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SUMMIT CAPITAL MANAGEMENT LLC

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13F filer, CIK 1056868, SEATTLE, WA

SUMMIT CAPITAL MANAGEMENT LLC reported $221,112,000 across 63 holdings for the quarter ended 2016-03-31, in a 13F-HR filed 2016-05-11. Its ten largest share positions make up 55.46% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001056868-16-000006

Period
2016-03-31
Reported value
$221M
Holdings
63
Top 10 weight
55.46%
New
4
Sold out
16

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GMnew+79,205$2.49M
AMGNadded+11,337$1.7M
ELLINGTON FINANCIAL LLCadded+82,399$1.44M
VODadded+34,239$1.1M
AAPLadded+9,633$1.05M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
UPSreduced-88,700-$9.36M
PSECreduced-518,040-$3.77M
COVANTA HLDG CORPexited-141,286-$2.19M
CLAYMORE GUGGENHEIMexited-55,970-$1.72M
DOLPHIN CAPITAL INVESTORSexited-5,951,241-$1.27M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2016

Share positions as resolved from 13F-HR 0001056868-16-000006, largest first. % of portfolio is the value over $221,113,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 618,205 shares; 2014Q3: 632,618 shares; 2014Q4: 631,172 shares; 2015Q1: 630,105 shares; 2015Q2: 573,697 shares; 2015Q3: 568,094 shares; 2015Q4: 539,047 shares; 2016Q1: 532,464 shares 532,464$29.4M13.3%-6,583Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 167,769 shares; 2014Q3: 167,269 shares; 2014Q4: 159,969 shares; 2015Q1: 166,641 shares; 2015Q2: 166,641 shares; 2015Q3: 166,641 shares; 2015Q4: 141,941 shares; 2016Q1: 153,278 shares 153,278$23M10.39%+11,337Timeline
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 167,452 shares; 2016Q1: 172,158 shares 172,158$13.6M6.16%+4,706Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit SerQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 84,082 shares; 2015Q1: 86,172 shares; 2015Q2: 91,068 shares; 2015Q3: 96,040 shares; 2015Q4: 120,574 shares; 2016Q1: 123,207 shares 123,207$13.5M6.08%+2,633
FDNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 95,933 shares; 2015Q4: 189,574 shares; 2016Q1: 194,050 shares 194,050$13.3M5.99%+4,476Timeline
SPDR SERIES TRUSTSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 202,773 shares; 2016Q1: 209,816 shares 209,816$6.37M2.88%+7,043
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 123,379 shares; 2014Q3: 166,884 shares; 2014Q4: 160,984 shares; 2015Q1: 157,034 shares; 2015Q2: 170,209 shares; 2015Q3: 163,909 shares; 2015Q4: 150,583 shares; 2016Q1: 150,550 shares 150,550$6.11M2.76%-33Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 235,967 shares; 2014Q3: 228,552 shares; 2014Q4: 226,303 shares; 2015Q1: 237,955 shares; 2015Q2: 231,007 shares; 2015Q3: 218,908 shares; 2015Q4: 202,975 shares; 2016Q1: 185,952 shares 185,952$5.91M2.67%-17,023
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: 38,036 shares; 2014Q4: 40,415 shares; 2015Q1: 41,046 shares; 2015Q2: 42,898 shares; 2015Q3: 22,142 shares; 2015Q4: 22,505 shares; 2016Q1: 22,207 shares 22,207$5.79M2.62%-298Timeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 147,829 shares; 2014Q3: 147,279 shares; 2014Q4: 104,466 shares; 2015Q1: 102,992 shares; 2015Q2: 96,047 shares; 2015Q3: 94,277 shares; 2015Q4: 144,704 shares; 2016Q1: 178,943 shares 178,943$5.74M2.59%+34,239Timeline
DEODIAGEO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 18,150 shares; 2014Q3: 40,095 shares; 2014Q4: 46,450 shares; 2015Q1: 51,645 shares; 2015Q2: 47,115 shares; 2015Q3: 46,960 shares; 2015Q4: 45,440 shares; 2016Q1: 51,316 shares 51,316$5.54M2.5%+5,876Timeline
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 94,015 shares; 2014Q3: 96,958 shares; 2014Q4: 169,692 shares; 2015Q1: 172,552 shares; 2015Q2: 83,107 shares; 2015Q3: 88,720 shares; 2015Q4: 91,342 shares; 2016Q1: 90,031 shares 90,031$5.41M2.45%-1,311
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 54,644 shares; 2015Q2: 53,952 shares; 2015Q3: 51,854 shares; 2015Q4: 118,882 shares; 2016Q1: 109,244 shares 109,244$5.3M2.4%-9,638Timeline
ELLIE MAE INCELLIE MAE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 68,998 shares; 2016Q1: 58,332 shares 58,332$5.29M2.39%-10,666
VOLT INFORMATION SCIEN COMVOLT INFORMATION SCIEN COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: 772,525 shares; 2014Q4: 750,390 shares; 2015Q1: 687,471 shares; 2015Q2: 652,096 shares; 2015Q3: 610,894 shares; 2015Q4: 594,694 shares; 2016Q1: 591,556 shares 591,556$4.45M2.01%-3,138
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 1,303,750 shares; 2014Q3: 1,336,850 shares; 2014Q4: 892,500 shares; 2015Q1: 753,050 shares; 2015Q2: 847,850 shares; 2015Q3: 1,610,750 shares; 2015Q4: 1,690,666 shares; 2016Q1: 1,579,800 shares 1,579,800$4.39M1.99%-110,866Timeline
PCHPOTLATCHDELTIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 215,971 shares; 2014Q3: 220,313 shares; 2014Q4: 226,922 shares; 2015Q1: 224,744 shares; 2015Q2: 235,357 shares; 2015Q3: 249,288 shares; 2015Q4: 163,248 shares; 2016Q1: 137,423 shares 137,423$4.33M1.96%-25,825Timeline
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 66,300 shares; 2014Q3: 66,985 shares; 2014Q4: 66,460 shares; 2015Q1: 76,385 shares; 2015Q2: 74,960 shares; 2015Q3: 70,880 shares; 2015Q4: 62,690 shares; 2016Q1: 62,970 shares 62,970$4.31M1.95%+280Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 64,070 shares; 2014Q3: 62,505 shares; 2014Q4: 47,960 shares; 2015Q1: 53,521 shares; 2015Q2: 61,552 shares; 2015Q3: 58,183 shares; 2015Q4: 53,638 shares; 2016Q1: 50,698 shares 50,698$4.24M1.92%-2,940Timeline
MDXGMIMEDX GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 452,846 shares; 2014Q3: 452,996 shares; 2014Q4: not reported; 2015Q1: 20,000 shares; 2015Q2: 365,200 shares; 2015Q3: 358,650 shares; 2015Q4: 483,454 shares; 2016Q1: 478,145 shares 478,145$4.18M1.89%-5,309Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 11,745 shares; 2015Q3: 24,655 shares; 2015Q4: 30,200 shares; 2016Q1: 29,378 shares 29,378$4.17M1.89%-822Timeline
ELLINGTON FINANCIAL LLCELLINGTON FINANCIAL LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 120,250 shares; 2015Q4: 100,201 shares; 2016Q1: 182,600 shares 182,600$3.18M1.44%+82,399
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 249,450 shares; 2014Q3: 257,600 shares; 2014Q4: 258,700 shares; 2015Q1: 277,400 shares; 2015Q2: 294,250 shares; 2015Q3: 273,050 shares; 2015Q4: 278,600 shares; 2016Q1: 268,388 shares 268,388$2.83M1.28%-10,212
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: 454,853 shares; 2014Q4: 457,159 shares; 2015Q1: 431,276 shares; 2015Q2: 465,509 shares; 2015Q3: 433,945 shares; 2015Q4: 573,900 shares; 2016Q1: 561,676 shares 561,676$2.81M1.27%-12,224
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 42,419 shares; 2016Q1: 43,658 shares 43,658$2.7M1.22%+1,239Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 66,283 shares; 2016Q1: 80,610 shares 80,610$2.5M1.13%+14,327Timeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 79,205 shares 79,205$2.49M1.13%newTimeline
PCARPACCAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 49,619 shares; 2016Q1: 42,880 shares 42,880$2.35M1.06%-6,739Timeline
XPLORE TECHNOLOGIES CORPXPLORE TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 163,509 shares; 2015Q2: 506,569 shares; 2015Q3: 659,842 shares; 2015Q4: 659,078 shares; 2016Q1: 671,818 shares 671,818$2.35M1.06%+12,740
KRESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 61,881 shares; 2016Q1: 60,998 shares 60,998$2.3M1.04%-883Timeline
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: 185,746 shares; 2014Q4: 226,254 shares; 2015Q1: 257,494 shares; 2015Q2: 267,666 shares; 2015Q3: 261,009 shares; 2015Q4: 258,580 shares; 2016Q1: 250,479 shares 250,479$1.97M0.89%-8,101
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 4,480 shares; 2015Q3: 4,723 shares; 2015Q4: 10,786 shares; 2016Q1: 9,323 shares 9,323$1.93M0.87%-1,463Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 21,734 shares; 2015Q2: 23,039 shares; 2015Q3: 16,965 shares; 2015Q4: 16,607 shares; 2016Q1: 16,414 shares 16,414$1.82M0.82%-193Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 65,395 shares; 2014Q3: 66,315 shares; 2014Q4: 56,630 shares; 2015Q1: 64,060 shares; 2015Q2: 64,270 shares; 2015Q3: 60,115 shares; 2015Q4: 45,540 shares; 2016Q1: 38,350 shares 38,350$1.79M0.81%-7,190
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 60,815 shares; 2014Q3: 62,105 shares; 2014Q4: 63,361 shares; 2015Q1: 67,500 shares; 2015Q2: 61,130 shares; 2015Q3: 57,685 shares; 2015Q4: 33,535 shares; 2016Q1: 32,185 shares 32,185$1.57M0.71%-1,350
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 2,239 shares; 2015Q2: 3,039 shares; 2015Q3: 2,900 shares; 2015Q4: 3,245 shares; 2016Q1: 12,878 shares 12,878$1.4M0.63%+9,633Timeline
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: 77,196 shares; 2014Q4: 104,502 shares; 2015Q1: 100,612 shares; 2015Q2: 161,968 shares; 2015Q3: 161,720 shares; 2015Q4: 163,300 shares; 2016Q1: 133,843 shares 133,843$1.29M0.59%-29,457
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 3,932 shares; 2014Q3: 4,104 shares; 2014Q4: 4,475 shares; 2015Q1: 7,043 shares; 2015Q2: 20,383 shares; 2015Q3: 20,777 shares; 2015Q4: 20,672 shares; 2016Q1: 15,185 shares 15,185$1.24M0.56%-5,487Timeline
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 5,557 shares; 2015Q1: 10,146 shares; 2015Q2: 10,820 shares; 2015Q3: 10,652 shares; 2015Q4: 10,435 shares; 2016Q1: 9,963 shares 9,963$1.14M0.52%-472Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 27,691 shares; 2015Q1: 28,941 shares; 2015Q2: 31,984 shares; 2015Q3: 63,439 shares; 2015Q4: 65,706 shares; 2016Q1: 64,595 shares 64,595$1.13M0.51%-1,111
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 51,872 shares; 2016Q1: 108,091 shares 108,091$1.03M0.46%+56,219Timeline
COCA COLA ENTERPRISES INC NECOCA COLA ENTERPRISES INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 18,000 shares; 2014Q3: 18,000 shares; 2014Q4: 18,000 shares; 2015Q1: 18,000 shares; 2015Q2: 18,000 shares; 2015Q3: 18,000 shares; 2015Q4: 18,000 shares; 2016Q1: 18,000 shares 18,000$913K0.41%0
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: 68,335 shares; 2014Q4: 389,862 shares; 2015Q1: 362,164 shares; 2015Q2: 547,269 shares; 2015Q3: 582,211 shares; 2015Q4: 618,693 shares; 2016Q1: 100,653 shares 100,653$732K0.33%-518,040Timeline
SOUTHWESTERN ENERGY CO DEP …SOUTHWESTERN ENERGY CO DEP SHS 12…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 38,113 shares; 2015Q4: 70,881 shares; 2016Q1: 35,552 shares 35,552$697K0.32%-35,329
TBTPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 16,406 shares 16,406$605K0.27%newTimeline
PDIPIMCO DYNAMIC INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: 21,145 shares; 2014Q4: 21,343 shares; 2015Q1: 20,431 shares; 2015Q2: 22,196 shares; 2015Q3: 21,496 shares; 2015Q4: 20,669 shares; 2016Q1: 21,365 shares 21,365$557K0.25%+696Timeline
BGBBLACKSTONE STRATEGIC CRED 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 37,826 shares; 2016Q1: 37,180 shares 37,180$507K0.23%-646Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 276,303 shares; 2014Q3: 276,303 shares; 2014Q4: 275,003 shares; 2015Q1: 95,350 shares; 2015Q2: 93,900 shares; 2015Q3: 92,900 shares; 2015Q4: 93,275 shares; 2016Q1: 4,575 shares 4,575$483K0.22%-88,700Timeline
NUMEREX CORP -CL ANUMEREX CORP -CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 13,000 shares; 2015Q1: 26,077 shares; 2015Q2: 52,977 shares; 2015Q3: 51,077 shares; 2015Q4: 77,200 shares; 2016Q1: 74,200 shares 74,200$453K0.2%-3,000
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 4,646 shares; 2014Q3: 4,521 shares; 2014Q4: 4,521 shares; 2015Q1: 4,521 shares; 2015Q2: 4,521 shares; 2015Q3: 4,391 shares; 2015Q4: 4,391 shares; 2016Q1: 4,391 shares 4,391$438K0.2%0Timeline
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 3,858 shares; 2014Q3: 3,728 shares; 2014Q4: 3,728 shares; 2015Q1: 3,728 shares; 2015Q2: 3,728 shares; 2015Q3: 3,656 shares; 2015Q4: 3,624 shares; 2016Q1: 3,590 shares 3,590$355K0.16%-34Timeline
FCGFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 60,923 shares 60,923$251K0.11%newTimeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,333 shares; 2016Q1: 3,833 shares 3,833$227K0.1%+500Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,219 shares 3,219$218K0.1%newTimeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 6,605 shares; 2016Q1: 4,579 shares 4,579$203K0.09%-2,026Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 16,737 shares; 2014Q3: 16,737 shares; 2014Q4: 12,737 shares; 2015Q1: 12,614 shares; 2015Q2: 14,614 shares; 2015Q3: 12,614 shares; 2015Q4: 12,631 shares; 2016Q1: 12,631 shares 12,631$171K0.08%0Timeline
SEQUENOM INC COM NEWSEQUENOM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 92,400 shares; 2014Q3: 96,400 shares; 2014Q4: 92,400 shares; 2015Q1: 81,700 shares; 2015Q2: 81,700 shares; 2015Q3: 91,700 shares; 2015Q4: 121,700 shares; 2016Q1: 81,700 shares 81,700$115K0.05%-40,000
ASHFORD HOSPITALITYASHFORD HOSPITALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares 10,000$64K0.03%0
ENPHENPHASE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 320,000 shares; 2016Q1: 20,000 shares 20,000$47K0.02%-300,000Timeline
WAFERGEN BIO-SYSTEMS INCWAFERGEN BIO-SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 31,000 shares; 2016Q1: 31,000 shares 31,000$20K0.01%0
WIDEPOINT CORP COMMONWIDEPOINT CORP COMMONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: 20,000 shares; 2014Q3: 19,100 shares; 2014Q4: 25,896 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 30,000 shares; 2015Q4: 30,000 shares; 2016Q1: 30,000 shares 30,000$18K0.01%0
Breitburn Energy Ptnr LpBreitburn Energy Ptnr LpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 11,456 shares; 2015Q2: 11,456 shares; 2015Q3: 15,456 shares; 2015Q4: 20,000 shares; 2016Q1: 20,000 shares 20,000$11K<0.01%0
TOWERSTREAM CORPTOWERSTREAM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 44,000 shares; 2016Q1: 54,000 shares 54,000$6K<0.01%+10,000

Sold out in Q1 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
COVANTA HLDG CORPCOVANTA HLDG CORP141,286$2.19Mshares
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIM55,970$1.72Mshares
DOLPHIN CAPITAL INVESTORSDOLPHIN CAPITAL INVESTORS5,951,241$1.27Mshares
TAT&T INC36,545$1.26Mshares
AIVIWISDOMTREE TR32,420$1.23Mshares
IEFAISHARES TR20,747$1.13Mshares
IWMISHARES TR9,932$1.12Mshares
ZWEIG TOTAL RETURN FD INCZWEIG TOTAL RETURN FD INC64,476$785Kshares
MFINMEDALLION FINANCIAL CORP111,259$783Kshares
XLISELECT SECTOR SPDR TR12,218$648Kshares
GDLGDL FD50,132$502Kshares
XEVVXEATON VANCE LIMITED DURATION30,000$383Kshares
FIRST TR ISE REVERE NAT GASFIRST TR ISE REVERE NAT GAS68,408$305Kshares
VMRKVIVMARK RESIDENTIAL3,000$245Kshares
IDVISHARES TR7,211$207Kshares
BIOCEPT INCBIOCEPT INC12,000$17Kshares

How Q1 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001056868-16-000006 base2016-05-11acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001056868-16-000006 Quarter ended 2016-03-312016-05-11acceptance time not in the bulk data set
13F-HR 0001056868-16-000005 Quarter ended 2015-12-312016-02-11acceptance time not in the bulk data set
13F-HR 0001056868-15-000004 Quarter ended 2015-09-302015-11-13acceptance time not in the bulk data set
13F-HR 0001056868-15-000003 Quarter ended 2015-06-302015-08-17acceptance time not in the bulk data set
13F-HR 0001056868-15-000002 Quarter ended 2015-03-312015-05-13acceptance time not in the bulk data set
13F-HR 0001056868-15-000001 Quarter ended 2014-12-312015-02-13acceptance time not in the bulk data set
13F-HR 0001056868-14-000006 Quarter ended 2014-09-302014-11-13acceptance time not in the bulk data set
13F-HR 0001056868-14-000005 Quarter ended 2014-06-302014-08-08acceptance time not in the bulk data set
13F-HR 0001056868-14-000004 Quarter ended 2014-03-312014-05-14acceptance time not in the bulk data set
13F-HR 0001056868-14-000002 Quarter ended 2013-12-312014-02-14acceptance time not in the bulk data set
13F-HR 0001056868-13-000008 Quarter ended 2013-09-302013-11-15acceptance time not in the bulk data set
13F-HR 0001056868-13-000006 Quarter ended 2013-06-302013-08-14acceptance time not in the bulk data set