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SUMMIT CAPITAL MANAGEMENT LLC

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13F filer, CIK 1056868, SEATTLE, WA

SUMMIT CAPITAL MANAGEMENT LLC reported $204,627,000 across 63 holdings for the quarter ended 2015-09-30, in a 13F-HR filed 2015-11-13. Its ten largest share positions make up 51.78% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001056868-15-000004

Period
2015-09-30
Reported value
$205M
Holdings
63
Top 10 weight
51.78%
New
7
Sold out
7

Largest buys vs the previous quarter

SecurityShares changeApprox. value
FDNnew+95,933$6.34M
PROSHARES SHORTnew+101,740$3.04M
ELLINGTON FINANCIAL LLCnew+120,250$2.15M
BRK-Badded+12,910$1.68M
HLadded+762,900$1.5M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
XSDexited-144,042-$12.4M
IBBreduced-20,756-$6.3M
EWYexited-33,055-$1.82M
WECexited-37,375-$1.68M
TLTexited-10,568-$1.24M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2015

Share positions as resolved from 13F-HR 0001056868-15-000004, largest first. % of portfolio is the value over $204,625,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 618,205 shares; 2014Q3: 632,618 shares; 2014Q4: 631,172 shares; 2015Q1: 630,105 shares; 2015Q2: 573,697 shares; 2015Q3: 568,094 shares 568,094$25.1M12.29%-5,603Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 167,769 shares; 2014Q3: 167,269 shares; 2014Q4: 159,969 shares; 2015Q1: 166,641 shares; 2015Q2: 166,641 shares; 2015Q3: 166,641 shares 166,641$23.1M11.26%0Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit SerQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 84,082 shares; 2015Q1: 86,172 shares; 2015Q2: 91,068 shares; 2015Q3: 96,040 shares 96,040$9.77M4.78%+4,972
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 276,303 shares; 2014Q3: 276,303 shares; 2014Q4: 275,003 shares; 2015Q1: 95,350 shares; 2015Q2: 93,900 shares; 2015Q3: 92,900 shares 92,900$9.17M4.48%-1,000Timeline
PCHPOTLATCHDELTIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 215,971 shares; 2014Q3: 220,313 shares; 2014Q4: 226,922 shares; 2015Q1: 224,744 shares; 2015Q2: 235,357 shares; 2015Q3: 249,288 shares 249,288$7.18M3.51%+13,931Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 123,379 shares; 2014Q3: 166,884 shares; 2014Q4: 160,984 shares; 2015Q1: 157,034 shares; 2015Q2: 170,209 shares; 2015Q3: 163,909 shares 163,909$6.72M3.29%-6,300Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 38,036 shares; 2014Q4: 40,415 shares; 2015Q1: 41,046 shares; 2015Q2: 42,898 shares; 2015Q3: 22,142 shares 22,142$6.72M3.28%-20,756Timeline
FDNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 95,933 shares 95,933$6.34M3.1%newTimeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 43,129 shares; 2015Q3: 44,607 shares 44,607$5.98M2.92%+1,478Timeline
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 94,015 shares; 2014Q3: 96,958 shares; 2014Q4: 169,692 shares; 2015Q1: 172,552 shares; 2015Q2: 83,107 shares; 2015Q3: 88,720 shares 88,720$5.89M2.88%+5,613
VOLT INFORMATION SCIEN COMVOLT INFORMATION SCIEN COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 772,525 shares; 2014Q4: 750,390 shares; 2015Q1: 687,471 shares; 2015Q2: 652,096 shares; 2015Q3: 610,894 shares 610,894$5.56M2.72%-41,202
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 235,967 shares; 2014Q3: 228,552 shares; 2014Q4: 226,303 shares; 2015Q1: 237,955 shares; 2015Q2: 231,007 shares; 2015Q3: 218,908 shares 218,908$5.52M2.7%-12,099
DEODIAGEO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 18,150 shares; 2014Q3: 40,095 shares; 2014Q4: 46,450 shares; 2015Q1: 51,645 shares; 2015Q2: 47,115 shares; 2015Q3: 46,960 shares 46,960$5.06M2.47%-155Timeline
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 66,300 shares; 2014Q3: 66,985 shares; 2014Q4: 66,460 shares; 2015Q1: 76,385 shares; 2015Q2: 74,960 shares; 2015Q3: 70,880 shares 70,880$4.69M2.29%-4,080Timeline
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 249,450 shares; 2014Q3: 257,600 shares; 2014Q4: 258,700 shares; 2015Q1: 277,400 shares; 2015Q2: 294,250 shares; 2015Q3: 273,050 shares 273,050$4.57M2.23%-21,200
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 64,070 shares; 2014Q3: 62,505 shares; 2014Q4: 47,960 shares; 2015Q1: 53,521 shares; 2015Q2: 61,552 shares; 2015Q3: 58,183 shares 58,183$4.33M2.11%-3,369Timeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 68,335 shares; 2014Q4: 389,862 shares; 2015Q1: 362,164 shares; 2015Q2: 547,269 shares; 2015Q3: 582,211 shares 582,211$4.15M2.03%+34,942Timeline
ALPS ETF TRALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 211,854 shares; 2014Q3: 106,640 shares; 2014Q4: 153,951 shares; 2015Q1: 218,546 shares; 2015Q2: 223,187 shares; 2015Q3: 300,497 shares 300,497$3.75M1.83%+77,310
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 65,395 shares; 2014Q3: 66,315 shares; 2014Q4: 56,630 shares; 2015Q1: 64,060 shares; 2015Q2: 64,270 shares; 2015Q3: 60,115 shares 60,115$3.63M1.77%-4,155
XPLORE TECHNOLOGIES CORPXPLORE TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 163,509 shares; 2015Q2: 506,569 shares; 2015Q3: 659,842 shares 659,842$3.5M1.71%+153,273
MDXGMIMEDX GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 452,846 shares; 2014Q3: 452,996 shares; 2014Q4: not reported; 2015Q1: 20,000 shares; 2015Q2: 365,200 shares; 2015Q3: 358,650 shares 358,650$3.46M1.69%-6,550Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 11,745 shares; 2015Q3: 24,655 shares 24,655$3.21M1.57%+12,910Timeline
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 1,303,750 shares; 2014Q3: 1,336,850 shares; 2014Q4: 892,500 shares; 2015Q1: 753,050 shares; 2015Q2: 847,850 shares; 2015Q3: 1,610,750 shares 1,610,750$3.17M1.55%+762,900Timeline
PROSHARES SHORTPROSHARES SHORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 101,740 shares 101,740$3.04M1.49%new
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 147,829 shares; 2014Q3: 147,279 shares; 2014Q4: 104,466 shares; 2015Q1: 102,992 shares; 2015Q2: 96,047 shares; 2015Q3: 94,277 shares 94,277$2.99M1.46%-1,770Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 54,644 shares; 2015Q2: 53,952 shares; 2015Q3: 51,854 shares 51,854$2.55M1.25%-2,098Timeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 60,815 shares; 2014Q3: 62,105 shares; 2014Q4: 63,361 shares; 2015Q1: 67,500 shares; 2015Q2: 61,130 shares; 2015Q3: 57,685 shares 57,685$2.26M1.1%-3,445
ELLINGTON FINANCIAL LLCELLINGTON FINANCIAL LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 120,250 shares 120,250$2.15M1.05%new
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 185,746 shares; 2014Q4: 226,254 shares; 2015Q1: 257,494 shares; 2015Q2: 267,666 shares; 2015Q3: 261,009 shares 261,009$2.05M1%-6,657
IEVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 56,465 shares; 2015Q3: 49,144 shares 49,144$1.96M0.96%-7,321Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 454,853 shares; 2014Q4: 457,159 shares; 2015Q1: 431,276 shares; 2015Q2: 465,509 shares; 2015Q3: 433,945 shares 433,945$1.95M0.95%-31,564
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 21,734 shares; 2015Q2: 23,039 shares; 2015Q3: 16,965 shares 16,965$1.86M0.91%-6,074Timeline
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 77,196 shares; 2014Q4: 104,502 shares; 2015Q1: 100,612 shares; 2015Q2: 161,968 shares; 2015Q3: 161,720 shares 161,720$1.61M0.79%-248
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 3,932 shares; 2014Q3: 4,104 shares; 2014Q4: 4,475 shares; 2015Q1: 7,043 shares; 2015Q2: 20,383 shares; 2015Q3: 20,777 shares 20,777$1.51M0.74%+394Timeline
FIRST TR ISE REVERE NAT GASFIRST TR ISE REVERE NAT GASQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 267,957 shares; 2015Q2: 273,648 shares; 2015Q3: 260,812 shares 260,812$1.47M0.72%-12,836
IDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 50,430 shares; 2015Q3: 48,573 shares 48,573$1.37M0.67%-1,857Timeline
DOLPHIN CAPITAL INVESTORSDOLPHIN CAPITAL INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 7,285,100 shares; 2014Q3: 5,385,100 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5,951,241 shares 5,951,241$1.35M0.66%new
AIVIWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 35,830 shares; 2015Q2: 35,565 shares; 2015Q3: 33,945 shares 33,945$1.29M0.63%-1,620Timeline
SOUTHWESTERN ENERGY CO DEP …SOUTHWESTERN ENERGY CO DEP SHS 12…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 38,113 shares 38,113$1.19M0.58%new
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 5,557 shares; 2015Q1: 10,146 shares; 2015Q2: 10,820 shares; 2015Q3: 10,652 shares 10,652$1.18M0.58%-168Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 27,691 shares; 2015Q1: 28,941 shares; 2015Q2: 31,984 shares; 2015Q3: 63,439 shares 63,439$1.16M0.57%+31,455
LFCRLIFECORE BIOMEDICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 295,465 shares; 2014Q3: 309,085 shares; 2014Q4: 200,103 shares; 2015Q1: 200,198 shares; 2015Q2: 183,333 shares; 2015Q3: 98,362 shares 98,362$1.15M0.56%-84,971Timeline
MFINMEDALLION FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 113,864 shares; 2014Q3: not reported; 2014Q4: 120,123 shares; 2015Q1: 108,566 shares; 2015Q2: 117,938 shares; 2015Q3: 149,248 shares 149,248$1.13M0.55%+31,310Timeline
PAASPAN AMERN SILVER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 177,860 shares; 2015Q1: 172,835 shares; 2015Q2: 171,050 shares; 2015Q3: 164,145 shares 164,145$1.04M0.51%-6,905Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 4,480 shares; 2015Q3: 4,723 shares 4,723$910K0.44%+243Timeline
COCA COLA ENTERPRISES INC NECOCA COLA ENTERPRISES INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 18,000 shares; 2014Q3: 18,000 shares; 2014Q4: 18,000 shares; 2015Q1: 18,000 shares; 2015Q2: 18,000 shares; 2015Q3: 18,000 shares 18,000$870K0.43%0
GDLGDL FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 141,278 shares; 2014Q3: 158,138 shares; 2014Q4: 169,185 shares; 2015Q1: 109,523 shares; 2015Q2: 99,657 shares; 2015Q3: 85,138 shares 85,138$834K0.41%-14,519Timeline
ZWEIG TOTAL RETURN FD INCZWEIG TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 66,798 shares 66,798$763K0.37%new
PDIPIMCO DYNAMIC INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 21,145 shares; 2014Q4: 21,343 shares; 2015Q1: 20,431 shares; 2015Q2: 22,196 shares; 2015Q3: 21,496 shares 21,496$619K0.3%-700Timeline
VMRKVIVMARK RESIDENTIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 145,210 shares; 2014Q3: 148,850 shares; 2014Q4: 60,455 shares; 2015Q1: not reported; 2015Q2: 8,000 shares; 2015Q3: 8,000 shares 8,000$601K0.29%0Timeline
NUMEREX CORP -CL ANUMEREX CORP -CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 13,000 shares; 2015Q1: 26,077 shares; 2015Q2: 52,977 shares; 2015Q3: 51,077 shares 51,077$445K0.22%-1,900
OMEROMEROS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 78,634 shares; 2015Q3: 39,309 shares 39,309$431K0.21%-39,325Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 4,646 shares; 2014Q3: 4,521 shares; 2014Q4: 4,521 shares; 2015Q1: 4,521 shares; 2015Q2: 4,521 shares; 2015Q3: 4,391 shares 4,391$408K0.2%-130Timeline
GULTUGULF COAST ULTRA DEEP ROYALTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 13,584 shares; 2014Q4: 17,584 shares; 2015Q1: 70,000 shares; 2015Q2: 819,858 shares; 2015Q3: 1,372,459 shares 1,372,459$398K0.19%+552,601Timeline
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 3,858 shares; 2014Q3: 3,728 shares; 2014Q4: 3,728 shares; 2015Q1: 3,728 shares; 2015Q2: 3,728 shares; 2015Q3: 3,656 shares 3,656$341K0.17%-72Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 2,239 shares; 2015Q2: 3,039 shares; 2015Q3: 2,900 shares 2,900$320K0.16%-139Timeline
TELECOMMUNICATION SYS INCTELECOMMUNICATION SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 30,000 shares; 2014Q3: 33,101 shares; 2014Q4: 50,000 shares; 2015Q1: 50,000 shares; 2015Q2: 60,000 shares; 2015Q3: 65,000 shares 65,000$224K0.11%+5,000
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 16,737 shares; 2014Q3: 16,737 shares; 2014Q4: 12,737 shares; 2015Q1: 12,614 shares; 2015Q2: 14,614 shares; 2015Q3: 12,614 shares 12,614$197K0.1%-2,000Timeline
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 166,390 shares; 2014Q3: 208,828 shares; 2014Q4: 22,021 shares; 2015Q1: 22,271 shares; 2015Q2: 27,518 shares; 2015Q3: 26,398 shares 26,398$182K0.09%-1,120
SEQUENOM INC COM NEWSEQUENOM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 92,400 shares; 2014Q3: 96,400 shares; 2014Q4: 92,400 shares; 2015Q1: 81,700 shares; 2015Q2: 81,700 shares; 2015Q3: 91,700 shares 91,700$160K0.08%+10,000
ASHFORD HOSPITALITYASHFORD HOSPITALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares 10,000$61K0.03%0
Breitburn Energy Ptnr LpBreitburn Energy Ptnr LpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 11,456 shares; 2015Q2: 11,456 shares; 2015Q3: 15,456 shares 15,456$31K0.02%+4,000
WIDEPOINT CORP COMMONWIDEPOINT CORP COMMONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 20,000 shares; 2014Q3: 19,100 shares; 2014Q4: 25,896 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 30,000 shares 30,000$26K0.01%new

Sold out in Q3 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
XSDSPDR SERIES TRUST144,042$12.4Mshares
EWYISHARES INC33,055$1.82Mshares
WECWEC ENERGY GROUP INC37,375$1.68Mshares
TLTISHARES TR10,568$1.24Mshares
COSTCOSTCO WHOLESALE CORPORATION6,695$904Kshares
BRK-ABERKSHIRE HATHAWAY INC DEL1$205Kshares
AK STEEL HOLDING CORPAK STEEL HOLDING CORP12,000$46Kshares

How Q3 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001056868-15-000004 base2015-11-13acceptance time not in the bulk data set