQUIFAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 38,780 shares; 2016Q2: 38,087 shares; 2016Q3: 9,115 shares 9,115$1.23M0.49%-28,972Timeline
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 6,180 shares; 2016Q2: 6,150 shares; 2016Q3: 6,075 shares 6,075$1.11M0.44%-75Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 30,669 shares; 2016Q2: 30,969 shares; 2016Q3: 29,269 shares 29,269$1.1M0.44%-1,700Timeline
XHBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 29,315 shares; 2016Q2: 30,940 shares; 2016Q3: 30,340 shares 30,340$1.03M0.41%-600Timeline
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 12,424 shares; 2016Q2: 12,364 shares; 2016Q3: 12,154 shares 12,154$1.03M0.41%-210Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 6,049 shares; 2016Q2: 6,049 shares; 2016Q3: 6,049 shares 6,049$960K0.39%0Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 44,610 shares; 2016Q2: 42,895 shares; 2016Q3: 41,495 shares 41,495$960K0.39%-1,400Timeline
STTSTATE STR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 13,960 shares; 2016Q2: 13,960 shares; 2016Q3: 12,815 shares 12,815$893K0.36%-1,145Timeline
FDNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 3,805 shares; 2016Q2: 10,940 shares; 2016Q3: 10,625 shares 10,625$867K0.35%-315Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 8,030 shares; 2016Q2: 8,030 shares; 2016Q3: 8,107 shares 8,107$834K0.33%+77Timeline
PPGPPG INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 8,000 shares; 2016Q2: 8,000 shares; 2016Q3: 8,000 shares 8,000$827K0.33%0Timeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 11,275 shares; 2016Q2: 11,275 shares; 2016Q3: 11,275 shares 11,275$796K0.32%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 12,430 shares; 2016Q2: 12,430 shares; 2016Q3: 12,540 shares 12,540$791K0.32%+110Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 12,104 shares; 2016Q2: 12,104 shares; 2016Q3: 12,324 shares 12,324$769K0.31%+220Timeline
MTBM & T BK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 6,550 shares; 2016Q2: 6,550 shares; 2016Q3: 6,550 shares 6,550$760K0.3%0Timeline
FTVFORTIVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 14,873 shares 14,873$757K0.3%newTimeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,072 shares; 2016Q2: 4,072 shares; 2016Q3: 4,072 shares 4,072$718K0.29%0Timeline
AETNA INC NEWAETNA INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 6,050 shares; 2016Q2: 6,050 shares; 2016Q3: 6,050 shares 6,050$698K0.28%0
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 22,559 shares; 2016Q2: 21,559 shares; 2016Q3: 20,959 shares 20,959$672K0.27%-600Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 6,428 shares; 2016Q2: 6,428 shares; 2016Q3: 6,508 shares 6,508$633K0.25%+80Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 5,037 shares; 2016Q2: 4,937 shares; 2016Q3: 4,637 shares 4,637$596K0.24%-300Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 15,460 shares; 2016Q2: 15,460 shares; 2016Q3: 15,720 shares 15,720$594K0.24%+260Timeline
VERIFONE SYS INCVERIFONE SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 37,785 shares; 2016Q2: 37,283 shares; 2016Q3: 36,633 shares 36,633$577K0.23%-650
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 16,135 shares; 2016Q2: 15,235 shares; 2016Q3: 16,435 shares 16,435$556K0.22%+1,200Timeline
DOVDOVER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 61,022 shares; 2016Q2: 59,514 shares; 2016Q3: 7,300 shares 7,300$538K0.22%-52,214Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 12,345 shares; 2016Q2: 12,345 shares; 2016Q3: 12,525 shares 12,525$529K0.21%+180Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 12,550 shares; 2016Q2: 12,550 shares; 2016Q3: 12,450 shares 12,450$527K0.21%-100Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,485 shares; 2016Q2: 4,485 shares; 2016Q3: 4,485 shares 4,485$518K0.21%0Timeline
IYHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 3,450 shares; 2016Q2: 3,425 shares; 2016Q3: 3,400 shares 3,400$511K0.21%-25Timeline
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 5,631 shares; 2016Q2: 5,631 shares; 2016Q3: 5,631 shares 5,631$504K0.2%0Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 8,798 shares; 2016Q2: 8,798 shares; 2016Q3: 9,008 shares 9,008$486K0.2%+210Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 9,230 shares; 2016Q2: 9,230 shares; 2016Q3: 9,230 shares 9,230$462K0.19%0
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 7,084 shares; 2016Q2: 7,084 shares; 2016Q3: 7,084 shares 7,084$448K0.18%0Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 5,051 shares; 2016Q2: 5,051 shares; 2016Q3: 4,751 shares 4,751$441K0.18%-300Timeline
EG DJ EMRG MKT CNSUMR TITAEG DJ EMRG MKT CNSUMR TITAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 19,558 shares; 2016Q2: 18,552 shares; 2016Q3: 17,682 shares 17,682$439K0.18%-870
IWSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 5,700 shares; 2016Q2: 5,700 shares; 2016Q3: 5,700 shares 5,700$438K0.18%0Timeline
Hubbell Inc Class BHubbell Inc Class BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares 4,000$431K0.17%0
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,725 shares; 2016Q2: 4,675 shares; 2016Q3: 4,774 shares 4,774$424K0.17%+99Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,314 shares; 2016Q2: 1,318 shares; 2016Q3: 1,323 shares 1,323$383K0.15%+5Timeline
AVYAVERY DENNISON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,800 shares; 2016Q2: 4,800 shares; 2016Q3: 4,800 shares 4,800$373K0.15%0Timeline
VCRVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,875 shares; 2016Q2: 2,875 shares; 2016Q3: 2,875 shares 2,875$362K0.15%0Timeline
ENVISION HEALTHCARE HLDGS INENVISION HEALTHCARE HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 17,365 shares; 2016Q2: 16,990 shares; 2016Q3: 16,140 shares 16,140$360K0.14%-850
DWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 8,647 shares; 2016Q2: 8,933 shares; 2016Q3: 8,703 shares 8,703$321K0.13%-230Timeline
BBHVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,735 shares 2,735$315K0.13%newTimeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 5,600 shares; 2016Q2: 5,600 shares; 2016Q3: 5,600 shares 5,600$305K0.12%0Timeline
PEGPUBLIC SVC ENTERPRISE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 7,200 shares; 2016Q2: 7,200 shares; 2016Q3: 7,200 shares 7,200$301K0.12%0Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,318 shares; 2016Q2: 4,318 shares; 2016Q3: 4,453 shares 4,453$295K0.12%+135Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,450 shares; 2016Q2: 2,450 shares; 2016Q3: 2,580 shares 2,580$281K0.11%+130Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,802 shares; 2016Q2: 1,827 shares; 2016Q3: 1,827 shares 1,827$278K0.11%0Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,826 shares; 2016Q2: 4,922 shares; 2016Q3: 4,577 shares 4,577$270K0.11%-345Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,300 shares; 2016Q2: 2,300 shares; 2016Q3: 2,300 shares 2,300$268K0.11%0Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,175 shares; 2016Q2: 3,925 shares; 2016Q3: 3,575 shares 3,575$265K0.11%-350Timeline
KRESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 6,250 shares; 2016Q2: 6,250 shares; 2016Q3: 6,250 shares 6,250$264K0.11%0Timeline
SPGIS&P GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares 2,000$253K0.1%0Timeline
VHTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,905 shares; 2016Q2: 1,905 shares; 2016Q3: 1,905 shares 1,905$253K0.1%0Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,369 shares; 2016Q2: 2,474 shares; 2016Q3: 2,332 shares 2,332$243K0.1%-142Timeline
LABORATORY CORP OF AMERICALABORATORY CORP OF AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,725 shares; 2016Q2: 1,725 shares; 2016Q3: 1,725 shares 1,725$237K0.1%0
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 3,850 shares; 2016Q2: 3,550 shares; 2016Q3: 3,550 shares 3,550$227K0.09%0Timeline
TXNTEXAS INSTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,110 shares 3,110$219K0.09%newTimeline
1/100 Berkshire Hath A1/100 Berkshire Hath AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 100 shares; 2016Q2: 100 shares; 2016Q3: 100 shares 100$216K0.09%0
AMEAMETEK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,500 shares; 2016Q2: 4,500 shares; 2016Q3: 4,500 shares 4,500$215K0.09%0Timeline
XLBSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,500 shares; 2016Q2: 4,500 shares; 2016Q3: 4,500 shares 4,500$215K0.09%0Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 250 shares 250$210K0.08%newTimeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 5,134 shares 5,134$210K0.08%newTimeline
WUWESTERN UN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$208K0.08%0Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,996 shares 2,996$206K0.08%newTimeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 16,342 shares; 2016Q2: 13,000 shares; 2016Q3: 13,000 shares 13,000$165K0.07%0Timeline

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PVHPVH CORPORATION44,194$4.16Mshares
HAINHAIN CELESTIAL GROUP INC69,375$3.45Mshares
JLLJONES LANG LASALLE INC20,385$1.99Mshares
MKCMCCORMICK & CO INC2,000$213Kshares
DLTRDOLLAR TREE INC2,200$207Kshares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001174947-16-003285 base2016-10-21acceptance time not in the bulk data set