Skip to content
Disclosery

TRAIN BABCOCK ADVISORS LLC

Follow

13F filer, CIK 860862, New York, NY

TRAIN BABCOCK ADVISORS LLC reported $243,177,000 across 122 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-01-23. Its ten largest share positions make up 34.98% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001174947-17-000077

Period
2016-12-31
Reported value
$243M
Holdings
122
Top 10 weight
34.98%
New
9
Sold out
6

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GENERAL ELEC COnew+32,470$1.03M
DISCOVERY INCadded+25,026$686K
BBHadded+5,567$599K
XLVnew+6,475$446K
IVOOnew+3,655$407K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
MYLAN NVexited-91,452-$3.49M
SYNAexited-46,962-$2.75M
HANESBRANDS INCreduced-108,060-$2.33M
BRK-Breduced-5,040-$821K
HEDJreduced-12,930-$742K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0001174947-17-000077, largest first. % of portfolio is the value over $243,177,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 65,467 shares; 2016Q2: 65,304 shares; 2016Q3: 65,037 shares; 2016Q4: 65,262 shares 65,262$14.6M6%+225Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 100,759 shares; 2016Q2: 119,256 shares; 2016Q3: 118,774 shares; 2016Q4: 116,221 shares 116,221$13.5M5.54%-2,553Timeline
ACNACCENTURE PLC IRELANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 71,973 shares; 2016Q2: 71,740 shares; 2016Q3: 71,600 shares; 2016Q4: 70,570 shares 70,570$8.27M3.4%-1,030Timeline
CHKPCHECK POINT SOFTWARE TECH LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 65,663 shares; 2016Q2: 68,450 shares; 2016Q3: 94,015 shares; 2016Q4: 93,065 shares 93,065$7.86M3.23%-950Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 49,963 shares; 2016Q2: 49,705 shares; 2016Q3: 49,530 shares; 2016Q4: 48,775 shares 48,775$7.81M3.21%-755Timeline
CNCCENTENE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 128,141 shares; 2016Q2: 127,573 shares; 2016Q3: 128,193 shares; 2016Q4: 126,403 shares 126,403$7.14M2.94%-1,790Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 134,091 shares; 2016Q2: 133,573 shares; 2016Q3: 133,323 shares; 2016Q4: 132,560 shares 132,560$7.08M2.91%-763Timeline
VANTIV INCVANTIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 122,490 shares; 2016Q2: 120,979 shares; 2016Q3: 120,554 shares; 2016Q4: 118,404 shares 118,404$7.06M2.9%-2,150
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 66,229 shares; 2016Q2: 68,097 shares; 2016Q3: 66,751 shares; 2016Q4: 66,231 shares 66,231$5.98M2.46%-520Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit SerQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 50,072 shares; 2016Q2: 49,447 shares; 2016Q3: 49,012 shares; 2016Q4: 49,087 shares 49,087$5.82M2.39%+75
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 7,533 shares; 2016Q2: 7,562 shares; 2016Q3: 7,573 shares; 2016Q4: 7,455 shares 7,455$5.75M2.37%-118Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 68,553 shares; 2016Q2: 66,583 shares; 2016Q3: 66,448 shares; 2016Q4: 64,805 shares 64,805$5.44M2.24%-1,643Timeline
ZTSZOETIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 95,920 shares; 2016Q2: 94,005 shares; 2016Q3: 93,730 shares; 2016Q4: 93,015 shares 93,015$4.98M2.05%-715Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 342,442 shares; 2016Q2: 193,436 shares; 2016Q3: 192,986 shares; 2016Q4: 188,551 shares 188,551$4.58M1.88%-4,435Timeline
AJGGALLAGHER ARTHUR J & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 88,792 shares; 2016Q2: 87,385 shares; 2016Q3: 87,285 shares; 2016Q4: 86,288 shares 86,288$4.48M1.84%-997Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 5,661 shares; 2016Q2: 5,645 shares; 2016Q3: 5,631 shares; 2016Q4: 5,468 shares 5,468$4.33M1.78%-163Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 81,325 shares; 2016Q2: 82,305 shares; 2016Q3: 84,116 shares; 2016Q4: 83,566 shares 83,566$4.25M1.75%-550Timeline
PINNACLE FOODS INC DELPINNACLE FOODS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 80,588 shares; 2016Q2: 80,273 shares; 2016Q3: 80,073 shares; 2016Q4: 78,978 shares 78,978$4.22M1.74%-1,095
FITBFIFTH THIRD BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 154,690 shares; 2016Q2: 153,650 shares; 2016Q3: 152,650 shares; 2016Q4: 151,070 shares 151,070$4.07M1.68%-1,580Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 12,610 shares; 2016Q2: 12,633 shares; 2016Q3: 12,486 shares; 2016Q4: 12,556 shares 12,556$3.79M1.56%+70Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 20,521 shares; 2016Q2: 20,480 shares; 2016Q3: 20,425 shares; 2016Q4: 20,130 shares 20,130$3.75M1.54%-295Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 44,584 shares; 2016Q2: 43,906 shares; 2016Q3: 43,781 shares; 2016Q4: 47,916 shares 47,916$3.74M1.54%+4,135Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 42,155 shares; 2016Q2: 42,103 shares; 2016Q3: 42,253 shares; 2016Q4: 42,193 shares 42,193$3.55M1.46%-60Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,441 shares; 2016Q2: 29,626 shares; 2016Q3: 29,676 shares; 2016Q4: 29,686 shares 29,686$3.42M1.4%+10Timeline
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 66,825 shares; 2016Q2: 65,315 shares; 2016Q3: 64,715 shares; 2016Q4: 63,390 shares 63,390$3.33M1.37%-1,325
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 55,430 shares; 2016Q2: 55,127 shares; 2016Q3: 37,877 shares; 2016Q4: 36,902 shares 36,902$3.24M1.33%-975Timeline
WABWABTECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 38,895 shares; 2016Q4: 38,520 shares 38,520$3.2M1.32%-375Timeline
HEDJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 80,006 shares; 2016Q2: 79,151 shares; 2016Q3: 66,996 shares; 2016Q4: 54,066 shares 54,066$3.1M1.28%-12,930Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 29,214 shares; 2016Q2: 27,764 shares; 2016Q3: 27,064 shares; 2016Q4: 26,743 shares 26,743$3.08M1.27%-321Timeline
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 36,816 shares; 2016Q2: 36,766 shares; 2016Q3: 37,756 shares; 2016Q4: 37,756 shares 37,756$3.07M1.26%0Timeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 68,016 shares; 2016Q2: 67,756 shares; 2016Q3: 67,556 shares; 2016Q4: 66,866 shares 66,866$2.96M1.22%-690Timeline
CSXCSX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 107,585 shares; 2016Q2: 104,040 shares; 2016Q3: 79,709 shares; 2016Q4: 78,404 shares 78,404$2.82M1.16%-1,305Timeline
MASMASCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 87,305 shares; 2016Q4: 87,195 shares 87,195$2.76M1.13%-110Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 21,934 shares; 2016Q2: 21,934 shares; 2016Q3: 21,884 shares; 2016Q4: 16,844 shares 16,844$2.75M1.13%-5,040Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 39,116 shares; 2016Q2: 38,344 shares; 2016Q3: 38,219 shares; 2016Q4: 37,674 shares 37,674$2.59M1.07%-545
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 48,400 shares; 2016Q2: 46,660 shares; 2016Q3: 46,285 shares; 2016Q4: 45,345 shares 45,345$2.45M1.01%-940Timeline
DHRDANAHER CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 30,089 shares; 2016Q2: 29,951 shares; 2016Q3: 29,826 shares; 2016Q4: 29,816 shares 29,816$2.32M0.95%-10Timeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 37,090 shares; 2016Q2: 37,040 shares; 2016Q3: 36,640 shares; 2016Q4: 36,940 shares 36,940$2.3M0.94%+300Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 100,800 shares; 2016Q2: 99,700 shares; 2016Q3: 98,500 shares; 2016Q4: 98,110 shares 98,110$2.17M0.89%-390Timeline
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 35,825 shares; 2016Q2: 34,525 shares; 2016Q3: 34,525 shares; 2016Q4: 34,665 shares 34,665$2.11M0.87%+140Timeline
DISCOVERY INCDISCOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 52,259 shares; 2016Q2: 51,798 shares; 2016Q3: 49,648 shares; 2016Q4: 74,674 shares 74,674$2.05M0.84%+25,026
VISVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 17,000 shares; 2016Q2: 17,000 shares; 2016Q3: 17,000 shares; 2016Q4: 17,000 shares 17,000$2.03M0.83%0Timeline
CERNER CORPCERNER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 41,600 shares; 2016Q2: 40,327 shares; 2016Q3: 40,167 shares; 2016Q4: 42,235 shares 42,235$2M0.82%+2,068
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 23,124 shares; 2016Q2: 15,251 shares; 2016Q3: 13,845 shares; 2016Q4: 13,792 shares 13,792$1.78M0.73%-53Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 22,781 shares; 2016Q2: 22,731 shares; 2016Q3: 22,706 shares; 2016Q4: 21,381 shares 21,381$1.69M0.69%-1,325Timeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 16,060 shares; 2016Q2: 14,490 shares; 2016Q3: 13,405 shares; 2016Q4: 12,305 shares 12,305$1.62M0.67%-1,100Timeline
Cyber Security ETFCyber Security ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 61,588 shares; 2016Q3: 60,808 shares; 2016Q4: 57,898 shares 57,898$1.53M0.63%-2,910
HANESBRANDS INCHANESBRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 176,835 shares; 2016Q2: 176,137 shares; 2016Q3: 175,562 shares; 2016Q4: 67,502 shares 67,502$1.46M0.6%-108,060
FTNTFORTINET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 70,060 shares; 2016Q2: 69,945 shares; 2016Q3: 46,867 shares; 2016Q4: 45,582 shares 45,582$1.37M0.56%-1,285Timeline
DGSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 30,575 shares; 2016Q2: 30,175 shares; 2016Q3: 29,775 shares; 2016Q4: 29,775 shares 29,775$1.17M0.48%0Timeline
XHBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 29,315 shares; 2016Q2: 30,940 shares; 2016Q3: 30,340 shares; 2016Q4: 32,615 shares 32,615$1.1M0.45%+2,275Timeline
EFXEQUIFAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 38,780 shares; 2016Q2: 38,087 shares; 2016Q3: 9,115 shares; 2016Q4: 8,980 shares 8,980$1.06M0.44%-135Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 30,669 shares; 2016Q2: 30,969 shares; 2016Q3: 29,269 shares; 2016Q4: 28,844 shares 28,844$1.03M0.42%-425Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 32,470 shares 32,470$1.03M0.42%new
MTBM & T BK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 6,550 shares; 2016Q2: 6,550 shares; 2016Q3: 6,550 shares; 2016Q4: 6,550 shares 6,550$1.02M0.42%0Timeline
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 12,424 shares; 2016Q2: 12,364 shares; 2016Q3: 12,154 shares; 2016Q4: 11,974 shares 11,974$1.02M0.42%-180Timeline
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 6,180 shares; 2016Q2: 6,150 shares; 2016Q3: 6,075 shares; 2016Q4: 6,075 shares 6,075$999K0.41%0Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 6,049 shares; 2016Q2: 6,049 shares; 2016Q3: 6,049 shares; 2016Q4: 5,829 shares 5,829$968K0.4%-220Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 8,030 shares; 2016Q2: 8,030 shares; 2016Q3: 8,107 shares; 2016Q4: 8,008 shares 8,008$943K0.39%-99Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 22,559 shares; 2016Q2: 21,559 shares; 2016Q3: 20,959 shares; 2016Q4: 21,684 shares 21,684$916K0.38%+725Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 44,610 shares; 2016Q2: 42,895 shares; 2016Q3: 41,495 shares; 2016Q4: 43,622 shares 43,622$903K0.37%+2,127Timeline
BBHVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,735 shares; 2016Q4: 8,302 shares 8,302$893K0.37%+5,567Timeline
STTSTATE STR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 13,960 shares; 2016Q2: 13,960 shares; 2016Q3: 12,815 shares; 2016Q4: 11,250 shares 11,250$874K0.36%-1,565Timeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 11,275 shares; 2016Q2: 11,275 shares; 2016Q3: 11,275 shares; 2016Q4: 11,275 shares 11,275$849K0.35%0Timeline
FTVFORTIVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 14,873 shares; 2016Q4: 14,873 shares 14,873$798K0.33%0Timeline
PPGPPG INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 8,000 shares; 2016Q2: 8,000 shares; 2016Q3: 8,000 shares; 2016Q4: 8,080 shares 8,080$766K0.31%+80Timeline
AETNA INC NEWAETNA INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 6,050 shares; 2016Q2: 6,050 shares; 2016Q3: 6,050 shares; 2016Q4: 6,050 shares 6,050$750K0.31%0
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,072 shares; 2016Q2: 4,072 shares; 2016Q3: 4,072 shares; 2016Q4: 4,177 shares 4,177$746K0.31%+105Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 12,430 shares; 2016Q2: 12,430 shares; 2016Q3: 12,540 shares; 2016Q4: 11,425 shares 11,425$716K0.29%-1,115Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 12,104 shares; 2016Q2: 12,104 shares; 2016Q3: 12,324 shares; 2016Q4: 11,859 shares 11,859$698K0.29%-465Timeline
FDNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 3,805 shares; 2016Q2: 10,940 shares; 2016Q3: 10,625 shares; 2016Q4: 8,150 shares 8,150$651K0.27%-2,475Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 5,037 shares; 2016Q2: 4,937 shares; 2016Q3: 4,637 shares; 2016Q4: 4,802 shares 4,802$644K0.26%+165Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 6,428 shares; 2016Q2: 6,428 shares; 2016Q3: 6,508 shares; 2016Q4: 6,328 shares 6,328$579K0.24%-180Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 15,460 shares; 2016Q2: 15,460 shares; 2016Q3: 15,720 shares; 2016Q4: 15,360 shares 15,360$557K0.23%-360Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,485 shares; 2016Q2: 4,485 shares; 2016Q3: 4,485 shares; 2016Q4: 4,450 shares 4,450$542K0.22%-35Timeline
DOVDOVER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 61,022 shares; 2016Q2: 59,514 shares; 2016Q3: 7,300 shares; 2016Q4: 7,200 shares 7,200$539K0.22%-100Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 8,798 shares; 2016Q2: 8,798 shares; 2016Q3: 9,008 shares; 2016Q4: 9,033 shares 9,033$528K0.22%+25Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 5,051 shares; 2016Q2: 5,051 shares; 2016Q3: 4,751 shares; 2016Q4: 4,991 shares 4,991$520K0.21%+240Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 12,550 shares; 2016Q2: 12,550 shares; 2016Q3: 12,450 shares; 2016Q4: 12,450 shares 12,450$516K0.21%0Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 9,230 shares; 2016Q2: 9,230 shares; 2016Q3: 9,230 shares; 2016Q4: 9,230 shares 9,230$502K0.21%0
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 16,135 shares; 2016Q2: 15,235 shares; 2016Q3: 16,435 shares; 2016Q4: 15,160 shares 15,160$492K0.2%-1,275Timeline
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 5,631 shares; 2016Q2: 5,631 shares; 2016Q3: 5,631 shares; 2016Q4: 5,631 shares 5,631$492K0.2%0Timeline
IYHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 3,450 shares; 2016Q2: 3,425 shares; 2016Q3: 3,400 shares; 2016Q4: 3,400 shares 3,400$490K0.2%0Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 7,084 shares; 2016Q2: 7,084 shares; 2016Q3: 7,084 shares; 2016Q4: 7,240 shares 7,240$489K0.2%+156Timeline
Hubbell Inc Class BHubbell Inc Class BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares; 2016Q4: 4,000 shares 4,000$467K0.19%0
IWSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 5,700 shares; 2016Q2: 5,700 shares; 2016Q3: 5,700 shares; 2016Q4: 5,700 shares 5,700$458K0.19%0Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 6,475 shares 6,475$446K0.18%newTimeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 12,345 shares; 2016Q2: 12,345 shares; 2016Q3: 12,525 shares; 2016Q4: 11,485 shares 11,485$441K0.18%-1,040Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,725 shares; 2016Q2: 4,675 shares; 2016Q3: 4,774 shares; 2016Q4: 4,737 shares 4,737$439K0.18%-37Timeline
IVOOVANGUARD ADMIRAL FDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 3,655 shares 3,655$407K0.17%newTimeline
VCRVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,875 shares; 2016Q2: 2,875 shares; 2016Q3: 2,875 shares; 2016Q4: 2,875 shares 2,875$370K0.15%0Timeline
ECONCOLUMBIA ETF TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 16,662 shares 16,662$369K0.15%newTimeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,314 shares; 2016Q2: 1,318 shares; 2016Q3: 1,323 shares; 2016Q4: 1,323 shares 1,323$351K0.14%0Timeline
KRESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 6,250 shares; 2016Q2: 6,250 shares; 2016Q3: 6,250 shares; 2016Q4: 6,250 shares 6,250$347K0.14%0Timeline
AVYAVERY DENNISON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,800 shares; 2016Q2: 4,800 shares; 2016Q3: 4,800 shares; 2016Q4: 4,800 shares 4,800$337K0.14%0Timeline
PEGPUBLIC SVC ENTERPRISE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 7,200 shares; 2016Q2: 7,200 shares; 2016Q3: 7,200 shares; 2016Q4: 7,200 shares 7,200$316K0.13%0Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 5,600 shares; 2016Q2: 5,600 shares; 2016Q3: 5,600 shares; 2016Q4: 5,600 shares 5,600$312K0.13%0Timeline
DWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 8,647 shares; 2016Q2: 8,933 shares; 2016Q3: 8,703 shares; 2016Q4: 8,653 shares 8,653$312K0.13%-50Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,802 shares; 2016Q2: 1,827 shares; 2016Q3: 1,827 shares; 2016Q4: 1,902 shares 1,902$304K0.13%+75Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 3,527 shares 3,527$304K0.13%newTimeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,318 shares; 2016Q2: 4,318 shares; 2016Q3: 4,453 shares; 2016Q4: 4,318 shares 4,318$298K0.12%-135Timeline
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,608 shares 4,608$292K0.12%new
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,450 shares; 2016Q2: 2,450 shares; 2016Q3: 2,580 shares; 2016Q4: 2,743 shares 2,743$287K0.12%+163Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,300 shares; 2016Q2: 2,300 shares; 2016Q3: 2,300 shares; 2016Q4: 2,400 shares 2,400$278K0.11%+100Timeline
VERIFONE SYS INCVERIFONE SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 37,785 shares; 2016Q2: 37,283 shares; 2016Q3: 36,633 shares; 2016Q4: 15,645 shares 15,645$277K0.11%-20,988
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 3,850 shares; 2016Q2: 3,550 shares; 2016Q3: 3,550 shares; 2016Q4: 3,550 shares 3,550$263K0.11%0Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,826 shares; 2016Q2: 4,922 shares; 2016Q3: 4,577 shares; 2016Q4: 4,502 shares 4,502$260K0.11%-75Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,175 shares; 2016Q2: 3,925 shares; 2016Q3: 3,575 shares; 2016Q4: 3,755 shares 3,755$246K0.1%+180Timeline
1/100 Berkshire Hath A1/100 Berkshire Hath AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 100 shares; 2016Q2: 100 shares; 2016Q3: 100 shares; 2016Q4: 100 shares 100$244K0.1%0
VHTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,905 shares; 2016Q2: 1,905 shares; 2016Q3: 1,905 shares; 2016Q4: 1,905 shares 1,905$241K0.1%0Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,369 shares; 2016Q2: 2,474 shares; 2016Q3: 2,332 shares; 2016Q4: 2,262 shares 2,262$237K0.1%-70Timeline
XLBSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,500 shares; 2016Q2: 4,500 shares; 2016Q3: 4,500 shares; 2016Q4: 4,500 shares 4,500$224K0.09%0Timeline
TXNTEXAS INSTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,110 shares; 2016Q4: 3,000 shares 3,000$219K0.09%-110Timeline
AMEAMETEK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 4,500 shares; 2016Q2: 4,500 shares; 2016Q3: 4,500 shares; 2016Q4: 4,500 shares 4,500$219K0.09%0Timeline
WUWESTERN UN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares 10,000$217K0.09%0Timeline
SPGIS&P GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares; 2016Q4: 2,000 shares 2,000$215K0.09%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 3,435 shares 3,435$213K0.09%newTimeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 5,134 shares; 2016Q4: 5,354 shares 5,354$211K0.09%+220Timeline
LABORATORY CORP OF AMERICALABORATORY CORP OF AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,725 shares; 2016Q2: 1,725 shares; 2016Q3: 1,725 shares; 2016Q4: 1,625 shares 1,625$209K0.09%-100
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,000 shares 2,000$206K0.08%newTimeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,850 shares 2,850$203K0.08%newTimeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 16,342 shares; 2016Q2: 13,000 shares; 2016Q3: 13,000 shares; 2016Q4: 13,000 shares 13,000$174K0.07%0Timeline

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
MYLAN NVMYLAN NV91,452$3.49Mshares
SYNASYNAPTICS INC46,962$2.75Mshares
EG DJ EMRG MKT CNSUMR TITAEG DJ EMRG MKT CNSUMR TITA17,682$439Kshares
ENVISION HEALTHCARE HLDGS INENVISION HEALTHCARE HLDGS IN16,140$360Kshares
AMZNAMAZON COM INC250$210Kshares
QCOMQUALCOMM INC2,996$206Kshares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001174947-17-000077 base2017-01-23acceptance time not in the bulk data set