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SUMMIT CAPITAL MANAGEMENT LLC

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13F filer, CIK 1056868, SEATTLE, WA

SUMMIT CAPITAL MANAGEMENT LLC reported $247,109,000 across 75 holdings for the quarter ended 2015-12-31, in a 13F-HR filed 2016-02-11. Its ten largest share positions make up 52.36% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001056868-16-000005

Period
2015-12-31
Reported value
$247M
Holdings
75
Top 10 weight
52.36%
New
22
Sold out
10

Largest buys vs the previous quarter

SecurityShares changeApprox. value
XLYnew+167,452$13.1M
FDNadded+93,641$6.99M
SPDR SERIES TRUSTnew+202,773$6.13M
ELLIE MAE INCnew+68,998$4.16M
VGKadded+67,028$3.34M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
IWOexited-44,607-$5.98M
AMGNreduced-24,700-$4.01M
ALPS ETF TRexited-300,497-$3.75M
PROSHARES SHORTexited-101,740-$3.04M
PCHreduced-86,040-$2.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2015

Share positions as resolved from 13F-HR 0001056868-16-000005, largest first. % of portfolio is the value over $247,112,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 618,205 shares; 2014Q3: 632,618 shares; 2014Q4: 631,172 shares; 2015Q1: 630,105 shares; 2015Q2: 573,697 shares; 2015Q3: 568,094 shares; 2015Q4: 539,047 shares 539,047$29.9M12.1%-29,047Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 167,769 shares; 2014Q3: 167,269 shares; 2014Q4: 159,969 shares; 2015Q1: 166,641 shares; 2015Q2: 166,641 shares; 2015Q3: 166,641 shares; 2015Q4: 141,941 shares 141,941$23M9.32%-24,700Timeline
FDNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 95,933 shares; 2015Q4: 189,574 shares 189,574$14.1M5.72%+93,641Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit SerQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 84,082 shares; 2015Q1: 86,172 shares; 2015Q2: 91,068 shares; 2015Q3: 96,040 shares; 2015Q4: 120,574 shares 120,574$13.5M5.46%+24,534
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 167,452 shares 167,452$13.1M5.3%newTimeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 276,303 shares; 2014Q3: 276,303 shares; 2014Q4: 275,003 shares; 2015Q1: 95,350 shares; 2015Q2: 93,900 shares; 2015Q3: 92,900 shares; 2015Q4: 93,275 shares 93,275$8.98M3.63%+375Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 38,036 shares; 2014Q4: 40,415 shares; 2015Q1: 41,046 shares; 2015Q2: 42,898 shares; 2015Q3: 22,142 shares; 2015Q4: 22,505 shares 22,505$7.61M3.08%+363Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 123,379 shares; 2014Q3: 166,884 shares; 2014Q4: 160,984 shares; 2015Q1: 157,034 shares; 2015Q2: 170,209 shares; 2015Q3: 163,909 shares; 2015Q4: 150,583 shares 150,583$6.42M2.6%-13,326Timeline
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 94,015 shares; 2014Q3: 96,958 shares; 2014Q4: 169,692 shares; 2015Q1: 172,552 shares; 2015Q2: 83,107 shares; 2015Q3: 88,720 shares; 2015Q4: 91,342 shares 91,342$6.39M2.59%+2,622
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 235,967 shares; 2014Q3: 228,552 shares; 2014Q4: 226,303 shares; 2015Q1: 237,955 shares; 2015Q2: 231,007 shares; 2015Q3: 218,908 shares; 2015Q4: 202,975 shares 202,975$6.32M2.56%-15,933
SPDR SERIES TRUSTSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 202,773 shares 202,773$6.13M2.48%new
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 54,644 shares; 2015Q2: 53,952 shares; 2015Q3: 51,854 shares; 2015Q4: 118,882 shares 118,882$5.93M2.4%+67,028Timeline
DEODIAGEO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 18,150 shares; 2014Q3: 40,095 shares; 2014Q4: 46,450 shares; 2015Q1: 51,645 shares; 2015Q2: 47,115 shares; 2015Q3: 46,960 shares; 2015Q4: 45,440 shares 45,440$4.96M2.01%-1,520Timeline
PCHPOTLATCHDELTIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 215,971 shares; 2014Q3: 220,313 shares; 2014Q4: 226,922 shares; 2015Q1: 224,744 shares; 2015Q2: 235,357 shares; 2015Q3: 249,288 shares; 2015Q4: 163,248 shares 163,248$4.94M2%-86,040Timeline
VOLT INFORMATION SCIEN COMVOLT INFORMATION SCIEN COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 772,525 shares; 2014Q4: 750,390 shares; 2015Q1: 687,471 shares; 2015Q2: 652,096 shares; 2015Q3: 610,894 shares; 2015Q4: 594,694 shares 594,694$4.84M1.96%-16,200
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 147,829 shares; 2014Q3: 147,279 shares; 2014Q4: 104,466 shares; 2015Q1: 102,992 shares; 2015Q2: 96,047 shares; 2015Q3: 94,277 shares; 2015Q4: 144,704 shares 144,704$4.67M1.89%+50,427Timeline
MDXGMIMEDX GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 452,846 shares; 2014Q3: 452,996 shares; 2014Q4: not reported; 2015Q1: 20,000 shares; 2015Q2: 365,200 shares; 2015Q3: 358,650 shares; 2015Q4: 483,454 shares 483,454$4.53M1.83%+124,804Timeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 68,335 shares; 2014Q4: 389,862 shares; 2015Q1: 362,164 shares; 2015Q2: 547,269 shares; 2015Q3: 582,211 shares; 2015Q4: 618,693 shares 618,693$4.32M1.75%+36,482Timeline
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 66,300 shares; 2014Q3: 66,985 shares; 2014Q4: 66,460 shares; 2015Q1: 76,385 shares; 2015Q2: 74,960 shares; 2015Q3: 70,880 shares; 2015Q4: 62,690 shares 62,690$4.24M1.72%-8,190Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 64,070 shares; 2014Q3: 62,505 shares; 2014Q4: 47,960 shares; 2015Q1: 53,521 shares; 2015Q2: 61,552 shares; 2015Q3: 58,183 shares; 2015Q4: 53,638 shares 53,638$4.18M1.69%-4,545Timeline
ELLIE MAE INCELLIE MAE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 68,998 shares 68,998$4.16M1.68%new
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 11,745 shares; 2015Q3: 24,655 shares; 2015Q4: 30,200 shares 30,200$3.99M1.61%+5,545Timeline
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 249,450 shares; 2014Q3: 257,600 shares; 2014Q4: 258,700 shares; 2015Q1: 277,400 shares; 2015Q2: 294,250 shares; 2015Q3: 273,050 shares; 2015Q4: 278,600 shares 278,600$3.96M1.6%+5,550
XPLORE TECHNOLOGIES CORPXPLORE TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 163,509 shares; 2015Q2: 506,569 shares; 2015Q3: 659,842 shares; 2015Q4: 659,078 shares 659,078$3.37M1.37%-764
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 1,303,750 shares; 2014Q3: 1,336,850 shares; 2014Q4: 892,500 shares; 2015Q1: 753,050 shares; 2015Q2: 847,850 shares; 2015Q3: 1,610,750 shares; 2015Q4: 1,690,666 shares 1,690,666$3.19M1.29%+79,916Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 454,853 shares; 2014Q4: 457,159 shares; 2015Q1: 431,276 shares; 2015Q2: 465,509 shares; 2015Q3: 433,945 shares; 2015Q4: 573,900 shares 573,900$2.62M1.06%+139,955
KRESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 61,881 shares 61,881$2.59M1.05%newTimeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 42,419 shares 42,419$2.56M1.04%newTimeline
PCARPACCAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 49,619 shares 49,619$2.35M0.95%newTimeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 65,395 shares; 2014Q3: 66,315 shares; 2014Q4: 56,630 shares; 2015Q1: 64,060 shares; 2015Q2: 64,270 shares; 2015Q3: 60,115 shares; 2015Q4: 45,540 shares 45,540$2.21M0.9%-14,575
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 4,480 shares; 2015Q3: 4,723 shares; 2015Q4: 10,786 shares 10,786$2.21M0.89%+6,063Timeline
COVANTA HLDG CORPCOVANTA HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 315,295 shares; 2014Q3: 105,774 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 141,286 shares 141,286$2.19M0.89%new
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 66,283 shares 66,283$1.99M0.8%newTimeline
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 185,746 shares; 2014Q4: 226,254 shares; 2015Q1: 257,494 shares; 2015Q2: 267,666 shares; 2015Q3: 261,009 shares; 2015Q4: 258,580 shares 258,580$1.98M0.8%-2,429
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 21,734 shares; 2015Q2: 23,039 shares; 2015Q3: 16,965 shares; 2015Q4: 16,607 shares 16,607$1.79M0.73%-358Timeline
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 55,970 shares 55,970$1.72M0.69%new
ELLINGTON FINANCIAL LLCELLINGTON FINANCIAL LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 120,250 shares; 2015Q4: 100,201 shares 100,201$1.68M0.68%-20,049
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 77,196 shares; 2014Q4: 104,502 shares; 2015Q1: 100,612 shares; 2015Q2: 161,968 shares; 2015Q3: 161,720 shares; 2015Q4: 163,300 shares 163,300$1.56M0.63%+1,580
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 3,932 shares; 2014Q3: 4,104 shares; 2014Q4: 4,475 shares; 2015Q1: 7,043 shares; 2015Q2: 20,383 shares; 2015Q3: 20,777 shares; 2015Q4: 20,672 shares 20,672$1.55M0.63%-105Timeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 60,815 shares; 2014Q3: 62,105 shares; 2014Q4: 63,361 shares; 2015Q1: 67,500 shares; 2015Q2: 61,130 shares; 2015Q3: 57,685 shares; 2015Q4: 33,535 shares 33,535$1.49M0.6%-24,150
SOUTHWESTERN ENERGY CO DEP …SOUTHWESTERN ENERGY CO DEP SHS 12…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 38,113 shares; 2015Q4: 70,881 shares 70,881$1.31M0.53%+32,768
DOLPHIN CAPITAL INVESTORSDOLPHIN CAPITAL INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 7,285,100 shares; 2014Q3: 5,385,100 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5,951,241 shares; 2015Q4: 5,951,241 shares 5,951,241$1.27M0.51%0
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 48,793 shares; 2015Q1: 50,543 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 36,545 shares 36,545$1.26M0.51%newTimeline
AIVIWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 35,830 shares; 2015Q2: 35,565 shares; 2015Q3: 33,945 shares; 2015Q4: 32,420 shares 32,420$1.23M0.5%-1,525Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 27,691 shares; 2015Q1: 28,941 shares; 2015Q2: 31,984 shares; 2015Q3: 63,439 shares; 2015Q4: 65,706 shares 65,706$1.19M0.48%+2,267
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 5,557 shares; 2015Q1: 10,146 shares; 2015Q2: 10,820 shares; 2015Q3: 10,652 shares; 2015Q4: 10,435 shares 10,435$1.15M0.46%-217Timeline
IEFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 20,747 shares 20,747$1.13M0.46%newTimeline
ENPHENPHASE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 320,000 shares 320,000$1.12M0.45%newTimeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,932 shares 9,932$1.12M0.45%newTimeline
COCA COLA ENTERPRISES INC NECOCA COLA ENTERPRISES INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 18,000 shares; 2014Q3: 18,000 shares; 2014Q4: 18,000 shares; 2015Q1: 18,000 shares; 2015Q2: 18,000 shares; 2015Q3: 18,000 shares; 2015Q4: 18,000 shares 18,000$886K0.36%0
ZWEIG TOTAL RETURN FD INCZWEIG TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 66,798 shares; 2015Q4: 64,476 shares 64,476$785K0.32%-2,322
MFINMEDALLION FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 113,864 shares; 2014Q3: not reported; 2014Q4: 120,123 shares; 2015Q1: 108,566 shares; 2015Q2: 117,938 shares; 2015Q3: 149,248 shares; 2015Q4: 111,259 shares 111,259$783K0.32%-37,989Timeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,218 shares 12,218$648K0.26%newTimeline
PDIPIMCO DYNAMIC INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 21,145 shares; 2014Q4: 21,343 shares; 2015Q1: 20,431 shares; 2015Q2: 22,196 shares; 2015Q3: 21,496 shares; 2015Q4: 20,669 shares 20,669$566K0.23%-827Timeline
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 51,872 shares 51,872$514K0.21%newTimeline
BGBBLACKSTONE STRATEGIC CRED 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 37,826 shares 37,826$506K0.2%newTimeline
GDLGDL FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 141,278 shares; 2014Q3: 158,138 shares; 2014Q4: 169,185 shares; 2015Q1: 109,523 shares; 2015Q2: 99,657 shares; 2015Q3: 85,138 shares; 2015Q4: 50,132 shares 50,132$502K0.2%-35,006Timeline
NUMEREX CORP -CL ANUMEREX CORP -CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 13,000 shares; 2015Q1: 26,077 shares; 2015Q2: 52,977 shares; 2015Q3: 51,077 shares; 2015Q4: 77,200 shares 77,200$496K0.2%+26,123
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 4,646 shares; 2014Q3: 4,521 shares; 2014Q4: 4,521 shares; 2015Q1: 4,521 shares; 2015Q2: 4,521 shares; 2015Q3: 4,391 shares; 2015Q4: 4,391 shares 4,391$437K0.18%0Timeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30,000 shares 30,000$383K0.15%newTimeline
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 3,858 shares; 2014Q3: 3,728 shares; 2014Q4: 3,728 shares; 2015Q1: 3,728 shares; 2015Q2: 3,728 shares; 2015Q3: 3,656 shares; 2015Q4: 3,624 shares 3,624$355K0.14%-32Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 2,239 shares; 2015Q2: 3,039 shares; 2015Q3: 2,900 shares; 2015Q4: 3,245 shares 3,245$342K0.14%+345Timeline
FIRST TR ISE REVERE NAT GASFIRST TR ISE REVERE NAT GASQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 267,957 shares; 2015Q2: 273,648 shares; 2015Q3: 260,812 shares; 2015Q4: 68,408 shares 68,408$305K0.12%-192,404
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 6,605 shares 6,605$283K0.11%newTimeline
VMRKVIVMARK RESIDENTIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 145,210 shares; 2014Q3: 148,850 shares; 2014Q4: 60,455 shares; 2015Q1: not reported; 2015Q2: 8,000 shares; 2015Q3: 8,000 shares; 2015Q4: 3,000 shares 3,000$245K0.1%-5,000Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,333 shares 3,333$220K0.09%newTimeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 16,737 shares; 2014Q3: 16,737 shares; 2014Q4: 12,737 shares; 2015Q1: 12,614 shares; 2015Q2: 14,614 shares; 2015Q3: 12,614 shares; 2015Q4: 12,631 shares 12,631$213K0.09%+17Timeline
IDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 50,430 shares; 2015Q3: 48,573 shares; 2015Q4: 7,211 shares 7,211$207K0.08%-41,362Timeline
SEQUENOM INC COM NEWSEQUENOM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 92,400 shares; 2014Q3: 96,400 shares; 2014Q4: 92,400 shares; 2015Q1: 81,700 shares; 2015Q2: 81,700 shares; 2015Q3: 91,700 shares; 2015Q4: 121,700 shares 121,700$200K0.08%+30,000
ASHFORD HOSPITALITYASHFORD HOSPITALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares 10,000$63K0.03%0
WAFERGEN BIO-SYSTEMS INCWAFERGEN BIO-SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 31,000 shares 31,000$23K0.01%new
WIDEPOINT CORP COMMONWIDEPOINT CORP COMMONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: 20,000 shares; 2014Q3: 19,100 shares; 2014Q4: 25,896 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 30,000 shares; 2015Q4: 30,000 shares 30,000$21K0.01%0
TOWERSTREAM CORPTOWERSTREAM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 44,000 shares 44,000$17K0.01%new
BIOCEPT INCBIOCEPT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,000 shares 12,000$17K0.01%new
Breitburn Energy Ptnr LpBreitburn Energy Ptnr LpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 11,456 shares; 2015Q2: 11,456 shares; 2015Q3: 15,456 shares; 2015Q4: 20,000 shares 20,000$13K0.01%+4,544

Sold out in Q4 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
IWOISHARES TR44,607$5.98Mshares
ALPS ETF TRALPS ETF TR300,497$3.75Mshares
PROSHARES SHORTPROSHARES SHORT101,740$3.04Mshares
IEVISHARES TR49,144$1.96Mshares
LFCRLIFECORE BIOMEDICAL INC98,362$1.15Mshares
PAASPAN AMERN SILVER CORP164,145$1.04Mshares
OMEROMEROS CORP39,309$431Kshares
GULTUGULF COAST ULTRA DEEP ROYALTY1,372,459$398Kshares
TELECOMMUNICATION SYS INCTELECOMMUNICATION SYS INC65,000$224Kshares
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR26,398$182Kshares

How Q4 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001056868-16-000005 base2016-02-11acceptance time not in the bulk data set