13F-HR filed by TRAIN BABCOCK ADVISORS LLC
TRAIN BABCOCK ADVISORS LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-21, with 119 holding rows worth $249,186,000.
- Accession
- 0001174947-16-003285
- Filer
- CIK 860862
- Filed
- 2016-10-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 251 entries on the cover page, a total value of $249,186,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $249,186,000 with VALUE read as thousands by filing date, 13F file number 028-02669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 65,037 | $14,067,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 118,774 | $13,427,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 71,600 | $8,747,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 128,193 | $8,584,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 94,015 | $7,297,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 49,530 | $6,934,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 133,323 | $6,930,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 120,554 | $6,783,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,573 | $5,887,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 66,751 | $5,826,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 49,012 | $5,819,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 66,448 | $5,225,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 93,730 | $4,875,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 192,986 | $4,565,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,631 | $4,528,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 87,285 | $4,440,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 175,562 | $4,433,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 84,116 | $4,428,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 80,073 | $4,018,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 37,877 | $4,007,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 29,676 | $3,807,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 42,253 | $3,792,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 43,781 | $3,620,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 66,996 | $3,600,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 20,425 | $3,568,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,486 | $3,525,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 91,452 | $3,487,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 64,715 | $3,371,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 27,064 | $3,197,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 38,895 | $3,176,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 21,884 | $3,162,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 152,650 | $3,124,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 37,756 | $3,022,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 87,305 | $2,996,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 67,556 | $2,966,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 46,962 | $2,751,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 38,219 | $2,695,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 40,167 | $2,480,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 79,709 | $2,431,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 29,826 | $2,338,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 36,640 | $2,139,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 46,285 | $2,077,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 22,706 | $2,021,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 34,525 | $1,998,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 17,000 | $1,885,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 13,405 | $1,735,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 46,867 | $1,731,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 60,808 | $1,696,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13,845 | $1,691,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 98,500 | $1,542,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 49,648 | $1,337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 29,775 | $1,243,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 9,115 | $1,227,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6,075 | $1,107,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 29,269 | $1,101,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 30,340 | $1,030,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,154 | $1,026,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,049 | $960,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 41,495 | $960,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 12,815 | $893,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,625 | $867,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,107 | $834,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 8,000 | $827,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11,275 | $796,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,540 | $791,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,324 | $769,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 6,550 | $760,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 14,873 | $757,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,072 | $718,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 6,050 | $698,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 20,959 | $672,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,508 | $633,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,637 | $596,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,720 | $594,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 36,633 | $577,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 16,435 | $556,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 7,300 | $538,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,525 | $529,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,450 | $527,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,485 | $518,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,400 | $511,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,631 | $504,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,008 | $486,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,230 | $462,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,084 | $448,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,751 | $441,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 17,682 | $439,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,700 | $438,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 4,000 | $431,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,774 | $424,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,323 | $383,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,800 | $373,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,875 | $362,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 16,140 | $360,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,703 | $321,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 2,735 | $315,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,600 | $305,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,200 | $301,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,453 | $295,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,580 | $281,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,827 | $278,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,577 | $270,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,300 | $268,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,575 | $265,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,250 | $264,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,000 | $253,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,905 | $253,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,332 | $243,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,725 | $237,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,550 | $227,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,110 | $219,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 100 | $216,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,500 | $215,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,500 | $215,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 250 | $210,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,134 | $210,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,000 | $208,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,996 | $206,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,000 | $165,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001174947-16-003285 | this filing | 2016-10-21 | acceptance time not in the bulk data set |